ULLMAN JOHN & ASSOCIATES INC
Legal name: JOHN G. ULLMAN & ASSOCIATES, INC
CRD #105361 SEC #801-14064 HORSEHEADS, NY 607-936-3785
SEC Registered
Total AUM
$1.4B
Discretionary
$1.3B
Employees
63
Clients
--
Accounts
2,835
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Mar 2025 | $1.4B | $1.3B | $39.7M | 63 | 0 |
| Mar 2024 | $1.3B | $1.2B | $39.1M | 56 | 0 |
| Aug 2023 | $1.2B | $1.2B | $35.5M | 58 | 0 |
| Apr 2023 | $1.2B | $1.2B | $35.5M | 58 | 0 |
| Mar 2023 | $1.2B | $1.2B | $35.5M | 58 | 0 |
| Mar 2022 | $1.3B | $1.3B | $34.3M | 48 | 0 |
| Mar 2021 | $1.2B | $1.1B | $30.9M | 48 | 0 |
| Jun 2020 | $1.2B | $1.2B | $28.7M | 49 | 0 |
| Mar 2020 | $1.2B | $1.2B | $28.7M | 49 | 0 |
| Mar 2019 | $1.1B | $1B | $26.4M | 49 | 0 |
| Mar 2018 | $1.1B | $1B | $30.3M | 40 | 0 |
| Mar 2017 | $1B | $978.6M | $26.4M | 34 | 1,000 |
| Mar 2016 | $970.3M | $941.4M | $28.8M | 32 | 1,100 |
| Mar 2015 | $1.1B | $1.1B | $16.6M | 35 | 1,200 |
| Mar 2014 | $1.1B | $1.1B | $20.4M | 35 | 1,200 |
| Apr 2013 | $940.1M | $915.6M | $24.5M | 43 | 1,200 |
| Mar 2012 | $867.3M | $843.1M | $24.2M | 11 | 1,100 |
| Nov 2011 | $750M | $750M | $0 | 11 | 1,000 |
| Mar 2011 | $750M | $750M | $0 | -- | -- |
| Mar 2009 | $606M | $606M | $0 | -- | -- |
| Mar 2008 | $678M | $678M | $0 | -- | -- |
| May 2007 | $635M | $635M | $0 | -- | -- |
| Mar 2007 | $635M | $635M | $0 | 51 | -- |
| Mar 2004 | $547.8M | $547.8M | $0 | -- | -- |
| Dec 2003 | $469.5M | $469.5M | $0 | -- | -- |
| Mar 2002 | $503.3M | $503.3M | $0 | -- | -- |
| Sep 2001 | $465.2M | $465.2M | $0 | -- | -- |
| Sep 2001 | $465.2M | $465.2M | $0 | -- | -- |
DateMar 2025
Total AUM$1.4B
Discretionary$1.3B
Non-Disc.$39.7M
Employees63
Clients0
DateMar 2024
Total AUM$1.3B
Discretionary$1.2B
Non-Disc.$39.1M
Employees56
Clients0
DateAug 2023
Total AUM$1.2B
Discretionary$1.2B
Non-Disc.$35.5M
Employees58
Clients0
DateApr 2023
Total AUM$1.2B
Discretionary$1.2B
Non-Disc.$35.5M
Employees58
Clients0
DateMar 2023
Total AUM$1.2B
Discretionary$1.2B
Non-Disc.$35.5M
Employees58
Clients0
DateMar 2022
Total AUM$1.3B
Discretionary$1.3B
Non-Disc.$34.3M
Employees48
Clients0
DateMar 2021
Total AUM$1.2B
Discretionary$1.1B
Non-Disc.$30.9M
Employees48
Clients0
DateJun 2020
Total AUM$1.2B
Discretionary$1.2B
Non-Disc.$28.7M
Employees49
Clients0
DateMar 2020
Total AUM$1.2B
Discretionary$1.2B
Non-Disc.$28.7M
Employees49
Clients0
DateMar 2019
Total AUM$1.1B
Discretionary$1B
Non-Disc.$26.4M
Employees49
Clients0
DateMar 2018
Total AUM$1.1B
Discretionary$1B
Non-Disc.$30.3M
Employees40
Clients0
DateMar 2017
Total AUM$1B
Discretionary$978.6M
Non-Disc.$26.4M
Employees34
Clients1,000
DateMar 2016
Total AUM$970.3M
Discretionary$941.4M
Non-Disc.$28.8M
Employees32
Clients1,100
DateMar 2015
Total AUM$1.1B
Discretionary$1.1B
Non-Disc.$16.6M
Employees35
Clients1,200
DateMar 2014
Total AUM$1.1B
Discretionary$1.1B
Non-Disc.$20.4M
Employees35
Clients1,200
DateApr 2013
Total AUM$940.1M
Discretionary$915.6M
Non-Disc.$24.5M
Employees43
Clients1,200
DateMar 2012
Total AUM$867.3M
Discretionary$843.1M
Non-Disc.$24.2M
Employees11
Clients1,100
DateNov 2011
Total AUM$750M
Discretionary$750M
Non-Disc.$0
Employees11
Clients1,000
DateMar 2011
Total AUM$750M
Discretionary$750M
Non-Disc.$0
Employees--
Clients--
DateMar 2009
Total AUM$606M
Discretionary$606M
Non-Disc.$0
Employees--
Clients--
DateMar 2008
Total AUM$678M
Discretionary$678M
Non-Disc.$0
Employees--
Clients--
DateMay 2007
Total AUM$635M
Discretionary$635M
Non-Disc.$0
Employees--
Clients--
DateMar 2007
Total AUM$635M
Discretionary$635M
Non-Disc.$0
Employees51
Clients--
DateMar 2004
Total AUM$547.8M
Discretionary$547.8M
Non-Disc.$0
Employees--
Clients--
DateDec 2003
Total AUM$469.5M
Discretionary$469.5M
Non-Disc.$0
Employees--
Clients--
DateMar 2002
Total AUM$503.3M
Discretionary$503.3M
Non-Disc.$0
Employees--
Clients--
DateSep 2001
Total AUM$465.2M
Discretionary$465.2M
Non-Disc.$0
Employees--
Clients--
DateSep 2001
Total AUM$465.2M
Discretionary$465.2M
Non-Disc.$0
Employees--
Clients--