CALDWELL & ORKIN INC
CRD #105366 SEC #801-17451 NORCROSS, GA 678-533-7850
SEC Registered Private Funds
Total AUM
$72.5M
Discretionary
$72.5M
Employees
6
Clients
--
Accounts
32
Firm Details
- Organization Type
- Corporation
- State of Formation
- Georgia
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 22, 2017
- Branch Offices
- --
- CIK (EDGAR)
- 862853
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BOCKEL, DAVID, ROBERT | I | SECRETARY | NA | |
| BOCKEL, DAVID, ROBERT | I | SECRETARY | NA | |
| BOCKEL, DAVID, ROBERT | I | SECRETARY | NA | |
| BOCKEL, DAVID, ROBERT | I | SECRETARY | NA | |
| BOCKEL, DAVID, ROBERT | I | SECRETARY | NA | |
| BOCKEL, DAVID, ROBERT | I | SECRETARY | NA | |
| BOCKEL, DAVID, ROBERT | I | SECRETARY | NA | |
| BOCKEL, DAVID, ROBERT | I | SECRETARY, CHIEF COMPLIANCE OFFICER, PORTFOLIO MANAGER | NA | |
| BOCKEL, DAVID, ROBERT | I | SECRETARY, CHIEF COMPLIANCE OFFICER, PORTFOLIO MANAGER | NA | |
| BOCKEL, DAVID, ROBERT | I | SECRETARY, CHIEF COMPLIANCE OFFICER, PORTFOLIO MANAGER | NA | |
| BOCKEL, DAVID, ROBERT | I | SECRETARY, CHIEF COMPLIANCE OFFICER, PORTFOLIO MANAGER | NA | |
| BOCKEL, DAVID, ROBERT | I | SECRETARY, CHIEF COMPLIANCE OFFICER, PORTFOLIO MANAGER | NA | |
| BOCKEL, DAVID, ROBERT | I | SECRETARY, CHIEF COMPLIANCE OFFICER, PORTFOLIO MANAGER | NA | |
| BOCKEL, DAVID, ROBERT | I | SECRETARY, CHIEF COMPLIANCE OFFICER, PORTFOLIO MANAGER | NA | |
| BOCKEL, DAVID, ROBERT | I | SECRETARY | NA | |
| BOCKEL, DAVID, ROBERT | I | SECRETARY, CHIEF COMPLIANCE OFFICER, PORTFOLIO MANAGER | NA | |
| BOCKEL, DAVID, ROBERT | I | SECRETARY, CHIEF COMPLIANCE OFFICER, PORTFOLIO MANAGER | NA | |
| DUNCAN, TERESA, DAWNE | I | SECRETARY, ASST PORTFOLIO MGR, DIR OPS & ADMIN | NA | |
| GREENBLATT, ROBERT, H | I | PRESIDENT, PORTFOLIO MANAGER, SECRETARY | NA | |
| GREENBLATT, ROBERT, H | I | PRESIDENT, PORTFOLIO MANAGER, SECRETARY | NA | |
| GREENBLATT, ROBERT, H | I | PRESIDENT, PORTFOLIO MANAGER | NA | |
| GREENBLATT, ROBERT, H | I | PRESIDENT, PORTFOLIO MANAGER, SECRETARY | NA | |
| HORNE, WILLIAM, COLLINS | I | CHIEF COMPLIANCE OFFICER, DIRECTOR OF CLIENT SERVICES | NA | |
| HORNE, WILLIAM, COLLINS | I | CHIEF COMPLIANCE OFFICER, DIRECTOR OF CLIENT SERVICES | NA | |
| HORNE, WILLIAM, COLLINS | I | CHIEF COMPLIANCE OFFICER, DIRECTOR OF CLIENT SERVICES | NA | |
| HORNE, WILLIAM, COLLINS | I | CHIEF COMPLIANCE OFFICER, DIRECTOR OF CLIENT SERVICES | NA | |
| HORNE, WILLIAM, COLLINS | I | CHIEF COMPLIANCE OFFICER, DIRECTOR OF CLIENT SERVICES | NA | |
| HORNE, WILLIAM, COLLINS | I | CHIEF COMPLIANCE OFFICER, DIRECTOR OF CLIENT SERVICES | NA | |
| HORNE, WILLIAM, COLLINS | I | CHIEF COMPLIANCE OFFICER, DIRECTOR OF CLIENT SERVICES | NA | |
| HORNE, WILLIAM, COLLINS | I | CHIEF COMPLIANCE OFFICER, DIRECTOR OF CLIENT SERVICES | NA | |
| HORNE, WILLIAM, COLLINS | I | CHIEF COMPLIANCE OFFICER, DIRECTOR OF CLIENT SERVICES | NA | |
| HORNE, WILLIAM, COLLINS | I | CHIEF COMPLIANCE OFFICER, DIRECTOR OF CLIENT SERVICES | NA | |
| HORNE, WILLIAM, COLLINS | I | CHIEF COMPLIANCE OFFICER, DIRECTOR OF CLIENT SERVICES | NA | |
| HORNE, WILLIAM, COLLINS | I | CHIEF COMPLIANCE OFFICER, DIRECTOR OF CLIENT SERVICES | NA | |
| ORKIN, MICHAEL, BRIAN | I | SOLE SHAREHOLDER, CEO, TREASURER, DIRECTOR, PORTFOLIO MANAGER | E | Control |
| ORKIN, MICHAEL, BRIAN | I | SOLE SHAREHOLDER, CEO, PRESIDENT, TREASURER, DIRECTOR, PORTFOLIO MANAGER | E | Control |
| ORKIN, MICHAEL, BRIAN | I | SOLE SHAREHOLDER, CEO, PRESIDENT, TREASURER, DIRECTOR, PORTFOLIO MANAGER | E | Control |
| ORKIN, MICHAEL, BRIAN | I | SOLE SHAREHOLDER, CEO, PRESIDENT, TREASURER, DIRECTOR, PORTFOLIO MANAGER | E | Control |
| ORKIN, MICHAEL, BRIAN | I | SOLE SHAREHOLDER, CEO, PRESIDENT, TREASURER, DIRECTOR, PORTFOLIO MANAGER | E | Control |
| ORKIN, MICHAEL, BRIAN | I | SOLE SHAREHOLDER, CEO, TREASURER, DIRECTOR, PORTFOLIO MANAGER | E | Control |
| ORKIN, MICHAEL, BRIAN | I | SOLE SHAREHOLDER, CEO, PRESIDENT, TREASURER, DIRECTOR, PORTFOLIO MANAGER | E | Control |
| ORKIN, MICHAEL, BRIAN | I | SOLE SHAREHOLDER, CEO, PRESIDENT, TREASURER, DIRECTOR, PORTFOLIO MANAGER | E | Control |
| ORKIN, MICHAEL, BRIAN | I | SOLE SHAREHOLDER, CEO, PRESIDENT, TREASURER, DIRECTOR, PORTFOLIO MANAGER | E | Control |
| ORKIN, MICHAEL, BRIAN | I | SOLE SHAREHOLDER, CEO, TREASURER, DIRECTOR, PORTFOLIO MANAGER | E | Control |
| ORKIN, MICHAEL, BRIAN | I | SOLE SHAREHOLDER, CEO, TREASURER, DIRECTOR, PORTFOLIO MANAGER | E | Control |
| ORKIN, MICHAEL, BRIAN | I | SOLE SHAREHOLDER, CEO, PRESIDENT, TREASURER, DIRECTOR, PORTFOLIO MANAGER | E | Control |
| ORKIN, MICHAEL, BRIAN | I | SOLE SHAREHOLDER, CEO, PRESIDENT, TREASURER, DIRECTOR, PORTFOLIO MANAGER | E | Control |
| ORKIN, MICHAEL, BRIAN | I | SOLE SHAREHOLDER, CEO, PRESIDENT, TREASURER, DIRECTOR, PORTFOLIO MANAGER | E | Control |
| ORKIN, MICHAEL, BRIAN | I | SOLE SHAREHOLDER, CEO, PRESIDENT, TREASURER, DIRECTOR, PORTFOLIO MANAGER | E | Control |
| ORKIN, MICHAEL, BRIAN | I | SOLE SHAREHOLDER, CEO, PRESIDENT, TREASURER, DIRECTOR, PORTFOLIO MANAGER | E | Control |
| ORKIN, MICHAEL, BRIAN | I | SOLE SHAREHOLDER, CEO, PRESIDENT, TREASURER, DIRECTOR, PORTFOLIO MANAGER | E | Control |
| ORKIN, MICHAEL, BRIAN | I | SOLE SHAREHOLDER, CEO, PRESIDENT, TREASURER, DIRECTOR, PORTFOLIO MANAGER | E | Control |
| ORKIN, MICHAEL, BRIAN | I | SOLE SHAREHOLDER, CEO, PRESIDENT, TREASURER, DIRECTOR, PORTFOLIO MANAGER | E | Control |
| ORKIN, MICHAEL, BRIAN | I | SOLE SHAREHOLDER, CEO, PRESIDENT, TREASURER, DIRECTOR, PORTFOLIO MANAGER | E | Control |
| ORKIN, MICHAEL, BRIAN | I | SOLE SHAREHOLDER, CEO, PRESIDENT, TREASURER, DIRECTOR, PORTFOLIO MANAGER | E | Control |
Registrations
Federal
IA
Feb 22, 2017 REGISTERED
Notice Filings (4)
AL FL GA NC
Address
5185 PEACHTREE PARKWAYSUITE 370
NORCROSS, GA 30092-6541
United States
Phone: 678-533-7850