PROVISE MANAGEMENT GROUP, LLC
CRD #105375 SEC #801-32172 CLEARWATER, FL [727] 441-9022
SEC Registered Disclosures
Total AUM
$1.8B
Discretionary
$1.8B
Employees
19
Clients
--
Accounts
3,439
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Florida
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 27, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ADAMS, KIMBERLY, LYN | I | CFO | NA | Control |
| ADAMS, KIMBERLY, LYN | I | CFO | NA | Control |
| ADAMS, KIMBERLY, LYN | I | CFO | NA | Control |
| ADAMS, KIMBERLY, LYN | I | CFO | NA | Control |
| ADAMS, KIMBERLY, LYN | I | EXECUTIVE VICE PRESIDENT/CFO/DIRECTOR | NA | Control |
| ADAMS, KIMBERLY, LYN | I | EXECUTIVE VICE PRESIDENT/CFO/DIRECTOR | NA | Control |
| ADAMS, KIMBERLY, LYN | I | EXECUTIVE VICE PRESIDENT/CFO/DIRECTOR | NA | Control |
| ADAMS, KIMBERLY, LYN | I | CFO | NA | Control |
| ADAMS, KIMBERLY, LYN | I | CFO | NA | Control |
| ADAMS, KIMBERLY, LYN | I | CFO | NA | Control |
| ADAMS, KIMBERLY, LYN | I | EXECUTIVE VICE PRESIDENT/CFO/DIRECTOR | NA | Control |
| ADAMS, KIMBERLY, LYN | I | CFO | NA | Control |
| ADAMS-DIPIERO, KIMBERLY, LYN | I | EXECUTIVE VICE PRESIDENT/CFO | NA | Control |
| ADAMS-DIPIERO, KIMBERLY, LYN | I | EXECUTIVE VICE PRESIDENT/CFO/DIRECTOR | NA | Control |
| ADAMS-DIPIERO, KIMBERLY, LYN | I | EXECUTIVE VICE PRESIDENT/CFO | NA | Control |
| ADAMS-DIPIERO, KIMBERLY, LYN | I | EXECUTIVE VICE PRESIDENT/CFO | NA | Control |
| ADAMS-DIPIERO, KIMBERLY, LYN | I | EXECUTIVE VICE PRESIDENT/CFO | NA | Control |
| ADAMS-DIPIERO, KIMBERLY, LYN | I | EXECUTIVE VICE PRESIDENT/CFO | NA | Control |
| ADAMS-DIPIERO, KIMBERLY, LYN | I | EXECUTIVE VICE PRESIDENT/CFO | NA | Control |
| ADAMS-DIPIERO, KIMBERLY, LYN | I | EXECUTIVE VICE PRESIDENT/CFO | NA | Control |
| ADAMS-DIPIERO, KIMBERLY, LYN | I | EXECUTIVE VICE PRESIDENT/CFO | NA | Control |
| ADAMS-DIPIERO, KIMBERLY, LYN | I | EXECUTIVE VICE PRESIDENT/CFO/DIRECTOR | NA | Control |
| ADAMS-DIPIERO, KIMBERLY, LYN | I | EXECUTIVE VICE PRESIDENT/CFO | NA | Control |
| ADAMS-DIPIERO, KIMBERLY, LYN | I | EXECUTIVE VICE PRESIDENT/CFO | NA | Control |
| ADAMS-DIPIERO, KIMBERLY, LYN | I | EXECUTIVE VICE PRESIDENT/CFO/DIRECTOR | NA | Control |
| ADAMS-DIPIERO, KIMBERLY, LYN | I | EXECUTIVE VICE PRESIDENT/CFO | NA | Control |
| ADAMS-DIPIERO, KIMBERLY, LYN | I | EXECUTIVE VICE PRESIDENT/CFO | NA | Control |
| ADAMS-DIPIERO, KIMBERLY, LYN | I | EXECUTIVE VICE PRESIDENT/CFO | NA | Control |
| ADAMS-DIPIERO, KIMBERLY, LYN | I | EXECUTIVE VICE PRESIDENT/CFO | NA | Control |
| ADAMS-DIPIERO, KIMBERLY, LYN | I | EXECUTIVE VICE PRESIDENT/CFO | NA | |
| ADAMS-DIPIERO, KIMBERLY, LYN | I | EXECUTIVE VICE PRESIDENT/CFO | NA | |
| ADAMS-DIPIERO, KIMBERLY, LYN | I | EXECUTIVE VICE PRESIDENT/CFO | NA | |
| ADAMS-DIPIERO, KIMBERLY, LYN | I | EXECUTIVE VICE PRESIDENT/CFO | NA | |
| ADAMS-DIPIERO, KIMBERLY, LYN | I | EXECUTIVE VICE PRESIDENT/CFO | NA | |
| ADAMS-DIPIERO, KIMBERLY, LYN | I | EXECUTIVE VICE PRESIDENT/CFO | NA | |
| ADAMS-DIPIERO, KIMBERLY, LYN | I | EXECUTIVE VICE PRESIDENT/CFO | NA | |
| ADAMS-DIPIERO, KIMBERLY, LYN | I | EXECUTIVE VICE PRESIDENT/CFO | NA | |
| ADAMS-DIPIERO, KIMBERLY, LYN | I | EXECUTIVE VICE PRESIDENT/CFO | NA | |
| ADAMS-DIPIERO, KIMBERLY, LYN | I | EXECUTIVE VICE PRESIDENT/CFO | NA | |
| ADAMS-DIPIERO, KIMBERLY, LYN | I | EXECUTIVE VICE PRESIDENT/CFO | NA | |
| ADAMS-DIPIERO, KIMBERLY, LYN | I | EXECUTIVE VICE PRESIDENT/CFO | NA | |
| ADAMS-DIPIERO, KIMBERLY, LYN | I | EXECUTIVE VICE PRESIDENT/CFO | NA | |
| BRETHAUER, JON, MICHAEL | I | VICE PRESIDENT | NA | |
| BRETHAUER, JON, MICHAEL | I | VICE PRESIDENT | NA | |
| BRETHAUER, JON, MICHAEL | I | VICE PRESIDENT | NA | |
| BRETHAUER, JON, MICHAEL | I | VICE PRESIDENT | NA | |
| BRETHAUER, JON, MICHAEL | I | VICE PRESIDENT | NA | |
| BRETHAUER, JON, MICHAEL | I | VICE PRESIDENT | NA | |
| BRETHAUER, JON, MICHAEL | I | VICE PRESIDENT | NA | |
| BRETHAUER, JON, MICHAEL | I | VICE PRESIDENT | NA | |
| BRETHAUER, JON, MICHAEL | I | VICE PRESIDENT | NA | |
| BRETHAUER, JON, MICHAEL | I | VICE PRESIDENT | NA | |
| BRETHAUER, JON, MICHAEL | I | VICE PRESIDENT | NA | |
| BRETHAUER, JON, MICHAEL | I | VICE PRESIDENT | NA | |
| BRETHAUER, JON, MICHAEL | I | VICE PRESIDENT | NA | |
| BRETHAUER, JON, MICHAEL | I | EXECUTIVE VICE PRESIDENT | NA | |
| BRETHAUER, JON, MICHAEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BRETHAUER, JON, MICHAEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BRETHAUER, JON, MICHAEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BRETHAUER, JON, MICHAEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BRETHAUER, JON, MICHAEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BRETHAUER, JON, MICHAEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BRETHAUER, JON, MICHAEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BRETHAUER, JON, MICHAEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BRETHAUER, JON, MICHAEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BRETHAUER, JON, MICHAEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BRETHAUER, JON, MICHAEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BRETHAUER, JON, MICHAEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BRETHAUER, JON, MICHAEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BRETHAUER, JON, MICHAEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BRETHAUER, JON, MICHAEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BRETHAUER, JON, MICHAEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BRETHAUER, JON, MICHAEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BRETHAUER, JON, MICHAEL | I | PRESIDENT/MANAGER | NA | Control |
| BRETHAUER, JON, MICHAEL | I | PRESIDENT/MANAGER | NA | Control |
| BRETHAUER, JON, MICHAEL | I | PRESIDENT/MANAGER | NA | Control |
| BRETHAUER, JON, MICHAEL | I | PRESIDENT/MANAGER | NA | Control |
| BRETHAUER, JON, MICHAEL | I | PRESIDENT/MANAGER | NA | Control |
| BRETHAUER, JON, MICHAEL | I | PRESIDENT/MANAGER | NA | Control |
| BRETHAUER, JON, MICHAEL | I | PRESIDENT/MANAGER | NA | Control |
| BRETHAUER, JON, MICHAEL | I | PRESIDENT/MANAGER | NA | Control |
| BRETHAUER, JON, MICHAEL | I | PRESIDENT/MANAGER | NA | Control |
| BRETHAUER, JON, MICHAEL | I | PRESIDENT/MANAGER | NA | Control |
| Britnell, Michelle | I | COO, SECRETARY/TREASURER | NA | |
| Britnell, Michelle | I | COO, SECRETARY/TREASURER | NA | |
| Britnell, Michelle | I | COO, SECRETARY/TREASURER | NA | |
| Britnell, Michelle | I | COO, SECRETARY/TREASURER | NA | |
| Britnell, Michelle | I | COO, SECRETARY/TREASURER | NA | |
| Britnell, Michelle | I | COO, SECRETARY/TREASURER | NA | |
| Britnell, Michelle | I | COO, SECRETARY/TREASURER | NA | |
| Britnell, Michelle | I | COO, SECRETARY/TREASURER | NA | |
| COMMORATO, MARIANNE | I | VICE PRESIDENT, COMPLIANCE | NA | |
| COMMORATO, MARIANNE | I | VICE PRESIDENT, COMPLIANCE | NA | |
| COMMORATO, MARIANNE | I | VICE PRESIDENT, COMPLIANCE | NA | |
| COMMORATO, MARIANNE | I | VICE PRESIDENT, COMPLIANCE | NA | |
| COMMORATO, MARIANNE | I | VICE PRESIDENT, COMPLIANCE | NA | |
| COMMORATO, MARIANNE | I | VICE PRESIDENT, COMPLIANCE | NA | |
| COMMORATO, MARIANNE | I | VICE PRESIDENT, COMPLIANCE | NA | |
| COMMORATO, MARIANNE | I | VICE PRESIDENT, COMPLIANCE | NA | |
| COMMORATO, MARIANNE | I | VICE PRESIDENT, COMPLIANCE | NA | |
| COMMORATO, MARIANNE | I | VICE PRESIDENT, COMPLIANCE | NA | |
| COMMORATO, MARIANNE | I | VICE PRESIDENT, COMPLIANCE | NA | |
| COMMORATO, MARIANNE | I | VICE PRESIDENT, COMPLIANCE | NA | |
| COMMORATO, MARIANNE | I | VICE PRESIDENT, COMPLIANCE | NA | |
| COMMORATO, MARIANNE | I | VICE PRESIDENT, COMPLIANCE | NA | |
| COMMORATO, MARIANNE | I | VICE PRESIDENT, COMPLIANCE | NA | |
| COMMORATO, MARIANNE | I | VICE PRESIDENT, COMPLIANCE | NA | |
| CROY, NANCY, BOWLER | I | EXECUTIVE VICE PRESIDENT | NA | |
| CROY, NANCY, BOWLER | I | SENIOR VICE PRESIDENT | NA | |
| CROY, NANCY, BOWLER | I | SENIOR VICE PRESIDENT | NA | |
| CROY, NANCY, BOWLER | I | EXECUTIVE VICE PRESIDENT | NA | |
| CROY, NANCY, BOWLER | I | EXECUTIVE VICE PRESIDENT | NA | |
| CROY, NANCY, BOWLER | I | EXECUTIVE VICE PRESIDENT | NA | |
| CROY, NANCY, BOWLER | I | SENIOR VICE PRESIDENT | NA | |
| CROY, NANCY, BOWLER | I | EXECUTIVE VICE PRESIDENT | NA | |
| CROY, NANCY, BOWLER | I | SENIOR VICE PRESIDENT | NA | |
| CROY, NANCY, BOWLER | I | EXECUTIVE VICE PRESIDENT | NA | |
| CROY, NANCY, BOWLER | I | EXECUTIVE VICE PRESIDENT | NA | |
| CROY, NANCY, BOWLER | I | EXECUTIVE VICE PRESIDENT | NA | |
| CROY, NANCY, BOWLER | I | EXECUTIVE VICE PRESIDENT | NA | |
| CROY, NANCY, BOWLER | I | EXECUTIVE VICE PRESIDENT | NA | |
| CROY, NANCY, BOWLER | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CROY, NANCY, BOWLER | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CROY, NANCY, BOWLER | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CROY, NANCY, BOWLER | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CROY, NANCY, BOWLER | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CROY, NANCY, BOWLER | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CROY, NANCY, BOWLER | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CROY, NANCY, BOWLER | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CROY, NANCY, BOWLER | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CROY, NANCY, BOWLER | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CROY, NANCY, BOWLER | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CROY, NANCY, BOWLER | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CROY, NANCY, BOWLER | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CROY, NANCY, BOWLER | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CROY, NANCY, BOWLER | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CROY, NANCY, BOWLER | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CROY, NANCY, BOWLER | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| DURBIN, ANGELA, NELSON | I | SECRETARY/TREASURER | NA | |
| DURBIN, ANGELA, NELSON | I | SECRETARY/TREASURER | NA | |
| DURBIN, ANGELA, NELSON | I | SECRETARY/TREASURER | NA | |
| DURBIN, ANGELA, NELSON | I | SECRETARY/TREASURER | NA | |
| DURBIN, ANGELA, NELSON | I | SECRETARY/TREASURER | NA | |
| DURBIN, ANGELA, NELSON | I | SECRETARY/TREASURER | NA | |
| DURBIN, ANGELA, NELSON | I | SECRETARY/TREASURER | NA | |
| DURBIN, ANGELA, NELSON | I | SECRETARY/TREASURER | NA | |
| DURBIN, ANGELA, NELSON | I | SECRETARY/TREASURER | NA | |
| DURBIN, ANGELA, NELSON | I | SECRETARY/TREASURER | NA | |
| DURBIN, ANGELA, NELSON | I | SECRETARY/TREASURER | NA | |
| DURBIN, ANGELA, NELSON | I | SECRETARY/TREASURER | NA | |
| DURBIN, ANGELA, NELSON | I | SECRETARY/TREASURER | NA | |
| DURBIN, ANGELA, NELSON | I | SECRETARY/TREASURER | NA | |
| DURBIN, ANGELA, NELSON | I | SECRETARY/TREASURER | NA | |
| DURBIN, ANGELA, NELSON | I | SECRETARY/TREASURER | NA | |
| DURBIN, ANGELA, NELSON | I | SECRETARY/TREASURER | NA | |
| DURBIN, ANGELA, NELSON | I | SECRETARY/TREASURER | NA | |
| DURBIN, ANGELA, NELSON | I | SECRETARY/TREASURER | NA | |
| EBBERT, ERIC, RUSSELL | I | COO | NA | Control |
| EBBERT, ERIC, RUSSELL | I | COO | NA | Control |
| EBBERT, ERIC, RUSSELL | I | COO | NA | Control |
| EBBERT, ERIC, RUSSELL | I | COO | NA | Control |
| EBBERT, ERIC, RUSSELL | I | EXECUTIVE VICE PRESIDENT/COO/DIRECTOR | NA | Control |
| EBBERT, ERIC, RUSSELL | I | EXECUTIVE VICE PRESIDENT/COO/DIRECTOR | NA | Control |
| EBBERT, ERIC, RUSSELL | I | EXECUTIVE VICE PRESIDENT/COO/DIRECTOR | NA | Control |
| EBBERT, ERIC, RUSSELL | I | COO | NA | Control |
| EBBERT, ERIC, RUSSELL | I | COO | NA | Control |
| EBBERT, ERIC, RUSSELL | I | COO | NA | Control |
| EBBERT, ERIC, RUSSELL | I | EXECUTIVE VICE PRESIDENT/COO/DIRECTOR | NA | Control |
| EBBERT, ERIC, RUSSELL | I | COO | NA | Control |
| EBBERT, ERIC, RUSSELL | I | EXECUTIVE VICE PRESIDENT/COO/MANAGER | NA | Control |
| EBBERT, ERIC, RUSSELL | I | EXECUTIVE VICE PRESIDENT/COO/DIRECTOR | NA | Control |
| EBBERT, ERIC, RUSSELL | I | EXECUTIVE VICE PRESIDENT/COO/MANAGER | NA | Control |
| EBBERT, ERIC, RUSSELL | I | EXECUTIVE VICE PRESIDENT/COO/MANAGER | NA | Control |
| EBBERT, ERIC, RUSSELL | I | PRESIDENT/COO/MANAGER | NA | Control |
| EBBERT, ERIC, RUSSELL | I | PRESIDENT/COO/MANAGER | NA | Control |
| EBBERT, ERIC, RUSSELL | I | PRESIDENT/COO/MANAGER | NA | Control |
| EBBERT, ERIC, RUSSELL | I | EXECUTIVE VICE PRESIDENT/COO/MANAGER | NA | Control |
| EBBERT, ERIC, RUSSELL | I | EXECUTIVE VICE PRESIDENT/COO/MANAGER | NA | Control |
| EBBERT, ERIC, RUSSELL | I | EXECUTIVE VICE PRESIDENT/COO/DIRECTOR | NA | Control |
| EBBERT, ERIC, RUSSELL | I | EXECUTIVE VICE PRESIDENT/COO/MANAGER | NA | Control |
| EBBERT, ERIC, RUSSELL | I | PRESIDENT/COO/MANAGER | NA | Control |
| EBBERT, ERIC, RUSSELL | I | EXECUTIVE VICE PRESIDENT/COO/DIRECTOR | NA | Control |
| EBBERT, ERIC, RUSSELL | I | PRESIDENT/COO/MANAGER | NA | Control |
| EBBERT, ERIC, RUSSELL | I | PRESIDENT/COO/MANAGER | NA | Control |
| EBBERT, ERIC, RUSSELL | I | PRESIDENT/COO/MANAGER | NA | Control |
| EBBERT, ERIC, RUSSELL | I | PRESIDENT/COO/MANAGER | NA | Control |
| EBBERT, ERIC, RUSSELL | I | PRESIDENT/COO/MANAGER | NA | Control |
| EBBERT, ERIC, RUSSELL | I | PRESIDENT/COO/MANAGER | NA | Control |
| EBBERT, ERIC, RUSSELL | I | PRESIDENT/COO/MANAGER | NA | Control |
| EBBERT, ERIC, RUSSELL | I | PRESIDENT/COO/MANAGER | NA | Control |
| EBBERT, ERIC, RUSSELL | I | PRESIDENT/COO/MANAGER | NA | Control |
| EBBERT, ERIC, RUSSELL | I | PRESIDENT/MANAGER | NA | Control |
| EBBERT, ERIC, RUSSELL | I | PRESIDENT/MANAGER | NA | Control |
| EBBERT, ERIC, RUSSELL | I | PRESIDENT/MANAGER | NA | Control |
| EBBERT, ERIC, RUSSELL | I | PRESIDENT/MANAGER | NA | Control |
| EBBERT, ERIC, RUSSELL | I | PRESIDENT/MANAGER | NA | Control |
| EBBERT, ERIC, RUSSELL | I | PRESIDENT/MANAGER/CTO | NA | Control |
| EBBERT, ERIC, RUSSELL | I | PRESIDENT/MANAGER/CTO | NA | Control |
| EBBERT, ERIC, RUSSELL | I | PRESIDENT/MANAGER/CTO | NA | Control |
| EBBERT, ERIC, RUSSELL | I | PRESIDENT/MANAGER/CTO | NA | Control |
| EBBERT, ERIC, RUSSELL | I | PRESIDENT/MANAGER/CTO | NA | Control |
| EBBERT, ERIC, RUSSELL | I | PRESIDENT/MANAGER/CTO | NA | Control |
| EBBERT, ERIC, RUSSELL | I | PRESIDENT/MANAGER/CTO | NA | Control |
| EBBERT, ERIC, RUSSELL | I | CEO/MANAGER | NA | Control |
| EBBERT, ERIC, RUSSELL | I | CEO/MANAGER | NA | Control |
| EBBERT, ERIC, RUSSELL | I | CEO/MANAGER | NA | Control |
| EBBERT, ERIC, RUSSELL | I | CEO/MANAGER | NA | Control |
| EBBERT, ERIC, RUSSELL | I | CEO/MANAGER | NA | Control |
| EBBERT, ERIC, RUSSELL | I | CEO/MANAGER | NA | Control |
| EBBERT, ERIC, RUSSELL | I | CEO/MANAGER | NA | Control |
| EBBERT, ERIC, RUSSELL | I | CEO/MANAGER | NA | Control |
| EBBERT, ERIC, RUSSELL | I | CEO/MANAGER | NA | Control |
| EBBERT, ERIC, RUSSELL | I | CEO/MANAGER | NA | Control |
| FERRARA, VINCENT, RAYMOND | I | PRESIDENT/CEO | NA | Control |
| FERRARA, VINCENT, RAYMOND | I | PRESIDENT/CEO/CHIEF COMPLIANCE OFFICER | NA | Control |
| FERRARA, VINCENT, RAYMOND | I | PRESIDENT/CEO/CHIEF COMPLIANCE OFFICER | NA | Control |
| FERRARA, VINCENT, RAYMOND | I | PRESIDENT/CEO/CHIEF COMPLIANCE OFFICER | NA | Control |
| FERRARA, VINCENT, RAYMOND | I | PRESIDENT/CEO/CHIEF COMPLIANCE OFFICER/DIRECTOR | NA | Control |
| FERRARA, VINCENT, RAYMOND | I | PRESIDENT/CEO/CHIEF COMPLIANCE OFFICER/DIRECTOR | NA | Control |
| FERRARA, VINCENT, RAYMOND | I | PRESIDENT/CEO/CHIEF COMPLIANCE OFFICER/DIRECTOR | NA | Control |
| FERRARA, VINCENT, RAYMOND | I | PRESIDENT/CEO | NA | Control |
| FERRARA, VINCENT, RAYMOND | I | PRESIDENT/CEO/CHIEF COMPLIANCE OFFICER | NA | Control |
| FERRARA, VINCENT, RAYMOND | I | PRESIDENT/CEO/CHIEF COMPLIANCE OFFICER | NA | Control |
| FERRARA, VINCENT, RAYMOND | I | PRESIDENT/CEO/CHIEF COMPLIANCE OFFICER | NA | Control |
| FERRARA, VINCENT, RAYMOND | I | PRESIDENT/CEO/CHIEF COMPLIANCE OFFICER/DIRECTOR | NA | Control |
| FERRARA, VINCENT, RAYMOND | I | PRESIDENT/CEO | NA | Control |
| FERRARA, VINCENT, RAYMOND | I | PRESIDENT/CEO | NA | Control |
| FERRARA, VINCENT, RAYMOND | I | PRESIDENT/CEO | NA | Control |
| FERRARA, VINCENT, RAYMOND | I | PRESIDENT/CEO | NA | Control |
| FERRARA, VINCENT, RAYMOND | I | PRESIDENT/CEO | NA | Control |
| FERRARA, VINCENT, RAYMOND | I | PRESIDENT/CEO/CHIEF COMPLIANCE OFFICER/MANAGER | NA | Control |
| FERRARA, VINCENT, RAYMOND | I | PRESIDENT/CEO/CHIEF COMPLIANCE OFFICER/DIRECTOR | NA | Control |
| FERRARA, VINCENT, RAYMOND | I | PRESIDENT/CEO/CHIEF COMPLIANCE OFFICER/MANAGER | NA | Control |
| FERRARA, VINCENT, RAYMOND | I | PRESIDENT/CEO/CHIEF COMPLIANCE OFFICER/MANAGER | NA | Control |
| FERRARA, VINCENT, RAYMOND | I | CHAIRMAN/CEO/CHIEF COMPLIANCE OFFICER/MANAGER | NA | Control |
| FERRARA, VINCENT, RAYMOND | I | CHAIRMAN/CEO/CHIEF COMPLIANCE OFFICER/MANAGER | NA | Control |
| FERRARA, VINCENT, RAYMOND | I | CHAIRMAN/CEO/CHIEF COMPLIANCE OFFICER/MANAGER | NA | Control |
| FERRARA, VINCENT, RAYMOND | I | PRESIDENT/CEO/CHIEF COMPLIANCE OFFICER/MANAGER | NA | Control |
| FERRARA, VINCENT, RAYMOND | I | PRESIDENT/CEO/CHIEF COMPLIANCE OFFICER/MANAGER | NA | Control |
| FERRARA, VINCENT, RAYMOND | I | PRESIDENT/CEO/CHIEF COMPLIANCE OFFICER/DIRECTOR | NA | Control |
| FERRARA, VINCENT, RAYMOND | I | PRESIDENT/CEO/CHIEF COMPLIANCE OFFICER/MANAGER | NA | Control |
| FERRARA, VINCENT, RAYMOND | I | CHAIRMAN/CEO/CHIEF COMPLIANCE OFFICER/MANAGER | NA | Control |
| FERRARA, VINCENT, RAYMOND | I | PRESIDENT/CEO/CHIEF COMPLIANCE OFFICER/DIRECTOR | NA | Control |
| FERRARA, VINCENT, RAYMOND | I | CHAIRMAN/CEO/CHIEF COMPLIANCE OFFICER/MANAGER | NA | Control |
| FERRARA, VINCENT, RAYMOND | I | CHAIRMAN/CEO/CHIEF COMPLIANCE OFFICER/MANAGER | NA | Control |
| FERRARA, VINCENT, RAYMOND | I | CHAIRMAN/CEO/CHIEF COMPLIANCE OFFICER/MANAGER | NA | Control |
| FERRARA, VINCENT, RAYMOND | I | CHAIRMAN/CEO/CHIEF COMPLIANCE OFFICER/MANAGER | NA | Control |
| FERRARA, VINCENT, RAYMOND | I | CHAIRMAN/CEO/CHIEF COMPLIANCE OFFICER/MANAGER | NA | Control |
| FERRARA, VINCENT, RAYMOND | I | CHAIRMAN/CEO/CHIEF COMPLIANCE OFFICER/MANAGER | NA | Control |
| FERRARA, VINCENT, RAYMOND | I | CHAIR/CEO/CHIEF COMPLIANCE OFFICER/MANAGER | NA | Control |
| FERRARA, VINCENT, RAYMOND | I | CHAIR/CEO/CHIEF COMPLIANCE OFFICER/MANAGER | NA | Control |
| FERRARA, VINCENT, RAYMOND | I | CHAIR/CEO/CHIEF COMPLIANCE OFFICER/MANAGER | NA | Control |
| FERRARA, VINCENT, RAYMOND | I | CHAIR/CEO/CHIEF COMPLIANCE OFFICER/MANAGER | NA | Control |
| FERRARA, VINCENT, RAYMOND | I | CHAIR/CEO/CHIEF COMPLIANCE OFFICER/MANAGER | NA | Control |
| FERRARA, VINCENT, RAYMOND | I | CHAIR/CEO/CHIEF COMPLIANCE OFFICER/MANAGER | NA | Control |
| FERRARA, VINCENT, RAYMOND | I | CHAIR/CEO/CHIEF COMPLIANCE OFFICER/MANAGER | NA | Control |
| FERRARA, VINCENT, RAYMOND | I | CHAIR/CEO/CHIEF COMPLIANCE OFFICER/MANAGER | NA | Control |
| FERRARA, VINCENT, RAYMOND | I | CHAIR/CEO/CHIEF COMPLIANCE OFFICER/MANAGER | NA | Control |
| FERRARA, VINCENT, RAYMOND | I | CHAIR/CEO/CHIEF COMPLIANCE OFFICER/MANAGER | NA | Control |
| FERRARA, VINCENT, RAYMOND | I | CHAIR/CEO/CHIEF COMPLIANCE OFFICER/MANAGER | NA | Control |
| FERRARA, VINCENT, RAYMOND | I | CHAIR/CEO/CHIEF COMPLIANCE OFFICER/MANAGER | NA | Control |
| FERRARA, VINCENT, RAYMOND | I | CHAIR/CEO/CHIEF COMPLIANCE OFFICER/MANAGER | NA | Control |
| FERRARA, VINCENT, RAYMOND | I | CHAIR/CEO/CHIEF COMPLIANCE OFFICER/MANAGER | NA | Control |
| FERRARA, VINCENT, RAYMOND | I | CHAIR/CEO/CHIEF COMPLIANCE OFFICER/MANAGER | NA | Control |
| FERRARA, VINCENT, RAYMOND | I | EXECUTIVE CHAIR/CHIEF COMPLIANCE OFFICER/MANAGER | NA | Control |
| FERRARA, VINCENT, RAYMOND | I | EXECUTIVE CHAIR/CHIEF COMPLIANCE OFFICER/MANAGER | NA | Control |
| FERRARA, VINCENT, RAYMOND | I | EXECUTIVE CHAIR/CHIEF COMPLIANCE OFFICER/MANAGER | NA | Control |
| FERRARA, VINCENT, RAYMOND | I | EXECUTIVE CHAIR/CHIEF COMPLIANCE OFFICER/MANAGER | NA | Control |
| FERRARA, VINCENT, RAYMOND | I | EXECUTIVE CHAIR/CHIEF COMPLIANCE OFFICER/MANAGER | NA | Control |
| FERRARA, VINCENT, RAYMOND | I | EXECUTIVE CHAIR/CHIEF COMPLIANCE OFFICER/MANAGER | NA | Control |
| FERRARA, VINCENT, RAYMOND | I | EXECUTIVE CHAIR/MANAGER | NA | Control |
| FERRARA, VINCENT, RAYMOND | I | EXECUTIVE CHAIR/MANAGER | NA | Control |
| FERRARA, VINCENT, RAYMOND | I | EXECUTIVE CHAIR/MANAGER | NA | Control |
| FERRARA, VINCENT, RAYMOND | I | EXECUTIVE CHAIR/MANAGER | NA | Control |
| FLEEGER, ALLEN, EDWARD | I | CCO | NA | Control |
| FLEEGER, ALLEN, EDWARD | I | CCO | NA | Control |
| FYFE, BRUCE, ELLIOTT | I | DIRECTOR | NA | Control |
| FYFE, BRUCE, ELLIOTT | I | DIRECTOR | NA | Control |
| FYFE, BRUCE, ELLIOTT | I | DIRECTOR | NA | Control |
| FYFE, BRUCE, ELLIOTT | I | DIRECTOR | NA | Control |
| FYFE, BRUCE, ELLIOTT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| FYFE, BRUCE, ELLIOTT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| FYFE, BRUCE, ELLIOTT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| FYFE, BRUCE, ELLIOTT | I | DIRECTOR | NA | Control |
| FYFE, BRUCE, ELLIOTT | I | DIRECTOR | NA | Control |
| FYFE, BRUCE, ELLIOTT | I | DIRECTOR | NA | Control |
| FYFE, BRUCE, ELLIOTT | I | DIRECTOR | NA | Control |
| FYFE, BRUCE, ELLIOTT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| FYFE, BRUCE, ELLIOTT | I | DIRECTOR | NA | Control |
| FYFE, BRUCE, ELLIOTT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| FYFE, BRUCE, ELLIOTT | I | DIRECTOR | NA | Control |
| FYFE, BRUCE, ELLIOTT | I | DIRECTOR | NA | Control |
| FYFE, BRUCE, ELLIOTT | I | DIRECTOR | NA | Control |
| FYFE, BRUCE, ELLIOTT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| FYFE, BRUCE, ELLIOTT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| FYFE, BRUCE, ELLIOTT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| FYFE, BRUCE, ELLIOTT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| FYFE, BRUCE, ELLIOTT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| FYFE, BRUCE, ELLIOTT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| FYFE, BRUCE, ELLIOTT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| FYFE, BRUCE, ELLIOTT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| FYFE, BRUCE, ELLIOTT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| FYFE, BRUCE, ELLIOTT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| FYFE, BRUCE, ELLIOTT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| FYFE, BRUCE, ELLIOTT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| FYFE, BRUCE, ELLIOTT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| FYFE, BRUCE, ELLIOTT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| FYFE, BRUCE, ELLIOTT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| FYFE, BRUCE, ELLIOTT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| FYFE, BRUCE, ELLIOTT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| FYFE, BRUCE, ELLIOTT | I | EXECUTIVE VICE PRESIDENT | NA | |
| FYFE, BRUCE, ELLIOTT | I | EXECUTIVE VICE PRESIDENT | NA | |
| FYFE, BRUCE, ELLIOTT | I | EXECUTIVE VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| NORWOOD, ROBERT, BREDT | I | VICE PRESIDENT, ASSISTANT SECRETARY | NA | |
| NORWOOD, ROBERT, BREDT | I | VICE PRESIDENT, ASSISTANT SECRETARY | NA | |
| NORWOOD, ROBERT, BREDT | I | VICE PRESIDENT, ASSISTANT SECRETARY | NA | |
| NORWOOD, ROBERT, BREDT | I | VICE PRESIDENT, ASSISTANT SECRETARY | NA | |
| NORWOOD, ROBERT, BREDT | I | VICE PRESIDENT, ASSISTANT SECRETARY | NA | |
| NORWOOD, ROBERT, BREDT | I | VICE PRESIDENT, ASSISTANT SECRETARY | NA | |
| NORWOOD, ROBERT, BREDT | I | VICE PRESIDENT, ASSISTANT SECRETARY | NA | |
| NORWOOD, ROBERT, BREDT | I | VICE PRESIDENT, ASSISTANT SECRETARY | NA | |
| NORWOOD, ROBERT, BREDT | I | VICE PRESIDENT, ASSISTANT SECRETARY | NA | |
| NORWOOD, ROBERT, BREDT | I | VICE PRESIDENT, ASSISTANT SECRETARY | NA | |
| NORWOOD, ROBERT, BREDT | I | VICE PRESIDENT, ASSISTANT SECRETARY | NA | |
| NORWOOD, ROBERT, BREDT | I | VICE PRESIDENT, ASSISTANT SECRETARY | NA | |
| NORWOOD, ROBERT, BREDT | I | VICE PRESIDENT, ASSISTANT SECRETARY | NA | |
| NORWOOD, ROBERT, BREDT | I | VICE PRESIDENT, ASSISTANT SECRETARY | NA | |
| NORWOOD, ROBERT, BREDT | I | VICE PRESIDENT, ASSISTANT SECRETARY | NA | |
| NORWOOD, ROBERT, BREDT | I | VICE PRESIDENT, ASSISTANT SECRETARY | NA | |
| NORWOOD, ROBERT, BREDT | I | VICE PRESIDENT, ASSISTANT SECRETARY | NA | |
| NORWOOD, ROBERT, BREDT | I | VICE PRESIDENT, ASSISTANT SECRETARY | NA | |
| NORWOOD, ROBERT, BREDT | I | VICE PRESIDENT, ASSISTANT SECRETARY | NA | |
| NORWOOD, ROBERT, BREDT | I | VICE PRESIDENT, ASSISTANT SECRETARY | NA | |
| NORWOOD, ROBERT, BREDT | I | VICE PRESIDENT, ASSISTANT SECRETARY | NA | |
| NORWOOD, ROBERT, BREDT | I | SECRETARY | NA | |
| NORWOOD, ROBERT, BREDT | I | SECRETARY | NA | |
| NORWOOD, ROBERT, BREDT | I | SECRETARY | NA | |
| NORWOOD, ROBERT, BREDT | I | SECRETARY | NA | |
| O'HARA, SHANE, D | I | VICE PRESIDENT & SENIOR FINANCIAL PLANNER | NA | Control |
| O'HARA, SHANE, D | I | VICE PRESIDENT & SENIOR FINANCIAL PLANNER | NA | Control |
| O'HARA, SHANE, D | I | VICE PRESIDENT & SENIOR FINANCIAL PLANNER | NA | Control |
| O'HARA, SHANE, D | I | VICE PRESIDENT & SENIOR FINANCIAL PLANNER | NA | Control |
| O'HARA, SHANE, D | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| O'HARA, SHANE, D | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| O'HARA, SHANE, D | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| O'HARA, SHANE, D | I | EXECUTIVE VICE PRESIDENT | NA | |
| O'HARA, SHANE, D | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| O'HARA, SHANE, D | I | EXECUTIVE VICE PRESIDENT | NA | |
| O'HARA, SHANE, D | I | EXECUTIVE VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | |
| O'HARA, SHANE, D | I | EXECUTIVE VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | |
| O'HARA, SHANE, D | I | EXECUTIVE VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | |
| O'HARA, SHANE, D | I | EXECUTIVE VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | |
| POER, JAMES, LYNN | I | VICE PRESIDENT | NA | |
| POER, JAMES, LYNN | I | VICE PRESIDENT | NA | |
| POER, JAMES, LYNN | I | VICE PRESIDENT | NA | |
| POER, JAMES, LYNN | I | VICE PRESIDENT | NA | |
| PREWETT, LUCAS | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PREWETT, LUCAS | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PREWETT, LUCAS | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PREWETT, LUCAS | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PREWETT, LUCAS | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PREWETT, LUCAS | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PREWETT, LUCAS | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PREWETT, LUCAS | I | EXECUTIVE VICE PRESIDENT/COO | NA | Control |
| PREWETT, LUCAS | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PREWETT, LUCAS | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PREWETT, LUCAS | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PREWETT, LUCAS | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PREWETT, LUCAS | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PREWETT, LUCAS | I | EXECUTIVE VICE PRESIDENT/COO | NA | Control |
| PREWETT, LUCAS | I | EXECUTIVE VICE PRESIDENT/COO | NA | Control |
| PREWETT, LUCAS | I | EXECUTIVE VICE PRESIDENT/COO | NA | Control |
| PREWETT, LUCAS | I | EXECUTIVE VICE PRESIDENT/COO | NA | Control |
| PREWETT, LUCAS | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PREWETT, LUCAS | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PREWETT, LUCAS | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PREWETT, LUCAS | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PREWETT, LUCAS | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PREWETT, LUCAS | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PREWETT, LUCAS | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PREWETT, LUCAS | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PREWETT, LUCAS | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PREWETT, LUCAS | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PREWETT, LUCAS | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PREWETT, LUCAS | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PREWETT, LUCAS | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PREWETT, LUCAS | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PREWETT, LUCAS | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PREWETT, LUCAS | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| RAMEY, NANCY, CROY | I | EXECUTIVE VICE PRESIDENT/CFO | NA | Control |
| RAMEY, NANCY, CROY | I | EXECUTIVE VICE PRESIDENT/CFO | NA | Control |
| RAMEY, NANCY, CROY | I | EXECUTIVE VICE PRESIDENT/CFO | NA | Control |
| RAMEY, NANCY, CROY | I | EXECUTIVE VICE PRESIDENT/CFO | NA | |
| RAMEY, NANCY, CROY | I | EXECUTIVE VICE PRESIDENT/CFO | NA | Control |
| RAMEY, NANCY, CROY | I | EXECUTIVE VICE PRESIDENT/CFO | NA | |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| TENRET, TINA, JOAN | I | VICE PRESIDENT | NA | |
| TENRET, TINA, JOAN | I | VICE PRESIDENT | NA | |
| TENRET, TINA, JOAN | I | VICE PRESIDENT | NA | |
| TENRET, TINA, JOAN | I | VICE PRESIDENT | NA | |
| TENRET, TINA, JOAN | I | VICE PRESIDENT | NA | |
| TENRET, TINA, JOAN | I | VICE PRESIDENT | NA | |
| TENRET, TINA, JOAN | I | VICE PRESIDENT | NA | |
| TENRET, TINA, JOAN | I | VICE PRESIDENT | NA | |
| TENRET, TINA, JOAN | I | VICE PRESIDENT | NA | |
| TENRET, TINA, JOAN | I | VICE PRESIDENT | NA | |
| TENRET, TINA, JOAN | I | VICE PRESIDENT | NA | |
| TENRET, TINA, JOAN | I | VICE PRESIDENT | NA | |
| TENRET, TINA, JOAN | I | VICE PRESIDENT | NA | |
| TENRET, TINA, JOAN | I | VICE PRESIDENT | NA | |
| TENRET, TINA, JOAN | I | VICE PRESIDENT | NA | |
| TENRET, TINA, JOAN | I | VICE PRESIDENT | NA | |
| TENRET, TINA, JOAN | I | VICE PRESIDENT | NA | |
| TENRET, TINA, JOAN | I | VICE PRESIDENT | NA | |
| TENRET, TINA, JOAN | I | VICE PRESIDENT | NA | |
| TENRET, TINA, JOAN | I | VICE PRESIDENT | NA | |
| Washburn, Susan, Clementine | I | SENIOR FINANCIAL PLANNER | NA | |
| Washburn, Susan, Clementine | I | SENIOR FINANCIAL PLANNER | NA | |
| Washburn, Susan, Clementine | I | SENIOR FINANCIAL PLANNER | NA | |
| Washburn, Susan, Clementine | I | SENIOR FINANCIAL PLANNER | NA | |
| Washburn, Susan, Clementine | I | SENIOR FINANCIAL PLANNER | NA | |
| Washburn, Susan, Clementine | I | SENIOR FINANCIAL PLANNER | NA | |
| Washburn, Susan, Clementine | I | SENIOR FINANCIAL PLANNER | NA | |
| Washburn, Susan, Clementine | I | SENIOR FINANCIAL PLANNER | NA | |
| Washburn, Susan, Clementine | I | SENIOR FINANCIAL PLANNER | NA | |
| Washburn, Susan, Clementine | I | SENIOR FINANCIAL PLANNER | NA | |
| YIN, YIN | I | ASSISTANT SECRETARY | NA | |
| YIN, YIN | I | ASSISTANT SECRETARY | NA | |
| YIN, YIN | I | ASSISTANT SECRETARY | NA | |
| YIN, YIN | I | ASSISTANT SECRETARY | NA | |
| YIN, YIN | I | ASSISTANT SECRETARY | NA | |
| YIN, YIN | I | ASSISTANT SECRETARY | NA | |
| YIN, YIN | I | ASSISTANT SECRETARY | NA | |
| YIN, YIN | I | ASSISTANT SECRETARY | NA | |
| YIN, YIN | I | ASSISTANT SECRETARY | NA | |
| YIN, YIN | I | ASSISTANT SECRETARY | NA | |
| YIN, YIN | I | ASSISTANT SECRETARY | NA | |
| YIN, YIN | I | ASSISTANT SECRETARY | NA | |
| YIN, YIN | I | ASSISTANT SECRETARY | NA | |
| YIN, YIN | I | ASSISTANT SECRETARY | NA | |
| YIN, YIN | I | ASSISTANT SECRETARY | NA | |
| YIN, YIN | I | ASSISTANT SECRETARY | NA | |
| YIN, YIN | I | ASSISTANT SECRETARY | NA | |
| YIN, YIN | I | ASSISTANT SECRETARY | NA | |
| YIN, YIN | I | ASSISTANT SECRETARY | NA | |
| YIN, YIN | I | ASSISTANT SECRETARY | NA | |
| YIN, YIN | I | ASSISTANT SECRETARY | NA | |
| YIN, YIN | I | CONTROLLER | NA | |
| YIN, YIN | I | CONTROLLER | NA | |
| YIN, YIN | I | CONTROLLER | NA | |
| YIN, YIN | I | CONTROLLER | NA | |
| ZAIDMAN, LYDIA, R | I | ASSISTANT SECRETARY | NA | |
| ZAIDMAN, LYDIA, R | I | ASSISTANT SECRETARY | NA | |
| ZAIDMAN, LYDIA, R | I | ASSISTANT SECRETARY | NA | |
| ZAIDMAN, LYDIA, R | I | ASSISTANT SECRETARY | NA | |
| ZAIDMAN, LYDIA, R | I | ASSISTANT SECRETARY | NA | |
| ZAIDMAN, LYDIA, R | I | ASSISTANT SECRETARY | NA | |
| ZAIDMAN, LYDIA, R | I | ASSISTANT SECRETARY | NA | |
| KESTRA FINANCIAL, LLC | DE | SOLE MEMBER | E | Control |
| KESTRA FINANCIAL, LLC | DE | SOLE MEMBER | E | Control |
| KESTRA FINANCIAL,INC | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL,INC | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL,INC | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL,INC | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL,INC | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL,INC | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL,INC | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL,INC | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL,INC | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL,INC | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL,INC | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL,INC | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL,INC | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL,INC | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL,INC | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL,INC | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL,INC | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL,INC | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL,INC | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL,INC | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL,INC | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL,INC | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL,INC | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL,INC | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL,INC | DE | MANAGING MEMBER | E | Control |
| NATIONAL FINANCIAL PARTNERS, CORP. | DE | MEMBER | E | Control |
| NATIONAL FINANCIAL PARTNERS, CORP. | DE | MEMBER | E | Control |
| NATIONAL FINANCIAL PARTNERS, CORP. | DE | MEMBER | E | Control |
| NATIONAL FINANCIAL PARTNERS, CORP. | DE | MEMBER | E | Control |
| NATIONAL FINANCIAL PARTNERS, CORP. | DE | MEMBER | E | Control |
| NATIONAL FINANCIAL PARTNERS, CORP. | DE | MEMBER | E | Control |
| NATIONAL FINANCIAL PARTNERS, CORP. | DE | MEMBER | E | Control |
| NATIONAL FINANCIAL PARTNERS, CORP. | DE | MEMBER | E | Control |
| NATIONAL FINANCIAL PARTNERS, CORP. | DE | MEMBER | E | Control |
| NATIONAL FINANCIAL PARTNERS, CORP. | DE | MEMBER | E | Control |
| NATIONAL FINANCIAL PARTNERS, CORP. | DE | MEMBER | E | Control |
| NATIONAL FINANCIAL PARTNERS, CORP. | DE | SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS, CORP. | DE | MEMBER | E | Control |
| NATIONAL FINANCIAL PARTNERS, CORP. | DE | SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS, CORP. | DE | SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS, CORP. | DE | SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS, CORP. | DE | SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS, CORP. | DE | SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS, CORP. | DE | MEMBER | E | Control |
| NATIONAL FINANCIAL PARTNERS, CORP. | DE | SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS, CORP. | DE | MEMBER | E | Control |
| NATIONAL FINANCIAL PARTNERS, CORP. | DE | SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS, INC. | DE | MEMBER | E | Control |
| NATIONAL FINANCIAL PARTNERS, INC. | DE | MEMBER | E | Control |
| NATIONAL FINANCIAL PARTNERS, INC. | DE | MEMBER | E | Control |
| NATIONAL FINANCIAL PARTNERS, INC. | DE | MEMBER | E | Control |
| NATIONAL FINANCIAL PARTNERS, INC. | DE | MEMBER | E | Control |
| NATIONAL FINANCIAL PARTNERS, INC. | DE | MEMBER | E | Control |
| NFP ADVISOR SERVICES HOLDINGS D, INC. | DE | SOLE MEMBER | E | Control |
| NFP ADVISOR SERVICES HOLDINGS D, INC. | DE | SOLE MEMBER | E | Control |
| NFP ADVISOR SERVICES HOLDINGS D, INC. | DE | SOLE MEMBER | E | Control |
| NFP ADVISOR SERVICES HOLDINGS D, INC. | DE | SHAREHOLDER | E | Control |
| NFP ADVISOR SERVICES HOLDINGS D, INC. | DE | SOLE MEMBER | E | Control |
| NFP ADVISOR SERVICES HOLDINGS D, INC. | DE | SOLE MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| APOLLO ADVISORS IV, L.P. | DE | GENERAL PARTNER | F | |
| APOLLO ADVISORS IV, L.P. | DE | GENERAL PARTNER | F | |
| APOLLO ADVISORS IV, L.P. | DE | GENERAL PARTNER | F | |
| APOLLO ADVISORS IV, L.P. | DE | GENERAL PARTNER | F | |
| APOLLO ADVISORS IV, L.P. | DE | GENERAL PARTNER | F | |
| APOLLO CAPITAL MANAGEMENT IV, INC. | DE | APOLLO ADVISORS | F | |
| APOLLO CAPITAL MANAGEMENT IV, INC. | DE | APOLLO ADVISORS | F | |
| APOLLO CAPITAL MANAGEMENT IV, INC. | DE | APOLLO ADVISORS | F | |
| APOLLO CAPITAL MANAGEMENT IV, INC. | DE | APOLLO ADVISORS | F | |
| APOLLO CAPITAL MANAGEMENT IV, INC. | DE | APOLLO ADVISORS | F | |
| KINGFISHER HOLDING GP, LLC | DE | KINGFISHER HOLDING, L.P. | F | Control |
| KINGFISHER HOLDING GP, LLC | DE | KINGFISHER HOLDING, L.P. | F | Control |
| KINGFISHER HOLDING GP, LLC | DE | KINGFISHER HOLDING, L.P. | F | Control |
| KINGFISHER HOLDING GP, LLC | DE | KINGFISHER HOLDING, L.P. | F | Control |
| KINGFISHER HOLDING GP, LLC | DE | KINGFISHER HOLDING, L.P. | F | Control |
| KINGFISHER HOLDING GP, LLC | DE | KINGFISHER HOLDING, L.P. | F | Control |
| KINGFISHER HOLDING GP, LLC | DE | KINGFISHER HOLDING, L.P. | F | Control |
| KINGFISHER HOLDING GP, LLC | DE | KINGFISHER HOLDING, L.P. | F | Control |
| KINGFISHER HOLDING GP, LLC | DE | KINGFISHER HOLDING, L.P. | F | Control |
| KINGFISHER HOLDING GP, LLC | DE | KINGFISHER HOLDING, L.P. | F | Control |
| KINGFISHER HOLDING GP, LLC | DE | KINGFISHER HOLDING, L.P. | F | Control |
| KINGFISHER HOLDING GP, LLC | DE | KINGFISHER HOLDING, L.P. | F | Control |
| KINGFISHER HOLDING GP, LLC | DE | KINGFISHER HOLDING, L.P. | F | Control |
| KINGFISHER HOLDING GP, LLC | DE | KINGFISHER HOLDING, L.P. | F | Control |
| KINGFISHER HOLDING GP, LLC | DE | KINGFISHER HOLDING, L.P. | F | Control |
| KINGFISHER HOLDING GP, LLC | DE | KINGFISHER HOLDING, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARNERS VI-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARNERS VI-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARNERS VI-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARNERS VI-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARNERS VI-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARNERS VI-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARNERS VI-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARNERS VI-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARNERS VI-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARNERS VI-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARNERS VI-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARNERS VI-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS VI-A & C, L.P. | DE | MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | F | Control |
| MADISON DEARBORN PARTNERS VI-A & C, L.P. | DE | MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | F | Control |
| MADISON DEARBORN PARTNERS VI-A & C, L.P. | DE | MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | F | Control |
| MADISON DEARBORN PARTNERS VI-A & C, L.P. | DE | MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | F | Control |
| MADISON DEARBORN PARTNERS VI-A & C, L.P. | DE | MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | F | Control |
| MADISON DEARBORN PARTNERS VI-A & C, L.P. | DE | MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | F | Control |
| MADISON DEARBORN PARTNERS VI-A & C, L.P. | DE | MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | F | Control |
| MADISON DEARBORN PARTNERS VI-A & C, L.P. | DE | MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | F | Control |
| MADISON DEARBORN PARTNERS VI-A & C, L.P. | DE | MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | F | Control |
| MADISON DEARBORN PARTNERS VI-A & C, L.P. | DE | MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | F | Control |
| MADISON DEARBORN PARTNERS VI-A & C, L.P. | DE | MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | F | Control |
| MADISON DEARBORN PARTNERS VI-A & C, L.P. | DE | MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | F | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL,INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL,INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL,INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL,INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL,INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL,INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL,INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL,INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL,INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL,INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL,INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL,INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL,INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL,INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL,INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL,INC | E | Control |
| KESTRA FINANCIAL HOLDINGS, LP | DE | NFP ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KESTRA FINANCIAL HOLDINGS, LP | DE | NFP ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KESTRA FINANCIAL HOLDINGS, LP | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KESTRA FINANCIAL HOLDINGS, LP | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KESTRA FINANCIAL HOLDINGS, LP | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KESTRA FINANCIAL HOLDINGS, LP | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KESTRA FINANCIAL HOLDINGS, LP | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KESTRA FINANCIAL HOLDINGS, LP | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KESTRA FINANCIAL HOLDINGS, LP | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KINGFISHER HOLDING, L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | DE | PATRIOT INVESTMENT HOLDINGS, LLC | E | Control |
| MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | DE | PATRIOT INVESTMENT HOLDINGS, LLC | E | Control |
| MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | DE | PATRIOT INVESTMENT HOLDINGS, LLC | E | Control |
| MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | DE | NFP HOLDINGS, LLC | E | Control |
| MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | DE | NFP HOLDINGS, LLC | E | Control |
| MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | DE | PATRIOT INVESTMENT HOLDINGS, LLC | E | Control |
| MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | DE | PATRIOT INVESTMENT HOLDINGS, LLC | E | Control |
| MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | DE | NFP HOLDINGS, LLC | E | Control |
| MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | DE | NFP HOLDINGS, LLC | E | Control |
| MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | DE | NFP HOLDINGS, LLC | E | Control |
| MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | DE | PATRIOT INVESTMENT HOLDINGS, LLC | E | Control |
| MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | DE | NFP HOLDINGS, LLC | E | Control |
| NFP ADVISOR SERVICES HOLDINGS A, INC. | DE | NFP ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| NFP ADVISOR SERVICES HOLDINGS A, INC. | DE | NFP ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| NFP ADVISOR SERVICES HOLDINGS A, INC. | DE | NFP ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| NFP ADVISOR SERVICES HOLDINGS A, INC. | DE | NFP ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| NFP ADVISOR SERVICES HOLDINGS A, INC. | DE | NFP ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| NFP ADVISOR SERVICES HOLDINGS A, INC. | DE | NFP ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| NFP ADVISOR SERVICES HOLDINGS A, INC. | DE | NFP ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| NFP ADVISOR SERVICES HOLDINGS A, INC. | DE | NFP ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| NFP ADVISOR SERVICES HOLDINGS B, INC. | DE | NFP ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| NFP ADVISOR SERVICES HOLDINGS B, INC. | DE | NFP ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| NFP ADVISOR SERVICES HOLDINGS B, INC. | DE | NFP ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| NFP ADVISOR SERVICES HOLDINGS B, INC. | DE | NFP ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| NFP ADVISOR SERVICES HOLDINGS B, INC. | DE | NFP ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| NFP ADVISOR SERVICES HOLDINGS B, INC. | DE | NFP ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| NFP ADVISOR SERVICES HOLDINGS B, INC. | DE | NFP ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| NFP ADVISOR SERVICES HOLDINGS B, INC. | DE | NFP ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| NFP ADVISOR SERVICES HOLDINGS C, INC. | DE | NFP ADVISOR SERVICES HOLDINGS D, INC. | E | Control |
| NFP ADVISOR SERVICES HOLDINGS C, INC. | DE | NFP ADVISOR SERVICES HOLDINGS D, INC. | E | Control |
| NFP ADVISOR SERVICES HOLDINGS C, INC. | DE | NFP ADVISOR SERVICES HOLDINGS D, INC. | E | Control |
| NFP ADVISOR SERVICES HOLDINGS C, INC. | DE | NFP ADVISOR SERVICES HOLDINGS D, INC. | E | Control |
| NFP ADVISOR SERVICES HOLDINGS C, INC. | DE | NFP ADVISOR SERVICES HOLDINGS D, INC. | E | Control |
| NFP ADVISOR SERVICES HOLDINGS C, INC. | DE | NFP ADVISOR SERVICES HOLDINGS D, INC. | E | Control |
| NFP ADVISOR SERVICES HOLDINGS C, INC. | DE | NFP ADVISOR SERVICES HOLDINGS D, INC. | E | Control |
| NFP ADVISOR SERVICES HOLDINGS C, INC. | DE | NFP ADVISOR SERVICES HOLDINGS D, INC. | E | Control |
| NFP HOLDINGS, LLC | DE | NFP PARENT CO, LLC. | E | Control |
| NFP HOLDINGS, LLC | DE | NFP PARENT CO, LLC. | E | Control |
| NFP HOLDINGS, LLC | DE | NFP PARENT CO, LLC. | E | Control |
| NFP HOLDINGS, LLC | DE | NFP PARENT CO, LLC. | E | Control |
| NFP HOLDINGS, LLC | DE | NFP PARENT CO, LLC. | E | Control |
| NFP HOLDINGS, LLC | DE | NFP PARENT CO, LLC. | E | Control |
| NFP PARENT CO, LLC | DE | NFP ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| NFP PARENT CO, LLC | DE | NFP ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| NFP PARENT CO, LLC | DE | NFP ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| NFP PARENT CO, LLC | DE | NFP ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| NFP PARENT CO, LLC | DE | NFP ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| NFP PARENT CO, LLC | DE | NFP ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| PATRIOT INTERMEDIATE HOLDINGS A CORP. | DE | PATRIOT INTERMEDIATE HOLDINGS B CORP. | E | Control |
| PATRIOT INTERMEDIATE HOLDINGS A CORP. | DE | PATRIOT INTERMEDIATE HOLDINGS B CORP. | E | Control |
| PATRIOT INTERMEDIATE HOLDINGS A CORP. | DE | PATRIOT INTERMEDIATE HOLDINGS B CORP. | E | Control |
| PATRIOT INTERMEDIATE HOLDINGS A CORP. | DE | PATRIOT INTERMEDIATE HOLDINGS B CORP. | E | Control |
| PATRIOT INTERMEDIATE HOLDINGS A CORP. | DE | PATRIOT INTERMEDIATE HOLDINGS B CORP. | E | Control |
| PATRIOT INTERMEDIATE HOLDINGS A CORP. | DE | PATRIOT INTERMEDIATE HOLDINGS B CORP. | E | Control |
| PATRIOT INTERMEDIATE HOLDINGS B CORP | DE | NATIONAL FINANCIAL PARTNERS CORP. | E | Control |
| PATRIOT INTERMEDIATE HOLDINGS B CORP | DE | NATIONAL FINANCIAL PARTNERS CORP. | E | Control |
| PATRIOT INTERMEDIATE HOLDINGS B CORP | DE | NATIONAL FINANCIAL PARTNERS CORP. | E | Control |
| PATRIOT INTERMEDIATE HOLDINGS B CORP | DE | NATIONAL FINANCIAL PARTNERS CORP. | E | Control |
| PATRIOT INTERMEDIATE HOLDINGS B CORP | DE | NATIONAL FINANCIAL PARTNERS CORP. | E | Control |
| PATRIOT INTERMEDIATE HOLDINGS B CORP | DE | NATIONAL FINANCIAL PARTNERS CORP. | E | Control |
| PATRIOT INVESTMENT HOLDINGS, LLC | DE | PATRIOT INTERMEDIATE HOLDINGS A CORP. | E | Control |
| PATRIOT INVESTMENT HOLDINGS, LLC | DE | PATRIOT INTERMEDIATE HOLDINGS A CORP. | E | Control |
| PATRIOT INVESTMENT HOLDINGS, LLC | DE | PATRIOT INTERMEDIATE HOLDINGS A CORP. | E | Control |
| PATRIOT INVESTMENT HOLDINGS, LLC | DE | PATRIOT INTERMEDIATE HOLDINGS A CORP. | E | Control |
| PATRIOT INVESTMENT HOLDINGS, LLC | DE | PATRIOT INTERMEDIATE HOLDINGS A CORP. | E | Control |
| PATRIOT INVESTMENT HOLDINGS, LLC | DE | PATRIOT INTERMEDIATE HOLDINGS A CORP. | E | Control |
| APOLLO INVESTMENT FUND, L.P. | DE | NATIONAL FINANCIAL PARTNERS | C | Control |
| APOLLO INVESTMENT FUND, L.P. | DE | NATIONAL FINANCIAL PARTNERS | C | Control |
| APOLLO INVESTMENT FUND, L.P. | DE | NATIONAL FINANCIAL PARTNERS | C | Control |
| APOLLO INVESTMENT FUND, L.P. | DE | NATIONAL FINANCIAL PARTNERS | C | Control |
| APOLLO INVESTMENT FUND, L.P. | DE | NATIONAL FINANCIAL PARTNERS | C | Control |
| OAK HILL CAPITAL PARTNERS VI (ONSHORE), L.P. | DE | OHCP VI ENZO AGGREGATOR, L.P. | C | Control |
| OAK HILL CAPITAL PARTNERS VI (ONSHORE), L.P. | DE | OHCP VI ENZO AGGREGATOR, L.P. | C | Control |
| OAK HILL CAPITAL PARTNERS VI (ONSHORE), L.P. | DE | OHCP VI ENZO AGGREGATOR, L.P. | C | Control |
| OAK HILL CAPITAL PARTNERS VI (ONSHORE), L.P. | DE | OHCP VI ENZO AGGREGATOR, L.P. | C | Control |
| OAK HILL CAPITAL PARTNERS VI (TE 892), L.P. | DE | OHCP VI ENZO AGGREGATOR, L.P. | C | Control |
| OAK HILL CAPITAL PARTNERS VI (TE 892), L.P. | DE | OHCP VI ENZO AGGREGATOR, L.P. | C | Control |
| OAK HILL CAPITAL PARTNERS VI (TE 892), L.P. | DE | OHCP VI ENZO AGGREGATOR, L.P. | C | Control |
| OAK HILL CAPITAL PARTNERS VI (TE 892), L.P. | DE | OHCP VI ENZO AGGREGATOR, L.P. | C | Control |
| OHCP VI ENZO AGGREGATOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| OHCP VI ENZO AGGREGATOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| OHCP VI ENZO AGGREGATOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| OHCP VI ENZO AGGREGATOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| TRIDENT VI PARALLEL FUND, LP | DE | KESTRA FINANCIAL HOLDINGS, LP | C | Control |
| TRIDENT VI PARALLEL FUND, LP | DE | KESTRA FINANCIAL HOLDINGS, LP | C | Control |
| TRIDENT VI PARALLEL FUND, LP | DE | KESTRA FINANCIAL HOLDINGS, LP | C | Control |
| TRIDENT VI PARALLEL FUND, LP | DE | KESTRA FINANCIAL HOLDINGS, LP | C | Control |
| TRIDENT VI PARALLEL FUND, LP | DE | KESTRA FINANCIAL HOLDINGS, LP | C | Control |
| TRIDENT VI PARALLEL FUND, LP | DE | KESTRA FINANCIAL HOLDINGS, LP | C | Control |
| TRIDENT VI PARALLEL FUND, LP | DE | KESTRA FINANCIAL HOLDINGS, LP | C | Control |
| TRIDENT VI PARALLEL FUND, LP | DE | KESTRA FINANCIAL HOLDINGS, LP | C | Control |
| TRIDENT VI PARALLEL FUND, LP | DE | KESTRA FINANCIAL HOLDINGS, LP | C | Control |
| TRIDENT VI, LP | DE | KESTRA FINANCIAL HOLDINGS, LP | C | Control |
| TRIDENT VI, LP | DE | KESTRA FINANCIAL HOLDINGS, LP | C | Control |
| TRIDENT VI, LP | DE | KESTRA FINANCIAL HOLDINGS, LP | C | Control |
| TRIDENT VI, LP | DE | KESTRA FINANCIAL HOLDINGS, LP | C | Control |
| TRIDENT VI, LP | DE | KESTRA FINANCIAL HOLDINGS, LP | C | Control |
| TRIDENT VI, LP | DE | KESTRA FINANCIAL HOLDINGS, LP | C | Control |
| TRIDENT VI, LP | DE | KESTRA FINANCIAL HOLDINGS, LP | C | Control |
| TRIDENT VI, LP | DE | KESTRA FINANCIAL HOLDINGS, LP | C | Control |
| TRIDENT VI, LP | DE | KESTRA FINANCIAL HOLDINGS, LP | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
Registrations
Federal
IA
Mar 27, 2025 REGISTERED
Notice Filings (29)
AL CA CO CT DE FL GA HI IL KS LA MA MD ME MI NC NE NH NJ NM NY OH PA SC TN TX VA WA WI
Address
611 DRUID RD E. STE 105CLEARWATER, FL 33756
United States
Phone: [727] 441-9022