MILES CAPITAL, INC.
CRD #105376 SEC #801-17430 WEST DES MOINES, IA [515] 244-5426
SEC Registered
Total AUM
$1.5B
Discretionary
$1.5B
Employees
13
Clients
0
Accounts
75
Firm Details
- Organization Type
- Corporation
- State of Formation
- Iowa
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 30, 2020
- Branch Offices
- 0
- LEI
- 254900VR8AMF41FDZF16
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AUGUSTINE, JON, KENT | I | CHIEF INVESTMENT OFFICER, DIRECTOR | NA | Control |
| BOAL, GREGORY, D. | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | NA | Control |
| BOAL, GREGORY, D. | I | PRESIDENT AND CHIEF INVESTMENT OFFICER | NA | Control |
| BOAL, GREGORY, D. | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | NA | Control |
| BOAL, GREGORY, D. | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | NA | Control |
| BOAL, GREGORY, D. | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | NA | Control |
| BOAL, GREGORY, D. | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | NA | Control |
| BONAVIA, PATRICIA, MAE | I | DIRECTOR, CHAIRMAN, CEO | NA | Control |
| BONAVIA, PATRICIA, MAE | I | DIRECTOR | NA | |
| BONAVIA, PATRICIA, MAE | I | DIRECTOR | NA | |
| BONAVIA, PATRICIA, MAE | I | DIRECTOR | NA | |
| BONAVIA, PATRICIA, MAE | I | DIRECTOR | NA | |
| BONAVIA, PATRICIA, MAE | I | DIRECTOR | NA | |
| COOK, CHRISTOPHER, CALVIN | I | DIRECTOR | NA | Control |
| CROFT, KEVIN, WESLEY | I | DIRECTOR | NA | Control |
| DOTTERER, MARY, RUTH | I | COMPLIANCE OFFICER | NA | |
| DOTTERER, MARY, RUTH | I | COMPLIANCE OFFICER | NA | |
| DOTTERER, MARY, RUTH | I | COMPLIANCE OFFICER | NA | |
| DOTTERER, MARY, RUTH | I | COMPLIANCE/SECRETARY | NA | |
| EARNEY, DOUGLAS, SEAN | I | SHAREHOLDER | NA | |
| EARNEY, DOUGLAS, SEAN | I | SHAREHOLDER | NA | |
| EARNEY, DOUGLAS, SEAN | I | SHAREHOLDER | NA | |
| EARNEY, DOUGLAS, SEAN | I | SHAREHOLDER | NA | |
| EARNEY, DOUGLAS, SEAN | I | SHAREHOLDER | NA | |
| EARNEY, DOUGLAS, SEAN | I | SHAREHOLDER | NA | |
| ELTJES, SCOTT, DEAN | I | DIRECTOR | NA | Control |
| ELTJES, SCOTT, DEAN | I | DIRECTOR | NA | Control |
| EVANS, JAY, HARMON | I | PRESIDENT | NA | |
| EVANS, JAY, HARMON | I | PRESIDENT | NA | |
| EVANS, JAY, HARMON | I | PRESIDENT | NA | |
| GOODY, ALLEN, WILLIAM | I | SHAREHOLDER | NA | |
| GOODY, ALLEN, WILLIAM | I | SHAREHOLDER | NA | |
| GOODY, ALLEN, WILLIAM | I | SHAREHOLDER | NA | |
| GOODY, ALLEN, WILLIAM | I | SHAREHOLDER | NA | |
| GOODY, ALLEN, WILLIAM | I | SHAREHOLDER | NA | |
| GOODY, ALLEN, WILLIAM | I | SHAREHOLDER | NA | |
| GOSSELINK, GWENETH, KAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOSSELINK, GWENETH, KAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOSSELINK, GWENETH, KAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOSSELINK, GWENETH, KAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOSSELINK, GWENETH, KAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOSSELINK, GWENETH, KAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOSSELINK, GWENETH, KAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOSSELINK, GWENETH, KAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GULLING, DOUGLAS, RAY | I | ACTING CEO,TREASURER, DIRECTOR | NA | Control |
| GULLING, DOUGLAS, RAY | I | ACTING CEO,TREASURER, DIRECTOR | NA | Control |
| GULLING, DOUGLAS, RAY | I | TREASURER, DIRECTOR | NA | Control |
| GULLING, DOUGLAS, RAY | I | TREASURER, DIRECTOR | NA | Control |
| GULLING, DOUGLAS, RAY | I | TREASURER, DIRECTOR | NA | Control |
| LICHTENBERGER, VERA, BODENSTEINER | I | CHIEF COMPLIANCE OFFICER | NA | |
| LICHTENBERGER, VERA, BODENSTEINER | I | CHIEF COMPLIANCE OFFICER | NA | |
| LICHTENBERGER, VERA, BODENSTEINER | I | CHIEF COMPLIANCE OFFICER | NA | |
| LICHTENBERGER, VERA, BODENSTEINER | I | CHIEF COMPLIANCE OFFICER | NA | |
| LICHTENBERGER, VERA, BODENSTEINER | I | CHIEF COMPLIANCE OFFICER | NA | |
| LICHTENBERGER, VERA, BODENSTEINER | I | CHIEF COMPLIANCE OFFICER | NA | |
| LICHTENBERGER, VERA, BODENSTEINER | I | CHIEF COMPLIANCE OFFICER | NA | |
| LICHTENBERGER, VERA, BODENSTEINER | I | CHIEF COMPLIANCE OFFICER | NA | |
| LICHTENBERGER, VERA, BODENSTEINER | I | CHIEF COMPLIANCE OFFICER | NA | |
| LICHTENBERGER, VERA, BODENSTEINER | I | CHIEF COMPLIANCE OFFICER | NA | |
| LICHTENBERGER, VERA, BODENSTEINER | I | CHIEF COMPLIANCE OFFICER | NA | |
| LICHTENBERGER, VERA, BODENSTEINER | I | CHIEF COMPLIANCE OFFICER | NA | |
| LICHTENBERGER, VERA, BODENSTEINER | I | CHIEF COMPLIANCE OFFICER | NA | |
| LICHTENBERGER, VERA, BODENSTEINER | I | CHIEF COMPLIANCE OFFICER | NA | |
| LICHTENBERGER, VERA, BODENSTEINER | I | CHIEF COMPLIANCE OFFICER | NA | |
| LORENZEN, JEFFREY, DAVID | I | PRESIDENT, DIRECTOR | NA | Control |
| LORENZEN, JEFFREY, DAVID | I | SECRETARY/TREASURER,DIRECTOR/CHIEF INV. OFFICER | NA | |
| LORENZEN, JEFFREY, DAVID | I | PRESIDENT, DIRECTOR | NA | Control |
| LORENZEN, JEFFREY, DAVID | I | PRESIDENT, DIRECTOR | NA | Control |
| LORENZEN, JEFFREY, DAVID | I | DIRECTOR/CHIEF INV. OFFICER | NA | |
| MACKAY, JAMES, IAN | I | PRESIDENT AND DIRECTOR | NA | Control |
| MACKAY, JAMES, IAN | I | PRESIDENT AND DIRECTOR | NA | Control |
| MARDIS, LAURIE, LYNN | I | TREASURER | NA | Control |
| MARDIS, LAURIE, LYNN | I | TREASURER | NA | Control |
| MARDIS, LAURIE, LYNN | I | TREASURER | NA | Control |
| MARDIS, LAURIE, LYNN | I | TREASURER | NA | Control |
| MARDIS, LAURIE, LYNN | I | TREASURER, SHAREHOLDER | NA | Control |
| MARDIS, LAURIE, LYNN | I | TREASURER, SHAREHOLDER | NA | Control |
| MARDIS, LAURIE, LYNN | I | TREASURER, SHAREHOLDER | NA | Control |
| MARDIS, LAURIE, LYNN | I | TREASURER, SHAREHOLDER | NA | Control |
| MARDIS, LAURIE, LYNN | I | TREASURER, SHAREHOLDER | NA | Control |
| MARDIS, LAURIE, LYNN | I | TREASURER, SHAREHOLDER | NA | Control |
| MCCLURG, MARK, ALAN | I | DIRECTOR | NA | |
| MCCLURG, MARK, ALAN | I | DIRECTOR | NA | |
| MCCLURG, MARK, ALAN | I | DIRECTOR | NA | |
| MILES, DAVID, WAYNE | I | PRESIDENT, CEO | NA | Control |
| MILES, DAVID, WAYNE | I | CEO | NA | Control |
| MILES, DAVID, WAYNE | I | CEO | NA | Control |
| MILES, DAVID, WAYNE | I | DIRECTOR | NA | |
| MILES, DAVID, WAYNE | I | CEO | NA | Control |
| MILES, DAVID, WAYNE | I | PRESIDENT, CEO | NA | Control |
| MILES, DAVID, WAYNE | I | DIRECTOR | NA | |
| MILES, DAVID, WAYNE | I | DIRECTOR | NA | |
| MILES, DAVID, WAYNE | I | CEO, SHAREHOLDER | NA | Control |
| MILES, DAVID, WAYNE | I | CHAIRMAN | NA | Control |
| MILES, DAVID, WAYNE | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MILES, DAVID, WAYNE | I | CHAIRMAN | NA | Control |
| MILES, DAVID, WAYNE | I | CHAIRMAN | NA | Control |
| MILES, DAVID, WAYNE | I | CHAIRMAN | NA | Control |
| MILES, DAVID, WAYNE | I | CHAIRMAN | NA | Control |
| MILES, DAVID, WAYNE | I | CHAIRMAN | NA | Control |
| MITCHELL, AMY, MARIE | I | SECRETARY | NA | Control |
| MITCHELL, AMY, MARIE | I | SECRETARY | NA | Control |
| MITCHELL, AMY, MARIE | I | SECRETARY | NA | Control |
| MITCHELL, AMY, MARIE | I | SECRETARY | NA | Control |
| MITCHELL, AMY, MARIE | I | VICE PRESIDENT, DIRECTOR | NA | |
| MITCHELL, AMY, MARIE | I | SECRETARY | NA | Control |
| MITCHELL, AMY, MARIE | I | SECRETARY | NA | Control |
| MITCHELL, AMY, MARIE | I | VICE PRESIDENT | NA | |
| MITCHELL, AMY, MARIE | I | SECRETARY | NA | Control |
| MITCHELL, AMY, MARIE | I | SECRETARY | NA | Control |
| MITCHELL, AMY, MARIE | I | SECRETARY | NA | Control |
| MITCHELL, AMY, MARIE | I | VICE PRESIDENT | NA | |
| MITCHELL, AMY, MARIE | I | SECRETARY, SHAREHOLDER | NA | Control |
| MITCHELL, AMY, MARIE | I | SECRETARY, SHAREHOLDER | NA | Control |
| MITCHELL, AMY, MARIE | I | SECRETARY, SHAREHOLDER | NA | Control |
| MITCHELL, AMY, MARIE | I | SECRETARY, SHAREHOLDER | NA | Control |
| MITCHELL, AMY, MARIE | I | SECRETARY, SHAREHOLDER | NA | Control |
| MITCHELL, AMY, MARIE | I | SECRETARY, SHAREHOLDER | NA | Control |
| MYERS, THOMAS, EUGENE | I | DIRECTOR | NA | Control |
| MYERS, THOMAS, EUGENE | I | DIRECTOR | NA | Control |
| STANBERRY, THOMAS, EDWIN | I | CHAIRMAN OF THE BOARD | NA | Control |
| STANBERRY, THOMAS, EDWIN | I | CHAIRMAN OF THE BOARD | NA | Control |
| STANBERRY, THOMAS, EDWIN | I | CHAIRMAN OF THE BOARD | NA | Control |
| STANBERRY, THOMAS, EDWIN | I | CHAIRMAN OF THE BOARD | NA | Control |
| WINTERBOTTOM, BRAD, LEE | I | DIRECTOR | NA | Control |
| WINTERBOTTOM, BRAD, LEE | I | DIRECTOR | NA | Control |
| WINTERBOTTOM, BRAD, LEE | I | DIRECTOR | NA | Control |
| WINTERBOTTOM, BRAD, LEE | I | DIRECTOR | NA | Control |
| WINTERBOTTOM, BRAD, LEE | I | DIRECTOR | NA | Control |
| AMCORE INVESTMENT GROUP, INC. | DE | PARENT COMPANY | E | Control |
| AMCORE INVESTMENT GROUP, INC. | DE | PARENT COMPANY | E | Control |
| AMCORE INVESTMENT GROUP, INC. | DE | PARENT COMPANY | E | Control |
| AMCORE INVESTMENT GROUP, INC. | DE | PARENT COMPANY | E | Control |
| AMCORE INVESTMENT GROUP, INC. | DE | PARENT COMPANY | E | Control |
| AMCORE INVESTMENT GROUP, INC. | DE | PARENT COMPANY | E | Control |
| MILES CAPITAL HOLDINGS, INC. | DE | PARENT CORPORATION | E | Control |
| MILES CAPITAL HOLDINGS, INC. | DE | PARENT CORPORATION | E | Control |
| MILES CAPITAL HOLDINGS, INC. | DE | PARENT CORPORATION | E | Control |
| MILES CAPITAL HOLDINGS, INC. | DE | PARENT CORPORATION | E | Control |
| MILES CAPITAL HOLDINGS, INC. | DE | PARENT CORPORATION | E | Control |
| MILES CAPITAL HOLDINGS, INC. | DE | PARENT CORPORATION | E | Control |
| MILES CAPITAL HOLDINGS, INC. | DE | PARENT CORPORATION | E | Control |
| MILES CAPITAL HOLDINGS, INC. | DE | PARENT CORPORATION | E | Control |
| MILES CAPITAL HOLDINGS, INC. | DE | SOLE SHAREHOLDER | E | Control |
| MILES CAPITAL HOLDINGS, INC. | DE | PARENT CORPORATION | E | Control |
| MILES CAPITAL HOLDINGS, INC. | DE | SOLE SHAREHOLDER | E | Control |
| MILES CAPITAL HOLDINGS, INC. | DE | SOLE SHAREHOLDER | E | Control |
| MILES CAPITAL HOLDINGS, INC. | DE | SOLE SHAREHOLDER | E | Control |
| MILES CAPITAL HOLDINGS, INC. | DE | SOLE SHAREHOLDER | E | Control |
| MILES CAPITAL HOLDINGS, INC. | DE | SOLE SHAREHOLDER | E | Control |
| MILES CAPITAL HOLDINGS, INC. | DE | SOLE SHAREHOLDER | E | Control |
| MILES, DAVID, WAYNE | I | CEO, SHAREHOLDER | E | Control |
| MILES, DAVID, WAYNE | I | CEO, SHAREHOLDER | E | Control |
| MILES, DAVID, WAYNE | I | CEO, SHAREHOLDER | E | Control |
| MILES, DAVID, WAYNE | I | CEO, SHAREHOLDER | E | Control |
| MILES, DAVID, WAYNE | I | CEO, SHAREHOLDER | E | Control |
| WEST BANCORPORATION | DE | PARENT CORPORATION | E | Control |
| WEST BANCORPORATION | DE | PARENT CORPORATION | E | Control |
| WEST BANCORPORATION | DE | PARENT CORPORATION | E | Control |
| WEST BANCORPORATION | DE | PARENT CORPORATION | E | Control |
| WEST BANCORPORATION | DE | PARENT CORPORATION | E | Control |
| BOAL, GREGORY, D. | I | PRESIDENT, SHAREHOLDER | B | Control |
| BOAL, GREGORY, D. | I | PRESIDENT, SHAREHOLDER | B | Control |
| BOAL, GREGORY, D. | I | PRESIDENT, SHAREHOLDER | B | Control |
| BOAL, GREGORY, D. | I | PRESIDENT, SHAREHOLDER | B | Control |
| BOAL, GREGORY, D. | I | PRESIDENT, SHAREHOLDER | B | Control |
| BOAL, GREGORY, D. | I | PRESIDENT, SHAREHOLDER | B | Control |
| BOAL, GREGORY, D. | I | PRESIDENT | A | Control |
| BOAL, GREGORY, D. | I | PRESIDENT | A | Control |
| BOAL, GREGORY, D. | I | PRESIDENT | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| AMCORE FINANCIAL, INC. | DE | AMCORE INVESTMENT GROUP, INC. | E | Control |
| AMCORE FINANCIAL, INC. | DE | AMCORE INVESTMENT GROUP, INC. | E | Control |
| AMCORE FINANCIAL, INC. | DE | AMCORE INVESTMENT GROUP, INC. | E | Control |
| AMCORE FINANCIAL, INC. | DE | AMCORE INVESTMENT GROUP, INC. | E | Control |
| AMCORE FINANCIAL, INC. | DE | AMCORE INVESTMENT GROUP, INC. | E | Control |
| AMCORE FINANCIAL, INC. | DE | AMCORE INVESTMENT GROUP, INC. | E | Control |
| MILES, DAVID, WAYNE | I | MILES CAPITAL HOLDINGS, INC. | E | Control |
| MILES, DAVID, WAYNE | I | MILES CAPITAL HOLDINGS, INC. | E | Control |
| MILES, DAVID, WAYNE | I | MILES CAPITAL HOLDINGS, INC. | E | Control |
| MILES, DAVID, WAYNE | I | MILES CAPITAL HOLDINGS, INC. | E | Control |
| MILES, DAVID, WAYNE | I | MILES CAPITAL HOLDINGS, INC. | E | Control |
| MILES, DAVID, WAYNE | I | MILES CAPITAL HOLDINGS, INC. | E | Control |
| MILES, DAVID, WAYNE | I | MILES CAPITAL HOLDINGS, INC. | E | Control |
| WEST BANCORPORATION | DE | WB CAPITAL MANAGEMENT INC. | E | Control |
| WEST BANCORPORATION | DE | WB CAPITAL MANAGEMENT INC. | E | Control |
| WEST BANCORPORATION | DE | WB CAPITAL MANAGEMENT INC. | E | Control |
| WEST BANCORPORATION | DE | WB CAPITAL MANAGEMENT INC. | E | Control |
| WEST BANCORPORATION | DE | WB CAPITAL MANAGEMENT INC. | E | Control |
Registrations
Federal
IA
Mar 30, 2020 REGISTERED
Notice Filings (29)
AZ CA CO CT FL GA IA IL IN KS LA MA MD MI MN MO MT NC NE NJ NY OK OR PA SD TX UT VI WI
Address
1415 28TH STREETSUITE 200
WEST DES MOINES, IA 50266-1461
United States
Phone: [515] 244-5426