NEEDHAM R B ADVISORY CORP
Legal name: NEEDHAM ADVISORY CORPORATION
CRD #105378 SEC #801-132495 NORTH ANDOVER, MA 978 681-8821
SEC Registered
Total AUM
$100.2M
Discretionary
$87.2M
Employees
5
Clients
10
Accounts
248
Firm Details
- Organization Type
- Corporation
- State of Formation
- Massachusetts
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 21, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| NEEDHAM, ROBERT | I | PRESIDENT | E | Control |
| NEEDHAM, ROBERT | I | PRESIDENT | E | Control |
| NEEDHAM, ROBERT, B | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| NEEDHAM, ROBERT, B | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| NEEDHAM, ROBERT, B | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| NEEDHAM, ROBERT, B | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| NEEDHAM, ROBERT, B | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| NEEDHAM, ROBERT, B | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| NEEDHAM, ROBERT, B | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| NEEDHAM, ROBERT, B | I | PRESIDENT | D | Control |
| NEEDHAM, ROBERT, B | I | PRESIDENT | D | Control |
| KIMBALL, GEORGE, JONES | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER | C | Control |
| KIMBALL, GEORGE, JONES | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER | C | Control |
Registrations
Federal
IA
Mar 21, 2025 REGISTERED
Notice Filings (3)
MA NH TX
Address
861 TURNPIKE STREETUNIT 226
NORTH ANDOVER, MA 01845
United States
Phone: 978 681-8821