LYON STUBBS & TOMPKINS INC
CRD #105384 SEC #801-20821 NEW YORK, NY 212-838-0300
SEC Registered
Total AUM
$520.4M
Discretionary
$520.4M
Employees
10
Clients
--
Accounts
429
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 28, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DORSEY, GLENN, SCOTT | I | VICE PRESIDENT | NA | Control |
| DORSEY, GLENN, SCOTT | I | VICE PRESIDENT | NA | Control |
| LYON, JAMES, MITCHELL | I | CHAIRMAN | C | Control |
| LYON, JAMES, MITCHELL | I | CHAIRMAN | C | Control |
| LYON, JAMES, MITCHELL | I | CHAIRMAN | C | Control |
| TOMPKINS, MAUREEN, CLANCY | I | PRESIDENT | C | Control |
| TOMPKINS, MAUREEN, CLANCY | I | PRESIDENT | C | Control |
| TOMPKINS, MAUREEN, CLANCY | I | PRESIDENT | C | Control |
| STUBBS, MICHAEL, BRYANT | I | 10% OWNER | B | |
| STUBBS, MICHAEL, BRYANT | I | 10% OWNER | B | |
| STUBBS, MICHAEL, BRYANT | I | 10% OWNER | B |
Registrations
Federal
IA
Mar 28, 2002 REGISTERED
Notice Filings (12)
CA CT DC FL MA ME NH NJ NY OH VA VT
Address
777 THIRD AVE18TH FLOOR
NEW YORK, NY 10017
USA
Phone: 212-838-0300