BARRETT ASSOCIATES INC
CRD #105395 SEC #801-831 NEW YORK, NY 212-983-5080
SEC Registered
Total AUM
$1.7B
Discretionary
$1.6B
Employees
--
Clients
--
Accounts
953
Firm Details
- Organization Type
- Corporation
- State of Formation
- New York
- Fiscal Year End
- MARCH
- Registration Date
- --
- Latest Filing
- Jun 27, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ASCH, GEORGE | I | MANAGING DIRECTOR | NA | |
| ASCH, GEORGE | I | MANAGING DIRECTOR | NA | |
| ASCH, GEORGE | I | MANAGING DIRECTOR | NA | |
| ASCH, GEORGE | I | MANAGING DIRECTOR | NA | |
| ASCH, GEORGE | I | MANAGING DIRECTOR | NA | |
| ASCH, GEORGE | I | MANAGING DIRECTOR | NA | |
| ASCH, GEORGE | I | MANAGING DIRECTOR | NA | |
| ASCH, GEORGE | I | MANAGING DIRECTOR | NA | |
| BAIN, PETER, LANNING | I | DIRECTOR | NA | Control |
| BAIN, PETER, LANNING | I | DIRECTOR | NA | Control |
| BAIN, PETER, LANNING | I | DIRECTOR | NA | Control |
| BAIN, PETER, LANNING | I | DIRECTOR | NA | Control |
| BAIN, PETER, LANNING | I | DIRECTOR | NA | Control |
| BAIN, PETER, LANNING | I | DIRECTOR | NA | Control |
| BAIN, PETER, LANNING | I | DIRECTOR | NA | Control |
| BAIN, PETER, LANNING | I | DIRECTOR | NA | Control |
| BAIN, PETER, LANNING | I | DIRECTOR | NA | Control |
| BARRETT, JOHN, DAVID | I | CHAIRMAN OF THE BOARD, CEO | NA | Control |
| BARRETT, JOHN, DAVID | I | CHAIRMAN OF THE BOARD, CEO | NA | Control |
| BARRETT, JOHN, DAVID | I | CHAIRMAN OF THE BOARD, CEO | NA | Control |
| BARRETT, JOHN, DAVID | I | CHAIRMAN OF THE BOARD, CEO | NA | Control |
| BARRETT, JOHN, DAVID | I | CHAIRMAN OF THE BOARD, CEO | NA | Control |
| BARRETT, JOHN, DAVID | I | CHAIRMAN OF THE BOARD, CEO | NA | Control |
| BARRETT, JOHN, DAVID | I | CHAIRMAN OF THE BOARD, CEO | NA | Control |
| BARRETT, JOHN, DAVID | I | CHAIRMAN OF THE BOARD, CEO | NA | Control |
| BARRETT, JOHN, DAVID | I | CHAIRMAN OF THE BOARD, CEO | NA | Control |
| BARRETT, JOHN, DAVID | I | CHAIRMAN OF THE BOARD, CEO | NA | Control |
| BATER, CHRISTINA, ANN | I | MANAGING DIRECTOR | NA | |
| BATER, CHRISTINA, ANN | I | MANAGING DIRECTOR | NA | |
| BATER, CHRISTINA, ANN | I | MANAGING DIRECTOR | NA | |
| BATER, CHRISTINA, ANN | I | MANAGING DIRECTOR | NA | |
| BATER, CHRISTINA, ANN | I | MANAGING DIRECTOR | NA | |
| BATER, CHRISTINA, ANN | I | MANAGING DIRECTOR | NA | |
| BATER, CHRISTINA, ANN | I | ASSOCIATE MANAGING DIRECTOR | NA | |
| BATER, CHRISTINA, ANN | I | MANAGING DIRECTOR | NA | |
| BATER, CHRISTINA, ANN | I | MANAGING DIRECTOR | NA | |
| BATER, CHRISTINA, ANN | I | MANAGING DIRECTOR | NA | |
| BATER, CHRISTINA, ANN | I | MANAGING DIRECTOR | NA | |
| BATER, CHRISTINA, ANN | I | MANAGING DIRECTOR | NA | |
| BATER, CHRISTINA, ANN | I | MANAGING DIRECTOR | NA | |
| BATER, CHRISTINA, ANN | I | MANAGING DIRECTOR | NA | |
| BECK, EDWIN, WELLS | I | MANAGING DIRECTOR | NA | |
| BECK, EDWIN, WELLS | I | MANAGING DIRECTOR | NA | |
| BECK, EDWIN, WELLS | I | MANAGING DIRECTOR | NA | |
| BECK, EDWIN, WELLS | I | MANAGING DIRECTOR | NA | |
| BECK, EDWIN, WELLS | I | MANAGING DIRECTOR | NA | |
| CHOWDHURY, DEEPAK | I | DIRECTOR | NA | Control |
| CHOWDHURY, DEEPAK | I | DIRECTOR | NA | Control |
| CHOWDHURY, DEEPAK | I | DIRECTOR | NA | Control |
| CHOWDHURY, DEEPAK | I | DIRECTOR | NA | Control |
| CHOWDHURY, DEEPAK | I | DIRECTOR | NA | Control |
| CHOWDHURY, DEEPAK | I | DIRECTOR | NA | Control |
| COLE, CHARLES, WALTER | I | DIRECTOR | NA | Control |
| COLE, CHARLES, WALTER | I | DIRECTOR | NA | Control |
| DALEY, CHARLES, JAMES | I | MANAGER | NA | |
| DALEY, CHARLES, JAMES | I | DIRECTOR | NA | |
| DALEY, CHARLES, JAMES | I | DIRECTOR | NA | |
| ELLIMAN, CHRISTOPHER, JOHN | I | MANAGING DIRECTOR, DIRECTOR | NA | Control |
| ELLIMAN, CHRISTOPHER, JOHN | I | DIRECTOR | NA | Control |
| ELLIMAN, CHRISTOPHER, JOHN | I | MANAGING DIRECTOR, DIRECTOR | NA | Control |
| ELLIMAN, CHRISTOPHER, JOHN | I | MANAGING DIRECTOR, DIRECTOR | NA | Control |
| ELLIMAN, CHRISTOPHER, JOHN | I | MANAGING DIRECTOR, DIRECTOR | NA | Control |
| ELLIMAN, CHRISTOPHER, JOHN | I | DIRECTOR | NA | Control |
| ELLIMAN, CHRISTOPHER, JOHN | I | MANAGING DIRECTOR, DIRECTOR | NA | Control |
| ELLIMAN, CHRISTOPHER, JOHN | I | MANAGING DIRECTOR, DIRECTOR | NA | Control |
| ELLIMAN, CHRISTOPHER, JOHN | I | DIRECTOR | NA | Control |
| ELLIMAN, CHRISTOPHER, JOHN | I | MANAGING DIRECTOR, DIRECTOR | NA | Control |
| ELLIMAN, CHRISTOPHER, JOHN | I | DIRECTOR | NA | Control |
| ELLIMAN, CHRISTOPHER, JOHN | I | MANAGING DIRECTOR, DIRECTOR | NA | Control |
| ELLIOTT, PAULA, JO | I | VICE PRESIDENT,ASST TREAS | NA | |
| ELLIOTT, PAULA, JO | I | INTERIM CHIEF COMPLIANCE OFFICER, COO, VICE PRESIDENT, ASST TREAS | NA | |
| ELLIOTT, PAULA, JO | I | VICE PRESIDENT, COMPLIANCE OFFICER | NA | |
| ELLIOTT, PAULA, JO | I | VICE PRESIDENT, ASSISTANT TREASURER | NA | |
| ELLIOTT, PAULA, JO | I | VICE PRESIDENT, ASSISTANT TREASURER | NA | |
| ELLIOTT, PAULA, JO | I | VICE PRESIDENT, COMPLIANCE OFFICER | NA | |
| ELLIOTT, PAULA, JO | I | VICE PRESIDENT, ASSISTANT TREASURER | NA | |
| ELLIOTT, PAULA, JO | I | VICE PRESIDENT, ASSISTANT TREASURER | NA | |
| ELLIOTT, PAULA, JO | I | VICE PRESIDENT, COMPLIANCE OFFICER | NA | |
| ELLIOTT, PAULA, JO | I | VICE PRESIDENT, COMPLIANCE OFFICER | NA | |
| ELLIOTT, PAULA, JO | I | VICE PRESIDENT, ASSISTANT TREASURER | NA | |
| HARVEY, ROBERT, ELDON | I | PRESIDENT, COO, SECY, TREAS, DIRECTOR | NA | Control |
| HARVEY, ROBERT, ELDON | I | PRESIDENT, COO, SECY, TREAS, DIRECTOR | NA | Control |
| LAGUARDIA, EMILIA, ANNE | I | SENIOR VICE PRESIDENT | NA | |
| LAGUARDIA, EMILIA, ANNE | I | MANAGING DIRECTOR | NA | |
| LAGUARDIA, EMILIA, ANNE | I | SENIOR VICE PRESIDENT | NA | |
| LAGUARDIA, EMILIA, ANNE | I | SENIOR VICE PRESIDENT | NA | |
| LAGUARDIA, EMILIA, ANNE | I | SENIOR VICE PRESIDENT | NA | |
| LAGUARDIA, EMILIA, ANNE | I | SENIOR VICE PRESIDENT | NA | |
| LAGUARDIA, EMILIA, ANNE | I | MANAGING DIRECTOR | NA | |
| LAGUARDIA, EMILIA, ANNE | I | SENIOR VICE PRESIDENT | NA | |
| LAMBDIN, JENNIFER, WARD | I | DIRECTOR | NA | Control |
| LAMBDIN, JENNIFER, WARD | I | DIRECTOR | NA | Control |
| LAMMERS, LESLIE, JEAN | I | SHAREHOLDER | NA | |
| LEMKE, THOMAS, PAUL | I | DIRECTOR | NA | |
| LEMKE, THOMAS, PAUL | I | DIRECTOR | NA | |
| MCCARTHY, PETER, JAMES | I | MANAGING DIRECTOR | NA | |
| MCCARTHY, PETER, JAMES | I | MANAGING DIRECTOR | NA | |
| MCCARTHY, PETER, JAMES | I | SHAREHOLDER | NA | |
| MCCARTHY, PETER, JAMES | I | MANAGING DIRECTOR | NA | |
| MCCARTHY, PETER, JAMES | I | MANAGING DIRECTOR | NA | |
| MCCARTHY, PETER, JAMES | I | MANAGING DIRECTOR | NA | |
| MCCARTHY, PETER, JAMES | I | MANAGING DIRECTOR | NA | |
| MCCARTHY, PETER, JAMES | I | MANAGING DIRECTOR | NA | |
| MCDERMOTT, EDWARD, JOSEPH | I | MANAGING DIRECTOR | NA | |
| MCDERMOTT, EDWARD, JOSEPH | I | MANAGING DIRECTOR | NA | |
| MILNAMOW, ROBERT, JOSEPH | I | MANAGING DIRECTOR | NA | |
| MILNAMOW, ROBERT, JOSEPH | I | SENIOR VICE PRESIDENT | NA | |
| MILNAMOW, ROBERT, JOSEPH | I | MANAGING DIRECTOR | NA | |
| MILNAMOW, ROBERT, JOSEPH | I | MANAGING DIRECTOR | NA | |
| MILNAMOW, ROBERT, JOSEPH | I | MANAGING DIRECTOR | NA | |
| MILNAMOW, ROBERT, JOSEPH | I | SENIOR VICE PRESIDENT | NA | |
| MILNAMOW, ROBERT, JOSEPH | I | MANAGING DIRECTOR | NA | |
| MILNAMOW, ROBERT, JOSEPH | I | MANAGING DIRECTOR | NA | |
| MILNAMOW, ROBERT, JOSEPH | I | SENIOR VICE PRESIDENT | NA | |
| MILNAMOW, ROBERT, JOSEPH | I | MANAGING DIRECTOR | NA | |
| MILNAMOW, ROBERT, JOSEPH | I | SENIOR VICE PRESIDENT | NA | |
| MILNAMOW, ROBERT, JOSEPH | I | MANAGING DIRECTOR | NA | |
| MORREALE, MADELEINE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORREALE, MADELEINE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORREALE, MADELEINE | I | CHIEF COMPLIANCE OFFICER | NA | |
| NATTANS, JEFFREY, ALLEN | I | MANAGER | NA | |
| NATTANS, JEFFREY, ALLEN | I | DIRECTOR | NA | |
| NATTANS, JEFFREY, ALLEN | I | DIRECTOR | NA | |
| NATTANS, JEFFREY, ALLEN | I | DIRECTOR | NA | |
| NATTANS, JEFFREY, ALLEN | I | DIRECTOR | NA | |
| OMEALIA, HARRY | I | DIRECTOR | NA | |
| OMEALIA, HARRY | I | DIRECTOR | NA | |
| OMEALIA, HARRY | I | DIRECTOR | NA | |
| OMEALIA, HARRY | I | DIRECTOR | NA | |
| OMEALIA, HARRY | I | DIRECTOR | NA | |
| RUTHERFORD, JAMES, ROGER | I | VICE CHAIRMAN | NA | Control |
| RUTHERFORD, JAMES, ROGER | I | MANAGING DIRECTOR | NA | Control |
| SEIBERT, LARRY, WAYNE | I | MANAGING DIRECTOR | NA | |
| SEIBERT, LARRY, WAYNE | I | MANAGING DIRECTOR | NA | |
| SHRIVER, PETER, HEPBURN | I | PRESIDENT, TREASURER, DIRECTOR | NA | Control |
| SHRIVER, PETER, HEPBURN | I | PRESIDENT, TREASURER, DIRECTOR | NA | Control |
| SHRIVER, PETER, HEPBURN | I | MANAGING DIRECTOR, EXECUTIVE VICE PRESIDENT | NA | Control |
| SHRIVER, PETER, HEPBURN | I | PRESIDENT, TREASURER, DIRECTOR | NA | Control |
| SHRIVER, PETER, HEPBURN | I | PRESIDENT, TREASURER, DIRECTOR | NA | Control |
| SHRIVER, PETER, HEPBURN | I | PRESIDENT, TREASURER, DIRECTOR | NA | Control |
| SHRIVER, PETER, HEPBURN | I | MANAGING DIRECTOR | NA | |
| SHRIVER, PETER, HEPBURN | I | PRESIDENT, TREASURER, DIRECTOR | NA | Control |
| SHRIVER, PETER, HEPBURN | I | PRESIDENT, TREASURER, DIRECTOR | NA | Control |
| SHRIVER, PETER, HEPBURN | I | MANAGING DIRECTOR | NA | |
| SHRIVER, PETER, HEPBURN | I | PRESIDENT, TREASURER, DIRECTOR | NA | Control |
| SHRIVER, PETER, HEPBURN | I | MANAGING DIRECTOR, EXECUTIVE VICE PRESIDENT | NA | Control |
| SHRIVER, PETER, HEPBURN | I | PRESIDENT, TREASURER, DIRECTOR | NA | Control |
| SHRIVER, PETER, HEPBURN | I | PRESIDENT, TREASURER, DIRECTOR | NA | Control |
| STUTTIG, CHRISTINE | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| STUTTIG, CHRISTINE | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| STUTTIG, CHRISTINE | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| SULLIVAN, JOSEPH, ANDREW | I | DIRECTOR | NA | |
| SULLIVAN, JOSEPH, ANDREW | I | DIRECTOR | NA | |
| SULLIVAN, JOSEPH, ANDREW | I | DIRECTOR | NA | |
| VERNON, RUSSELL, OWEN | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, SVP | NA | |
| VERNON, RUSSELL, OWEN | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, SVP | NA | |
| VERNON, RUSSELL, OWEN | I | CHIEF OPERATING OFFICER, COMPLIANCE OFFICER, V.P. | NA | |
| VERNON, RUSSELL, OWEN | I | CHIEF OPERATING OFFICER, COMPLIANCE OFFICER, V.P. | NA | |
| VERNON, RUSSELL, OWEN | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, SVP | NA | |
| VOCCOLA, ROBERT, JOSEPH | I | MANAGING DIRECTOR | NA | |
| VOCCOLA, ROBERT, JOSEPH | I | MANAGING DIRECTOR | NA | |
| VOCCOLA, ROBERT, JOSEPH | I | MANAGING DIRECTOR | NA | |
| VOCCOLA, ROBERT, JOSEPH | I | MANAGING DIRECTOR | NA | |
| VOCCOLA, ROBERT, JOSEPH | I | MANAGING DIRECTOR | NA | |
| VOCCOLA, ROBERT, JOSEPH | I | MANAGING DIRECTOR | NA | |
| VOCCOLA, ROBERT, JOSEPH | I | MANAGING DIRECTOR | NA | |
| VOCCOLA, ROBERT, JOSEPH | I | MANAGING DIRECTOR | NA | |
| VOCCOLA, ROBERT, JOSEPH | I | MANAGING DIRECTOR | NA | |
| WARD, MICHELE, ALISON | I | MANAGING DIRECTOR | NA | |
| WARD, MICHELE, ALISON | I | MANAGING DIRECTOR | NA | |
| WARD, MICHELE, ALISON | I | MANAGING DIRECTOR | NA | |
| WARD, MICHELE, ALISON | I | MANAGING DIRECTOR | NA | |
| WARSHAWSKY, MICHAEL, JAY | I | MANAGING DIRECTOR | NA | |
| WILLEY, DANIEL, BRADFORD | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, VICE PRESIDENT | NA | |
| WOROBEL, STEPHEN, WALTER | I | MANAGING DIRECTOR | NA | |
| YOUNGMAN, JOHN, GRAY | I | MANAGING DIRECTOR | NA | |
| YOUNGMAN, JOHN, GRAY | I | MANAGING DIRECTOR | NA | |
| YOUNGMAN, JOHN, GRAY | I | MANAGING DIRECTOR | NA | |
| YOUNGMAN, ROBERT, PERKINS | I | MANAGING DIRECTOR | NA | |
| YOUNGMAN, ROBERT, PERKINS | I | MANAGING DIRECTOR | NA | |
| YOUNGMAN, ROBERT, PERKINS | I | MANAGING DIRECTOR | NA | |
| LEGG MASON INC. | DE | SHAREHOLDER | E | Control |
| LEGG MASON INC. | DE | SHAREHOLDER | E | Control |
| LEGG MASON INC. | DE | SHAREHOLDER | E | Control |
| LEGG MASON INC. | DE | SHAREHOLDER | E | Control |
| LEGG MASON INVESTMENT COUNSEL, LLC | DE | SHAREHOLDER | E | Control |
| LEGG MASON INVESTMENT COUNSEL, LLC | DE | SHAREHOLDER | E | Control |
| LEGG MASON INVESTMENT COUNSEL, LLC | DE | SHAREHOLDER | E | Control |
| LEGG MASON INVESTMENT COUNSEL, LLC | DE | SHAREHOLDER | E | Control |
| LEGG MASON INVESTMENT COUNSEL, LLC | DE | SHAREHOLDER | E | Control |
| LEGG MASON TRUST FSB | DE | SHAREHOLDER | E | Control |
| LEGG MASON TRUST FSB | DE | SHAREHOLDER | E | Control |
| LEGG MASON TRUST FSB | DE | SHAREHOLDER | E | Control |
| LEGG MASON INC. | DE | SHAREHOLDER | D | Control |
| LEGG MASON INC. | DE | SHAREHOLDER | D | Control |
| BARRETT, JOHN, DAVID | I | CHAIRMAN OF THE BOARD, CEO | B | Control |
| BARRETT, JOHN, DAVID | I | CHAIRMAN OF THE BOARD, CEO | B | Control |
| BARRETT, JOHN, DAVID | I | CHAIRMAN OF THE BOARD, CEO | B | Control |
| BARRETT, JOHN, DAVID | I | CHAIRMAN OF THE BOARD, CEO | B | Control |
Registrations
Federal
IA
Jun 27, 2005 REGISTERED
Notice Filings (33)
AL AZ CA CO CT DC FL GA ID IL LA MA MD ME MN MO NC ND NH NJ NM NY OH OR PA RI SC SD TX VA VT WA WI
Address
90 PARK AVENUENEW YORK, NY 10016
USA
Phone: 212-983-5080