WITTER WILLIAM D INC
CRD #105402 SEC #801-12695 NEW YORK, NY 212-753-7878
SEC Registered
Total AUM
$1.6B
Discretionary
$1.6B
Employees
--
Clients
0
Accounts
239
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 7, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BANERJEE, DEBASISH | I | CHIEF COMPLIANCE OFFICER | NA | |
| BANERJEE, DEBASISH | I | CHIEF COMPLIANCE OFFICER | NA | |
| BANERJEE, DEBASISH | I | CHIEF COMPLIANCE OFFICER | NA | |
| BANERJEE, DEBASISH | I | CHIEF COMPLIANCE OFFICER | NA | |
| BANERJEE, DEBASISH | I | CHIEF COMPLIANCE OFFICER | NA | |
| BANERJEE, DEBASISH | I | CHIEF COMPLIANCE OFFICER | NA | |
| BANERJEE, DEBASISH | I | CHIEF COMPLIANCE OFFICER | NA | |
| GREULICH, RICHARD, EVANS | I | MANAGING DIRECTOR | NA | |
| GREULICH, RICHARD, EVANS | I | MANAGING DIRECTOR | NA | |
| MARSHAK, MELANIE, HOPE | I | VICE PRESIDENT, CFO | NA | Control |
| MARSHAK, MELANIE, HOPE | I | VICE PRESIDENT, CFO | NA | Control |
| MARSHAK, MELANIE, HOPE | I | VICE PRESIDENT | NA | |
| MARSHAK, MELANIE, HOPE | I | VICE PRESIDENT | NA | |
| MARSHAK, MELANIE, HOPE | I | VICE PRESIDENT | NA | |
| MARSHAK, MELANIE, HOPE | I | VICE PRESIDENT, CFO | NA | Control |
| MARSHAK, MELANIE, HOPE | I | VICE PRESIDENT | NA | |
| MARSHAK, MELANIE, HOPE | I | VICE PRESIDENT | NA | |
| MARSHAK, MELANIE, HOPE | I | VICE PRESIDENT | NA | |
| MARSHAK, MELANIE, HOPE | I | VICE PRESIDENT | NA | |
| PHILLIPS, PAUL, BARRY | I | MANAGING DIRECTOR | NA | |
| PHILLIPS, PAUL, BARRY | I | MANAGING DIRECTOR | NA | |
| PRYOR, DANIEL, C | I | COO | NA | |
| PRYOR, DANIEL, C | I | COO | NA | |
| PRYOR, DANIEL, C | I | COO | NA | |
| PRYOR, DANIEL, C | I | COO | NA | |
| PRYOR, SHERRY | I | DIRECTOR | NA | Control |
| PRYOR, SHERRY | I | CHAIRMAN | NA | Control |
| PRYOR-WITTER, SHERRY | I | CHAIRMAN/DIRECTOR | NA | Control |
| PRYOR-WITTER, SHERRY | I | CHAIRMAN/DIRECTOR | NA | Control |
| PRYOR-WITTER, SHERRY | I | CHAIRMAN/DIRECTOR | NA | Control |
| RICHART, RALPH, MORGAN | I | CO-TRUSTEE OF THE MARITAL ELECTION TRUST II | NA | Control |
| RICHART, RALPH, MORGAN | I | CO-TRUSTEE OF THE MARITAL ELECTION TRUST II | NA | Control |
| SCHUSS, JEFFREY, ERIC | I | MANAGING DIRECTOR | NA | |
| SCHUSS, JEFFREY, ERIC | I | MANAGING DIRECTOR | NA | |
| TSU, PETER, TE | I | DIRECTOR | NA | Control |
| TSU, PETER, TE | I | DIRECTOR | NA | Control |
| TSU, PETER, TE | I | DIRECTOR | NA | Control |
| WITTER, ANNA, CHRISTINA | I | DIRECTOR | NA | Control |
| WITTER, III, DEAN | I | CHAIRMAN AND TRUSTEE OF THE MARITAL ELECTION TRUST II | NA | Control |
| WITTER, III, DEAN | I | CHAIRMAN | NA | |
| WITTER, III, DEAN | I | CHAIRMAN AND TRUSTEE OF THE MARITAL ELECTION TRUST II | NA | Control |
| WITTER, III, DEAN | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| WITTER, III, DEAN | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND TRUSTEE OF THE MARITAL ELECTION TRUST II | NA | Control |
| WITTER, III, DEAN | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND TRUSTEE OF THE MARITAL ELECTION TRUST II | NA | Control |
| WITTER, III, DEAN | I | CHAIRMAN AND TRUSTEE OF THE MARITAL ELECTION TRUST II | NA | Control |
| WITTER, III, DEAN | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND TRUSTEE OF THE MARITAL ELECTION TRUST II | NA | Control |
| WITTER, III, DEAN | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND TRUSTEE OF THE MARITAL ELECTION TRUST II | NA | Control |
| WITTER, INGER, K | I | CO-TRUSTEE OF THE MARITAL ELECTION TRUST II, CORPORATE SECRETARY OF WILLIAM D. WITTER INC. | NA | Control |
| WITTER, INGER, K | I | CO-TRUSTEE OF THE MARITAL ELECTION TRUST II, CORPORATE SECRETARY OF WILLIAM D. WITTER INC. | NA | Control |
| WITTER, MICHAEL, DAVID | I | PRESIDENT, CEO AND DIRECTOR | NA | Control |
| WITTER, MICHAEL, DAVID | I | PRESIDENT, CEO AND DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| WITTER, MICHAEL, DAVID | I | PRESIDENT, CEO AND DIRECTOR | NA | Control |
| WITTER, MICHAEL, DAVID | I | PRESIDENT, CEO AND DIRECTOR | NA | Control |
| WITTER, MICHAEL, DAVID | I | PRESIDENT, CEO AND DIRECTOR | NA | Control |
| MARITAL ELECTION TRUST II | DE | SHAREHOLDER | E | Control |
| MARITAL ELECTION TRUST II | DE | SHAREHOLDER | E | Control |
| MARITAL ELECTION TRUST II | DE | SHAREHOLDER | E | |
| MARITAL ELECTION TRUST II | DE | SHAREHOLDER | E | Control |
| MARITAL ELECTION TRUST II | DE | SHAREHOLDER | E | |
| MARITAL ELECTION TRUST II | DE | SHAREHOLDER | E | |
| WITTER, WILLIAM, DAVID | I | PRESIDENT/TR./DIRECTOR | E | Control |
| WITTER, WILLIAM, DAVID | I | PRESIDENT/TR./DIRECTOR | E | Control |
| MARITAL ELECTION TRUST II | DE | SHAREHOLDER | D | |
| MARITAL ELECTION TRUST II | DE | SHAREHOLDER | D | |
| MARITAL ELECTION TRUST II | DE | SHAREHOLDER | D | |
| UGOLYN, VICTOR | I | PRESIDENT, CEO | B | Control |
| UGOLYN, VICTOR | I | SHAREHOLDER | B | Control |
| UGOLYN, VICTOR | I | PRESIDENT, CEO | B | Control |
| UGOLYN, VICTOR | I | PRESIDENT, CEO | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| WITTER, DEAN III | DE | MARITAL ELECTION TRUST II | E | Control |
Registrations
Federal
IA
Sep 7, 2005 REGISTERED
Notice Filings (17)
CA CT FL GA IL IN MA MD MI MO NJ NY PA TX VA WA WI
Address
153 E 53RD STREETSUITE 5100
NEW YORK, NY 10022-4611
USA
Phone: 212-753-7878