PEARL MANAGEMENT COMPANY
CRD #105412 SEC #801-8868 MUSCATINE, IA 563-288-2773
SEC Registered
Total AUM
$106M
Discretionary
$106M
Employees
6
Clients
0
Accounts
1
Firm Details
- Organization Type
- Corporation
- State of Formation
- Iowa
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 28, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BURNS, KEVIN, JACK | I | EXECUTIVE VICE PRESIDENT OF INVESTMENT MANAGEMENT/CHIEF INVESTMENT OFFICER/DIRECTOR | NA | Control |
| BURNS, KEVIN, JACK | I | VICE PRESIDENT OF INVESTMENT MANAGEMENT,CHIEF INVESTMENT OFFICER,DIRECTOR | NA | Control |
| HOFFMAN, CHRISTOPHER, ARRON | I | VICE PRESIDENT, DIRECTOR | NA | Control |
| HOFFMAN, CHRISTOPHER, ARRON | I | VICE PRESIDENT, DIRECTOR | NA | Control |
| PHILLIPS, RICHARD, ROBERT | I | VICE PRESIDENT, ASSISTANT SECRETARY, CHIEF COMPLIANCE OFFICER | NA | |
| PHILLIPS, RICHARD, ROBERT | I | VICE PRESIDENT, ASSISTANT SECRETARY, CHIEF COMPLIANCE OFFICER | NA | |
| PHILLIPS, RICHARD, ROBERT | I | VICE PRESIDENT, ASSISTANT SECRETARY, CHIEF COMPLIANCE OFFICER | NA | |
| PHILLIPS, RICHARD, ROBERT | I | VICE PRESIDENT, ASSISTANT SECRETARY, CHIEF COMPLIANCE OFFICER | NA | |
| PHILLIPS, RICHARD, ROBERT | I | PRESIDENT, CEO, CFO, COO | NA | |
| SOLT, DANA, DORETTE | I | DIRECTOR | NA | Control |
| SOLT, DANA, DORETTE | I | DIRECTOR | NA | Control |
| SOLT, DANA, DORETTE | I | DIRECTOR | NA | Control |
| SOLT, DANA, DORETTE | I | DIRECTOR | NA | Control |
| SOLT, DANA, DORETTE | I | DIRECTOR | NA | Control |
| SOLT, DANA, DORETTE | I | DIRECTOR | NA | Control |
| SOLT, DANA, DORETTE | I | DIRECTOR | NA | Control |
| SOLT, ROBERT, HOWARD | I | PRESIDENT, CEO, COO, CFO, TREASURER, DIRECTOR | NA | Control |
| SOLT, ROBERT, HOWARD | I | PRESIDENT, CEO, COO, CFO, TREASURER, DIRECTOR | NA | Control |
| SOLT, ROBERT, HOWARD | I | PRESIDENT, CEO, COO, CFO, TREASURER, DIRECTOR | NA | Control |
| SOLT, ROBERT, HOWARD | I | EXECUTIVE VICE PRESIDENT, SECRETARY, TREASURER, COO, CFO | NA | Control |
| SOLT, ROBERT, HOWARD | I | PRESIDENT, CEO, COO, CFO, TREASURER, DIRECTOR | NA | Control |
| SOLT, ROBERT, HOWARD | I | EXECUTIVE VICE PRESIDENT, SECRETARY, TREASURER, COO, CFO, DIRECTOR | NA | Control |
| SOLT, ROBERT, HOWARD | I | EXECUTIVE VICE PRESIDENT, SECRETARY, TREASURER, COO, CFO, DIRECTOR | NA | Control |
| SOLT, ROBERT, HOWARD | I | INVESTMENT MANAGER, CHIEF COMPLIANCE OFFICER, TREASURER, ASSISTANT SECRETARY, DIRECTOR | NA | Control |
| STANLEY, DAVID, MAXWELL | I | SENIOR COUNSEL, CHIEF LEGAL OFFICER, SECRETARY, DIRECTOR | NA | Control |
| STANLEY, DAVID, MAXWELL | I | SENIOR COUNSEL, CHIEF LEGAL OFFICER, SECRETARY, DIRECTOR | NA | Control |
| STANLEY, DAVID, MAXWELL | I | SENIOR COUNSEL, CHIEF LEGAL OFFICER, SECRETARY, DIRECTOR | NA | Control |
| STANLEY, DAVID, MAXWELL | I | CHAIRMAN/PRESIDENT/DIRECTOR | NA | Control |
| STANLEY, DAVID, MAXWELL | I | SENIOR COUNSEL, CHIEF LEGAL OFFICER, SECRETARY, DIRECTOR | NA | Control |
| STANLEY, DAVID, MAXWELL | I | CHAIRMAN,PRESIDENT,CEO,DIRECTOR | NA | Control |
| STANLEY, DAVID, MAXWELL | I | CHAIRMAN,PRESIDENT,CEO,DIRECTOR | NA | Control |
| STANLEY, DAVID, MAXWELL | I | SENIOR COUNSEL, CHIEF LEGAL OFFICER, SECRETARY, DIRECTOR | NA | Control |
| STANLEY, JEAN, LEU | I | DIRECTOR | NA | Control |
| STANLEY, JEAN, LEU | I | DIRECTOR | NA | Control |
| STANLEY, JEAN, LEU | I | DIRECTOR | NA | Control |
| STANLEY, JEAN, LEU | I | VICE PRESIDENT/DIRECTOR | NA | Control |
| STANLEY, JEAN, LEU | I | DIRECTOR | NA | Control |
| STANLEY, JEAN, LEU | I | DIRECTOR | NA | Control |
| STANLEY, JEAN, LEU | I | DIRECTOR | NA | Control |
| STANLEY, JEAN, LEU | I | DIRECTOR | NA | Control |
| CAPITAL FORMATION COUNCIL | DE | NONPROFIT ORGANIZATION WITH NO SHAREHOLDERS | C | Control |
| INVESTOR PROTECTION, INC. | DE | NONPROFIT ORGANIZATION WITH NO SHAREHOLDERS | C | Control |
| INVESTOR PROTECTION, INC. | DE | NONPROFIT ORGANIZATION WITH NO SHAREHOLDERS | C | Control |
| INVESTOR PROTECTION, INC. | DE | NONPROFIT ORGANIZATION WITH NO SHAREHOLDERS | C | Control |
| INVESTOR PROTECTION, INC. | DE | NONPROFIT ORGANIZATION WITH NO SHAREHOLDERS | C | Control |
| INVESTOR PROTECTION, INC. | DE | NONPROFIT ORGANIZATION WITH NO SHAREHOLDERS | C | Control |
| INVESTOR PROTECTION, INC. | DE | NONPROFIT ORGANIZATION WITH NO SHAREHOLDERS | C | Control |
| INVESTOR PROTECTION, INC. | DE | NONPROFIT ORGANIZATION WITH NO SHAREHOLDERS | C | Control |
| TAXPAYER RIGHTS ASSOCIATION | DE | NON PROFIT ORGANIZATION WITH NO SHAREHOLDERS | C | Control |
| CAPITAL FORMATION COUNCIL | DE | NONPROFIT ORGANIZATION WITH NO SHAREHOLDERS | B | Control |
| CAPITAL FORMATION COUNCIL | DE | NONPROFIT ORGANIZATION WITH NO SHAREHOLDERS | B | Control |
| CAPITAL FORMATION COUNCIL | DE | NONPROFIT ORGANIZATION WITH NO SHAREHOLDERS | B | Control |
| CAPITAL FORMATION COUNCIL | DE | NONPROFIT ORGANIZATION WITH NO SHAREHOLDERS | B | Control |
| CAPITAL FORMATION COUNCIL | DE | NONPROFIT ORGANIZATION WITH NO SHAREHOLDERS | B | Control |
| CAPITAL FORMATION COUNCIL | DE | NONPROFIT ORGANIZATION WITH NO SHAREHOLDERS | B | Control |
| CAPITAL FORMATION COUNCIL | DE | NONPROFIT ORGANIZATION WITH NO SHAREHOLDERS | B | Control |
| FREE ENTERPRISE ADVOCATES | DE | NONPROFIT ORGANIZATION WITH NO SHAREHOLDERS | B | Control |
| FREE ENTERPRISE ADVOCATES | DE | NONPROFIT ORGANIZATION WITH NO SHAREHOLDERS | B | Control |
| FREE ENTERPRISE ADVOCATES | DE | NONPROFIT ORGANIZATION WITH NO SHAREHOLDERS | B | Control |
| FREE ENTERPRISE ADVOCATES | DE | NONPROFIT ORGANIZATION WITH NO SHAREHOLDERS | B | Control |
| FREE ENTERPRISE ADVOCATES | DE | NONPROFIT ORGANIZATION WITH NO SHAREHOLDERS | B | Control |
| FREE ENTERPRISE ADVOCATES | DE | NONPROFIT ORGANIZATION WITH NO SHAREHOLDERS | B | Control |
| FREE ENTERPRISE ADVOCATES | DE | NONPROFIT ORGANIZATION WITH NO SHAREHOLDERS | B | Control |
| FREE ENTERPRISE ADVOCATES | DE | NONPROFIT ORGANIZATION WITH NO SHAREHOLDERS | B | Control |
| INVESTOR PROTECTION, INC. | DE | NONPROFIT ORGANIZATION WITH NO SHAREHOLDERS | B | Control |
| PUBLIC INTEREST COMMITTEE | DE | NONPROFIT ORGANIZATION WITH NO SHAREHOLDERS | B | Control |
| PUBLIC INTEREST COMMITTEE | DE | NONPROFIT ORGANIZATION WITH NO SHAREHOLDERS | B | Control |
| PUBLIC INTEREST COMMITTEE | DE | NONPROFIT ORGANIZATION WITH NO SHAREHOLDERS | B | Control |
| PUBLIC INTEREST COMMITTEE | DE | NONPROFIT ORGANIZATION WITH NO SHAREHOLDERS | B | Control |
| PUBLIC INTEREST COMMITTEE | DE | NONPROFIT ORGANIZATION WITH NO SHAREHOLDERS | B | Control |
| PUBLIC INTEREST COMMITTEE | DE | NONPROFIT ORGANIZATION WITH NO SHAREHOLDERS | B | Control |
| PUBLIC INTEREST COMMITTEE | DE | NONPROFIT ORGANIZATION WITH NO SHAREHOLDERS | B | Control |
| PUBLIC INTEREST COMMITTEE | DE | NONPROFIT ORGANIZATION WITH NO SHAREHOLDERS | B | Control |
| TAXPAYER RIGHTS ASSOCIATION | DE | NON PROFIT ORGANIZATION WITH NO SHAREHOLDERS | B | Control |
| TAXPAYER RIGHTS ASSOCIATION | DE | NON PROFIT ORGANIZATION WITH NO SHAREHOLDERS | B | Control |
| TAXPAYER RIGHTS ASSOCIATION | DE | NON PROFIT ORGANIZATION WITH NO SHAREHOLDERS | B | Control |
| TAXPAYER RIGHTS ASSOCIATION | DE | NON PROFIT ORGANIZATION WITH NO SHAREHOLDERS | B | Control |
| TAXPAYER RIGHTS ASSOCIATION | DE | NON PROFIT ORGANIZATION WITH NO SHAREHOLDERS | B | Control |
| TAXPAYER RIGHTS ASSOCIATION | DE | NON PROFIT ORGANIZATION WITH NO SHAREHOLDERS | B | Control |
| TAXPAYER RIGHTS ASSOCIATION | DE | NON PROFIT ORGANIZATION WITH NO SHAREHOLDERS | B | Control |
Registrations
Federal
IA
Mar 28, 2012 REGISTERED
Notice Filings (1)
IA
Address
2610 PARK AVEMUSCATINE, IA 52761-5639
United States
Phone: 563-288-2773