PATTEN AND PATTEN, INC.
CRD #105414 SEC #801-11499 CHATTANOOGA, TN 423.756.3480
SEC Registered
Total AUM
$2.1B
Discretionary
$2B
Employees
14
Clients
--
Accounts
2,102
Firm Details
- Organization Type
- Corporation
- State of Formation
- Tennessee
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 26, 2025
- Branch Offices
- 0
- LEI
- 5493006GKGOFDNDEXF42
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CLARK, WILL, S | I | CHIEF COMPLIANCE OFFICER | NA | |
| CLARK, WILL, S | I | CHIEF COMPLIANCE OFFICER | NA | |
| CLARK, WILL, S | I | CHIEF COMPLIANCE OFFICER | NA | |
| CLARK, WILL, S | I | CHIEF COMPLIANCE OFFICER | NA | |
| CRUMBLISS, JAMES, CLAY | I | VP OPERATIONS & FINANCE/CHIEF COMPLIANCE OFFICER | NA | |
| CRUMBLISS, JAMES, CLAY | I | VP OPERATIONS & FINANCE/CHIEF COMPLIANCE OFFICER | NA | |
| CRUMBLISS, JAMES, CLAY | I | VP OPERATIONS & FINANCE/CHIEF COMPLIANCE OFFICER | NA | |
| CRUMBLISS, JAMES, CLAY | I | VP OPERATIONS & FINANCE/CHIEF COMPLIANCE OFFICER | NA | |
| CRUMBLISS, JAMES, CLAY | I | VP OPERATIONS & FINANCE/CHIEF COMPLIANCE OFFICER | NA | |
| CRUMBLISS, JAMES, CLAY | I | VP OPERATIONS & FINANCE/CHIEF COMPLIANCE OFFICER | NA | |
| CRUMBLISS, JAMES, CLAY | I | VP OPERATIONS & FINANCE/CHIEF COMPLIANCE OFFICER | NA | |
| CRUMBLISS, JAMES, CLAY | I | VP OPERATIONS & FINANCE/CHIEF COMPLIANCE OFFICER | NA | |
| CRUMBLISS, JAMES, CLAY | I | VP OPERATIONS & FINANCE/CHIEF COMPLIANCE OFFICER | NA | |
| CRUMBLISS, JAMES, CLAY | I | VP OPERATIONS & FINANCE/CHIEF COMPLIANCE OFFICER | NA | |
| CRUMBLISS, JAMES, CLAY | I | VP OPERATIONS & FINANCE/CHIEF COMPLIANCE OFFICER | NA | |
| CRUMBLISS, JAMES, CLAY | I | VP OPERATIONS & FINANCE/CHIEF COMPLIANCE OFFICER | NA | |
| CRUMBLISS, JAMES, CLAY | I | VP OPERATIONS & FINANCE/CHIEF COMPLIANCE OFFICER | NA | |
| CRUMBLISS, JAMES, CLAY | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | |
| CRUMBLISS, JAMES, CLAY | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | |
| CRUMBLISS, JAMES, CLAY | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | |
| CRUMBLISS, JAMES, CLAY | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | |
| Decosimo, William, Frederick Austin | I | PRINCIPAL / PORTFOLIO MANAGER | NA | Control |
| Decosimo, William, Frederick Austin | I | PRINCIPAL / PORTFOLIO MANAGER | NA | Control |
| Decosimo, William, Frederick Austin | I | PRINCIPAL / PORTFOLIO MANAGER | NA | Control |
| Decosimo, William, Frederick Austin | I | PRINCIPAL / PORTFOLIO MANAGER | NA | Control |
| Decosimo, William, Frederick Austin | I | PRINCIPAL / PORTFOLIO MANAGER | NA | Control |
| Decosimo, William, Frederick Austin | I | PRINCIPAL / PORTFOLIO MANAGER | NA | Control |
| Decosimo, William, Frederick Austin | I | PRINCIPAL / PORTFOLIO MANAGER | NA | Control |
| Decosimo, William, Frederick Austin | I | PRINCIPAL / PORTFOLIO MANAGER | NA | Control |
| Decosimo, William, Frederick Austin | I | PRINCIPAL / PORTFOLIO MANAGER | NA | Control |
| Decosimo, William, Frederick Austin | I | PRINCIPAL / PORTFOLIO MANAGER | NA | Control |
| Decosimo, William, Frederick Austin | I | PRINCIPAL / PORTFOLIO MANAGER | NA | Control |
| Decosimo, William, Frederick Austin | I | PRINCIPAL / PORTFOLIO MANAGER | NA | Control |
| Decosimo, William, Frederick Austin | I | PRINCIPAL / PORTFOLIO MANAGER | NA | Control |
| Decosimo, William, Frederick Austin | I | PRINCIPAL / PORTFOLIO MANAGER | NA | Control |
| FLECK, MARK, CHRISTOPHER | I | PRINCIPAL | NA | |
| FLECK, MARK, CHRISTOPHER | I | PRINCIPAL | NA | |
| FLECK, MARK, CHRISTOPHER | I | PRINCIPAL | NA | |
| FLECK, MARK, CHRISTOPHER | I | PRINCIPAL | NA | |
| FLECK, MARK, CHRISTOPHER | I | PRINCIPAL | NA | |
| GRAHAM, STEPHANIE, P | I | PRINCIPAL / CPA | NA | Control |
| GRAHAM, STEPHANIE, P | I | PRINCIPAL / CPA | NA | Control |
| GRAHAM, STEPHANIE, P | I | PRINCIPAL / CPA | NA | Control |
| GRAHAM, STEPHANIE, P | I | PRINCIPAL / CPA | NA | Control |
| GRAHAM, STEPHANIE, P | I | PRINCIPAL / CPA | NA | Control |
| GRAHAM, STEPHANIE, P | I | PRINCIPAL / CHIEF FINANCIAL OFFICER | NA | Control |
| GRAHAM, STEPHANIE, P | I | PRINCIPAL / CPA | NA | Control |
| GRAHAM, STEPHANIE, P | I | PRINCIPAL / CHIEF FINANCIAL OFFICER | NA | Control |
| GRAHAM, STEPHANIE, P | I | PRINCIPAL / CHIEF FINANCIAL OFFICER | NA | Control |
| GRAHAM, STEPHANIE, P | I | PRINCIPAL / CHIEF FINANCIAL OFFICER | NA | Control |
| GRAHAM, STEPHANIE, P | I | PRINCIPAL / CHIEF FINANCIAL OFFICER | NA | Control |
| GRAHAM, STEPHANIE, P | I | PRINCIPAL / CHIEF FINANCIAL OFFICER | NA | Control |
| GRAHAM, STEPHANIE, P | I | PRINCIPAL / CHIEF FINANCIAL OFFICER | NA | Control |
| GRAHAM, STEPHANIE, P | I | PRINCIPAL / CHIEF FINANCIAL OFFICER | NA | Control |
| GRAHAM, STEPHANIE, P | I | PRINCIPAL / CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER | NA | Control |
| Moore, Grant, George | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Moore, Grant, George | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Moore, Grant, George | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Moore, Grant, George | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Moore, Grant, George | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RYAN, RAYMOND, VINCENT | I | VICE PRESIDENT | NA | |
| RYAN, RAYMOND, VINCENT | I | VICE PRESIDENT | NA | |
| RYAN, RAYMOND, VINCENT | I | VICE PRESIDENT | NA | |
| RYAN, RAYMOND, VINCENT | I | VICE PRESIDENT | NA | |
| RYAN, RAYMOND, VINCENT | I | VICE PRESIDENT | NA | |
| RYAN, RAYMOND, VINCENT | I | VICE PRESIDENT | NA | |
| RYAN, RAYMOND, VINCENT | I | VICE PRESIDENT | NA | |
| RYAN, RAYMOND, VINCENT | I | VICE PRESIDENT | NA | |
| RYAN, RAYMOND, VINCENT | I | VICE PRESIDENT | NA | |
| RYAN, RAYMOND, VINCENT | I | VICE PRESIDENT | NA | |
| RYAN, RAYMOND, VINCENT | I | VICE PRESIDENT | NA | |
| PATTEN, WORCESTER, ALLEN BRYAN | I | CHAIRMAN | D | Control |
| PATTEN, WORCESTER, ALLEN BRYAN | I | CHAIRMAN | D | Control |
| PATTEN, WORCESTER, ALLEN BRYAN | I | CHAIRMAN | D | Control |
| PATTEN, WORCESTER, ALLEN BRYAN | I | CHAIRMAN | D | Control |
| PATTEN, WORCESTER, ALLEN BRYAN | I | CHAIRMAN | D | Control |
| PATTEN, WORCESTER, ALLEN BRYAN | I | CHAIRMAN | D | Control |
| PATTEN, WORCESTER, ALLEN BRYAN | I | CHAIRMAN | D | Control |
| PATTEN, WORCESTER, ALLEN BRYAN | I | CHAIRMAN | D | Control |
| PATTEN, WORCESTER, ALLEN BRYAN | I | CHAIRMAN | D | Control |
| PATTEN, WORCESTER, ALLEN BRYAN | I | CHAIRMAN | D | Control |
| PATTEN, WORCESTER, ALLEN BRYAN | I | CHAIRMAN | D | Control |
| PATTEN, WORCESTER, ALLEN BRYAN | I | CHAIRMAN | D | Control |
| PATTEN, WORCESTER, ALLEN BRYAN | I | CHAIRMAN | D | Control |
| PATTEN, WORCESTER, ALLEN BRYAN | I | CHAIRMAN | D | Control |
| PATTEN, WORCESTER, ALLEN BRYAN | I | CHAIRMAN | D | Control |
| PATTEN, WORCESTER, ALLEN BRYAN | I | CHAIRMAN | D | Control |
| PATTEN, WORCESTER, ALLEN BRYAN | I | CHAIRMAN | D | Control |
| PATTEN, WORCESTER, ALLEN BRYAN | I | CHAIRMAN | D | Control |
| PATTEN, WORCESTER, ALLEN BRYAN | I | CHAIRMAN | D | Control |
| PATTEN, WORCESTER, ALLEN BRYAN | I | CHAIRMAN | D | Control |
| PATTEN, WORCESTER, ALLEN BRYAN | I | CHAIRMAN | D | Control |
| PATTEN, WORCESTER, ALLEN BRYAN | I | CHAIRMAN | D | Control |
| PATTEN, WORCESTER, ALLEN BRYAN | I | CHAIRMAN | D | Control |
| PATTEN, WORCESTER, ALLEN BRYAN | I | CHAIRMAN | D | Control |
| RYAN, RAYMOND, VINCENT | I | CHAIRMAN / CHIEF EXECUTIVE OFFICER / PRESIDENT | D | Control |
| RYAN, RAYMOND, VINCENT | I | CHAIRMAN / CHIEF EXECUTIVE OFFICER / PRESIDENT | D | Control |
| RYAN, RAYMOND, VINCENT | I | CHAIRMAN / CHIEF EXECUTIVE OFFICER / PRESIDENT | D | Control |
| RYAN, RAYMOND, VINCENT | I | CHAIRMAN / CHIEF EXECUTIVE OFFICER / PRESIDENT | D | Control |
| RYAN, RAYMOND, VINCENT | I | CHAIRMAN / CHIEF EXECUTIVE OFFICER / PRESIDENT | D | Control |
| RYAN, RAYMOND, VINCENT | I | CHAIRMAN / CHIEF EXECUTIVE OFFICER / PRESIDENT | D | Control |
| RYAN, RAYMOND, VINCENT | I | CHAIRMAN / CHIEF EXECUTIVE OFFICER / PRESIDENT | D | Control |
| RYAN, RAYMOND, VINCENT | I | CHAIRMAN / CHIEF EXECUTIVE OFFICER / PRESIDENT | D | Control |
| RYAN, RAYMOND, VINCENT | I | CHAIRMAN / CHIEF EXECUTIVE OFFICER / PRESIDENT | D | Control |
| RYAN, RAYMOND, VINCENT | I | CHAIRMAN / CHIEF EXECUTIVE OFFICER / PRESIDENT | D | Control |
| FLECK, MARK, CHRISTOPHER | I | PRINCIPAL / PORTFOLIO MANAGER | C | Control |
| FLECK, MARK, CHRISTOPHER | I | PRINCIPAL / PORTFOLIO MANAGER | C | Control |
| FLECK, MARK, CHRISTOPHER | I | PRINCIPAL / PORTFOLIO MANAGER | C | Control |
| FLECK, MARK, CHRISTOPHER | I | PRINCIPAL / PORTFOLIO MANAGER | C | Control |
| PATTEN, WORCESTER, ALLEN BRYAN | I | PRESIDENT | C | Control |
| PATTEN, WORCESTER, ALLEN BRYAN | I | PRESIDENT | C | Control |
| PATTEN, WORCESTER, ALLEN BRYAN | I | PRESIDENT | C | Control |
| PATTEN, WORCESTER, ALLEN BRYAN | I | PRESIDENT | C | Control |
| PATTEN, WORCESTER, ALLEN BRYAN | I | PRESIDENT | C | Control |
| PATTEN, WORCESTER, ALLEN BRYAN | I | PRESIDENT | C | Control |
| PATTEN, WORCESTER, ALLEN BRYAN | I | PRESIDENT | C | Control |
| PATTEN, WORCESTER, ALLEN BRYAN | I | PRESIDENT | C | Control |
| PATTEN, WORCESTER, ALLEN BRYAN | I | PRESIDENT | C | Control |
| PATTEN, WORCESTER, ALLEN BRYAN | I | PRESIDENT | C | Control |
| PATTEN, WORCESTER, ALLEN BRYAN | I | PRESIDENT | C | Control |
| PATTEN, WORCESTER, ALLEN BRYAN | I | PRESIDENT | C | Control |
| PATTEN, WORCESTER, ALLEN BRYAN | I | PRESIDENT | C | Control |
| PATTEN, WORCESTER, ALLEN BRYAN | I | PRESIDENT | C | Control |
| PATTEN, WORCESTER, ALLEN BRYAN | I | PRESIDENT | C | Control |
| PATTEN, WORCESTER, ALLEN BRYAN | I | PRESIDENT | C | Control |
| PATTEN, WORCESTER, ALLEN BRYAN | I | PRESIDENT | C | Control |
| PATTEN, WORCESTER, ALLEN BRYAN | I | PRESIDENT | C | Control |
| PATTEN, ZEBOIM, CARTTER | I | CHAIRMAN | C | Control |
| PATTEN, ZEBOIM, CARTTER | I | CHAIRMAN | C | Control |
| PATTEN, ZEBOIM, CARTTER | I | CHAIRMAN | C | Control |
| PATTEN, ZEBOIM, CARTTER | I | CHAIRMAN | C | Control |
| PATTEN, ZEBOIM, CARTTER | I | CHAIRMAN | C | Control |
| PATTEN, ZEBOIM, CARTTER | I | CHAIRMAN | C | Control |
| PATTEN, ZEBOIM, CARTTER | I | CHAIRMAN | C | Control |
| PATTEN, ZEBOIM, CARTTER | I | CHAIRMAN | C | Control |
| PATTEN, ZEBOIM, CARTTER | I | CHAIRMAN | C | Control |
| PATTEN, ZEBOIM, CARTTER | I | CHAIRMAN | C | Control |
| PATTEN, ZEBOIM, CARTTER | I | CHAIRMAN | C | Control |
| PATTEN, ZEBOIM, CARTTER | I | CHAIRMAN | C | Control |
| PATTEN, ZEBOIM, CARTTER | I | CHAIRMAN | C | Control |
| PATTEN, ZEBOIM, CARTTER | I | CHAIRMAN OF THE BOARD | C | Control |
| PATTEN, ZEBOIM, CARTTER | I | CHAIRMAN | C | Control |
| PATTEN, ZEBOIM, CARTTER | I | CHAIRMAN | C | Control |
| PATTEN, ZEBOIM, CARTTER | I | CHAIRMAN | C | Control |
| PATTEN, ZEBOIM, CARTTER | I | CHAIRMAN | C | Control |
| Decosimo, William, Frederick Austin | I | PRINCIPAL / PORTFOLIO MANAGER | B | Control |
| Decosimo, William, Frederick Austin | I | PRINCIPAL / PORTFOLIO MANAGER | B | Control |
| Decosimo, William, Frederick Austin | I | PRINCIPAL / PORTFOLIO MANAGER | B | Control |
| FLECK, MARK, CHRISTOPHER | I | PRINCIPAL / PORTFOLIO MANAGER | B | Control |
| FLECK, MARK, CHRISTOPHER | I | PRINCIPAL / PORTFOLIO MANAGER | B | Control |
| FLECK, MARK, CHRISTOPHER | I | PRINCIPAL / PORTFOLIO MANAGER | B | Control |
| FLECK, MARK, CHRISTOPHER | I | PRINCIPAL / PORTFOLIO MANAGER | B | Control |
| FLECK, MARK, CHRISTOPHER | I | PRINCIPAL / PORTFOLIO MANAGER | B | Control |
| FLECK, MARK, CHRISTOPHER | I | PRINCIPAL / PORTFOLIO MANAGER | B | Control |
| ROBBINS, FRANK | I | SENIOR VICE-PRESIDENT | B | |
| ROBBINS, FRANK, MIX | I | SENIOR VICE-PRESIDENT | B | |
| ROBBINS, FRANK, MIX | I | SENIOR VICE-PRESIDENT | B | |
| ROBBINS, FRANK, MIX | I | SENIOR VICE-PRESIDENT | B | |
| ROBBINS, FRANK, MIX | I | SENIOR VICE-PRESIDENT | B | |
| ROBBINS, FRANK, MIX | I | SENIOR VICE-PRESIDENT | B | |
| ROBBINS, FRANK, MIX | I | SENIOR VICE-PRESIDENT | B | |
| ROBBINS, FRANK, MIX | I | SENIOR VICE-PRESIDENT | B | |
| ROBBINS, FRANK, MIX | I | SENIOR VICE-PRESIDENT | B | |
| ROBBINS, FRANK, MIX | I | SENIOR VICE-PRESIDENT | B | |
| ROBBINS, FRANK, MIX | I | SENIOR VICE-PRESIDENT | B | |
| ROBBINS, FRANK, MIX | I | SENIOR VICE-PRESIDENT | B | |
| ROBBINS, FRANK, MIX | I | SENIOR VICE-PRESIDENT | B | |
| ROBBINS, FRANK, MIX | I | SENIOR VICE-PRESIDENT | B | |
| ROBBINS, FRANK, MIX | I | SENIOR VICE-PRESIDENT | B | |
| ROBBINS, FRANK, MIX | I | SENIOR VICE-PRESIDENT | B | |
| ROBBINS, FRANK, MIX | I | SENIOR VICE-PRESIDENT | B | |
| ROBBINS, FRANK, MIX | I | SENIOR VICE-PRESIDENT, SECRETARY | B | |
| ROBBINS, FRANK, MIX | I | SENIOR VICE-PRESIDENT, SECRETARY | B | |
| ROBBINS, FRANK, MIX | I | SENIOR VICE-PRESIDENT, SECRETARY | B | |
| ROBBINS, FRANK, MIX | I | SENIOR VICE-PRESIDENT, SECRETARY | B | |
| ROBBINS, FRANK, MIX | I | SENIOR VICE-PRESIDENT, SECRETARY | B | |
| ROBBINS, FRANK, MIX | I | SENIOR VICE-PRESIDENT, SECRETARY | B | |
| ROBBINS, FRANK, MIX | I | SENIOR VICE-PRESIDENT, SECRETARY | B | |
| ROBBINS, FRANK, MIX | I | SENIOR VICE-PRESIDENT, SECRETARY | B | |
| ROBBINS, FRANK, MIX | I | SENIOR VICE-PRESIDENT, SECRETARY | B | |
| ROBBINS, FRANK, MIX | I | SENIOR VICE-PRESIDENT, SECRETARY | B | |
| RYAN, RAYMOND, VINCENT | I | PRESIDENT | B | |
| RYAN, RAYMOND, VINCENT | I | PRESIDENT | B | |
| RYAN, RAYMOND, VINCENT | I | PRESIDENT | B | |
| RYAN, RAYMOND, VINCENT | I | PRESIDENT | B | |
| RYAN, RAYMOND, VINCENT | I | PRESIDENT | B | |
| RYAN, RAYMOND, VINCENT | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | B | |
| RYAN, RAYMOND, VINCENT | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | B | |
| RYAN, RAYMOND, VINCENT | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | B | |
| RYAN, RAYMOND, VINCENT | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | B | |
| RYAN, RAYMOND, VINCENT | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | B | Control |
| RYAN, RAYMOND, VINCENT | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | B | |
| RYAN, RAYMOND, VINCENT | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | B | Control |
| RYAN, RAYMOND, VINCENT | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | B | Control |
| RYAN, RAYMOND, VINCENT | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | B | Control |
| RYAN, RAYMOND, VINCENT | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | B | Control |
| RYAN, RAYMOND, VINCENT | I | PRESIDENT/CHIEF EXECUTIVE OFFICER | B | Control |
| RYAN, RAYMOND, VINCENT | I | PRESIDENT/CHIEF EXECUTIVE OFFICER | B | Control |
| RYAN, RAYMOND, VINCENT | I | PRESIDENT/CHIEF EXECUTIVE OFFICER | B | Control |
| RYAN, RAYMOND, VINCENT | I | PRESIDENT/CHIEF EXECUTIVE OFFICER | B | Control |
| RYAN, RAYMOND, VINCENT | I | PRESIDENT/CHIEF EXECUTIVE OFFICER | B | Control |
| RYAN, RAYMOND, VINCENT | I | PRESIDENT/CHIEF EXECUTIVE OFFICER | B | Control |
| RYAN, RAYMOND, VINCENT | I | PRESIDENT/CHIEF EXECUTIVE OFFICER | B | Control |
| RYAN, RAYMOND, VINCENT | I | PRESIDENT/CHIEF EXECUTIVE OFFICER | B | Control |
| RYAN, RAYMOND, VINCENT | I | PRESIDENT/CHIEF EXECUTIVE OFFICER | B | Control |
| CRUMBLISS, JAMES, CLAY | I | VICE PRESIDENT/TREASURER/CHIEF COMPLIANCE OFFICER | A | |
| CRUMBLISS, JAMES, CLAY | I | VICE PRESIDENT/TREASURER/CHIEF COMPLIANCE OFFICER | A | |
| CRUMBLISS, JAMES, CLAY | I | VICE PRESIDENT/TREASURER/CHIEF COMPLIANCE OFFICER | A | |
| CRUMBLISS, JAMES, CLAY | I | VICE PRESIDENT/TREASURER/CHIEF COMPLIANCE OFFICER | A | |
| CRUMBLISS, JAMES, CLAY | I | VICE PRESIDENT/TREASURER/CHIEF COMPLIANCE OFFICER | A | |
| CRUMBLISS, JAMES, CLAY | I | VICE PRESIDENT/TREASURER | A | |
| CRUMBLISS, JAMES, CLAY | I | VICE PRESIDENT/TREASURER | A | |
| Decosimo, William, Frederick Austin | I | PRINCIPAL / PORTFOLIO MANAGER | A | Control |
| Decosimo, William, Frederick Austin | I | PRINCIPAL / PORTFOLIO MANAGER | A | Control |
| Decosimo, William, Frederick Austin | I | PRINCIPAL / PORTFOLIO MANAGER | A | Control |
| Decosimo, William, Frederick Austin | I | PRINCIPAL / PORTFOLIO MANAGER | A | Control |
| Decosimo, William, Frederick Austin | I | PRINCIPAL / PORTFOLIO MANAGER | A | Control |
| Decosimo, William, Frederick Austin | I | PRINCIPAL / PORTFOLIO MANAGER | A | Control |
| Decosimo, William, Frederick Austin | I | PRINCIPAL / PORTFOLIO MANAGER | A | Control |
| FLECK, MARK, CHRISTOPHER | I | PRINCIPAL / PORTFOLIO MANAGER | A | Control |
| FLECK, MARK, CHRISTOPHER | I | PRINCIPAL / PORTFOLIO MANAGER | A | Control |
| FLECK, MARK, CHRISTOPHER | I | PRINCIPAL / PORTFOLIO MANAGER | A | Control |
| FLECK, MARK, CHRISTOPHER | I | PRINCIPAL / PORTFOLIO MANAGER | A | Control |
| FLECK, MARK, CHRISTOPHER | I | PRINCIPAL / PORTFOLIO MANAGER | A | Control |
| FLECK, MARK, CHRISTOPHER | I | PRINCIPAL / PORTFOLIO MANAGER | A | Control |
| FLECK, MARK, CHRISTOPHER | I | PRINCIPAL / PORTFOLIO MANAGER | A | Control |
| FLECK, MARK, CHRISTOPHER | I | PRINCIPAL / PORTFOLIO MANAGER | A | Control |
| FLECK, MARK, CHRISTOPHER | I | PRINCIPAL / PORTFOLIO MANAGER | A | Control |
| FLECK, MARK, CHRISTOPHER | I | PRINCIPAL / PORTFOLIO MANAGER | A | Control |
| FLECK, MARK, CHRISTOPHER | I | PRINCIPAL / PORTFOLIO MANAGER | A | Control |
| FLECK, MARK, CHRISTOPHER | I | PRINCIPAL / PORTFOLIO MANAGER | A | Control |
| FLECK, MARK, CHRISTOPHER | I | PRINCIPAL / PORTFOLIO MANAGER | A | Control |
| FLECK, MARK, CHRISTOPHER | I | PRINCIPAL / PORTFOLIO MANAGER | A | Control |
| GRAHAM, STEPHANIE, P | I | PRINCIPAL / CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER | A | Control |
| GRAHAM, STEPHANIE, P | I | PRINCIPAL / CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER | A | Control |
| GRAHAM, STEPHANIE, P | I | PRINCIPAL / CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER | A | Control |
| GRAHAM, STEPHANIE, P | I | PRINCIPAL / CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER | A | Control |
| GRAHAM, STEPHANIE, P | I | PRINCIPAL / CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER | A | Control |
| GRAHAM, STEPHANIE, P | I | PRINCIPAL / CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER | A | Control |
| GRAHAM, STEPHANIE, P | I | PRINCIPAL / CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER | A | Control |
| GRAHAM, STEPHANIE, P | I | PRINCIPAL / CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER | A | Control |
| GRAHAM, STEPHANIE, P | I | PRINCIPAL / CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER | A | Control |
| ROBBINS, FRANK, MIX | I | SENIOR VICE-PRESIDENT | A | |
| RYAN, RAYMOND, VINCENT | I | VICE PRESIDENT | A | |
| RYAN, RAYMOND, VINCENT | I | VICE PRESIDENT | A | |
| RYAN, RAYMOND, VINCENT | I | VICE PRESIDENT | A | |
| RYAN, RAYMOND, VINCENT | I | VICE PRESIDENT | A | |
| RYAN, RAYMOND, VINCENT | I | VICE PRESIDENT | A |
Registrations
Federal
IA
Mar 26, 2025 REGISTERED
Notice Filings (46)
AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC NH NJ NM NV NY OH OK OR PA SC SD TN TX UT VA VT WA WI WV
Address
555 WALNUT STREETSUITE 280
CHATTANOOGA, TN 37402
United States
Phone: 423.756.3480