ROSENBLUM SILVERMAN SUTTON, N.Y., INC.
CRD #105424 SEC #801-35126 NEW YORK, NY 212 752-3800
SEC Registered
Total AUM
$75.2M
Discretionary
$75.2M
Employees
5
Clients
0
Accounts
211
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 7, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ROSENBLUM, BARBARA, GARLAN | I | PRINCIPAL | NA | |
| ROSENBLUM, BARBARA, GARLAN | I | PRINCIPAL | NA | |
| ROSENBLUM, BARBARA, GARLAN | I | PRINCIPAL | NA | |
| ROSENBLUM, BARBARA, GARLAN | I | PRINCIPAL | NA | |
| ROSENBLUM, BARBARA, GARLAN | I | PRINCIPAL | NA | |
| ROSENBLUM, BARBARA, GARLAN | I | PRINCIPAL | NA | |
| SILVERMAN, BARBARA, ELISE | I | VICE PRESIDENT | NA | Control |
| SILVERMAN, BARBARA, ELISE | I | VICE PRESIDENT | NA | Control |
| SILVERMAN, BARBARA, ELISE | I | VICE PRESIDENT | NA | Control |
| SUTTON, PHYLLIS, ROSENBLUM | I | PRINCIPAL | NA | |
| SUTTON, PHYLLIS, ROSENBLUM | I | PRINCIPAL | NA | |
| SUTTON, PHYLLIS, ROSENBLUM | I | PRINCIPAL | NA | |
| SUTTON, PHYLLIS, ROSENBLUM | I | PRINCIPAL | NA | |
| SUTTON, PHYLLIS, ROSENBLUM | I | PRINCIPAL | NA | |
| SUTTON, PHYLLIS, ROSENBLUM | I | PRINCIPAL | NA | |
| SILVERMAN, VERA, ROSICH | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER | E | Control |
| SILVERMAN, VERA, ROSICH | I | PRINCIPAL | E | Control |
| SILVERMAN, VERA, ROSICH | I | PRINCIPAL | E | Control |
| SILVERMAN, VERA, ROSICH | I | PRINCIPAL | E | Control |
| SILVERMAN, VERA, ROSICH | I | PRINCIPAL | E | Control |
| SILVERMAN, VERA, ROSICH | I | PRINCIPAL | E | Control |
Registrations
Federal
IA
Sep 7, 2005 REGISTERED
Notice Filings (5)
CA CT FL GA NY
Address
745 FIFTH AVENUE26TH FLOOR
NEW YORK, NY 10151
USA
Phone: 212 752-3800