CARROLL FINANCIAL ASSOCIATES INC
CRD #105427 SEC #801-15517 CHARLOTTE, NC 704-553-8006
SEC Registered
Total AUM
$4.1B
Discretionary
$3.9B
Employees
52
Clients
11
Accounts
9,318
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Aug 2021 | $4.1B | $3.9B | $169.8M | 52 | 8 |
| Mar 2021 | $4.1B | $3.9B | $169.8M | 52 | 8 |
| Dec 2020 | $3.5B | $3.3B | $146.6M | 52 | 9 |
| Jun 2020 | $3.5B | $3.3B | $146.6M | 52 | 9 |
| Apr 2020 | $3.5B | $3.3B | $146.6M | 52 | 9 |
| Mar 2020 | $3.5B | $3.3B | $146.6M | 52 | 9 |
| Feb 2020 | $2.5B | $2.2B | $288.2M | 46 | 7 |
| Dec 2019 | $2.5B | $2.2B | $288.2M | 46 | 7 |
| Jun 2019 | $2.5B | $2.2B | $288.2M | 46 | 7 |
| May 2019 | $2.5B | $2.2B | $288.2M | 46 | 7 |
| Mar 2019 | $2.5B | $2.2B | $288.2M | 46 | 7 |
| Jan 2019 | $2.5B | $2.3B | $202M | 43 | 5 |
| Jul 2018 | $2.5B | $2.3B | $202M | 43 | 5 |
| Mar 2018 | $2.5B | $2.3B | $202M | 43 | 5 |
| Jun 2017 | $1.8B | $1.6B | $170.6M | 42 | 3,200 |
| Feb 2017 | $1.8B | $1.6B | $170.6M | 42 | 3,200 |
| Jan 2017 | $1.8B | $1.6B | $170.6M | 42 | 3,200 |
| Jan 2017 | $1.7B | $1.5B | $241.1M | 43 | 3,100 |
| Sep 2016 | $1.7B | $1.5B | $241.1M | 43 | 3,100 |
| Mar 2016 | $1.7B | $1.5B | $241.1M | 43 | 3,100 |
| Mar 2016 | $1.7B | $1.5B | $241.1M | 43 | 3,100 |
| Jan 2016 | $1.8B | $1.6B | $204.1M | 42 | 2,700 |
| Nov 2015 | $1.8B | $1.6B | $204.1M | 42 | 2,700 |
| Mar 2015 | $1.8B | $1.6B | $204.1M | 42 | 2,700 |
| Jan 2015 | $1.6B | $1.3B | $223.6M | 35 | 2,400 |
| Mar 2014 | $1.6B | $1.3B | $223.6M | 35 | 2,400 |
| Jan 2014 | $1.4B | $1.2B | $199M | 35 | 2,200 |
| Oct 2013 | $1.4B | $1.2B | $199M | 35 | 2,200 |
| Mar 2013 | $1.4B | $1.2B | $199M | 35 | 2,200 |
| Nov 2012 | $1.2B | $1B | $176.1M | 34 | 2,000 |
| Mar 2012 | $1.2B | $1B | $176.1M | 11 | 2,000 |
| Aug 2011 | $1.1B | $785.7M | $299.2M | -- | -- |
| Mar 2011 | $1.1B | $785.7M | $299.2M | -- | -- |
| Jan 2011 | $952.6M | $669M | $283.6M | -- | -- |
| Nov 2010 | $952.6M | $669M | $283.6M | -- | -- |
| Mar 2010 | $952.6M | $669M | $283.6M | -- | -- |
| Jan 2010 | $656.2M | $456.6M | $199.5M | -- | -- |
| Mar 2008 | $995.6M | $787.5M | $208.1M | -- | -- |
| Jan 2008 | $750M | $568.6M | $181.5M | -- | -- |
| Mar 2007 | $750M | $568.6M | $181.5M | -- | -- |
| Dec 2006 | $772.8M | $629.3M | $143.5M | -- | -- |
| Feb 2006 | $445.5M | $351.6M | $93.8M | -- | -- |
| Mar 2004 | $274.5M | $274.5M | $0 | -- | -- |
DateAug 2021
Total AUM$4.1B
Discretionary$3.9B
Non-Disc.$169.8M
Employees52
Clients8
DateMar 2021
Total AUM$4.1B
Discretionary$3.9B
Non-Disc.$169.8M
Employees52
Clients8
DateDec 2020
Total AUM$3.5B
Discretionary$3.3B
Non-Disc.$146.6M
Employees52
Clients9
DateJun 2020
Total AUM$3.5B
Discretionary$3.3B
Non-Disc.$146.6M
Employees52
Clients9
DateApr 2020
Total AUM$3.5B
Discretionary$3.3B
Non-Disc.$146.6M
Employees52
Clients9
DateMar 2020
Total AUM$3.5B
Discretionary$3.3B
Non-Disc.$146.6M
Employees52
Clients9
DateFeb 2020
Total AUM$2.5B
Discretionary$2.2B
Non-Disc.$288.2M
Employees46
Clients7
DateDec 2019
Total AUM$2.5B
Discretionary$2.2B
Non-Disc.$288.2M
Employees46
Clients7
DateJun 2019
Total AUM$2.5B
Discretionary$2.2B
Non-Disc.$288.2M
Employees46
Clients7
DateMay 2019
Total AUM$2.5B
Discretionary$2.2B
Non-Disc.$288.2M
Employees46
Clients7
DateMar 2019
Total AUM$2.5B
Discretionary$2.2B
Non-Disc.$288.2M
Employees46
Clients7
DateJan 2019
Total AUM$2.5B
Discretionary$2.3B
Non-Disc.$202M
Employees43
Clients5
DateJul 2018
Total AUM$2.5B
Discretionary$2.3B
Non-Disc.$202M
Employees43
Clients5
DateMar 2018
Total AUM$2.5B
Discretionary$2.3B
Non-Disc.$202M
Employees43
Clients5
DateJun 2017
Total AUM$1.8B
Discretionary$1.6B
Non-Disc.$170.6M
Employees42
Clients3,200
DateFeb 2017
Total AUM$1.8B
Discretionary$1.6B
Non-Disc.$170.6M
Employees42
Clients3,200
DateJan 2017
Total AUM$1.8B
Discretionary$1.6B
Non-Disc.$170.6M
Employees42
Clients3,200
DateJan 2017
Total AUM$1.7B
Discretionary$1.5B
Non-Disc.$241.1M
Employees43
Clients3,100
DateSep 2016
Total AUM$1.7B
Discretionary$1.5B
Non-Disc.$241.1M
Employees43
Clients3,100
DateMar 2016
Total AUM$1.7B
Discretionary$1.5B
Non-Disc.$241.1M
Employees43
Clients3,100
DateMar 2016
Total AUM$1.7B
Discretionary$1.5B
Non-Disc.$241.1M
Employees43
Clients3,100
DateJan 2016
Total AUM$1.8B
Discretionary$1.6B
Non-Disc.$204.1M
Employees42
Clients2,700
DateNov 2015
Total AUM$1.8B
Discretionary$1.6B
Non-Disc.$204.1M
Employees42
Clients2,700
DateMar 2015
Total AUM$1.8B
Discretionary$1.6B
Non-Disc.$204.1M
Employees42
Clients2,700
DateJan 2015
Total AUM$1.6B
Discretionary$1.3B
Non-Disc.$223.6M
Employees35
Clients2,400
DateMar 2014
Total AUM$1.6B
Discretionary$1.3B
Non-Disc.$223.6M
Employees35
Clients2,400
DateJan 2014
Total AUM$1.4B
Discretionary$1.2B
Non-Disc.$199M
Employees35
Clients2,200
DateOct 2013
Total AUM$1.4B
Discretionary$1.2B
Non-Disc.$199M
Employees35
Clients2,200
DateMar 2013
Total AUM$1.4B
Discretionary$1.2B
Non-Disc.$199M
Employees35
Clients2,200
DateNov 2012
Total AUM$1.2B
Discretionary$1B
Non-Disc.$176.1M
Employees34
Clients2,000
DateMar 2012
Total AUM$1.2B
Discretionary$1B
Non-Disc.$176.1M
Employees11
Clients2,000
DateAug 2011
Total AUM$1.1B
Discretionary$785.7M
Non-Disc.$299.2M
Employees--
Clients--
DateMar 2011
Total AUM$1.1B
Discretionary$785.7M
Non-Disc.$299.2M
Employees--
Clients--
DateJan 2011
Total AUM$952.6M
Discretionary$669M
Non-Disc.$283.6M
Employees--
Clients--
DateNov 2010
Total AUM$952.6M
Discretionary$669M
Non-Disc.$283.6M
Employees--
Clients--
DateMar 2010
Total AUM$952.6M
Discretionary$669M
Non-Disc.$283.6M
Employees--
Clients--
DateJan 2010
Total AUM$656.2M
Discretionary$456.6M
Non-Disc.$199.5M
Employees--
Clients--
DateMar 2008
Total AUM$995.6M
Discretionary$787.5M
Non-Disc.$208.1M
Employees--
Clients--
DateJan 2008
Total AUM$750M
Discretionary$568.6M
Non-Disc.$181.5M
Employees--
Clients--
DateMar 2007
Total AUM$750M
Discretionary$568.6M
Non-Disc.$181.5M
Employees--
Clients--
DateDec 2006
Total AUM$772.8M
Discretionary$629.3M
Non-Disc.$143.5M
Employees--
Clients--
DateFeb 2006
Total AUM$445.5M
Discretionary$351.6M
Non-Disc.$93.8M
Employees--
Clients--
DateMar 2004
Total AUM$274.5M
Discretionary$274.5M
Non-Disc.$0
Employees--
Clients--