SPERO-SMITH INVESTMENT ADVISERS, INC.
CRD #105428 SEC #801-20893 CLEVELAND, OH 216-464-6266
SEC Registered
Total AUM
$810.1M
Discretionary
$794.1M
Employees
15
Clients
11
Accounts
1,640
Firm Details
- Organization Type
- Corporation
- State of Formation
- Ohio
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Aug 12, 2016
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ABER, ERICA, MARIE | I | VICE-PRESIDENT | NA | Control |
| ABER, ERICA, MARIE | I | VICE-PRESIDENT | NA | Control |
| ABER, ERICA, MARIE | I | VICE-PRESIDENT | NA | Control |
| ABER, ERICA, MARIE | I | VICE-PRESIDENT | NA | Control |
| ABER, ERICA, MARIE | I | VICE-PRESIDENT | NA | Control |
| ABER, ERICA, MARIE | I | VICE-PRESIDENT | NA | Control |
| ABER, ERICA, MARIE | I | VICE-PRESIDENT | NA | Control |
| ABER, ERICA, MARIE | I | VICE-PRESIDENT | NA | Control |
| ABER, ERICA, MARIE | I | VICE-PRESIDENT | NA | Control |
| ABER, ERICA, MARIE | I | VICE-PRESIDENT | NA | Control |
| ABER, ERICA, MARIE | I | VICE-PRESIDENT | NA | Control |
| ABER, ERICA, MARIE | I | VICE-PRESIDENT | NA | Control |
| DESHPANDE, ANEET, P. | I | SENIOR VICE PRESIDENT AND DIRECTOR OF EQUITY RESEARCH | NA | |
| DESHPANDE, ANEET, P. | I | SENIOR VICE PRESIDENT AND DIRECTOR OF EQUITY RESEARCH | NA | |
| DOWNING, KARA, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DOWNING, KARA, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DOWNING, KARA, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DOWNING, KARA, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DOWNING, KARA, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DOWNING, KARA, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DOWNING, KARA, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DOWNING, KARA, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DOWNING, KARA, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DOWNING, KARA, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DOWNING, KARA, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DOWNING, KARA, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DOWNING, KARA, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DOWNING, KARA, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DOWNING, KARA, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DOWNING, KARA, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LORD, MARY, EMILY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LORD, MARY, EMILY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LORD, MARY, EMILY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LORD, MARY, EMILY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LORD, MARY, EMILY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LORD, MARY, EMILY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LORD, MARY, EMILY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LORD, MARY, EMILY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LORD, MARY, EMILY | I | DIRECTOR OF ECONOMIC & MARKET ANALYSIS / SENIOR VP | NA | |
| LORD, MARY, EMILY | I | DIRECTOR OF ECONOMIC & MARKET ANALYSIS / SENIOR VP | NA | |
| LORD, MARY, EMILY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LORD, MARY, EMILY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LORD, MARY, EMILY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LORD, MARY, EMILY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LORD, MARY, EMILY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LORD, MARY, EMILY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LORD, MARY, EMILY | I | DIRECTOR OF ECONOMIC & MARKET ANALYSIS / SENIOR VP | NA | |
| LORD, MARY, EMILY | I | DIRECTOR OF ECONOMIC & MARKET ANALYSIS / SENIOR VP | NA | |
| MALBASA, JEFFREY, NEAL | I | DIRECTOR OF OPERATIONS; CHIEF COMPLIANCE OFFICER | NA | |
| MALBASA, JEFFREY, NEAL | I | SENIOR VICE PRESIDENT | NA | Control |
| MALBASA, JEFFREY, NEAL | I | SENIOR VICE PRESIDENT | NA | Control |
| MALBASA, JEFFREY, NEAL | I | SENIOR VICE PRESIDENT | NA | Control |
| MALBASA, JEFFREY, NEAL | I | SENIOR VICE PRESIDENT | NA | Control |
| MALBASA, JEFFREY, NEAL | I | SENIOR VICE PRESIDENT | NA | Control |
| MALBASA, JEFFREY, NEAL | I | DIRECTOR OF OPERATIONS; CHIEF COMPLIANCE OFFICER | NA | |
| MALBASA, JEFFREY, NEAL | I | DIRECTOR OF OPERATIONS; CHIEF COMPLIANCE OFFICER | NA | |
| MALBASA, JEFFREY, NEAL | I | SENIOR VICE PRESIDENT | NA | Control |
| MALBASA, JEFFREY, NEAL | I | SENIOR VICE PRESIDENT | NA | Control |
| MALBASA, JEFFREY, NEAL | I | SENIOR VICE PRESIDENT | NA | Control |
| MALBASA, STEPHEN, ALLEN | I | DIRECTOR OF RETIREMENT PLAN SERVICES | NA | |
| MALBASA, STEPHEN, ALLEN | I | DIRECTOR OF RETIREMENT PLAN SERVICES | NA | |
| MALBASA, STEPHEN, ALLEN | I | DIRECTOR OF RETIREMENT PLAN SERVICES | NA | |
| MALBASA, STEPHEN, ALLEN | I | DIRECTOR OF RETIREMENT PLAN SERVICES | NA | |
| OLVER, MATTHEW, S. | I | SENIOR VICE PRESIDENT | NA | Control |
| OLVER, MATTHEW, S. | I | SENIOR VICE PRESIDENT | NA | Control |
| OLVER, MATTHEW, S. | I | SENIOR VICE PRESIDENT | NA | Control |
| OLVER, MATTHEW, S. | I | SENIOR VICE PRESIDENT | NA | Control |
| OLVER, MATTHEW, S. | I | SENIOR VICE PRESIDENT | NA | Control |
| OLVER, MATTHEW, S. | I | SENIOR VICE PRESIDENT | NA | Control |
| OLVER, MATTHEW, S. | I | SENIOR VICE PRESIDENT | NA | Control |
| OLVER, MATTHEW, S. | I | SENIOR VICE PRESIDENT | NA | Control |
| OLVER, MATTHEW, S. | I | SENIOR VICE PRESIDENT | NA | Control |
| OLVER, MATTHEW, S. | I | SENIOR VICE PRESIDENT | NA | Control |
| OLVER, MATTHEW, S. | I | SENIOR VICE PRESIDENT | NA | Control |
| OLVER, MATTHEW, S. | I | SENIOR VICE PRESIDENT | NA | Control |
| OLVER, MATTHEW, S. | I | SENIOR VICE PRESIDENT | NA | Control |
| OLVER, MATTHEW, S. | I | SENIOR VICE PRESIDENT | NA | Control |
| OLVER, MATTHEW, S. | I | SENIOR VICE PRESIDENT | NA | Control |
| OLVER, MATTHEW, S. | I | SENIOR VICE PRESIDENT | NA | Control |
| OLVER, MATTHEW, S. | I | SENIOR VICE PRESIDENT | NA | Control |
| OLVER, MATTHEW, S. | I | SENIOR VICE PRESIDENT | NA | Control |
| SPERO, KAREN, WEAVER | I | CHAIRMAN EMERITUS | NA | Control |
| SPERO, KAREN, WEAVER | I | CHAIRMAN/DIRECTOR | NA | Control |
| SPERO, KAREN, WEAVER | I | CHAIRMAN EMERITUS | NA | Control |
| SPERO, KAREN, WEAVER | I | CHAIRMAN/DIRECTOR | NA | Control |
| WEYBRECHT, JASON | I | VICE PRESIDENT | NA | Control |
| WEYBRECHT, JASON | I | VICE PRESIDENT | NA | Control |
| WEYBRECHT, JASON | I | VICE PRESIDENT | NA | Control |
| WEYBRECHT, JASON | I | VICE PRESIDENT | NA | Control |
| SMITH, ROBERT, CHARLES | I | PRESIDENT/CHIEF INVESTMENT OFFICER | E | Control |
| SMITH, ROBERT, CHARLES | I | PRESIDENT/CHIEF INVESTMENT OFFICER | E | Control |
| SMITH, ROBERT, CHARLES | I | PRESIDENT/CEO | E | Control |
| SMITH, ROBERT, CHARLES | I | PRESIDENT/CEO | E | Control |
| SMITH, ROBERT, CHARLES | I | PRESIDENT/CEO | E | Control |
| SMITH, ROBERT, CHARLES | I | PRESIDENT/CEO | E | Control |
| SMITH, ROBERT, CHARLES | I | PRESIDENT/CEO | E | Control |
| SMITH, ROBERT, CHARLES | I | PRESIDENT/DIRECTOR | E | Control |
| SMITH, ROBERT, CHARLES | I | PRESIDENT/CHIEF INVESTMENT OFFICER | E | Control |
| SMITH, ROBERT, CHARLES | I | PRESIDENT/CHIEF INVESTMENT OFFICER | E | Control |
| SMITH, ROBERT, CHARLES | I | PRESIDENT/CHIEF INVESTMENT OFFICER | E | Control |
| SMITH, ROBERT, CHARLES | I | PRESIDENT/DIRECTOR | E | Control |
| SMITH, ROBERT, CHARLES | I | PRESIDENT/CEO | E | Control |
| SMITH, ROBERT, CHARLES | I | PRESIDENT/CEO | E | Control |
| SMITH, ROBERT, CHARLES | I | PRESIDENT/CEO | E | Control |
| SMITH, ROBERT, CHARLES | I | CHARIMAN AND CEO | E | Control |
| SMITH, ROBERT, CHARLES | I | CHARIMAN AND CEO | E | Control |
| SMITH, ROBERT, CHARLES | I | CHARIMAN AND CEO | E | Control |
| SMITH, ROBERT, CHARLES | I | PRESIDENT/CEO | E | Control |
| SMITH, ROBERT, CHARLES | I | CHARIMAN AND CEO | E | Control |
| SMITH, ROBERT, CHARLES | I | CHARIMAN AND CEO | E | Control |
| SMITH, ROBERT, CHARLES | I | PRESIDENT/CEO | E | Control |
| SMITH, ROBERT, CHARLES | I | PRESIDENT/CEO | E | Control |
| SMITH, ROBERT, CHARLES | I | CHARIMAN AND CEO | E | Control |
| SMITH, ROBERT, CHARLES | I | CHARIMAN AND CEO | E | Control |
| FARKAS, DENISE, MARGOLIS | I | SR. VICE PRESIDENT AND DIRECTOR OF RESEARCH; CHIEF COMPLIANCE OFFICER | A | Control |
| FARKAS, DENISE, MARGOLIS | I | SR. VICE PRESIDENT AND DIRECTOR OF RESEARCH | A | Control |
| FARKAS, DENISE, MARGOLIS | I | SR. VICE PRESIDENT AND DIRECTOR OF RESEARCH; CHIEF COMPLIANCE OFFICER | A | Control |
| FARKAS, DENISE, MARGOLIS | I | SR. VICE PRESIDENT AND DIRECTOR OF RESEARCH | A | Control |
| MALBASA, JEFFREY, NEAL | I | SENIOR VICE PRESIDENT | A | Control |
| MALBASA, JEFFREY, NEAL | I | SENIOR VICE PRESIDENT | A | Control |
| MALBASA, JEFFREY, NEAL | I | PRESIDENT/CIO | A | Control |
| MALBASA, JEFFREY, NEAL | I | PRESIDENT/CIO | A | Control |
| MALBASA, JEFFREY, NEAL | I | PRESIDENT | A | Control |
| MALBASA, JEFFREY, NEAL | I | PRESIDENT | A | Control |
| MALBASA, JEFFREY, NEAL | I | PRESIDENT | A | Control |
| MALBASA, JEFFREY, NEAL | I | SENIOR VICE PRESIDENT | A | Control |
| MALBASA, JEFFREY, NEAL | I | PRESIDENT/CIO/CHIEF COMPLIANCE OFFICER | A | Control |
| MALBASA, JEFFREY, NEAL | I | PRESIDENT/CIO/CHIEF COMPLIANCE OFFICER | A | Control |
Registrations
Federal
IA
Aug 12, 2016 REGISTERED
Notice Filings (8)
CO FL LA MA NC OH PA TX
Address
50 PUBLIC SQUARETERMINAL TOWER, SUITE 2700
CLEVELAND, OH 44113
United States
Phone: 216-464-6266