ENTERPRISE CAPITAL MANAGEMENT, INC.
CRD #105430 SEC #801-27181 ATLANTA, GA 404-261-1116
SEC Registered
Total AUM
$1.7B
Discretionary
$1.7B
Employees
10
Clients
--
Accounts
2
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 30, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CANTWELL, MARY, ELIZABETH | I | DIRECTOR | NA | Control |
| CANTWELL, MARY, ELIZABETH | I | DIRECTOR | NA | Control |
| CANTWELL, MARY, ELIZABETH | I | DIRECTOR | NA | Control |
| GOFF, PHILLIP, GERALD | I | VICE PRESIDENT/CHIEF FINANCIAL OFFICER | NA | Control |
| GOFF, PHILLIP, GERALD | I | VICE PRESIDENT/CHIEF FINANCIAL OFFICER | NA | Control |
| GOFF, PHILLIP, GERALD | I | VICE PRESIDENT/CHIEF FINANCIAL OFFICER | NA | Control |
| GOFF, PHILLIP, GERALD | I | SR. VICE PRESIDENT/CHIEF FINANCIAL OFFICER | NA | Control |
| GOFF, PHILLIP, GERALD | I | SR. VICE PRESIDENT/CHIEF FINANCIAL OFFICER | NA | Control |
| GOFF, PHILLIP, GERALD | I | VICE PRESIDENT/CHIEF FINANCIAL OFFICER | NA | Control |
| JOENK, STEVEN, MICHAEL | I | DIRECTOR, CHAIRMAN OF THE BOARD & PRESIDENT | NA | Control |
| JOENK, STEVEN, MICHAEL | I | DIRECTOR, CHAIRMAN OF THE BOARD AND PRESIDENT | NA | Control |
| JOENK, STEVEN, MICHAEL | I | DIRECTOR, CHAIRMAN OF THE BOARD AND PRESIDENT | NA | Control |
| KOZLOWSKI, KENNETH, THOMAS | I | DIRECTOR & TREASURER | NA | Control |
| KOZLOWSKI, KENNETH, THOMAS | I | DIRECTOR | NA | Control |
| KOZLOWSKI, KENNETH, THOMAS | I | DIRECTOR | NA | Control |
| LOUIE, PATRICIA | I | SECRETARY & CHIEF LEGAL OFFICER | NA | Control |
| MCCLELLAN, CATHERINE, RICHARDS | I | SR. VICE PRESIDENT/CHIEF LEGAL OFFICER/CHIEF COMPLIANCE OFFICER/SECRETARY/DIRECTOR | NA | Control |
| MCCLELLAN, CATHERINE, RICHARDS | I | SR. VICE PRESIDENT/CHIEF LEGAL OFFICER/CHIEF COMPLIANCE OFFICER/SECRETARY | NA | Control |
| MCCLELLAN, CATHERINE, RICHARDS | I | SR. VICE PRESIDENT/CHIEF LEGAL OFFICER/CHIEF COMPLIANCE OFFICER/SECRETARY | NA | Control |
| MCCLELLAN, CATHERINE, RICHARDS | I | SR. VICE PRESIDENT/CHIEF LEGAL OFFICER/CHIEF COMPLIANCE OFFICER/SECRETARY/DIRECTOR | NA | Control |
| MCCLELLAN, CATHERINE, RICHARDS | I | SR. VICE PRESIDENT/CHIEF LEGAL OFFICER/CHIEF COMPLIANCE OFFICER/SECRETARY/DIRECTOR | NA | Control |
| MCCLELLAN, CATHERINE, RICHARDS | I | SR. VICE PRESIDENT/CHIEF LEGAL OFFICER/CHIEF COMPLIANCE OFFICER/SECRETARY/DIRECTOR | NA | Control |
| PAOLO, JOSEPH, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| UGOLYN, VICTOR | I | CHAIRMAN/CEO/PRESIDENT/DIRECTOR | NA | Control |
| UGOLYN, VICTOR | I | CHAIRMAN/CEO/PRESIDENT/DIRECTOR | NA | Control |
| UGOLYN, VICTOR | I | CHAIRMAN/CEO/PRESIDENT/DIRECTOR | NA | Control |
| UGOLYN, VICTOR | I | CHAIRMAN/CEO/PRESIDENT/DIRECTOR | NA | Control |
| WILLIAMSON, HERBERT, MEADOWS | I | VICE PRESIDENT/TREASURER/ASSISTANT SECRETARY | NA | Control |
| WILLIAMSON, HERBERT, MEADOWS | I | VICE PRESIDENT/TREASURER/ASSISTANT SECRETARY | NA | Control |
| WILLIAMSON, HERBERT, MEADOWS | I | VICE PRESIDENT/TREASURER/ASSISTANT SECRETARY | NA | Control |
| WILLIAMSON, HERBERT, MEADOWS | I | VICE PRESIDENT/TREASURER/ASSISTANT SECRETARY | NA | Control |
| WILLIAMSON, HERBERT, MEADOWS | I | VICE PRESIDENT/TREASURER/ASSISTANT SECRETARY | NA | Control |
| WILLIAMSON, HERBERT, MEADOWS | I | VICE PRESIDENT/TREASURER/ASSISTANT SECRETARY | NA | Control |
| MONY FINANCIAL SERVICES, INC. | DE | SOLE SHAREHOLDER | E | Control |
| MONY FINANCIAL SERVICES, INC. | DE | SOLE SHAREHOLDER | E | Control |
| MONY FINANCIAL SERVICES, INC. | DE | SOLE SHAREHOLDER | E | Control |
| MONY LIFE INSURANCE COMPANY | DE | SOLE SHAREHOLDER | E | Control |
| MONY LIFE INSURANCE COMPANY | DE | SOLE SHAREHOLDER | E | Control |
| MONY LIFE INSURANCE COMPANY | DE | SOLE SHAREHOLDER | E | Control |
| MONY LIFE INSURANCE COMPANY | DE | SOLE SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| AXA FINANCIAL, INC. | DE | MONY HOLDINGS, LLC | E | Control |
| AXA FINANCIAL, INC. | DE | MONY HOLDINGS, LLC | E | Control |
| AXA FINANCIAL, INC. | DE | MONY HOLDINGS, LLC | E | Control |
| MONY HOLDINGS, LLC | DE | MONY LIFE INSURANCE COMPANY | E | Control |
| MONY HOLDINGS, LLC | DE | MONY LIFE INSURANCE COMPANY | E | |
| MONY HOLDINGS, LLC | DE | MONY LIFE INSURANCE COMPANY | E | |
| MONY LIFE INSURANCE COMPANY | DE | MONY FINANCIAL SERVICES, INC. | E | Control |
| MONY LIFE INSURANCE COMPANY | DE | MONY FINANCIAL SERVICES, INC. | E | |
| MONY LIFE INSURANCE COMPANY | DE | MONY FINANCIAL SERVICES, INC. | E |
Registrations
Federal
IA
Mar 30, 2007 REGISTERED
Notice Filings (1)
GA
Address
3343 PEACHTREE RD. N.E., STE 450ATLANTA, GA 30326-1022
USA
Phone: 404-261-1116