JOHN W. BROOKER & CO., CPAS, PC
Legal name: BROOKER WEALTH MANAGEMENT
CRD #105437 SEC #801-19247 OAKLAND, CA 510-638-1815
SEC Registered
Total AUM
$592.4M
Discretionary
$592.4M
Employees
8
Clients
101
Accounts
580
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Aug 19, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BEATTY, DANIEL, KEITH | I | TREASURER AND INVESTMENT STRATEGIST | NA | Control |
| BEATTY, DANIEL, KEITH | I | TREASURER AND INVESTMENT STRATEGIST | NA | Control |
| DILLON, ROBERT, S. | I | VICE PRESIDENT | NA | Control |
| NEVIN, ANDREW, MICHAEL | I | CCO | NA | Control |
| NEVIN, ANDREW, MICHAEL | I | CCO | NA | Control |
| WELLS, ROBERT, JOHN | I | INVESTMENT STRATEGIST | NA | |
| WELLS, ROBERT, JOHN | I | INVESTMENT STRATEGIST | NA | |
| JAKUBOWITZ, LARRY, M. | I | PRESIDENT | E | Control |
| JAKUBOWITZ, LARRY, M. | I | PRESIDENT | E | Control |
| JAKUBOWITZ, LARRY, M. | I | PRESIDENT | D | Control |
| JAKUBOWITZ, LARRY, M. | I | PRESIDENT | D | Control |
| JAKUBOWITZ, LARRY, M. | I | PRESIDENT | D | Control |
| JAKUBOWITZ, LARRY, M. | I | PRESIDENT | D | Control |
| JAKUBOWITZ, LARRY, M. | I | PRESIDENT | D | Control |
| JAKUBOWITZ, LARRY, M. | I | PRESIDENT | D | Control |
| JAKUBOWITZ, LARRY, M. | I | PRESIDENT | D | Control |
| JAKUBOWITZ, LARRY, M. | I | PRESIDENT | D | Control |
| JAKUBOWITZ, LARRY, M. | I | PRESIDENT | D | Control |
| JAKUBOWITZ, LARRY, M. | I | PRESIDENT | D | Control |
| JAKUBOWITZ, LARRY, M. | I | PRESIDENT | D | Control |
| JAKUBOWITZ, LARRY, M. | I | PRESIDENT | D | Control |
| JAKUBOWITZ, LARRY, M. | I | PRESIDENT | D | Control |
| JAKUBOWITZ, LARRY, M. | I | PRESIDENT | D | Control |
| JAKUBOWITZ, LARRY, M. | I | PRESIDENT | D | Control |
| JAKUBOWITZ, LARRY, M. | I | PRESIDENT | D | Control |
| JAKUBOWITZ, LARRY, M. | I | PRESIDENT | D | Control |
| JAKUBOWITZ, LARRY, M. | I | PRESIDENT | D | Control |
| JAKUBOWITZ, LARRY, M. | I | PRESIDENT | D | Control |
| JAKUBOWITZ, LARRY, M. | I | PRESIDENT | D | Control |
| JAKUBOWITZ, LARRY, M. | I | PRESIDENT | D | Control |
| BEATTY, DANIEL, KEITH | I | TREASURER/INVESTMENT STRATEGIST/CHIEF COMPLIANCE OFFICER | C | Control |
| BEATTY, DANIEL, KEITH | I | TREASURER/INVESTMENT STRATEGIST/CHIEF COMPLIANCE OFFICER | C | Control |
| BEATTY, DANIEL, KEITH | I | TREASURER/INVESTMENT STRATEGIST/CHIEF COMPLIANCE OFFICER | C | Control |
| BEATTY, DANIEL, KEITH | I | TREASURER/INVESTMENT STRATEGIST/CHIEF COMPLIANCE OFFICER | C | Control |
| BEATTY, DANIEL, KEITH | I | TREASURER/INVESTMENT STRATEGIST/CHIEF COMPLIANCE OFFICER | C | Control |
| BEATTY, DANIEL, KEITH | I | TREASURER/INVESTMENT STRATEGIST/CHIEF COMPLIANCE OFFICER | C | Control |
| BEATTY, DANIEL, KEITH | I | TREASURER/INVESTMENT STRATEGIST/CHIEF COMPLIANCE OFFICER | C | Control |
| BEATTY, DANIEL, KEITH | I | TREASURER/INVESTMENT STRATEGIST/CHIEF COMPLIANCE OFFICER | C | Control |
| BEATTY, DANIEL, KEITH | I | TREASURER/INVESTMENT STRATEGIST/CHIEF COMPLIANCE OFFICER | C | Control |
| BEATTY, DANIEL, KEITH | I | TREASURER/INVESTMENT STRATEGIST/CHIEF COMPLIANCE OFFICER | C | Control |
| BEATTY, DANIEL, KEITH | I | TREASURER/INVESTMENT STRATEGIST/CHIEF COMPLIANCE OFFICER | C | Control |
| BEATTY, DANIEL, KEITH | I | TREASURER/INVESTMENT STRATEGIST/CHIEF COMPLIANCE OFFICER | C | Control |
| BEATTY, DANIEL, KEITH | I | TREASURER/INVESTMENT STRATEGIST/CHIEF COMPLIANCE OFFICER | C | Control |
| DILLON, ROBERT, S. | I | VICE PRESIDENT | C | Control |
| DILLON, ROBERT, S. | I | VICE PRESIDENT | C | Control |
| DILLON, ROBERT, S. | I | VICE PRESIDENT | C | Control |
| DILLON, ROBERT, S. | I | VICE PRESIDENT | C | Control |
| DILLON, ROBERT, S. | I | VICE PRESIDENT | C | Control |
| DILLON, ROBERT, S. | I | VICE PRESIDENT | C | Control |
| DILLON, ROBERT, S. | I | VICE PRESIDENT | C | Control |
| DILLON, ROBERT, S. | I | VICE PRESIDENT | C | Control |
| DILLON, ROBERT, S. | I | VICE PRESIDENT | C | Control |
| DILLON, ROBERT, S. | I | VICE PRESIDENT | C | Control |
| DILLON, ROBERT, S. | I | VICE PRESIDENT | C | Control |
| GIN, JACK, WAI | I | SECRETARY | C | Control |
| GIN, JACK, WAI | I | SECRETARY | C | Control |
| GIN, JACK, WAI | I | SECRETARY | C | Control |
| GIN, JACK, WAI | I | SECRETARY | C | Control |
| GIN, JACK, WAI | I | SECRETARY | C | Control |
| GIN, JACK, WAI | I | SECRETARY | C | Control |
| GIN, JACK, WAI | I | SECRETARY | C | Control |
| GIN, JACK, WAI | I | SECRETARY | C | Control |
| GIN, JACK, WAI | I | SECRETARY | C | Control |
| GIN, JACK, WAI | I | SECRETARY | C | Control |
| GIN, JACK, WAI | I | SECRETARY | C | Control |
| JAKUBOWITZ, LARRY, M. | I | PRESIDENT | C | Control |
| JAKUBOWITZ, LARRY, M. | I | PRESIDENT | C | Control |
| JAKUBOWITZ, LARRY, M. | I | PRESIDENT | C | Control |
| JAKUBOWITZ, LARRY, M. | I | PRESIDENT | C | Control |
| JAKUBOWITZ, LARRY, M. | I | PRESIDENT | C | Control |
| JAKUBOWITZ, LARRY, M. | I | PRESIDENT | C | Control |
| JAKUBOWITZ, LARRY, M. | I | PRESIDENT | C | Control |
| JAKUBOWITZ, LARRY, M. | I | PRESIDENT | C | Control |
| JAKUBOWITZ, LARRY, M. | I | PRESIDENT | C | Control |
| JAKUBOWITZ, LARRY, M. | I | PRESIDENT | C | Control |
| JAKUBOWITZ, LARRY, M. | I | PRESIDENT | C | Control |
| JAKUBOWITZ, LARRY, M. | I | PRESIDENT | C | Control |
| JAKUBOWITZ, LARRY, M. | I | PRESIDENT | C | Control |
| WELLS, JOSEPH, ALBERT | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER AND INVESTMENT STRATEGIST | C | |
| WELLS, JOSEPH, ALBERT | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER AND INVESTMENT STRATEGIST | C | |
| WELLS, JOSEPH, ALBERT | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER AND INVESTMENT STRATEGIST | C | Control |
| WELLS, JOSEPH, ALBERT | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER AND INVESTMENT STRATEGIST | C | Control |
| WELLS, JOSEPH, ALBERT | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER AND INVESTMENT STRATEGIST | C | Control |
| WELLS, JOSEPH, ALBERT | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER AND INVESTMENT STRATEGIST | C | Control |
| WELLS, JOSEPH, ALBERT | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER AND INVESTMENT STRATEGIST | C | Control |
| WELLS, JOSEPH, ALBERT | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER AND INVESTMENT STRATEGIST | C | Control |
| WELLS, JOSEPH, ALBERT | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER AND INVESTMENT STRATEGIST | C | Control |
| WELLS, JOSEPH, ALBERT | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER AND INVESTMENT STRATEGIST | C | Control |
| WELLS, JOSEPH, ALBERT | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER AND INVESTMENT STRATEGIST | C | Control |
| BEATTY, DANIEL, KEITH | I | TREASURER/INVESTMENT STRATEGIST/CHIEF COMPLIANCE OFFICER | B | Control |
| BEATTY, DANIEL, KEITH | I | TREASURER/INVESTMENT STRATEGIST/CHIEF COMPLIANCE OFFICER | B | Control |
| BEATTY, DANIEL, KEITH | I | TREASURER/INVESTMENT STRATEGIST/CHIEF COMPLIANCE OFFICER | B | Control |
| BEATTY, DANIEL, KEITH | I | TREASURER/INVESTMENT STRATEGIST/CHIEF COMPLIANCE OFFICER | B | Control |
| BEATTY, DANIEL, KEITH | I | TREASURER/INVESTMENT STRATEGIST/CHIEF COMPLIANCE OFFICER | B | Control |
| BEATTY, DANIEL, KEITH | I | PRINCIPAL, TREASURER AND INVESTMENT STRATEGIST | B | Control |
| BEATTY, DANIEL, KEITH | I | PRINCIPAL, TREASURER AND INVESTMENT STRATEGIST | B | Control |
| BEATTY, DANIEL, KEITH | I | PRINCIPAL, TREASURER AND INVESTMENT STRATEGIST | B | Control |
| BEATTY, DANIEL, KEITH | I | PRINCIPAL, TREASURER AND INVESTMENT STRATEGIST | B | Control |
| BEATTY, DANIEL, KEITH | I | PRINCIPAL, TREASURER AND INVESTMENT STRATEGIST | B | Control |
| WELLS, JOSEPH, ALBERT | I | INVESTMENT STRATEGIST | B | |
| WELLS, JOSEPH, ALBERT | I | INVESTMENT STRATEGIST | B | |
| WELLS, JOSEPH, ALBERT | I | INVESTMENT STRATEGIST | B | |
| WELLS, JOSEPH, ALBERT | I | INVESTMENT STRATEGIST | B | |
| WELLS, JOSEPH, ALBERT | I | INVESTMENT STRATEGIST | B | |
| WELLS, JOSEPH, ALBERT | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER AND INVESTMENT STRATEGIST | B | |
| WELLS, JOSEPH, ALBERT | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER AND INVESTMENT STRATEGIST | B | |
| WELLS, JOSEPH, ALBERT | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER AND INVESTMENT STRATEGIST | B | |
| WELLS, JOSEPH, ALBERT | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER AND INVESTMENT STRATEGIST | B | |
| WELLS, JOSEPH, ALBERT | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER AND INVESTMENT STRATEGIST | B | |
| WELLS, ROBERT, JOHN | I | PRINCIPAL AND INVESTMENT STRATEGIST | B | Control |
| WELLS, ROBERT, JOHN | I | PRINCIPAL AND INVESTMENT STRATEGIST | B | Control |
| WELLS, ROBERT, JOHN | I | PRINCIPAL AND INVESTMENT STRATEGIST | B | Control |
| WELLS, ROBERT, JOHN | I | PRINCIPAL AND INVESTMENT STRATEGIST | B | Control |
| WELLS, ROBERT, JOHN | I | PRINCIPAL AND INVESTMENT STRATEGIST | B | Control |
| WELLS, ROBERT, JOHN | I | PRINCIPAL AND INVESTMENT STRATEGIST | B | Control |
| WELLS, ROBERT, JOHN | I | PRINCIPAL AND INVESTMENT STRATEGIST | B | Control |
| WELLS, ROBERT, JOHN | I | PRINCIPAL AND INVESTMENT STRATEGIST | B | Control |
| WELLS, ROBERT, JOHN | I | PRINCIPAL AND INVESTMENT STRATEGIST | B | Control |
| WELLS, ROBERT, JOHN | I | PRINCIPAL AND INVESTMENT STRATEGIST | B | Control |
| WELLS, ROBERT, JOHN | I | PRINCIPAL AND INVESTMENT STRATEGIST | B | Control |
Registrations
Federal
IA
Aug 19, 2025 REGISTERED
Notice Filings (2)
CA TX
Address
7677 OAKPORT STREETSUITE 300
OAKLAND, CA 94621
United States
Phone: 510-638-1815