SCHWARTZ & HOFFLICH LLP CPA
CRD #105438 SEC #801-4249 NORWALK, CT 203-847-4068
SEC Registered
Total AUM
$7.6M
Discretionary
$7.6M
Employees
--
Clients
101
Accounts
45
Firm Details
- Organization Type
- Limited Liability Partnership
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 14, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BAYER, NEIL, HARRY | I | GENERAL PARTNER | B | Control |
| BAYER, NEIL, HARRY | I | GENERAL PARTNER | B | Control |
| BAYER, NEIL, HARRY | I | GENERAL PARTNER | B | Control |
| BAYER, NEIL, HARRY | I | GENERAL PARTNER | B | Control |
| BAYER, NEIL, HARRY | I | GENERAL PARTNER | B | Control |
| FELDMAN, LAWRENCE | I | GENERAL PARTNER | B | Control |
| FELDMAN, LAWRENCE | I | GENERAL PARTNER | B | Control |
| FELDMAN, LAWRENCE | I | GENERAL PARTNER, CHIEF COMPLIANCE OFFICER | B | Control |
| FELDMAN, LAWRENCE | I | GENERAL PARTNER | B | Control |
| FELDMAN, LAWRENCE | I | GENERAL PARTNER | B | Control |
| JEVNE, ANN, DUNSTAN | I | GENERAL PARTNER, CHIEF COMPLIANCE OFFICER | B | |
| JEVNE, ANN, DUNSTAN | I | GENERAL PARTNER, CHIEF COMPLIANCE OFFICER | B | |
| JEVNE, ANN, DUNSTAN | I | GENERAL PARTNER | B | |
| JEVNE, ANN, DUNSTAN | I | GENERAL PARTNER, CHIEF COMPLIANCE OFFICER | B | |
| JEVNE, ANN, DUNSTAN | I | GENERAL PARTNER | B | |
| NEWMAN, BARRY, RICHARD | I | GENERAL PARTNER | B | |
| NEWMAN, BARRY, RICHARD | I | GENERAL PARTNER | B | |
| NEWMAN, BARRY, RICHARD | I | GENERAL PARTNER | B | |
| NEWMAN, BARRY, RICHARD | I | GENERAL PARTNER | B | |
| NEWMAN, BARRY, RICHARD | I | GENERAL PARTNER | B | |
| SPAGNOLI, PASQUALINO, P. | I | GENERAL PARTNER | B | |
| SPAGNOLI, PASQUALINO, P. | I | GENERAL PARTNER | B | |
| SPAGNOLI, PASQUALINO, P. | I | GENERAL PARTNER | B | |
| SPAGNOLI, PASQUALINO, P. | I | GENERAL PARTNER | B | |
| SUNSHINE, BARRY, LEWIS | I | GENERAL PARTNER | B | |
| WATKINS, GILBERT, KIM | I | GENERAL PARTNER | B | Control |
| WATKINS, GILBERT, KIM | I | GENERAL PARTNER | B | Control |
| WATKINS, GILBERT, KIM | I | GENERAL PARTNER | B | Control |
| WATKINS, GILBERT, KIM | I | GENERAL PARTNER | B | Control |
| WATKINS, GILBERT, KIM | I | GENERAL PARTNER | B | |
| PRESCOTT, ERIC, JOHN | I | GENERAL PARTNER | A | |
| PRESCOTT, ERIC, JOHN | I | GENERAL PARTNER | A | |
| PRESCOTT, ERIC, JOHN | I | GENERAL PARTNER | A | |
| PRESCOTT, ERIC, JOHN | I | GENERAL PARTNER | A | |
| PRESCOTT, ERIC, JOHN | I | GENERAL PARTNER | A | |
| SPAGNOLI, PASQUALINO, P. | I | GENERAL PARTNER | A |
Registrations
Federal
IA
Nov 14, 2005 REGISTERED
Notice Filings (2)
CT NH
Address
37 NORTH AVENORWALK, CT 6851
USA
Phone: 203-847-4068