FORUM INVESTMENT ADVISORS LLC
CRD #105453 SEC #801-31487 PORTLAND, ME 207-553-7110
SEC Registered
Total AUM
$1.9B
Discretionary
$1.9B
Employees
5
Clients
--
Accounts
4
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 19, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BERTHY, RICHARD, JOHN | I | VICE-PRESIDENT, SECRETARY & ASST. TREASURER | NA | Control |
| BERTHY, RICHARD, JOHN | I | VICE-PRESIDENT, SECRETARY & ASST. TREASURER | NA | Control |
| BERTHY, RICHARD, JOHN | I | VICE-PRESIDENT, SECRETARY & ASST. TREASURER | NA | Control |
| BRIGHT, CARL, ANTHONY | I | PRESIDENT & TREASURER | NA | Control |
| BRIGHT, CARL, ANTHONY | I | PRESIDENT & TREASURER | NA | Control |
| BRIGHT, CARL, ANTHONY | I | PRESIDENT & TREASURER | NA | Control |
| BRIGHT, CARL, ANTHONY | I | PRESIDENT & TREASURER | NA | Control |
| BRIGHT, CARL, ANTHONY | I | PRESIDENT & TREASURER | NA | Control |
| BRIGHT, CARL, ANTHONY | I | PRESIDENT & TREASURER | NA | Control |
| CHERN, NANETTE, KING | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHERN, NANETTE, KING | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHERN, NANETTE, KING | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHERN, NANETTE, KING | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHERN, NANETTE, KING | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHERN, NANETTE, KING | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHERN, NANETTE, KING | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHERN, NANETTE, KING | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHERN, NANETTE, KING | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FORUM HOLDINGS CORP. I | DE | MANAGER | NA | Control |
| FORUM HOLDINGS CORP. I | DE | MANAGER | NA | Control |
| FORUM HOLDINGS CORP. I | DE | MANAGER | NA | Control |
| GOLDSTEIN, DAVID, IVES | I | SECRETARY | NA | Control |
| GOLDSTEIN, DAVID, IVES | I | SECRETARY | NA | Control |
| GOLDSTEIN, DAVID, IVES | I | SECRETARY | NA | Control |
| GOLDSTEIN, DAVID, IVES | I | SECRETARY | NA | Control |
| HIRSCH, RONALD, H | I | TREASURER | NA | Control |
| HIRSCH, RONALD, H | I | TREASURER | NA | Control |
| JOHNSON, CHARLES, FREDRICK | I | DIRECTOR | NA | Control |
| JOHNSON, CHARLES, FREDRICK | I | DIRECTOR | NA | Control |
| JOHNSON, CHARLES, FREDRICK | I | DIRECTOR | NA | Control |
| JOHNSON, CHARLES, FREDRICK | I | TREASURER | NA | Control |
| JOHNSON, CHARLES, FREDRICK | I | DIRECTOR | NA | Control |
| JOHNSON, CHARLES, FREDRICK | I | TREASURER | NA | Control |
| KEFFER, JOHN, YOUNG | I | CHAIRMAN | NA | Control |
| KEFFER, JOHN, YOUNG | I | CHAIRMAN | NA | Control |
| KEFFER, JOHN, YOUNG | I | CHAIRMAN | NA | Control |
| KEFFER, JOHN, YOUNG | I | CHAIRMAN | NA | Control |
| KEFFER, JOHN, YOUNG | I | CHAIRMAN | NA | Control |
| KEFFER, JOHN, YOUNG | I | CHAIRMAN | NA | Control |
| OLSON, ERICA, BROOKE | I | PORTFOLIO MANAGER | NA | |
| OLSON, ERICA, BROOKE | I | PORTFOLIO MANAGER | NA | |
| OLSON, ERICA, BROOKE | I | PORTFOLIO MANAGER | NA | |
| OLSON, ERICA, BROOKE | I | PORTFOLIO MANAGER | NA | |
| OLSON, ERICA, BROOKE | I | ASST. SECRETARY | NA | Control |
| OLSON, ERICA, BROOKE | I | ASST. SECRETARY | NA | Control |
| OLSON, ERICA, BROOKE | I | ASST. SECRETARY | NA | Control |
| OLSON, ERICA, BROOKE | I | ASST. SECRETARY | NA | Control |
| OLSON, ERICA, BROOKE | I | ASST. SECRETARY | NA | Control |
| OLSON, ERICA, BROOKE | I | ASST. SECRETARY | NA | Control |
| OLSON, ERICA, BROOKE | I | ASST. SECRETARY | NA | Control |
| OLSON, ERICA, BROOKE | I | ASST. SECRETARY | NA | Control |
| SINGER, JACK, JOEL | I | EXECUTIVE DIRECTOR, VICE PRES, SECRETARY AND ASST TREASURER | NA | Control |
| SINGER, JACK, JOEL | I | EXECUTIVE DIRECTOR, VICE PRES, SECRETARY AND ASST TREASURER | NA | Control |
| SINGER, JACK, JOEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SINGER, JACK, JOEL | I | EXECUTIVE DIRECTOR, VICE PRES, SECRETARY AND ASST TREASURER | NA | Control |
| FORUM TRUST, LLC | DE | 100% OWNER | E | Control |
| FORUM TRUST, LLC | DE | 100% OWNER | E | Control |
| FORUM TRUST, LLC | DE | 100% OWNER | E | Control |
| FORUM TRUST, LLC | DE | 100% OWNER | E | Control |
| FORUM TRUST, LLC | DE | 100% OWNER | E | Control |
| FORUM TRUST, LLC | DE | 100% OWNER | E | Control |
| FORUM TRUST, LLC | DE | 100% OWNER | E | Control |
| FORUM TRUST, LLC | DE | 100% OWNER | E | Control |
| FORUM TRUST, LLC | DE | 100% OWNER | E | Control |
| FORUM TRUST, LLC | DE | 100% OWNER | E | Control |
| FISCHER, ANTHONY, ROSENSTOCK (JR) | I | CO-CHAIRMAN, PRESIDENT, TREASURER | D | Control |
| FISCHER, ANTHONY, ROSENSTOCK (JR) | I | CO-CHAIRMAN, PRESIDENT, TREASURER | D | Control |
| FISCHER, ANTHONY, ROSENSTOCK (JR) | I | CO-CHAIRMAN, PRESIDENT, TREASURER | D | Control |
| FISCHER, ANTHONY, ROSENSTOCK (JR) | I | CO-CHAIRMAN, PRESIDENT, TREASURER | D | Control |
| FISCHER, ANTHONY, ROSENSTOCK (JR) | I | CO-CHAIRMAN, PRESIDENT, TREASURER | D | Control |
| FISCHER, ANTHONY, ROSENSTOCK (JR) | I | CO-CHAIRMAN, PRESIDENT, TREASURER | D | Control |
| SINGER, JACK, JOEL | I | CO-CHAIRMAN,CHIEF EXECUTIVE OFFICER, SECRETARY | D | Control |
| SINGER, JACK, JOEL | I | CHIEF COMPLIANCE OFFICER | D | Control |
| SINGER, JACK, JOEL | I | CO-CHAIRMAN,CHIEF EXECUTIVE OFFICER, SECRETARY | D | Control |
| SINGER, JACK, JOEL | I | CHIEF COMPLIANCE OFFICER | D | Control |
| SINGER, JACK, JOEL | I | CO-CHAIRMAN,CHIEF EXECUTIVE OFFICER, SECRETARY | D | Control |
| SINGER, JACK, JOEL | I | CHIEF COMPLIANCE OFFICER | D | Control |
| SINGER, JACK, JOEL | I | CO-CHAIRMAN,CHIEF EXECUTIVE OFFICER, SECRETARY | D | Control |
| SINGER, JACK, JOEL | I | CHIEF COMPLIANCE OFFICER | D | Control |
| SINGER, JACK, JOEL | I | CO-CHAIRMAN,CHIEF EXECUTIVE OFFICER, SECRETARY | D | Control |
| SINGER, JACK, JOEL | I | CHIEF COMPLIANCE OFFICER | D | Control |
| SINGER, JACK, JOEL | I | CO-CHAIRMAN,CHIEF EXECUTIVE OFFICER, SECRETARY | D | Control |
| SINGER, JACK, JOEL | I | CHIEF COMPLIANCE OFFICER | D | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| FORUM FINANCIAL GROUP, LLC | DE | FORUM TRUST, LLC | E | Control |
| FORUM FINANCIAL GROUP, LLC | DE | FORUM TRUST, LLC | E | Control |
| KEFFER, JOHN, YOUNG | I | FORUM TRUST | E | Control |
| KEFFER, JOHN, YOUNG | I | FORUM TRUST | E | Control |
| KEFFER, JOHN, YOUNG | I | FORUM FINANCIAL GROUP, LLC | E | Control |
| KEFFER, JOHN, YOUNG | I | FORUM TRUST | E | Control |
| KEFFER, JOHN, YOUNG | I | FORUM TRUST | E | Control |
| KEFFER, JOHN, YOUNG | I | FORUM TRUST | E | Control |
| KEFFER, JOHN, YOUNG | I | FORUM TRUST | E | Control |
| KEFFER, JOHN, YOUNG | I | FORUM FINANCIAL GROUP, LLC | E | Control |
| KEFFER, JOHN, YOUNG | I | FORUM TRUST | E | Control |
| KEFFER, JOHN, YOUNG | I | FORUM TRUST | E | Control |
Registrations
Federal
IA
Sep 19, 2005 REGISTERED
Address
2 PORTLAND SQUARE1ST FLOOR
PORTLAND, ME 4101
USA
Phone: 207-553-7110