BNP PARIBAS ASSET MANAGEMENT USA, INC.
CRD #105455 SEC #801-10577 NEW YORK, NY 212-681-3181
SEC Registered Private Funds
Total AUM
$43.6B
Discretionary
$43.4B
Employees
105
Clients
0
Accounts
77
Firm Details
- Organization Type
- Corporation
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 29, 2025
- Branch Offices
- 1
- LEI
- FPR1K3G4Z54UWIH8T281
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AHAMED, LIAQUAT, ALI | I | SHAREHOLDER&MEMBER OF BOARD OF DIRECTORS FOR CAC/APP | NA | Control |
| AKANT, ADNAN | I | MANAGING DIRECTOR OF CAC/APPLICANT | NA | Control |
| AKANT, ADNAN | I | MANAGING DIRECTOR OF APPLICANT | NA | Control |
| AKANT, ADNAN | I | MANAGING DIRECTOR OF APPLICANT | NA | Control |
| AKANT, ADNAN | I | MANAGING DIRECTOR/SHAREHOLDER&MEMBER OF BOARD OF DIRECTORS OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | Control |
| AKANT, ADNAN | I | MANAGING DIRECTOR/SHAREHOLDER&MEMBER OF BOARD OF DIRECTORS OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | Control |
| AKANT, ADNAN | I | MANAGING DIRECTOR/SHAREHOLDER&MEMBER OF BOARD OF DIRECTORS OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | Control |
| AKANT, ADNAN | I | MANAGING DIRECTOR/SHAREHOLDER OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | Control |
| AKANT, ADNAN | I | MANAGING DIRECTOR/SHAREHOLDER, MEMBER OF THE BOARD OF DIRECTORS OF CAC/APPLICANT | NA | Control |
| AKANT, ADNAN | I | MANAGING DIRECTOR/SHAREHOLDER&MEMBER OF BOARD OF DIRECTORS OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | Control |
| AKANT, ADNAN | I | MANAGING DIRECTOR/SHAREHOLDER&MEMBER OF BOARD OF DIRECTORS OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | Control |
| AKANT, ADNAN | I | MANAGING DIRECTOR/SHAREHOLDER&MEMBER OF BOARD OF DIRECTORS OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | Control |
| ALTER, ANDREW, WILLIAM | I | CHIEF LEGAL OFFICER / SECRETARY | NA | Control |
| ALTER, ANDREW, WILLIAM | I | CHIEF LEGAL OFFICER / SECRETARY | NA | Control |
| ALTER, ANDREW, WILLIAM | I | CHIEF LEGAL OFFICER / SECRETARY | NA | Control |
| ALTER, ANDREW, WILLIAM | I | CHIEF LEGAL OFFICER / SECRETARY | NA | Control |
| ALTER, ANDREW, WILLIAM | I | CHIEF LEGAL OFFICER / SECRETARY | NA | Control |
| ALTER, ANDREW, WILLIAM | I | CHIEF LEGAL OFFICER / SECRETARY | NA | Control |
| ALTER, ANDREW, WILLIAM | I | CHIEF LEGAL OFFICER / SECRETARY | NA | Control |
| ALTER, ANDREW, WILLIAM | I | CHIEF LEGAL OFFICER / SECRETARY | NA | Control |
| ALTER, ANDREW, WILLIAM | I | CHIEF LEGAL OFFICER / SECRETARY | NA | Control |
| ALTER, ANDREW, WILLIAM | I | CHIEF LEGAL OFFICER / SECRETARY | NA | Control |
| ANASTASSIADES, MICHEL, STAVROS | I | DIRECTOR / EXECUTIVE CHAIRMAN | NA | Control |
| ANASTASSIADES, MICHEL, STAVROS | I | EXECUTIVE CHAIRMAN OF BOARD OF DIRECTORS | NA | Control |
| ANASTASSIADES, MICHEL, STAVROS | I | EXECUTIVE CHAIRMAN OF BOARD OF DIRECTORS | NA | Control |
| ANASTASSIADES, MICHEL, STAVROS | I | EXECUTIVE CHAIRMAN OF BOARD OF DIRECTORS | NA | Control |
| ANASTASSIADES, MICHEL, STAVROS | I | EXECUTIVE CHAIRMAN OF BOARD OF DIRECTORS | NA | Control |
| ANASTASSIADES, MICHEL, STAVROS | I | EXECUTIVE CHAIRMAN OF BOARD OF DIRECTORS | NA | Control |
| ANASTASSIADES, MICHEL, STAVROS | I | DIRECTOR / CHIEF EXECUTIVE OFFICER / EXECUTIVE CHAIRMAN | NA | Control |
| ANASTASSIADES, MICHEL, STAVROS | I | EXECUTIVE CHAIRMAN OF BOARD OF DIRECTORS | NA | Control |
| ANASTASSIADES, MICHEL, STAVROS | I | CHIEF EXECUTIVE OFFICER, EXECUTIVE CHAIRMAN OF BOARD OF DIRECTORS | NA | Control |
| ANASTASSIADES, MICHEL, STAVROS | I | EXECUTIVE CHAIRMAN OF BOARD OF DIRECTORS | NA | Control |
| ANASTASSIADES, MICHEL, STAVROS | I | EXECUTIVE CHAIRMAN OF BOARD OF DIRECTORS | NA | Control |
| ANASTASSIADES, MICHEL, STAVROS | I | EXECUTIVE CHAIRMAN OF BOARD OF DIRECTORS | NA | Control |
| ANASTASSIADES, MICHEL, STAVROS | I | DIRECTOR / CHIEF EXECUTIVE OFFICER / EXECUTIVE CHAIRMAN | NA | Control |
| ANASTASSIADES, MICHEL, STAVROS | I | DIRECTOR / CHIEF EXECUTIVE OFFICER / EXECUTIVE CHAIRMAN | NA | Control |
| ANASTASSIADES, MICHEL, STAVROS | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| ARGYRIOU, TELEMAQUE | I | CHIEF OPERATING OFFICER | NA | Control |
| BARLETTA, JOHN, JOSEPH | I | CHIEF FINANCIAL OFFICER / TREASURER | NA | Control |
| BARLETTA, JOHN, JOSEPH | I | CHIEF FINANCIAL OFFICER / TREASURER | NA | Control |
| BARLETTA, JOHN, JOSEPH | I | CHIEF FINANCIAL OFFICER / TREASURER | NA | Control |
| BARLETTA, JOHN, JOSEPH | I | CHIEF FINANCIAL OFFICER / TREASURER | NA | Control |
| BARLETTA, JOHN, JOSEPH | I | CHIEF FINANCIAL OFFICER / TREASURER | NA | Control |
| BARLETTA, JOHN, JOSEPH | I | CHIEF FINANCIAL OFFICER / TREASURER | NA | Control |
| BARLETTA, JOHN, JOSEPH | I | CHIEF FINANCIAL OFFICER / TREASURER | NA | Control |
| BARLETTA, JOHN, JOSEPH | I | CHIEF FINANCIAL OFFICER / TREASURER | NA | Control |
| BARLETTA, JOHN, JOSEPH | I | CHIEF FINANCIAL OFFICER / TREASURER | NA | Control |
| BARLETTA, JOHN, JOSEPH | I | CHIEF FINANCIAL OFFICER / TREASURER | NA | Control |
| BARLETTA, JOHN, JOSEPH | I | CHIEF FINANCIAL OFFICER / TREASURER | NA | Control |
| BARLETTA, JOHN, JOSEPH | I | CHIEF FINANCIAL OFFICER / TREASURER | NA | Control |
| BARLETTA, JOHN, JOSEPH | I | CHIEF FINANCIAL OFFICER / TREASURER | NA | Control |
| BARLETTA, JOHN, JOSEPH | I | CHIEF FINANCIAL OFFICER / TREASURER | NA | Control |
| BARLETTA, JOHN, JOSEPH | I | CHIEF FINANCIAL OFFICER / TREASURER | NA | Control |
| BARLETTA, JOHN, JOSEPH | I | CHIEF FINANCIAL OFFICER / TREASURER | NA | Control |
| BARLETTA, JOHN, JOSEPH | I | CHIEF FINANCIAL OFFICER / TREASURER | NA | Control |
| BARLETTA, JOHN, JOSEPH | I | CHIEF FINANCIAL OFFICER / TREASURER | NA | Control |
| BARLETTA, JOHN, JOSEPH | I | CHIEF FINANCIAL OFFICER / TREASURER | NA | Control |
| BARLETTA, JOHN, JOSEPH | I | CHIEF FINANCIAL OFFICER / TREASURER | NA | Control |
| BARLETTA, JOHN, JOSEPH | I | CHIEF FINANCIAL OFFICER / TREASURER | NA | Control |
| BARLETTA, JOHN, JOSEPH | I | CHIEF FINANCIAL OFFICER / TREASURER | NA | Control |
| BIVILLE, PASCAL | I | MEMBER OF BOARD OF DIRECTORS OF CAC/APPLICANT | NA | |
| BIVILLE, PASCAL | I | MEMBER OF BOARD OF DIRECTORS OF CAC/APPLICANT | NA | |
| BIVILLE, PASCAL | I | MEMBER OF BOARD OF DIRECTORS OF CAC/APPLICANT | NA | |
| BIVILLE, PASCAL | I | DIRECTOR | NA | |
| BIVILLE, PASCAL | I | MEMBER OF BOARD OF DIRECTORS | NA | |
| BIVILLE, PASCAL | I | MEMBER OF BOARD OF DIRECTORS | NA | |
| BIVILLE, PASCAL | I | MEMBER OF BOARD OF DIRECTORS | NA | |
| BIVILLE, PASCAL | I | MEMBER OF BOARD OF DIRECTORS | NA | |
| BIVILLE, PASCAL | I | MEMBER OF BOARD OF DIRECTORS | NA | |
| BIVILLE, PASCAL | I | DIRECTOR | NA | |
| BIVILLE, PASCAL | I | MEMBER OF BOARD OF DIRECTORS | NA | |
| BIVILLE, PASCAL | I | MEMBER OF BOARD OF DIRECTORS | NA | |
| BIVILLE, PASCAL | I | MEMBER OF BOARD OF DIRECTORS | NA | |
| BIVILLE, PASCAL | I | MEMBER OF BOARD OF DIRECTORS | NA | |
| BIVILLE, PASCAL | I | MEMBER OF BOARD OF DIRECTORS | NA | |
| BIVILLE, PASCAL | I | CHAIRMAN, DIRECTOR | NA | |
| BIVILLE, PASCAL | I | CHAIRMAN, DIRECTOR | NA | |
| BIVILLE, PASCAL | I | CHAIRMAN, DIRECTOR | NA | |
| BIVILLE, PASCAL | I | CHAIRMAN, DIRECTOR | NA | |
| BIVILLE, PASCAL | I | CHAIRMAN, DIRECTOR | NA | |
| BIVILLE, PASCAL | I | DIRECTOR | NA | |
| BIVILLE, PASCAL | I | CHAIRMAN, DIRECTOR | NA | |
| BIVILLE, PASCAL | I | CHAIRMAN, DIRECTOR | NA | |
| BIVILLE, PASCAL | I | CHAIRMAN, DIRECTOR | NA | |
| BIVILLE, PASCAL | I | DIRECTOR | NA | |
| BIVILLE, PASCAL | I | DIRECTOR | NA | |
| BIVILLE, PASCAL | I | CHAIRMAN, DIRECTOR | NA | |
| BIVILLE, PASCAL | I | CHAIRMAN, DIRECTOR | NA | |
| BIVILLE, PASCAL | I | CHAIRMAN, DIRECTOR | NA | |
| BIVILLE, PASCAL, DIDIER ROLAND | I | CHAIRMAN, DIRECTOR | NA | Control |
| BIVILLE, PASCAL, DIDIER ROLAND | I | CHAIRMAN, DIRECTOR | NA | Control |
| BIVILLE, PASCAL, DIDIER ROLAND | I | CHAIRMAN, DIRECTOR | NA | Control |
| BIVILLE, PASCAL, DIDIER ROLAND | I | CHAIRMAN, DIRECTOR | NA | Control |
| BIVILLE, PASCAL, DIDIER ROLAND | I | DIRECTOR | NA | Control |
| BIVILLE, PASCAL, DIDIER ROLAND | I | DIRECTOR | NA | Control |
| BIVILLE, PASCAL, DIDIER ROLAND | I | DIRECTOR | NA | Control |
| CAREY, JOHN, PATRICK | I | MANAGING DIRECTOR OF CAC/APPLICANT | NA | |
| CAREY, JOHN, PATRICK | I | MANAGING DIRECTOR OF APPLICANT | NA | |
| CAREY, JOHN, PATRICK | I | MANAGING DIRECTOR OF APPLICANT | NA | |
| CAREY, JOHN, PATRICK | I | MANAGING DIRECTOR, SHAREHOLDER OF CHARTER ATLANTIC CORPORATION /APPLICANT | NA | |
| CAREY, JOHN, PATRICK | I | MANAGING DIRECTOR, SHAREHOLDER OF CHARTER ATLANTIC CORPORATION /APPLICANT | NA | |
| CAREY, JOHN, PATRICK | I | MANAGING DIRECTOR, SHAREHOLDER OF CHARTER ATLANTIC CORPORATION /APPLICANT | NA | |
| CAREY, JOHN, PATRICK | I | MANAGING DIRECTOR, SHAREHOLDER OF CHARTER ATLANTIC CORPORATION /APPLICANT | NA | |
| CAREY, JOHN, PATRICK | I | MANAGING DIRECTOR/SHAREHOLDER OF CAC/APPLICANT | NA | |
| CAREY, JOHN, PATRICK | I | MANAGING DIRECTOR, SHAREHOLDER OF CHARTER ATLANTIC CORPORATION /APPLICANT | NA | |
| CAREY, JOHN, PATRICK | I | MANAGING DIRECTOR, SHAREHOLDER OF CHARTER ATLANTIC CORPORATION /APPLICANT | NA | |
| CAREY, JOHN, PATRICK | I | MANAGING DIRECTOR, SHAREHOLDER OF CHARTER ATLANTIC CORPORATION /APPLICANT | NA | |
| CAREY, JOHN, PATRICK | I | MANAGING DIRECTOR, SHAREHOLDER OF CHARTER ATLANTIC CORPORATION /APPLICANT | NA | |
| CASPER, STEPHEN, PAUL | I | CHIEF EXECUTIVE OFFICER, CHAIRMAN OF BOARD OF DIRECTORS | NA | Control |
| CASPER, STEPHEN, PAUL | I | CHIEF EXECUTIVE OFFICER, APPLICANT, CHAIRMAN OF BOARD OF DIRECTORS, CAC/APPLICANT | NA | Control |
| CASPER, STEPHEN, PAUL | I | CHIEF EXECUTIVE OFFICER, APPLICANT, CHAIRMAN OF BOARD OF DIRECTORS, CAC/APPLICANT | NA | Control |
| CASPER, STEPHEN, PAUL | I | CHIEF EXECUTIVE OFFICER,SHAREHOLDER,MEMBER OF BOARD OF DIRECTORS FOR CHARTER ATLANTIC CORP &APPL | NA | Control |
| CASPER, STEPHEN, PAUL | I | CHIEF EXECUTIVE OFFICER,SHAREHOLDER,MEMBER OF BOARD OF DIRECTORS FOR CHARTER ATLANTIC CORP &APPL | NA | Control |
| CASPER, STEPHEN, PAUL | I | CHIEF EXECUTIVE OFFICER,SHAREHOLDER,MEMBER OF BOARD OF DIRECTORS FOR CHARTER ATLANTIC CORP &APPL | NA | Control |
| CASPER, STEPHEN, PAUL | I | CHIEF EXECUTIVE OFFICER,SHAREHOLDER,MEMBER OF BOARD OF DIRECTORS FOR CHARTER ATLANTIC CORP &APPL | NA | Control |
| CASPER, STEPHEN, PAUL | I | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR/SHAREHOLDER, MEMBER OF BOARD OF DIRECTORS OF CAC/APPLICANT | NA | Control |
| CASPER, STEPHEN, PAUL | I | CHIEF EXECUTIVE OFFICER,SHAREHOLDER,MEMBER OF BOARD OF DIRECTORS FOR CHARTER ATLANTIC CORP &APPL | NA | Control |
| CASPER, STEPHEN, PAUL | I | CHIEF EXECUTIVE OFFICER,SHAREHOLDER,MEMBER OF BOARD OF DIRECTORS FOR CHARTER ATLANTIC CORP &APPL | NA | Control |
| CASPER, STEPHEN, PAUL | I | COO, SHAREHOLDER,MEMBER OF BOARD OF DIRECTOR FOR CHARTER ATLANTIC CORP & APPLICANT | NA | Control |
| CASPER, STEPHEN, PAUL | I | CHIEF EXECUTIVE OFFICER,SHAREHOLDER,MEMBER OF BOARD OF DIRECTORS FOR CHARTER ATLANTIC CORP &APPL | NA | Control |
| CASPER, STEPHEN, PAUL | I | SHAREHOLDER, CFO& MEMBER OF BOARDS OF DIRECTOR FOR CHARTER ATLANTIC CORP & APPLICANT | NA | Control |
| COHEN, ELLA | I | CHIEF LEGAL OFFICER | NA | Control |
| COHEN, ELLA, DLIN | I | CHIEF LEGAL OFFICER | NA | Control |
| COHEN, ELLA, DLIN | I | CHIEF LEGAL OFFICER | NA | Control |
| COHEN, ELLA, DLIN | I | CHIEF LEGAL OFFICER | NA | Control |
| COHEN, ELLA, DLIN | I | CHIEF LEGAL OFFICER | NA | Control |
| COHEN, ELLA, DLIN | I | CHIEF LEGAL OFFICER | NA | Control |
| COHEN, ELLA, DLIN | I | CHIEF LEGAL OFFICER | NA | Control |
| CONSTANTINE, STEPHEN, JAMES | I | SHAREHOLDER &MEMBER OF BOARD OF DIRECTORS OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | Control |
| CONSTANTINE, STEPHEN, JAMES | I | SHAREHOLDER OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | Control |
| CONSTANTINE, STEPHEN, JAMES | I | SHAREHOLDER OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | Control |
| CONSTANTINE, STEPHEN, JAMES | I | SHAREHOLDER OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | Control |
| CORRIGAN, KEVIN | I | MANAGING DIRECTOR, SHAREHOLDER OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | |
| CORRIGAN, KEVIN | I | MANAGING DIRECTOR, SHAREHOLDER OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | |
| CORRIGAN, KEVIN | I | MANAGING DIRECTOR, SHAREHOLDER OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | |
| CORRIGAN, KEVIN | I | MANAGING DIRECTOR, SHAREHOLDER OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | |
| CORRIGAN, KEVIN | I | MANAGING DIRECTOR/SHAREHOLDER OF CAC/APPLICANT | NA | |
| CORRIGAN, KEVIN | I | MANAGING DIRECTOR, SHAREHOLDER OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | |
| CORRIGAN, KEVIN | I | MANAGING DIRECTOR, SHAREHOLDER OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | |
| CORRIGAN, KEVIN | I | MANAGING DIRECTOR, SHAREHOLDER OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | |
| CORRIGAN, KEVIN | I | MANAGING DIRECTOR, SHAREHOLDER OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | |
| DE FROMENT, GUY | I | MEMBER OF BOARD OF DIRECTORS OF CAC/APPLICANT | NA | |
| DE FROMENT, GUY | I | MEMBER OF BOARD OF DIRECTORS OF CAC/APPLICANT | NA | |
| DE FROMENT, GUY | I | MEMBER OF BOARD OF DIRECTORS OF CAC/APPLICANT | NA | |
| DE FROMENT, GUY | I | MEMBER OF BOARD OF DIRECTORS | NA | |
| DE VIJLDER, WILLIAM, G | I | DIRECTOR | NA | Control |
| DE VIJLDER, WILLIAM, G | I | DIRECTOR | NA | Control |
| DE VIJLDER, WILLIAM, G | I | DIRECTOR | NA | Control |
| DE VIJLDER, WILLIAM, G | I | DIRECTOR | NA | Control |
| DE VIJLDER, WILLIAM, G | I | DIRECTOR | NA | Control |
| DE VIJLDER, WILLIAM, G | I | DIRECTOR | NA | Control |
| DE VIJLDER, WILLIAM, G | I | DIRECTOR | NA | Control |
| DE VIJLDER, WILLIAM, G | I | DIRECTOR | NA | Control |
| DIAO, ROY, WEICHIEN | I | MANAGING DIRECTOR OF CAC/APPLICANT | NA | Control |
| DIAO, ROY, WEICHIEN | I | MANAGING DIRECTOR OF APPLICANT | NA | Control |
| DIAO, ROY, WEICHIEN | I | MANAGING DIRECTOR OF APPLICANT | NA | Control |
| DIAO, ROY, WEICHIEN | I | MANAGING DIRECTOR,SHAREHOLDER OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | Control |
| DIAO, ROY, WEICHIEN | I | MANAGING DIRECTOR,SHAREHOLDER OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | Control |
| DIAO, ROY, WEICHIEN | I | MANAGING DIRECTOR,SHAREHOLDER OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | Control |
| DIAO, ROY, WEICHIEN | I | MANAGING DIRECTOR,SHAREHOLDER OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | |
| DIAO, ROY, WEICHIEN | I | MANAGING DIRECTOR/SHAREHOLDER OF CAC/APPLICANT | NA | Control |
| DIAO, ROY, WEICHIEN | I | MANAGING DIRECTOR,SHAREHOLDER OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | Control |
| DIAO, ROY, WEICHIEN | I | MANAGING DIRECTOR,SHAREHOLDER OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | Control |
| DIAO, ROY, WEICHIEN | I | MANAGING DIRECTOR,SHAREHOLDER OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | |
| DIAO, ROY, WEICHIEN | I | MANAGING DIRECTOR,SHAREHOLDER OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | Control |
| DIAO, ROY, WEICHIEN | I | SHAREHOLDER OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | |
| DITISHEIM, PHILIPPE, MICHEL | I | CHAIRMAN, DIRECTOR | NA | Control |
| DITISHEIM, PHILIPPE, MICHEL | I | CHAIRMAN, DIRECTOR | NA | Control |
| DITISHEIM, PHILIPPE, MICHEL | I | CHAIRMAN, DIRECTOR | NA | Control |
| DITISHEIM, PHILIPPE, MICHEL | I | DIRECTOR | NA | Control |
| DITISHEIM, PHILIPPE, MICHEL | I | DIRECTOR | NA | Control |
| DITISHEIM, PHILIPPE, MICHEL | I | DIRECTOR | NA | Control |
| FISCHER, RICHARD, GATTS | I | SHAREHOLDER OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | |
| FISCHER, RICHARD, GATTS | I | SHAREHOLDER OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | |
| FISCHER, RICHARD, GATTS | I | SHAREHOLDER OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | |
| FISCHER, RICHARD, GATTS | I | SHAREHOLDER OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | |
| FISCHER, RICHARD, GATTS | I | SHAREHOLDER OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | |
| FISCHER, RICHARD, GATTS | I | SHAREHOLDER OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | |
| FISCHER, RICHARD, GATTS | I | SHAREHOLDER OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | |
| FRIEDMAN, GARY, CHARLES | I | CHIEF FINANCIAL OFFICER / TREASURER | NA | Control |
| FRIEDMAN, GARY, CHARLES | I | CHIEF FINANCIAL OFFICER / TREASURER | NA | Control |
| FRIEDMAN, GARY, CHARLES | I | CHIEF FINANCIAL OFFICER / TREASURER | NA | Control |
| FRIEDMAN, GARY, CHARLES | I | CHIEF FINANCIAL OFFICER / TREASURER | NA | Control |
| FRIEDMAN, GARY, CHARLES | I | CHIEF FINANCIAL OFFICER / TREASURER | NA | Control |
| FRIEDMAN, GARY, CHARLES | I | CHIEF FINANCIAL OFFICER / TREASURER | NA | Control |
| FRIEDMAN, GARY, CHARLES | I | CHIEF FINANCIAL OFFICER / TREASURER | NA | Control |
| FRIEDMAN, GARY, CHARLES | I | CHIEF FINANCIAL OFFICER / TREASURER | NA | Control |
| FRIEDMAN, GARY, CHARLES | I | CHIEF FINANCIAL OFFICER / TREASURER | NA | Control |
| FRIEDMAN, GARY, CHARLES | I | CHIEF FINANCIAL OFFICER / TREASURER | NA | Control |
| FRIEDMAN, GARY, CHARLES | I | CHIEF FINANCIAL OFFICER / TREASURER | NA | Control |
| FRIEDMAN, GARY, CHARLES | I | CHIEF FINANCIAL OFFICER / TREASURER | NA | Control |
| FRIEDMAN, GARY, CHARLES | I | CHIEF FINANCIAL OFFICER / TREASURER | NA | Control |
| FRIEDMAN, GARY, CHARLES | I | CHIEF FINANCIAL OFFICER / TREASURER | NA | Control |
| FRIEDMAN, GARY, CHARLES | I | CHIEF FINANCIAL OFFICER / TREASURER | NA | Control |
| FRIEDMAN, GARY, CHARLES | I | CHIEF FINANCIAL OFFICER / TREASURER | NA | Control |
| FRIEDMAN, GARY, CHARLES | I | CHIEF FINANCIAL OFFICER / TREASURER | NA | Control |
| FRIEDMAN, GARY, CHARLES | I | CHIEF FINANCIAL OFFICER / TREASURER | NA | Control |
| FRIEDMAN, GARY, CHARLES | I | CHIEF FINANCIAL OFFICER / TREASURER | NA | Control |
| FRIEDMAN, GARY, CHARLES | I | CHIEF FINANCIAL OFFICER / TREASURER | NA | Control |
| FRIEDMAN, GARY, CHARLES | I | CHIEF FINANCIAL OFFICER / TREASURER | NA | Control |
| FRIEDMAN, GARY, CHARLES | I | CHIEF FINANCIAL OFFICER / TREASURER | NA | Control |
| FRIEDMAN, GARY, CHARLES | I | CHIEF FINANCIAL OFFICER / TREASURER | NA | Control |
| FRIEDMAN, GARY, CHARLES | I | CHIEF FINANCIAL OFFICER / TREASURER | NA | Control |
| FRIEDMAN, GARY, CHARLES | I | CHIEF FINANCIAL OFFICER / TREASURER | NA | Control |
| FRIEDMAN, GARY, CHARLES | I | CHIEF FINANCIAL OFFICER / TREASURER | NA | Control |
| FRIEDMAN, GARY, CHARLES | I | CHIEF FINANCIAL OFFICER / TREASURER | NA | Control |
| FRIEDMAN, GARY, CHARLES | I | CHIEF FINANCIAL OFFICER / TREASURER | NA | Control |
| GLICENSTEIN, GILLES | I | VICE CHAIRMAN OF BOARD OF DIRECTORS | NA | |
| GLICENSTEIN, GILLES | I | VICE CHAIRMAN OF BOARD OF DIRECTORS, CAC/APPLICANT | NA | |
| GLICENSTEIN, GILLES | I | VICE CHAIRMAN OF BOARD OF DIRECTORS, CAC/APPLICANT | NA | |
| GLICENSTEIN, GILLES | I | MEMBER OF THE BOARD OF DIRECTORS OF CAC/APPLICANT | NA | |
| HARD, SIMON, G | I | MANAGING DIRECTOR,SHAREHOLDER & MEMBER OF BOARD OF DIRECTORS OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | Control |
| HARD, SIMON, G | I | MANAGING DIRECTOR,SHAREHOLDER & MEMBER OF BOARD OF DIRECTORS OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | Control |
| HARD, SIMON, G | I | MANAGING DIRECTOR,SHAREHOLDER & MEMBER OF BOARD OF DIRECTORS OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | Control |
| HARD, SIMON, G | I | MANAGING DIRECTOR,SHAREHOLDER & MEMBER OF BOARD OF DIRECTORS OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | Control |
| HARD, SIMON, G | I | MANAGING DIRECTOR/SHAREHOLDER, MEMBER OF THE BOARD OF DIRECTORS OF CAC/APPLICANT | NA | Control |
| HARD, SIMON, G | I | MANAGING DIRECTOR,SHAREHOLDER & MEMBER OF BOARD OF DIRECTORS OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | Control |
| HARD, SIMON, G | I | MANAGING DIRECTOR,SHAREHOLDER & MEMBER OF BOARD OF DIRECTORS OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | Control |
| HARD, SIMON, G | I | MANAGING DIRECTOR,SHAREHOLDER & MEMBER OF BOARD OF DIRECTORS OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | Control |
| HARD, SIMON, G | I | MANAGING DIRECTOR,SHAREHOLDER & MEMBER OF BOARD OF DIRECTORS OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | Control |
| HARD, SIMON, G | I | SHAREHOLDER & MEMBER OF BOARD OF DIRECTORS OF CHARTER ATLANTIC CORPORATION/APPLICANT OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | Control |
| HARRISON, ROBERT, TREVOR | I | DIRECTOR, CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| HARRISON, ROBERT, TREVOR | I | DIRECTOR, CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| HARRISON, ROBERT, TREVOR | I | DIRECTOR, CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| HARRISON, ROBERT, TREVOR | I | DIRECTOR, CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| HARRISON, ROBERT, TREVOR | I | DIRECTOR, CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| HARRISON, ROBERT, TREVOR | I | DIRECTOR, CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| HARRISON, ROBERT, TREVOR | I | DIRECTOR, CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| HARRISON, ROBERT, TREVOR | I | DIRECTOR, CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| HARRISON, ROBERT, TREVOR | I | DIRECTOR | NA | Control |
| HARRISON, ROBERT, TREVOR | I | DIRECTOR, CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| HARRISON, ROBERT, TREVOR | I | DIRECTOR, CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| HAWLEY, ROBERT, WILLIAM | I | DIRECTOR | NA | |
| HAWLEY, ROBERT, WILLIAM | I | DIRECTOR | NA | |
| HAWLEY, ROBERT, WILLIAM | I | DIRECTOR | NA | |
| HAWLEY, ROBERT, WILLIAM | I | DIRECTOR | NA | |
| HAWLEY, ROBERT, WILLIAM | I | DIRECTOR | NA | |
| HAWLEY, ROBERT, WILLIAM | I | DIRECTOR | NA | |
| HAWLEY, ROBERT, WILLIAM | I | DIRECTOR | NA | |
| HAWLEY, ROBERT, WILLIAM | I | DIRECTOR | NA | |
| HAWLEY, ROBERT, WILLIAM | I | DIRECTOR | NA | |
| HAWLEY, ROBERT, WILLIAM | I | DIRECTOR | NA | |
| HAWLEY, ROBERT, WILLIAM | I | DIRECTOR | NA | |
| HAWLEY, ROBERT, WILLIAM | I | DIRECTOR | NA | |
| HAWLEY, ROBERT, WILLIAM | I | DIRECTOR | NA | |
| HAWLEY, ROBERT, WILLIAM | I | DIRECTOR | NA | |
| HAWLEY, ROBERT, WILLIAM | I | DIRECTOR | NA | |
| HAWLEY, ROBERT, WILLIAM | I | DIRECTOR | NA | |
| HAWLEY, ROBERT, WILLIAM | I | DIRECTOR | NA | |
| HAWLEY, ROBERT, WILLIAM | I | DIRECTOR | NA | |
| HAWLEY, ROBERT, WILLIAM | I | DIRECTOR | NA | |
| HAWLEY, ROBERT, WILLIAM | I | DIRECTOR | NA | |
| HAWLEY, ROBERT, WILLIAM | I | DIRECTOR | NA | |
| HAWLEY, ROBERT, WILLIAM | I | DIRECTOR | NA | |
| HAWLEY, ROBERT, WILLIAM | I | DIRECTOR | NA | |
| HAWLEY, ROBERT, WILLIAM | I | DIRECTOR | NA | |
| HAWLEY, ROBERT, WILLIAM | I | DIRECTOR | NA | |
| HAWLEY, ROBERT, WILLIAM | I | DIRECTOR | NA | |
| HAWLEY, ROBERT, WILLIAM | I | DIRECTOR | NA | |
| HAWLEY, ROBERT, WILLIAM | I | DIRECTOR | NA | |
| HAWLEY, ROBERT, WILLIAM | I | DIRECTOR | NA | |
| HAWLEY, ROBERT, WILLIAM | I | DIRECTOR | NA | |
| HAWLEY, ROBERT, WILLIAM | I | DIRECTOR | NA | |
| HAWLEY, ROBERT, WILLIAM | I | DIRECTOR | NA | |
| HAWLEY, ROBERT, WILLIAM | I | DIRECTOR | NA | |
| HAWLEY, ROBERT, WILLIAM | I | DIRECTOR | NA | |
| HAWLEY, ROBERT, WILLIAM | I | DIRECTOR | NA | |
| HAZELL, DEBORAH | I | MANAGING DIRECTOR OF CAC/APPLICANT | NA | |
| HAZELL, DEBORAH | I | MANAGING DIRECTOR OF APPLICANT | NA | |
| HAZELL, DEBORAH | I | MANAGING DIRECTOR OF APPLICANT | NA | |
| HAZELL, DEBORAH | I | MANAGING DIRECTOR/SHAREHOLDER OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | |
| HAZELL, DEBORAH | I | MANAGING DIRECTOR/SHAREHOLDER OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | |
| HAZELL, DEBORAH | I | MANAGING DIRECTOR/SHAREHOLDER OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | |
| HAZELL, DEBORAH | I | CHIEF EXECUTIVE OFFICER AND MEMBER OF BOARD OF DIRECTORS | NA | Control |
| HAZELL, DEBORAH | I | CHIEF EXECUTIVE OFFICER AND MEMBER OF BOARD OF DIRECTORS | NA | Control |
| HAZELL, DEBORAH | I | CHIEF EXECUTIVE OFFICER AND MEMBER OF BOARD OF DIRECTORS | NA | Control |
| HAZELL, DEBORAH | I | CHIEF EXECUTIVE OFFICER AND MEMBER OF BOARD OF DIRECTORS | NA | Control |
| HAZELL, DEBORAH | I | CHIEF EXECUTIVE OFFICER AND MEMBER OF BOARD OF DIRECTORS | NA | Control |
| HAZELL, DEBORAH | I | MANAGING DIRECTOR/SHAREHOLDER OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | |
| HAZELL, DEBORAH | I | CHIEF EXECUTIVE OFFICER AND MEMBER OF BOARD OF DIRECTORS | NA | Control |
| HAZELL, DEBORAH | I | MANAGING DIRECTOR/SHAREHOLDER OF CAC/APPLICANT | NA | |
| HAZELL, DEBORAH | I | CHIEF EXECUTIVE OFFICER AND MEMBER OF BOARD OF DIRECTORS | NA | Control |
| HAZELL, DEBORAH | I | MANAGING DIRECTOR/SHAREHOLDER OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | |
| HAZELL, DEBORAH | I | MANAGING DIRECTOR/SHAREHOLDER OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | |
| HAZELL, DEBORAH | I | MANAGING DIRECTOR/SHAREHOLDER OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | |
| HAZELL, DEBORAH | I | MANAGING DIRECTOR/SHAREHOLDER OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | |
| HAZELL, DEBORAH | I | CHIEF EXECUTIVE OFFICER AND MEMBER OF BOARD OF DIRECTORS | NA | Control |
| HAZELL, DEBORAH | I | CHIEF EXECUTIVE OFFICER AND MEMBER OF BOARD OF DIRECTORS | NA | Control |
| KATAYAMA, KEN | I | MANAGING DIRECTOR OF CAC/APPLICANT | NA | |
| KATAYAMA, KEN | I | MANAGING DIRECTOR OF APPLICANT | NA | |
| KATAYAMA, KEN | I | MANAGING DIRECTOR OF APPLICANT | NA | |
| KATAYAMA, KEN | I | MANAGING DIRECTOR,SHAREHOLDER OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | |
| KATAYAMA, KEN | I | MANAGING DIRECTOR,SHAREHOLDER OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | |
| KATAYAMA, KEN | I | MANAGING DIRECTOR,SHAREHOLDER OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | |
| KATAYAMA, KEN | I | MANAGING DIRECTOR,SHAREHOLDER OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | |
| KATAYAMA, KEN | I | MANAGING DIRECTOR/SHAREHOLDER OF CAC/APPLICANT | NA | |
| KATAYAMA, KEN | I | MANAGING DIRECTOR,SHAREHOLDER OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | |
| KATAYAMA, KEN | I | MANAGING DIRECTOR,SHAREHOLDER OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | |
| KATAYAMA, KEN | I | MANAGING DIRECTOR,SHAREHOLDER OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | |
| KATAYAMA, KEN | I | MANAGING DIRECTOR,SHAREHOLDER OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | |
| KLEIN, DANIEL, ALBERT | I | DIRECTOR/VICE PRESIDENT | NA | Control |
| KLEIN, DANIEL, ALBERT | I | DIRECTOR/VICE PRESIDENT | NA | Control |
| KLEIN, DANIEL, ALBERT | I | DIRECTOR/VICE PRESIDENT | NA | Control |
| KLEIN, DANIEL, ALBERT | I | DIRECTOR/VICE PRESIDENT | NA | Control |
| KLEIN, DANIEL, ALBERT | I | DIRECTOR/VICE PRESIDENT | NA | Control |
| KLEIN, DANIEL, ALBERT | I | DIRECTOR/VICE PRESIDENT | NA | Control |
| KLEIN, DANIEL, ALBERT | I | DIRECTOR/VICE PRESIDENT | NA | Control |
| KLEIN, DANIEL, ALBERT | I | DIRECTOR/VICE PRESIDENT | NA | Control |
| KLEIN, DANIEL, ALBERT | I | DIRECTOR/VICE PRESIDENT | NA | Control |
| KLEIN, DANIEL, ALBERT | I | DIRECTOR/VICE PRESIDENT | NA | Control |
| KLEIN, DANIEL, ALBERT | I | DIRECTOR/VICE PRESIDENT | NA | Control |
| KLEIN, DANIEL, ALBERT | I | DIRECTOR/VICE PRESIDENT | NA | Control |
| KLEIN, DANIEL, ALBERT | I | DIRECTOR/VICE PRESIDENT | NA | Control |
| KLEIN, DANIEL, ALBERT | I | DIRECTOR / CHIEF EXECUTIVE OFFICER / PRESIDENT | NA | Control |
| KLEIN, DANIEL, ALBERT | I | DIRECTOR / CHIEF EXECUTIVE OFFICER / PRESIDENT | NA | Control |
| KLEIN, DANIEL, ALBERT | I | DIRECTOR / CHIEF EXECUTIVE OFFICER / PRESIDENT | NA | Control |
| KLEIN, DANIEL, ALBERT | I | DIRECTOR / CHIEF EXECUTIVE OFFICER / PRESIDENT | NA | Control |
| KLEIN, DANIEL, ALBERT | I | DIRECTOR / CHIEF EXECUTIVE OFFICER / PRESIDENT | NA | Control |
| KLEIN, DANIEL, ALBERT | I | DIRECTOR / CHIEF EXECUTIVE OFFICER / PRESIDENT | NA | Control |
| KLEIN, DANIEL, ALBERT | I | DIRECTOR / CHIEF EXECUTIVE OFFICER / PRESIDENT | NA | Control |
| KLEIN, DANIEL, ALBERT | I | DIRECTOR / CHIEF EXECUTIVE OFFICER / PRESIDENT | NA | Control |
| KLEIN, DANIEL, ALBERT | I | DIRECTOR / CHIEF EXECUTIVE OFFICER / PRESIDENT | NA | Control |
| KLEIN, DANIEL, ALBERT | I | DIRECTOR / CHIEF EXECUTIVE OFFICER / PRESIDENT | NA | Control |
| KLEIN, DANIEL, ALBERT | I | DIRECTOR / CHIEF EXECUTIVE OFFICER / PRESIDENT | NA | Control |
| KLEIN, DANIEL, ALBERT | I | DIRECTOR / CHIEF EXECUTIVE OFFICER / PRESIDENT | NA | Control |
| KLEIN, DANIEL, ALBERT | I | DIRECTOR / CHIEF EXECUTIVE OFFICER / PRESIDENT | NA | Control |
| KLEIN, DANIEL, ALBERT | I | DIRECTOR / CHIEF EXECUTIVE OFFICER / PRESIDENT | NA | Control |
| KLEIN, DANIEL, ALBERT | I | DIRECTOR / CHIEF EXECUTIVE OFFICER / PRESIDENT | NA | Control |
| KLEIN, DANIEL, ALBERT | I | DIRECTOR / CHIEF EXECUTIVE OFFICER / PRESIDENT | NA | Control |
| KLEIN, DANIEL, ALBERT | I | DIRECTOR / CHIEF EXECUTIVE OFFICER / PRESIDENT | NA | Control |
| KLEIN, DANIEL, ALBERT | I | DIRECTOR / CHIEF EXECUTIVE OFFICER / PRESIDENT | NA | Control |
| KLEIN, DANIEL, ALBERT | I | DIRECTOR / CHIEF EXECUTIVE OFFICER / PRESIDENT | NA | Control |
| KLEIN, DANIEL, ALBERT | I | DIRECTOR / CHIEF EXECUTIVE OFFICER / PRESIDENT | NA | Control |
| KOALL, ULRICH | I | MANAGING DIRECTOR,SHAREHOLDER OF CHARTER ATLANTIC CORPORATION /APPLICANT | NA | |
| KOALL, ULRICH | I | MANAGING DIRECTOR,SHAREHOLDER OF CHARTER ATLANTIC CORPORATION /APPLICANT | NA | |
| KOALL, ULRICH | I | MANAGING DIRECTOR,SHAREHOLDER OF CHARTER ATLANTIC CORPORATION /APPLICANT | NA | |
| KOALL, ULRICH | I | MANAGING DIRECTOR,SHAREHOLDER OF CHARTER ATLANTIC CORPORATION /APPLICANT | NA | |
| KOALL, ULRICH | I | MANAGING DIRECTOR/SHAREHOLDER OF CAC/APPLICANT | NA | |
| KOALL, ULRICH | I | MANAGING DIRECTOR,SHAREHOLDER OF CHARTER ATLANTIC CORPORATION /APPLICANT | NA | |
| KOALL, ULRICH | I | MANAGING DIRECTOR,SHAREHOLDER OF CHARTER ATLANTIC CORPORATION /APPLICANT | NA | |
| KOALL, ULRICH | I | MANAGING DIRECTOR,SHAREHOLDER OF CHARTER ATLANTIC CORPORATION /APPLICANT | NA | |
| KOALL, ULRICH | I | MANAGING DIRECTOR,SHAREHOLDER OF CHARTER ATLANTIC CORPORATION /APPLICANT | NA | |
| KOALL, ULRICH | I | SHAREHOLDER OF CHARTER ATLANTIC CORPORATION /APPLICANT | NA | |
| LAPOMME, PIERRE, MARC | I | MEMBER OF BOARD OF DIRECTORS OF CAC/APPLICANT | NA | |
| LAPOMME, PIERRE, MARC | I | MEMBER OF BOARD OF DIRECTORS OF CAC/APPLICANT | NA | |
| LAPOMME, PIERRE, MARC | I | MEMBER OF BOARD OF DIRECTORS OF CAC/APPLICANT | NA | |
| LASKER, JOHANNA, A | I | DIRECTOR / CHIEF EXECUTIVE OFFICER / PRESIDENT | NA | Control |
| LASKER, JOHANNA, A | I | DIRECTOR / CHIEF EXECUTIVE OFFICER / PRESIDENT | NA | Control |
| LASKER, JOHANNA, ALEXANDRA | I | DIRECTOR / CHIEF EXECUTIVE OFFICER / PRESIDENT | NA | Control |
| LASKER, JOHANNA, ALEXANDRA | I | DIRECTOR / CHIEF EXECUTIVE OFFICER / PRESIDENT | NA | Control |
| LASKER, JOHANNA, ALEXANDRA | I | DIRECTOR / CHIEF EXECUTIVE OFFICER / PRESIDENT | NA | Control |
| LASKER, JOHANNA, ALEXANDRA | I | DIRECTOR / CHIEF EXECUTIVE OFFICER / PRESIDENT | NA | Control |
| LASKER, JOHANNA, ALEXANDRA | I | DIRECTOR / CHIEF EXECUTIVE OFFICER / PRESIDENT | NA | Control |
| LASKER, JOHANNA, ALEXANDRA | I | DIRECTOR / CHIEF EXECUTIVE OFFICER / PRESIDENT | NA | Control |
| LASKER, JOHANNA, ALEXANDRA | I | DIRECTOR / CHIEF EXECUTIVE OFFICER / PRESIDENT | NA | Control |
| LASKER, JOHANNA, ALEXANDRA | I | DIRECTOR / CHIEF EXECUTIVE OFFICER / PRESIDENT | NA | Control |
| LASKER, JOHANNA, ALEXANDRA | I | DIRECTOR / CHIEF EXECUTIVE OFFICER / PRESIDENT | NA | Control |
| LASKER, JOHANNA, ALEXANDRA | I | DIRECTOR / CHIEF EXECUTIVE OFFICER / PRESIDENT | NA | Control |
| LASKER, JOHANNA, ALEXANDRA | I | DIRECTOR / CHIEF EXECUTIVE OFFICER / PRESIDENT | NA | Control |
| LASKER, JOHANNA, ALEXANDRA | I | DIRECTOR / CHIEF EXECUTIVE OFFICER / PRESIDENT | NA | Control |
| LASKER, JOHANNA, ALEXANDRA | I | DIRECTOR / CHIEF EXECUTIVE OFFICER / PRESIDENT | NA | Control |
| LESPINARD, PHILIPPE, JACQUES | I | DEPUTY CHIEF EXECUTIVE OFFICER, MEMBER OF BOARD OF DIRECTORS | NA | Control |
| LESPINARD, PHILIPPE, JACQUES | I | DEPUTY CHIEF EXECUTIVE OFFICER/APPLICANT, MEMBER OF BOARD OF DIRECTORS, CAC/APPLICANT | NA | Control |
| LESPINARD, PHILIPPE, JACQUES | I | DEPUTY CHIEF EXECUTIVE OFFICER/APPLICANT, MEMBER OF BOARD OF DIRECTORS, CAC/APPLICANT | NA | Control |
| LEVY-GARBOUA, VIVIEN, JOSEPH | I | MEMBER OF THE BOARD OF DIRECTORS OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | |
| LEVY-GARBOUA, VIVIEN, JOSEPH | I | MEMBER OF THE BOARD OF DIRECTORS OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | |
| LEVY-GARBOUA, VIVIEN, JOSEPH | I | MEMBER OF THE BOARD OF DIRECTORS OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | |
| LEVY-GARBOUA, VIVIEN, JOSEPH | I | MEMBER OF THE BOARD OF DIRECTORS OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | |
| LEVY-GARBOUA, VIVIEN, JOSEPH | I | MEMBER OF THE BOARD OF DIRECTORS OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | |
| LEVY-GARBOUA, VIVIEN, JOSEPH | I | MEMBER OF THE BOARD OF DIRECTORS OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | |
| LEVY-GARBOUA, VIVIEN, JOSEPH | I | MEMBER OF THE BOARD OF DIRECTORS OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | |
| LEVY-GARBOUA, VIVIEN, JOSEPH | I | MEMBER OF THE BOARD OF DIRECTORS OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | |
| LEVY-GARBOUA, VIVIEN, JOSEPH | I | MEMBER OF THE BOARD OF DIRECTORS OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | |
| MARCHESSAUX, PHILIPPE | I | DIRECTOR | NA | Control |
| MARCHESSAUX, PHILIPPE | I | DIRECTOR | NA | Control |
| MARCHESSAUX, PHILIPPE | I | DIRECTOR | NA | Control |
| MARCHESSAUX, PHILIPPE | I | DIRECTOR | NA | Control |
| MARCHESSAUX, PHILIPPE | I | DIRECTOR | NA | Control |
| MARCHESSAUX, PHILIPPE | I | DIRECTOR | NA | Control |
| MARCHESSAUX, PHILIPPE | I | DIRECTOR | NA | Control |
| MARCHESSAUX, PHILIPPE | I | DIRECTOR | NA | Control |
| MARCHESSAUX, PHILIPPE | I | DIRECTOR | NA | Control |
| MARCHESSAUX, PHILIPPE | I | DIRECTOR | NA | Control |
| MARCHESSAUX, PHILIPPE | I | DIRECTOR | NA | Control |
| MARCHESSAUX, PHILIPPE | I | DIRECTOR | NA | Control |
| MARCHESSAUX, PHILIPPE | I | DIRECTOR | NA | Control |
| MARMON, DAVID, JAY | I | MANAGING DIRECTOR OF CAC/APPLICANT | NA | |
| MARMON, DAVID, JAY | I | MANAGING DIRECTOR OF APPLICANT | NA | |
| MARMON, DAVID, JAY | I | MANAGING DIRECTOR OF APPLICANT | NA | |
| MARMON, DAVID, JAY | I | MANAGING DIRECTOR/SHAREHOLDER OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | |
| MARMON, DAVID, JAY | I | MANAGING DIRECTOR/SHAREHOLDER OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | |
| MARMON, DAVID, JAY | I | MANAGING DIRECTOR/SHAREHOLDER OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | |
| MARMON, DAVID, JAY | I | MANAGING DIRECTOR/SHAREHOLDER OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | |
| MARMON, DAVID, JAY | I | MANAGING DIRECTOR/SHAREHOLDER OF CAC/APPLICANT | NA | |
| MARMON, DAVID, JAY | I | MANAGING DIRECTOR/SHAREHOLDER OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | |
| MARMON, DAVID, JAY | I | MANAGING DIRECTOR/SHAREHOLDER OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | |
| MARMON, DAVID, JAY | I | MANAGING DIRECTOR/SHAREHOLDER OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | |
| MARMON, DAVID, JAY | I | MANAGING DIRECTOR/SHAREHOLDER OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | |
| MARMON, DAVID, JAY | I | MANAGING DIRECTOR/SHAREHOLDER OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | |
| MCQUILLEN, CATHLEEN, MARY | I | CHIEF FINANCIAL OFFICER OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | |
| MCQUILLEN, CATHLEEN, MARY | I | CHIEF FINANCIAL OFFICER OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | |
| MCQUILLEN, CATHLEEN, MARY | I | CHIEF FINANCIAL OFFICER OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | |
| MCQUILLEN, CATHLEEN, MARY | I | CHIEF FINANCIAL OFFICER OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | |
| MCQUILLEN, CATHLEEN, MARY | I | CHIEF FINANCIAL OFFICER OF CAC/APPLICANT | NA | |
| MCQUILLEN, CATHLEEN, MARY | I | CHIEF FINANCIAL OFFICER OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | |
| MCQUILLEN, CATHLEEN, MARY | I | CHIEF FINANCIAL OFFICER OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | |
| MCQUILLEN, CATHLEEN, MARY | I | CHIEF FINANCIAL OFFICER OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | |
| MCQUILLEN, CATHLEEN, MARY | I | CHIEF FINANCIAL OFFICER OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | |
| MEISTER, ROBIN, SUE | I | CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR OF CAC/APPLICANT | NA | Control |
| MEISTER, ROBIN, SUE | I | CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR OF APPLICANT | NA | Control |
| MEISTER, ROBIN, SUE | I | CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR OF APPLICANT | NA | Control |
| MEISTER, ROBIN, SUE | I | CHIEF COMPLIANCE OFFICER / CHIEF LEGAL OFFICER / SECRETARY | NA | Control |
| MEISTER, ROBIN, SUE | I | MANAGING DIRECTOR, CHIEF LEGAL OFFICER, AND CHIEF COMPLIANCE OFFICER OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | Control |
| MEISTER, ROBIN, SUE | I | MANAGING DIRECTOR, CHIEF LEGAL OFFICER, AND CHIEF COMPLIANCE OFFICER OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | Control |
| MEISTER, ROBIN, SUE | I | MANAGING DIRECTOR, CHIEF LEGAL OFFICER, AND CHIEF COMPLIANCE OFFICER OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | Control |
| MEISTER, ROBIN, SUE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEISTER, ROBIN, SUE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEISTER, ROBIN, SUE | I | CHIEF COMPLIANCE OFFICER / CHIEF LEGAL OFFICER | NA | Control |
| MEISTER, ROBIN, SUE | I | CHIEF COMPLIANCE OFFICER / CHIEF LEGAL OFFICER | NA | Control |
| MEISTER, ROBIN, SUE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEISTER, ROBIN, SUE | I | CHIEF COMPLIANCE OFFICER / CHIEF LEGAL OFFICER / SECRETARY | NA | Control |
| MEISTER, ROBIN, SUE | I | MANAGING DIRECTOR,SHAREHOLDER,CHIEF LEGAL AND RISK OFFICER CHARTER ATLANTIC CORP/APPLICANT | NA | Control |
| MEISTER, ROBIN, SUE | I | CHIEF COMPLIANCE OFFICER / CHIEF LEGAL OFFICER | NA | Control |
| MEISTER, ROBIN, SUE | I | CHIEF COMPLIANCE OFFICER / CHIEF LEGAL OFFICER | NA | Control |
| MEISTER, ROBIN, SUE | I | CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR/SHAREHOLDER OF CAC/APPLICANT | NA | Control |
| MEISTER, ROBIN, SUE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEISTER, ROBIN, SUE | I | MANAGING DIRECTOR,SHAREHOLDER,CHIEF LEGAL AND RISK OFFICER CHARTER ATLANTIC CORP/APPLICANT | NA | Control |
| MEISTER, ROBIN, SUE | I | MANAGING DIRECTOR,CHIEF LEGAL AND RISK OFFICER CHARTER ATLANTIC CORP/APPLICANT | NA | Control |
| MEISTER, ROBIN, SUE | I | MANAGING DIRECTOR,SHAREHOLDER,CHIEF LEGAL AND RISK OFFICER CHARTER ATLANTIC CORP/APPLICANT | NA | Control |
| MEISTER, ROBIN, SUE | I | MANAGING DIRECTOR,SHAREHOLDER,CHIEF LEGAL AND RISK OFFICER CHARTER ATLANTIC CORP/APPLICANT | NA | Control |
| MEISTER, ROBIN, SUE | I | GENERAL COUNSEL OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | |
| MEISTER, ROBIN, SUE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEISTER, ROBIN, SUE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEISTER, ROBIN, SUE | I | CHIEF COMPLIANCE OFFICER / CHIEF LEGAL OFFICER / SECRETARY | NA | Control |
| MEISTER, ROBIN, SUE | I | CHIEF COMPLIANCE OFFICER / CHIEF LEGAL OFFICER / SECRETARY | NA | Control |
| MEISTER, ROBIN, SUE | I | CHIEF COMPLIANCE OFFICER / CHIEF LEGAL OFFICER / SECRETARY | NA | Control |
| MEISTER, ROBIN, SUE | I | CHIEF COMPLIANCE OFFICER / CHIEF LEGAL OFFICER / SECRETARY | NA | Control |
| MEISTER, ROBIN, SUE | I | CHIEF COMPLIANCE OFFICER / CHIEF LEGAL OFFICER / SECRETARY | NA | Control |
| MEISTER, ROBIN, SUE | I | CHIEF COMPLIANCE OFFICER / CHIEF LEGAL OFFICER / SECRETARY | NA | Control |
| MEISTER, ROBIN, SUE | I | CHIEF COMPLIANCE OFFICER / CHIEF LEGAL OFFICER / SECRETARY | NA | Control |
| MEISTER, ROBIN, SUE | I | CHIEF COMPLIANCE OFFICER / CHIEF LEGAL OFFICER / SECRETARY | NA | Control |
| MEISTER, ROBIN, SUE | I | CHIEF COMPLIANCE OFFICER / CHIEF LEGAL OFFICER / SECRETARY | NA | Control |
| MEISTER, ROBIN, SUE | I | CHIEF COMPLIANCE OFFICER / CHIEF LEGAL OFFICER / SECRETARY | NA | Control |
| MEISTER, ROBIN, SUE | I | CHIEF COMPLIANCE OFFICER / CHIEF LEGAL OFFICER / SECRETARY | NA | Control |
| MEISTER, ROBIN, SUE | I | CHIEF COMPLIANCE OFFICER / CHIEF LEGAL OFFICER / SECRETARY | NA | Control |
| MEISTER, ROBIN, SUE | I | CHIEF COMPLIANCE OFFICER / CHIEF LEGAL OFFICER / SECRETARY | NA | Control |
| MEISTER, ROBIN, SUE | I | CHIEF COMPLIANCE OFFICER / CHIEF LEGAL OFFICER / SECRETARY | NA | Control |
| MEISTER, ROBIN, SUE | I | CHIEF COMPLIANCE OFFICER / CHIEF LEGAL OFFICER / SECRETARY | NA | Control |
| MEISTER, ROBIN, SUE | I | CHIEF COMPLIANCE OFFICER / CHIEF LEGAL OFFICER / SECRETARY | NA | Control |
| MEISTER, ROBIN, SUE | I | CHIEF COMPLIANCE OFFICER / CHIEF LEGAL OFFICER / SECRETARY | NA | Control |
| MEISTER, ROBIN, SUE | I | CHIEF COMPLIANCE OFFICER / CHIEF LEGAL OFFICER / SECRETARY | NA | Control |
| MEISTER, ROBIN, SUE | I | CHIEF COMPLIANCE OFFICER / CHIEF LEGAL OFFICER / SECRETARY | NA | Control |
| MEISTER, ROBIN, SUE | I | CHIEF COMPLIANCE OFFICER / CHIEF LEGAL OFFICER / SECRETARY | NA | Control |
| MEISTER, ROBIN, SUE | I | CHIEF COMPLIANCE OFFICER / CHIEF LEGAL OFFICER / SECRETARY | NA | Control |
| MEISTER, ROBIN, SUE | I | CHIEF COMPLIANCE OFFICER / CHIEF LEGAL OFFICER / SECRETARY | NA | Control |
| MEISTER, ROBIN, SUE | I | CHIEF COMPLIANCE OFFICER / CHIEF LEGAL OFFICER / SECRETARY | NA | Control |
| MEISTER, ROBIN, SUE | I | CHIEF COMPLIANCE OFFICER / CHIEF LEGAL OFFICER / SECRETARY | NA | Control |
| MEISTER, ROBIN, SUE | I | CHIEF COMPLIANCE OFFICER / CHIEF LEGAL OFFICER / SECRETARY | NA | Control |
| MEISTER, ROBIN, SUE | I | CHIEF COMPLIANCE OFFICER / CHIEF LEGAL OFFICER / SECRETARY | NA | Control |
| MEISTER, ROBIN, SUE | I | CHIEF COMPLIANCE OFFICER / CHIEF LEGAL OFFICER / SECRETARY | NA | Control |
| MEISTER, ROBIN, SUE | I | CHIEF COMPLIANCE OFFICER / CHIEF LEGAL OFFICER / SECRETARY | NA | Control |
| OLCAY, ONDER, JOHN | I | VICE CHAIRMAN OF BOARD OF DIRECTORS, MANAGING DIRECTOR | NA | Control |
| OLCAY, ONDER, JOHN | I | VICE CHAIRMAN OF BOARD OF DIRECTORS, CAC/APPLICANT, MANAGING DIRECTOR/APPLICANT | NA | Control |
| OLCAY, ONDER, JOHN | I | VICE CHAIRMAN OF BOARD OF DIRECTORS, CAC/APPLICANT, MANAGING DIRECTOR/APPLICANT | NA | Control |
| OLCAY, ONDER, JOHN | I | SHAREHOLDER&VICECHAIRMAN FOR THE BOARD OF DIRECTORS OF CAC/APPLICANT | NA | Control |
| OLCAY, ONDER, JOHN | I | SHAREHOLDER&VICECHAIRMAN FOR THE BOARD OF DIRECTORS OF CAC/APPLICANT | NA | Control |
| OLCAY, ONDER, JOHN | I | SHAREHOLDER&VICECHAIRMAN FOR THE BOARD OF DIRECTORS OF CAC/APPLICANT | NA | Control |
| OLCAY, ONDER, JOHN | I | SHAREHOLDER&VICECHAIRMAN FOR THE BOARD OF DIRECTORS OF CAC/APPLICANT | NA | Control |
| OLCAY, ONDER, JOHN | I | MANAGING DIRECTOR/SHAREHOLDER, VICE CHAIRMAN OF THE BOARD OF DIRECTORS OF CAC/APPLICANT | NA | Control |
| OLCAY, ONDER, JOHN | I | SHAREHOLDER&VICECHAIRMAN FOR THE BOARD OF DIRECTORS OF CAC/APPLICANT | NA | Control |
| OLCAY, ONDER, JOHN | I | SHAREHOLDER&VICECHAIRMAN FOR THE BOARD OF DIRECTORS OF CAC/APPLICANT | NA | Control |
| OLCAY, ONDER, JOHN | I | SHAREHOLDER&VICECHAIRMAN FOR THE BOARD OF DIRECTORS OF CAC/APPLICANT | NA | Control |
| PIERRI, SANDRO, ALFREDO | I | DIRECTOR | NA | Control |
| PIERRI, SANDRO, ALFREDO | I | CHAIRMAN / DIRECTOR | NA | Control |
| PIERRI, SANDRO, ALFREDO | I | CHAIRMAN / DIRECTOR | NA | Control |
| PIERRI, SANDRO, ALFREDO | I | CHAIRMAN / DIRECTOR | NA | Control |
| PIERRI, SANDRO, ALFREDO | I | CHAIRMAN / DIRECTOR | NA | Control |
| PIERRI, SANDRO, ALFREDO | I | CHAIRMAN / DIRECTOR | NA | Control |
| PIERRI, SANDRO, ALFREDO | I | CHAIRMAN / DIRECTOR | NA | Control |
| PIERRI, SANDRO, ALFREDO | I | CHAIRMAN / DIRECTOR | NA | Control |
| PIERRI, SANDRO, ALFREDO | I | CHAIRMAN / DIRECTOR | NA | Control |
| PIERRI, SANDRO, ALFREDO | I | CHAIRMAN / DIRECTOR | NA | Control |
| PIERRI, SANDRO, ALFREDO | I | CHAIRMAN / DIRECTOR | NA | Control |
| PIERRI, SANDRO, ALFREDO | I | CHAIRMAN / DIRECTOR | NA | Control |
| PIERRI, SANDRO, ALFREDO | I | CHAIRMAN / DIRECTOR | NA | Control |
| POURCHET, FLORENCE, DANIELE | I | DIRECTOR | NA | |
| POURCHET, FLORENCE, DANIELE | I | DIRECTOR | NA | |
| POURCHET, FLORENCE, DANIELE | I | DIRECTOR | NA | |
| POURCHET, FLORENCE, DANIELE | I | DIRECTOR | NA | |
| POURCHET, FLORENCE, DANIELE | I | DIRECTOR | NA | |
| POURCHET, FLORENCE, DANIELE | I | DIRECTOR | NA | |
| POURCHET, FLORENCE, DANIELE | I | DIRECTOR | NA | |
| POURCHET, FLORENCE, DANIELE | I | DIRECTOR | NA | |
| POURCHET, FLORENCE, DANIELE | I | DIRECTOR | NA | |
| POURCHET, FLORENCE, DANIELE | I | DIRECTOR | NA | |
| POURCHET, FLORENCE, DANIELE | I | DIRECTOR | NA | |
| POURCHET, FLORENCE, DANIELE | I | DIRECTOR | NA | |
| POURCHET, FLORENCE, DANIELE | I | DIRECTOR | NA | |
| PREMJI, ALNOOR, M | I | DIRECTOR / VICE PRESIDENT | NA | Control |
| PREMJI, ALNOOR, M | I | MEMBER OF BOARD OF DIRECTORS | NA | Control |
| PREMJI, ALNOOR, M | I | MEMBER OF BOARD OF DIRECTORS | NA | Control |
| PREMJI, ALNOOR, M | I | MEMBER OF BOARD OF DIRECTORS | NA | Control |
| PREMJI, ALNOOR, M | I | MEMBER OF BOARD OF DIRECTORS | NA | Control |
| PREMJI, ALNOOR, M | I | DIRECTOR / VICE PRESIDENT | NA | Control |
| PREMJI, ALNOOR, M | I | MEMBER OF BOARD OF DIRECTORS | NA | Control |
| PREMJI, ALNOOR, M | I | MEMBER OF BOARD OF DIRECTORS | NA | Control |
| PREMJI, ALNOOR, M | I | MEMBER OF BOARD OF DIRECTORS | NA | Control |
| PREMJI, ALNOOR, M | I | MEMBER OF BOARD OF DIRECTORS | NA | Control |
| PREMJI, ALNOOR, M | I | MEMBER OF BOARD OF DIRECTORS | NA | Control |
| RAYNOR, AMANDA | I | CHIEF OPERATING OFFICER | NA | Control |
| RAYNOR, AMANDA | I | CHIEF OPERATING OFFICER | NA | Control |
| RAYNOR, AMANDA | I | CHIEF OPERATING OFFICER | NA | Control |
| RAYNOR, AMANDA | I | CHIEF OPERATING OFFICER | NA | Control |
| RAYNOR, AMANDA | I | CHIEF OPERATING OFFICER | NA | Control |
| RAYNOR, AMANDA | I | CHIEF OPERATING OFFICER | NA | Control |
| RAYNOR, AMANDA | I | CHIEF OPERATING OFFICER | NA | Control |
| RAYNOR, AMANDA | I | CHIEF OPERATING OFFICER | NA | Control |
| RAYNOR, AMANDA | I | CHIEF OPERATING OFFICER | NA | Control |
| RAYNOR, AMANDA | I | CHIEF OPERATING OFFICER | NA | Control |
| RAYNOR, AMANDA | I | CHIEF OPERATING OFFICER | NA | Control |
| RAYNOR, AMANDA | I | CHIEF OPERATING OFFICER | NA | Control |
| RAYNOR, AMANDA | I | CHIEF OPERATING OFFICER | NA | Control |
| RAYNOR, AMANDA | I | CHIEF OPERATING OFFICER | NA | Control |
| RAYNOR, AMANDA | I | CHIEF OPERATING OFFICER | NA | Control |
| RAYNOR, AMANDA | I | CHIEF OPERATING OFFICER | NA | Control |
| RAYNOR, AMANDA | I | CHIEF OPERATING OFFICER | NA | Control |
| RAYNOR, AMANDA | I | CHIEF OPERATING OFFICER | NA | Control |
| RAYNOR, AMANDA | I | CHIEF OPERATING OFFICER | NA | Control |
| RAYNOR, AMANDA | I | CHIEF OPERATING OFFICER | NA | Control |
| RAYNOR, AMANDA | I | CHIEF OPERATING OFFICER / DEPUTY CHIEF EXECUTIVE OFFICER | NA | Control |
| RAYNOR, AMANDA | I | CHIEF OPERATING OFFICER / DEPUTY CHIEF EXECUTIVE OFFICER | NA | Control |
| RAYNOR, AMANDA | I | CHIEF OPERATING OFFICER / DEPUTY CHIEF EXECUTIVE OFFICER | NA | Control |
| RAYNOR, AMANDA | I | CHIEF OPERATING OFFICER / DEPUTY CHIEF EXECUTIVE OFFICER | NA | Control |
| RAYNOR, AMANDA | I | CHIEF OPERATING OFFICER / DEPUTY CHIEF EXECUTIVE OFFICER | NA | Control |
| RAYNOR, AMANDA | I | CHIEF OPERATING OFFICER / DEPUTY CHIEF EXECUTIVE OFFICER | NA | Control |
| RAYNOR, AMANDA | I | CHIEF OPERATING OFFICER / DEPUTY CHIEF EXECUTIVE OFFICER | NA | Control |
| RAYNOR, AMANDA | I | CHIEF OPERATING OFFICER / DEPUTY CHIEF EXECUTIVE OFFICER | NA | Control |
| RAYNOR, AMANDA | I | CHIEF OPERATING OFFICER / DEPUTY CHIEF EXECUTIVE OFFICER | NA | Control |
| RAYNOR, AMANDA | I | CHIEF OPERATING OFFICER / DEPUTY CHIEF EXECUTIVE OFFICER | NA | Control |
| RAYNOR, AMANDA | I | CHIEF OPERATING OFFICER / DEPUTY CHIEF EXECUTIVE OFFICER | NA | Control |
| RAYNOR, AMANDA | I | CHIEF OPERATING OFFICER / DEPUTY CHIEF EXECUTIVE OFFICER | NA | Control |
| RAYNOR, AMANDA | I | CHIEF OPERATING OFFICER / DEPUTY CHIEF EXECUTIVE OFFICER | NA | Control |
| RAYNOR, AMANDA | I | CHIEF OPERATING OFFICER / DEPUTY CHIEF EXECUTIVE OFFICER | NA | Control |
| RAYNOR, AMANDA | I | CHIEF OPERATING OFFICER / DEPUTY CHIEF EXECUTIVE OFFICER | NA | Control |
| RUSSELL, STEWART, MARTIN | I | CO-CHIEF INVESTMENT OFFICER,/SHAREHOLDER & MEMBER OF BOARD OF DIRECTORS FOR CHARTER ATLANTIC CORP & APPLICANT | NA | Control |
| RUSSELL, STEWART, MARTIN | I | CO-CHIEF INVESTMENT OFFICER,/SHAREHOLDER & MEMBER OF BOARD OF DIRECTORS FOR CHARTER ATLANTIC CORP & APPLICANT | NA | Control |
| RUSSELL, STEWART, MARTIN | I | CO-CHIEF INVESTMENT OFFICER,/SHAREHOLDER & MEMBER OF BOARD OF DIRECTORS FOR CHARTER ATLANTIC CORP & APPLICANT | NA | Control |
| RUSSELL, STEWART, MARTIN | I | CO-CHIEF INVESTMENT OFFICER,MANAGING DIRECTOR/SHAREHOLDER OF CHARTER ATLANTIC CORPORTATION/APPLICANT | NA | Control |
| RUSSELL, STEWART, MARTIN | I | SHAREHOLDER, MEMBER OF THE BOARD OF DIRECTORS OF CAC/APPLICANT | NA | Control |
| RUSSELL, STEWART, MARTIN | I | CO-CHIEF INVESTMENT OFFICER,/SHAREHOLDER & MEMBER OF BOARD OF DIRECTORS FOR CHARTER ATLANTIC CORP & APPLICANT | NA | Control |
| RUSSELL, STEWART, MARTIN | I | CO-CHIEF INVESTMENT OFFICER,/SHAREHOLDER & MEMBER OF BOARD OF DIRECTORS FOR CHARTER ATLANTIC CORP & APPLICANT | NA | Control |
| RUSSELL, STEWART, MARTIN | I | CO-CHIEF INVESTMENT OFFICER,MANAGING DIRECTOR/SHAREHOLDER OF CHARTER ATLANTIC CORPORTATION/APPLICANT | NA | Control |
| RUSSELL, STEWART, MARTIN | I | CO-CHIEF INVESTMENT OFFICER,/SHAREHOLDER & MEMBER OF BOARD OF DIRECTORS FOR CHARTER ATLANTIC CORP & APPLICANT | NA | Control |
| RUSSELL, STEWART, MARTIN | I | MANAGING DIRECTOR/SHAREHOLDER OF CHARTER ATLANTIC CORPORTATION/APPLICANT | NA | Control |
| SANDRO, PIERRI, ALFREDO | I | DIRECTOR | NA | Control |
| SANDRO, PIERRI, ALFREDO | I | DIRECTOR | NA | Control |
| SANDRO, PIERRI, ALFREDO | I | DIRECTOR | NA | Control |
| SANDRO, PIERRI, ALFREDO | I | DIRECTOR | NA | Control |
| SANDRO, PIERRI, ALFREDO | I | DIRECTOR | NA | Control |
| SANDRO, PIERRI, ALFREDO | I | DIRECTOR | NA | Control |
| SANDRO, PIERRI, ALFREDO | I | DIRECTOR | NA | Control |
| SANDRO, PIERRI, ALFREDO | I | DIRECTOR | NA | Control |
| SANDRO, PIERRI, ALFREDO | I | DIRECTOR | NA | Control |
| SANDRO, PIERRI, ALFREDO | I | DIRECTOR | NA | Control |
| SANDRO, PIERRI, ALFREDO | I | DIRECTOR | NA | Control |
| SANDRO, PIERRI, ALFREDO | I | DIRECTOR | NA | Control |
| SANDRO, PIERRI, ALFREDO | I | DIRECTOR | NA | Control |
| SANDRO, PIERRI, ALFREDO | I | DIRECTOR | NA | Control |
| SUBRAMANIAN, SURESH | I | DIRECTOR | NA | |
| SUBRAMANIAN, SURESH | I | DIRECTOR | NA | |
| SUBRAMANIAN, SURESH | I | DIRECTOR | NA | |
| SUBRAMANIAN, SURESH | I | DIRECTOR | NA | |
| SUBRAMANIAN, SURESH | I | DIRECTOR | NA | |
| SUBRAMANIAN, SURESH | I | DIRECTOR | NA | |
| SUBRAMANIAN, SURESH | I | DIRECTOR | NA | |
| SUBRAMANIAN, SURESH | I | DIRECTOR | NA | |
| TRONGONE, JEFF | I | CHIEF FINANCIAL OFFICER OF CAC/APPLICANT, MEMBER OF BOARD OF DIRECTORS | NA | Control |
| TRONGONE, JEFF | I | CHIEF FINANCIAL OFFICER OF APPLICANT, MEMBER OF BOARD OF DIRECTORS | NA | Control |
| TRONGONE, JEFF | I | CHIEF FINANCIAL OFFICER OF APPLICANT, MEMBER OF BOARD OF DIRECTORS | NA | Control |
| TRONGONE, JEFF | I | CHIEF FINANCIAL OFFICER AND MEMBER OF BOARD OF DIRECTORS | NA | Control |
| TRONGONE, JEFF | I | CHIEF FINANCIAL OFFICER AND MEMBER OF BOARD OF DIRECTORS | NA | Control |
| TRONGONE, JEFF | I | CHIEF FINANCIAL OFFICER AND MEMBER OF BOARD OF DIRECTORS | NA | Control |
| TRONGONE, JEFF | I | CHIEF FINANCIAL OFFICER AND MEMBER OF BOARD OF DIRECTORS | NA | Control |
| TROTTER, TIMOTHY, WILLIAM | I | ACTING CHIEF COMPLIANCE OFFICER | NA | Control |
| TROTTER, TIMOTHY, WILLIAM | I | ACTING CHIEF COMPLIANCE OFFICER | NA | Control |
| TROTTER, TIMOTHY, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TROTTER, TIMOTHY, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TROTTER, TIMOTHY, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TROTTER, TIMOTHY, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TROTTER, TIMOTHY, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TROTTER, TIMOTHY, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TROTTER, TIMOTHY, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TROTTER, TIMOTHY, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TROTTER, TIMOTHY, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TROTTER, TIMOTHY, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TROTTER, TIMOTHY, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TROTTER, TIMOTHY, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TROTTER, TIMOTHY, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TROTTER, TIMOTHY, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TROTTER, TIMOTHY, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TROTTER, TIMOTHY, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TROTTER, TIMOTHY, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TROTTER, TIMOTHY, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VAUGRIGNEUSE, GILLES, MARIE | I | MEMBER OF BOARD OF DIRECTORS OF CAC/APPLICANT | NA | |
| VAUGRIGNEUSE, GILLES, MARIE | I | MEMBER OF BOARD OF DIRECTORS OF CAC/APPLICANT | NA | |
| VAUGRIGNEUSE, GILLES, MARIE | I | MEMBER OF BOARD OF DIRECTORS OF CAC/APPLICANT | NA | |
| VAUGRIGNEUSE, GILLES, MARIE | I | MEMBER OF THE BOARD OF DIRECTORS OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | |
| VAUGRIGNEUSE, GILLES, MARIE | I | MEMBER OF THE BOARD OF DIRECTORS OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | |
| VAUGRIGNEUSE, GILLES, MARIE | I | MEMBER OF THE BOARD OF DIRECTORS OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | |
| VAUGRIGNEUSE, GILLES, MARIE | I | MEMBER OF THE BOARD OF DIRECTORS OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | |
| VAUGRIGNEUSE, GILLES, MARIE | I | MEMBER OF THE BOARD OF DIRECTORS OF CAC/APPLICANT | NA | |
| VAUGRIGNEUSE, GILLES, MARIE | I | MEMBER OF THE BOARD OF DIRECTORS OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | |
| VAUGRIGNEUSE, GILLES, MARIE | I | MEMBER OF THE BOARD OF DIRECTORS OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | |
| VAUGRIGNEUSE, GILLES, MARIE | I | MEMBER OF THE BOARD OF DIRECTORS OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | |
| VAUGRIGNEUSE, GILLES, MARIE | I | MEMBER OF THE BOARD OF DIRECTORS OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | |
| VAUGRIGNEUSE, GILLES, MARIE | I | MEMBER OF THE BOARDS OF DIRECTORS OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | |
| WILLIAMS, GUY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| WILLIAMS, GUY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| WILLIAMS, GUY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| WILLIAMS, GUY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| WILLIAMS, GUY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| WILLIAMS, GUY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| WILLIAMS, GUY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| WILLIAMS, GUY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| WILLIAMS, GUY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| WILLIAMS, GUY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| WILLIAMS, GUY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| WILLIAMS, GUY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| WILLIAMS, GUY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| WILLIAMS, GUY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| WILLIAMS, GUY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| WILLIAMS, GUY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| WILLIAMS, GUY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| WILLIAMS, KATHERINE, MARGARET | I | MANAGING DIRECTOR, SHAREHOLDER OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | |
| WILLIAMS, KATHERINE, MARGARET | I | SHAREHOLDER OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | |
| WILLIAMS, KATHERINE, MARGARET | I | SHAREHOLDER OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | |
| WILLIAMS, KATHERINE, MARGARET | I | MANAGING DIRECTOR, SHAREHOLDER OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | |
| WILLIAMS, KATHERINE, MARGARET | I | SHAREHOLDER OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | |
| WILLIAMS, KATHERINE, MARGARET | I | SHAREHOLDER OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | |
| WILLIAMS, RICHARD, SAMUEL | I | CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR OF CAC/APPLICANT | NA | Control |
| WILLIAMS, RICHARD, SAMUEL | I | CHIEF INVESTMENT OFFICER, APPLICANT, MANAGING DIRECTOR OF APPLICANT | NA | Control |
| WILLIAMS, RICHARD, SAMUEL | I | CHIEF INVESTMENT OFFICER, APPLICANT, MANAGING DIRECTOR OF APPLICANT | NA | Control |
| WILLIAMS, RICHARD, SAMUEL | I | CO-CHIEF INVESTMENT OFFICER,MANAGING DIRECTOR,SHAREHOLDER OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | Control |
| WILLIAMS, RICHARD, SAMUEL | I | CO-CHIEF INVESTMENT OFFICER,MANAGING DIRECTOR,SHAREHOLDER OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | Control |
| WILLIAMS, RICHARD, SAMUEL | I | CO-CHIEF INVESTMENT OFFICER,MANAGING DIRECTOR,SHAREHOLDER OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | Control |
| WILLIAMS, RICHARD, SAMUEL | I | CO-CHIEF INVESTMENT OFFICER,MANAGING DIRECTOR,SHAREHOLDER OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | Control |
| WILLIAMS, RICHARD, SAMUEL | I | CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR/SHAREHOLDER OF CAC/APPLICANT | NA | Control |
| WILLIAMS, RICHARD, SAMUEL | I | CO-CHIEF INVESTMENT OFFICER,MANAGING DIRECTOR,SHAREHOLDER OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | Control |
| WILLIAMS, RICHARD, SAMUEL | I | CO-CHIEF INVESTMENT OFFICER,MANAGING DIRECTOR,SHAREHOLDER OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | Control |
| WILLIAMS, RICHARD, SAMUEL | I | CO-CHIEF INVESTMENT OFFICER,MANAGING DIRECTOR,SHAREHOLDER OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | Control |
| WILLIAMS, RICHARD, SAMUEL | I | CO-CHIEF INVESTMENT OFFICER,MANAGING DIRECTOR,SHAREHOLDER OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | Control |
| WILLIAMS, RICHARD, SAMUEL | I | SHAREHOLDER OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | |
| WYNE, MICHAEL, LOUIS | I | MANAGING DIRECTOR OF CAC/APPLICANT | NA | |
| WYNE, MICHAEL, LOUIS | I | MANAGING DIRECTOR OF APPLICANT | NA | |
| WYNE, MICHAEL, LOUIS | I | MANAGING DIRECTOR OF APPLICANT | NA | |
| WYNE, MICHAEL, LOUIS | I | MANAGING DIRECTOR,SHAREHOLDER OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | |
| WYNE, MICHAEL, LOUIS | I | MANAGING DIRECTOR,SHAREHOLDER OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | |
| WYNE, MICHAEL, LOUIS | I | MANAGING DIRECTOR,SHAREHOLDER OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | |
| WYNE, MICHAEL, LOUIS | I | MANAGING DIRECTOR,SHAREHOLDER OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | |
| WYNE, MICHAEL, LOUIS | I | MANAGING DIRECTOR/SHAREHOLDER OF CAC/APPLICANT | NA | |
| WYNE, MICHAEL, LOUIS | I | MANAGING DIRECTOR,SHAREHOLDER OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | |
| WYNE, MICHAEL, LOUIS | I | MANAGING DIRECTOR,SHAREHOLDER OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | |
| WYNE, MICHAEL, LOUIS | I | MANAGING DIRECTOR,SHAREHOLDER OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | |
| WYNE, MICHAEL, LOUIS | I | MANAGING DIRECTOR,SHAREHOLDER OF CHARTER ATLANTIC CORPORATION/APPLICANT | NA | |
| WYNE, MICHAEL, LOUIS | I | SHAREHOLDER OF CHARTER ATLANTIC CORPORATION/APPLICANT, | NA | |
| BNP PARIBAS ASSET MANAGEMENT USA HOLDINGS, INC. | DE | DIRECT OWNER | E | Control |
| BNP PARIBAS ASSET MANAGEMENT USA HOLDINGS, INC. | DE | DIRECT OWNER | E | Control |
| BNP PARIBAS ASSET MANAGEMENT USA HOLDINGS, INC. | DE | DIRECT OWNER | E | Control |
| BNP PARIBAS ASSET MANAGEMENT USA HOLDINGS, INC. | DE | DIRECT OWNER | E | Control |
| BNP PARIBAS ASSET MANAGEMENT USA HOLDINGS, INC. | DE | DIRECT OWNER | E | Control |
| BNP PARIBAS ASSET MANAGEMENT USA HOLDINGS, INC. | DE | DIRECT OWNER | E | Control |
| BNP PARIBAS ASSET MANAGEMENT USA HOLDINGS, INC. | DE | DIRECT OWNER | E | Control |
| BNP PARIBAS ASSET MANAGEMENT USA HOLDINGS, INC. | DE | DIRECT OWNER | E | Control |
| BNP PARIBAS ASSET MANAGEMENT USA HOLDINGS, INC. | DE | DIRECT OWNER | E | Control |
| BNP PARIBAS ASSET MANAGEMENT USA HOLDINGS, INC. | DE | DIRECT OWNER | E | Control |
| BNP PARIBAS ASSET MANAGEMENT USA HOLDINGS, INC. | DE | DIRECT OWNER | E | Control |
| BNP PARIBAS ASSET MANAGEMENT USA HOLDINGS, INC. | DE | DIRECT OWNER | E | Control |
| BNP PARIBAS ASSET MANAGEMENT USA HOLDINGS, INC. | DE | DIRECT OWNER | E | Control |
| BNP PARIBAS ASSET MANAGEMENT USA HOLDINGS, INC. | DE | DIRECT OWNER | E | Control |
| BNP PARIBAS ASSET MANAGEMENT USA HOLDINGS, INC. | DE | DIRECT OWNER | E | Control |
| BNP PARIBAS ASSET MANAGEMENT USA HOLDINGS, INC. | DE | DIRECT OWNER | E | Control |
| BNP PARIBAS ASSET MANAGEMENT USA HOLDINGS, INC. | DE | DIRECT OWNER | E | Control |
| BNP PARIBAS ASSET MANAGEMENT USA HOLDINGS, INC. | DE | DIRECT OWNER | E | Control |
| BNP PARIBAS ASSET MANAGEMENT USA HOLDINGS, INC. | DE | DIRECT OWNER | E | Control |
| BNP PARIBAS ASSET MANAGEMENT USA HOLDINGS, INC. | DE | DIRECT OWNER | E | Control |
| BNP PARIBAS ASSET MANAGEMENT USA HOLDINGS, INC. | DE | DIRECT OWNER | E | Control |
| BNP PARIBAS ASSET MANAGEMENT USA HOLDINGS, INC. | DE | DIRECT OWNER | E | Control |
| BNP PARIBAS ASSET MANAGEMENT USA HOLDINGS, INC. | DE | DIRECT OWNER | E | Control |
| BNP PARIBAS ASSET MANAGEMENT USA HOLDINGS, INC. | DE | DIRECT OWNER | E | Control |
| BNP PARIBAS ASSET MANAGEMENT USA HOLDINGS, INC. | DE | DIRECT OWNER | E | Control |
| BNP PARIBAS ASSET MANAGEMENT USA HOLDINGS, INC. | DE | DIRECT OWNER | E | Control |
| BNP PARIBAS ASSET MANAGEMENT USA HOLDINGS, INC. | DE | DIRECT OWNER | E | Control |
| BNP PARIBAS ASSET MANAGEMENT USA HOLDINGS, INC. | DE | DIRECT OWNER | E | Control |
| BNP PARIBAS ASSET MANAGEMENT USA HOLDINGS, INC. | DE | DIRECT OWNER | E | Control |
| BNP PARIBAS ASSET MANAGEMENT USA HOLDINGS, INC. | DE | DIRECT OWNER | E | Control |
| BNP PARIBAS ASSET MANAGEMENT USA HOLDINGS, INC. | DE | DIRECT OWNER | E | Control |
| BNP PARIBAS INVESTMENT PARTNERS USA HOLDINGS INC. | DE | DIRECT OWNER | E | Control |
| BNP PARIBAS INVESTMENT PARTNERS USA HOLDINGS INC. | DE | DIRECT OWNER | E | Control |
| BNP PARIBAS INVESTMENT PARTNERS USA HOLDINGS INC. | DE | DIRECT OWNER | E | Control |
| BNP PARIBAS INVESTMENT PARTNERS USA HOLDINGS INC. | DE | DIRECT OWNER | E | Control |
| BNP PARIBAS INVESTMENT PARTNERS USA HOLDINGS INC. | DE | DIRECT OWNER | E | Control |
| BNP PARIBAS INVESTMENT PARTNERS USA HOLDINGS INC. | DE | DIRECT OWNER | E | Control |
| BNP PARIBAS INVESTMENT PARTNERS USA HOLDINGS INC. | DE | DIRECT OWNER | E | Control |
| BNP PARIBAS INVESTMENT PARTNERS USA HOLDINGS INC. | DE | DIRECT OWNER | E | Control |
| BNP PARIBAS INVESTMENT PARTNERS USA HOLDINGS INC. | DE | DIRECT OWNER | E | Control |
| BNP PARIBAS INVESTMENT PARTNERS USA HOLDINGS INC. | DE | DIRECT OWNER | E | Control |
| BNP PARIBAS INVESTMENT PARTNERS USA HOLDINGS INC. | DE | DIRECT OWNER | E | Control |
| BNP PARIBAS INVESTMENT PARTNERS USA HOLDINGS INC. | DE | DIRECT OWNER | E | Control |
| BNP PARIBAS INVESTMENT PARTNERS USA HOLDINGS INC. | DE | DIRECT OWNER | E | Control |
| BNP PARIBAS INVESTMENT PARTNERS USA HOLDINGS INC. | DE | DIRECT OWNER | E | Control |
| BNP PARIBAS INVESTMENT PARTNERS USA HOLDINGS INC. | DE | DIRECT OWNER | E | Control |
| BNP PARIBAS INVESTMENT PARTNERS USA HOLDINGS INC. | DE | DIRECT OWNER | E | Control |
| BNP PARIBAS INVESTMENT PARTNERS USA HOLDINGS INC. | DE | DIRECT OWNER | E | Control |
| BNP PARIBAS INVESTMENT PARTNERS USA HOLDINGS INC. | DE | DIRECT OWNER | E | Control |
| BNP PARIBAS INVESTMENT PARTNERS USA HOLDINGS INC. | DE | DIRECT OWNER | E | Control |
| CHARTER ATLANTIC CORPORATION ("CAC") | DE | HOLDING COMPANY OF FFTW GROUP | E | Control |
| CHARTER ATLANTIC CORPORATION ("CAC") | DE | HOLDING COMPANY OF FFTW GROUP | E | Control |
| CHARTER ATLANTIC CORPORATION ("CAC") | DE | HOLDING COMPANY OF FFTW GROUP | E | Control |
| CHARTER ATLANTIC CORPORATION ("CAC") | DE | EMPLOYEE STKHLDERS OF CAC OWN 100% OF THE CLASS A COMMON STK OF CAC,WHICH REPS 75.1% VOTING INTEREST &A 29.2% PROFIT PART.IN CAC | E | Control |
| CHARTER ATLANTIC CORPORATION ("CAC") | DE | EMPLOYEE STKHLDERS OF CAC OWN 100% OF THE CLASS A COMMON STK OF CAC,WHICH REPS 75.1% VOTING INTEREST &A 29.2% PROFIT PART.IN CAC | E | Control |
| CHARTER ATLANTIC CORPORATION ("CAC") | DE | EMPLOYEE STKHLDERS OF CAC OWN 100% OF THE CLASS A COMMON STK OF CAC,WHICH REPS 75.1% VOTING INTEREST &A 29.2% PROFIT PART.IN CAC | E | Control |
| CHARTER ATLANTIC CORPORATION ("CAC") | DE | HOLDING COMPANY OF FFTW GROUP | E | Control |
| CHARTER ATLANTIC CORPORATION ("CAC") | DE | HOLDING COMPANY OF FFTW GROUP | E | Control |
| CHARTER ATLANTIC CORPORATION ("CAC") | DE | HOLDING COMPANY OF FFTW GROUP | E | Control |
| CHARTER ATLANTIC CORPORATION ("CAC") | DE | HOLDING COMPANY OF FFTW GROUP | E | Control |
| CHARTER ATLANTIC CORPORATION ("CAC") | DE | HOLDING COMPANY OF FFTW GROUP | E | Control |
| CHARTER ATLANTIC CORPORATION ("CAC") | DE | EMPLOYEE STKHLDERS OF CAC OWN 100% OF THE CLASS A COMMON STK OF CAC,WHICH REPS 75.1% VOTING INTEREST &A 30.2% PROFIT PART.IN CAC | E | Control |
| CHARTER ATLANTIC CORPORATION ("CAC") | DE | HOLDING COMPANY OF FFTW GROUP | E | Control |
| CHARTER ATLANTIC CORPORATION ("CAC") | DE | HOLDING COMPANY OF FFTW GROUP | E | Control |
| CHARTER ATLANTIC CORPORATION ("CAC") | DE | PARENT OF APPLICANT/EMPLOYEE STOCKHOLDERS OF CAC OWN 100% OF THE CLASS A STOCK - A 75.1% VOTING & 28.6% ECONOMIC EQUITY INTEREST | E | Control |
| CHARTER ATLANTIC CORPORATION ("CAC") | DE | HOLDING COMPANY OF FFTW GROUP | E | Control |
| CHARTER ATLANTIC CORPORATION ("CAC") | DE | EMPLOYEE STKHLDERS OF CAC OWN 100% OF THE CLASS A COMMON STK OF CAC,WHICH REPS 75.1% VOTING INTEREST &A 29.2% PROFIT PART.IN CAC | E | Control |
| CHARTER ATLANTIC CORPORATION ("CAC") | DE | EMPLOYEE STKHLDERS OF CAC OWN 100% OF THE CLASS A COMMON STK OF CAC,WHICH REPS 75.1% VOTING INTEREST &A 29.2% PROFIT PART.IN CAC | E | Control |
| CHARTER ATLANTIC CORPORATION ("CAC") | DE | EMPLOYEE STKHLDERS OF CAC OWN 100% OF THE CLASS A COMMON STK OF CAC,WHICH REPS 75.1% VOTING INTEREST &A 34.7% PROFIT PART.IN CAC | E | Control |
| CHARTER ATLANTIC CORPORATION ("CAC") | DE | EMPLOYEE STKHLDERS OF CAC OWN 100% OF THE CLASS A COMMON STK OF CAC,WHICH REPS 75.1% VOTING INTEREST &A 30.2% PROFIT PART.IN CAC | E | Control |
| CHARTER ATLANTIC CORPORATION ("CAC") | DE | EMPLOYEE STKHLDERS OF CAC OWN 100% OF THE CLASS A COMMON STK OF CAC,WHICH REPS 75.1% VOTING INTEREST & A 32% PROFIT PART. IN CAC | E | Control |
| CHARTER ATLANTIC CORPORATION ("CAC") | DE | HOLDING COMPANY OF FFTW GROUP | E | Control |
| CHARTER ATLANTIC CORPORATION ("CAC") | DE | HOLDING COMPANY OF FFTW GROUP | E | Control |
| WATTS, JOHN, HILL | I | SHAREHOLDER,CHAIRMAN OF BOARD OF DIRECTORS OF CHARTER ATLANTIC CORPORATION/APPLICANT | C | Control |
| FRANCIS, STEPHEN, CHALMERS | I | SHAREHOLDER,VICE CHAIRMAN OF BOARD OF DIRECTORS OF CHARTER ATLANTIC CORP/APPLICANT | B | Control |
| FRANCIS, STEPHEN, CHALMERS | I | SHAREHOLDER,CHIEF RISK OVERSIGHT OFFICER&VICE CHAIRMAN OF BOARDS OF DIRECTORS OF CHARTER ATLANTIC CORP/APPLICANT | B | Control |
| WATTS, JOHN, HILL | I | SHAREHOLDER,CHIEF EXECUTIVE OFFICER &CHAIRMAN OF BOARD OF DIRECTORS OF CHARTER ATLANTIC CORPORATION/APPLICANT | B | Control |
| AHAMED, LIAQUAT, ALI | I | CHIEF EXECUTIVE OFFICER/SHAREHOLDER&MEMBER OF BOARDS OF DIRECTORS FOR CAC/APP | A | Control |
| AHAMED, LIAQUAT, ALI | I | SHAREHOLDER&MEMBER OF BOARDS OF DIRECTOR FOR CAC/APPLICANT | A | Control |
| AKANT, ADNAN | I | MANAGING DIRECTOR/SHAREHOLDER OF CHARTER ATLANTIC CORPORATION/APPLICANT | A | Control |
| AKANT, ADNAN | I | MANAGING DIRECTOR/SHAREHOLDER OF CHARTER ATLANTIC CORPORATION/APPLICANT | A | Control |
| CONSTANTINE, STEPHEN, JAMES | I | MANAGING DIRECTOR,SHAREHOLDER &MEMBER OF BOARD OF DIRECTORS OF CHARTER ATLANTIC CORPORATION/APPLICANT | A | Control |
| CONSTANTINE, STEPHEN, JAMES | I | SHAREHOLDER &MEMBER OF BOARD OF DIRECTORS OF CHARTER ATLANTIC CORPORATION/APPLICANT | A | Control |
| FISCHER, RICHARD, GATTS | I | SHAREHOLDER OF CHARTER ATLANTIC CORPORATION/APPLICANT | A | |
| FISCHER, RICHARD, GATTS | I | MANAGING DIRECTOR/SHAREHOLDER OF CHARTER ATLANTIC CORPORATION/APPLICANT | A | |
| FRANCIS, STEPHEN, CHALMERS | I | SHAREHOLDER,VICE CHAIRMAN OF BOARD OF DIRECTORS OF CHARTER ATLANTIC CORP/APPLICANT | A | Control |
| FRANCIS, STEPHEN, CHALMERS | I | SHAREHOLDER,VICE CHAIRMAN OF BOARD OF DIRECTORS OF CHARTER ATLANTIC CORP/APPLICANT | A | Control |
| FRANCIS, STEPHEN, CHALMERS | I | SHAREHOLDER,VICE CHAIRMAN OF BOARD OF DIRECTORS OF CHARTER ATLANTIC CORP/APPLICANT | A | Control |
| FRANCIS, STEPHEN, CHALMERS | I | SHAREHOLDER,VICE CHAIRMAN OF BOARD OF DIRECTORS OF CHARTER ATLANTIC CORP/APPLICANT | A | Control |
| FRANCIS, STEPHEN, CHALMERS | I | VICE CHAIRMAN OF THE BOARD OF DIRECTORS OF CAC/APPLICANT | A | Control |
| FRANCIS, STEPHEN, CHALMERS | I | SHAREHOLDER,VICE CHAIRMAN OF BOARD OF DIRECTORS OF CHARTER ATLANTIC CORP/APPLICANT | A | Control |
| FRANCIS, STEPHEN, CHALMERS | I | SHAREHOLDER,VICE CHAIRMAN OF BOARD OF DIRECTORS OF CHARTER ATLANTIC CORP/APPLICANT | A | Control |
| FRANCIS, STEPHEN, CHALMERS | I | SHAREHOLDER,VICE CHAIRMAN OF BOARD OF DIRECTORS OF CHARTER ATLANTIC CORP/APPLICANT | A | Control |
| MOORE, WILLETT, SANDERS | I | MANAGING DIRECTOR,SHAREHOLDER OF CHARTER ATLANTIC CORPORATION/APPLICANT | A | |
| OLCAY, ONDER, JOHN | I | SHAREHOLDER&VICECHAIRMAN FOR THE BOARDS OF DIRECTORS OF CAC/APPLICANT | A | Control |
| OLCAY, ONDER, JOHN | I | SHAREHOLDER&VICECHAIRMAN FOR THE BOARDS OF DIRECTORS OF CAC/APPLICANT | A | Control |
| WATTS, JOHN, HILL | I | CHAIRMAN OF BOARD OF DIRECTORS OF CHARTER ATLANTIC CORPORATION/APPLICANT/SHAREHOLDER | A | Control |
| WATTS, JOHN, HILL | I | CHAIRMAN OF BOARD OF DIRECTORS OF CHARTER ATLANTIC CORPORATION/APPLICANT/SHAREHOLDER | A | Control |
| WATTS, JOHN, HILL | I | CHAIRMAN OF BOARD OF DIRECTORS OF CHARTER ATLANTIC CORPORATION/APPLICANT/SHAREHOLDER | A | Control |
| WATTS, JOHN, HILL | I | CHAIRMAN OF BOARD OF DIRECTORS OF CHARTER ATLANTIC CORPORATION/APPLICANT/SHAREHOLDER | A | Control |
| WATTS, JOHN, HILL | I | SHAREHOLDER, CHAIRMAN OF THE BOARD OF DIRECTORS OF CAC/APPLICANT | A | Control |
| WATTS, JOHN, HILL | I | CHAIRMAN OF BOARD OF DIRECTORS OF CHARTER ATLANTIC CORPORATION/APPLICANT/SHAREHOLDER | A | Control |
| WATTS, JOHN, HILL | I | CHAIRMAN OF BOARD OF DIRECTORS OF CHARTER ATLANTIC CORPORATION/APPLICANT/SHAREHOLDER | A | Control |
| WATTS, JOHN, HILL | I | CHAIRMAN OF BOARD OF DIRECTORS OF CHARTER ATLANTIC CORPORATION/APPLICANT/SHAREHOLDER | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BNP PARIBAS | FE | BNP OWNS 81% OF PARIBAS NORTH AMERICA, INC. | E | |
| BNP PARIBAS | FE | BNP OWNS 81% OF PARIBAS NORTH AMERICA, INC. | E | Control |
| BNP PARIBAS | FE | BNP OWNS 81% OF PARIBAS NORTH AMERICA, INC. | E | Control |
| BNP PARIBAS | FE | BNP OWNS 100% OF PARIBAS NORTH AMERICA, INC. | E | Control |
| BNP PARIBAS | FE | BNP OWNS 100% OF PARIBAS NORTH AMERICA, INC. | E | Control |
| BNP PARIBAS | FE | BNP OWNS 100% OF PARIBAS NORTH AMERICA, INC. | E | Control |
| BNP PARIBAS | FE | BNP OWNS 100% OF PARIBAS NORTH AMERICA, INC. | E | Control |
| BNP PARIBAS | FE | BNP OWNS 100% OF PARIBAS NORTH AMERICA, INC. | E | Control |
| BNP PARIBAS | FE | BNP OWNS 100% OF PARIBAS NORTH AMERICA, INC. | E | Control |
| BNP PARIBAS | FE | BNP OWNS 100% OF PARIBAS NORTH AMERICA, INC. | E | Control |
| BNP PARIBAS | FE | BNP OWNS 100% OF PARIBAS NORTH AMERICA, INC. | E | Control |
| BNP PARIBAS | FE | BNP OWNS 100% OF PARIBAS NORTH AMERICA, INC. | E | Control |
| BNP PARIBAS | FE | BNP OWNS 100% OF PARIBAS NORTH AMERICA, INC. | E | Control |
| BNP PARIBAS | FE | PARIBAS NORTH AMERICA INC. | E | Control |
| BNP PARIBAS | FE | PARIBAS NORTH AMERICA INC. | E | Control |
| BNP PARIBAS | FE | PARIBAS NORTH AMERICA INC. | E | Control |
| BNP PARIBAS | FE | PARIBAS NORTH AMERICA INC. | E | Control |
| BNP PARIBAS | FE | PARIBAS NORTH AMERICA INC. | E | Control |
| BNP PARIBAS | FE | PARIBAS NORTH AMERICA INC. | E | Control |
| BNP PARIBAS | FE | PARIBAS NORTH AMERICA INC. | E | Control |
| BNP PARIBAS | FE | BNP PARIBAS USA INC. | E | Control |
| BNP PARIBAS | FE | BNP PARIBAS USA INC. | E | Control |
| BNP PARIBAS | FE | BNP PARIBAS USA INC. | E | Control |
| BNP PARIBAS | FE | BNP PARIBAS USA INC. | E | Control |
| BNP PARIBAS | FE | BNP PARIBAS USA INC. | E | Control |
| BNP PARIBAS | FE | BNP PARIBAS USA INC. | E | Control |
| BNP PARIBAS | FE | BNP PARIBAS USA INC. | E | Control |
| BNP PARIBAS | FE | BNP PARIBAS USA INC. | E | Control |
| BNP PARIBAS | FE | BNP PARIBAS USA INC. | E | Control |
| BNP PARIBAS | FE | BNP PARIBAS USA INC. | E | Control |
| BNP PARIBAS | FE | BNP PARIBAS USA INC. | E | Control |
| BNP PARIBAS | FE | BNP PARIBAS USA INC. | E | Control |
| BNP PARIBAS | FE | BNP PARIBAS USA INC. | E | Control |
| BNP PARIBAS | FE | BNP PARIBAS USA INC. | E | Control |
| BNP PARIBAS | FE | BNP PARIBAS USA INC. | E | Control |
| BNP PARIBAS | FE | BNP PARIBAS USA INC. | E | Control |
| BNP PARIBAS | FE | BNP PARIBAS USA INC. | E | Control |
| BNP PARIBAS | FE | BNP PARIBAS USA INC. | E | Control |
| BNP PARIBAS | FE | BNP PARIBAS USA INC. | E | Control |
| BNP PARIBAS | FE | BNP PARIBAS USA INC. | E | Control |
| BNP PARIBAS | FE | BNP PARIBAS USA INC. | E | Control |
| BNP PARIBAS | FE | BNP PARIBAS USA INC. | E | Control |
| BNP PARIBAS | FE | BNP PARIBAS USA INC. | E | Control |
| BNP PARIBAS | FE | BNP PARIBAS USA INC. | E | Control |
| BNP PARIBAS | FE | BNP PARIBAS USA INC. | E | Control |
| BNP PARIBAS | FE | BNP PARIBAS USA INC. | E | Control |
| BNP PARIBAS | FE | BNP PARIBAS USA INC. | E | Control |
| BNP PARIBAS S.A. | FE | PARIBAS NORTH AMERICA INC. | E | Control |
| BNP PARIBAS S.A. | FE | PARIBAS NORTH AMERICA INC. | E | Control |
| BNP PARIBAS S.A. | FE | PARIBAS NORTH AMERICA INC. | E | Control |
| BNP PARIBAS S.A. | FE | PARIBAS NORTH AMERICA INC. | E | Control |
| BNP PARIBAS S.A. | FE | PARIBAS NORTH AMERICA INC. | E | Control |
| BNP PARIBAS S.A. | FE | PARIBAS NORTH AMERICA INC. | E | Control |
| BNP PARIBAS S.A. | FE | PARIBAS NORTH AMERICA INC. | E | Control |
| BNP PARIBAS S.A. | FE | PARIBAS NORTH AMERICA INC. | E | Control |
| BNP PARIBAS S.A. | FE | PARIBAS NORTH AMERICA INC. | E | Control |
| BNP PARIBAS S.A. | FE | PARIBAS NORTH AMERICA INC. | E | Control |
| BNP PARIBAS S.A. | FE | PARIBAS NORTH AMERICA INC. | E | Control |
| BNP PARIBAS S.A. | FE | PARIBAS NORTH AMERICA INC. | E | Control |
| BNP PARIBAS S.A. | FE | PARIBAS NORTH AMERICA INC. | E | Control |
| BNP PARIBAS S.A. | FE | PARIBAS NORTH AMERICA INC. | E | Control |
| BNP PARIBAS US WHOLESALE HOLDINGS, CORP. | DE | BNP PARIBAS INVESTMENT PARTNERS USA HOLDINGS INC. | E | Control |
| BNP PARIBAS US WHOLESALE HOLDINGS, CORP. | DE | BNP PARIBAS ASSET MANAGEMENT USA HOLDINGS, INC. | E | Control |
| BNP PARIBAS US WHOLESALE HOLDINGS, CORP. | DE | BNP PARIBAS ASSET MANAGEMENT USA HOLDINGS, INC. | E | Control |
| BNP PARIBAS US WHOLESALE HOLDINGS, CORP. | DE | BNP PARIBAS ASSET MANAGEMENT USA HOLDINGS, INC. | E | Control |
| BNP PARIBAS US WHOLESALE HOLDINGS, CORP. | DE | BNP PARIBAS ASSET MANAGEMENT USA HOLDINGS, INC. | E | Control |
| BNP PARIBAS US WHOLESALE HOLDINGS, CORP. | DE | BNP PARIBAS ASSET MANAGEMENT USA HOLDINGS, INC. | E | Control |
| BNP PARIBAS US WHOLESALE HOLDINGS, CORP. | DE | BNP PARIBAS ASSET MANAGEMENT USA HOLDINGS, INC. | E | Control |
| BNP PARIBAS US WHOLESALE HOLDINGS, CORP. | DE | BNP PARIBAS ASSET MANAGEMENT USA HOLDINGS, INC. | E | Control |
| BNP PARIBAS US WHOLESALE HOLDINGS, CORP. | DE | BNP PARIBAS ASSET MANAGEMENT USA HOLDINGS, INC. | E | Control |
| BNP PARIBAS US WHOLESALE HOLDINGS, CORP. | DE | BNP PARIBAS ASSET MANAGEMENT USA HOLDINGS, INC. | E | Control |
| BNP PARIBAS US WHOLESALE HOLDINGS, CORP. | DE | BNP PARIBAS ASSET MANAGEMENT USA HOLDINGS, INC. | E | Control |
| BNP PARIBAS US WHOLESALE HOLDINGS, CORP. | DE | BNP PARIBAS ASSET MANAGEMENT USA HOLDINGS, INC. | E | Control |
| BNP PARIBAS US WHOLESALE HOLDINGS, CORP. | DE | BNP PARIBAS ASSET MANAGEMENT USA HOLDINGS, INC. | E | Control |
| BNP PARIBAS US WHOLESALE HOLDINGS, CORP. | DE | BNP PARIBAS ASSET MANAGEMENT USA HOLDINGS, INC. | E | Control |
| BNP PARIBAS US WHOLESALE HOLDINGS, CORP. | DE | BNP PARIBAS ASSET MANAGEMENT USA HOLDINGS, INC. | E | Control |
| BNP PARIBAS US WHOLESALE HOLDINGS, CORP. | DE | BNP PARIBAS ASSET MANAGEMENT USA HOLDINGS, INC. | E | Control |
| BNP PARIBAS US WHOLESALE HOLDINGS, CORP. | DE | BNP PARIBAS ASSET MANAGEMENT USA HOLDINGS, INC. | E | Control |
| BNP PARIBAS US WHOLESALE HOLDINGS, CORP. | DE | BNP PARIBAS ASSET MANAGEMENT USA HOLDINGS, INC. | E | Control |
| BNP PARIBAS US WHOLESALE HOLDINGS, CORP. | DE | BNP PARIBAS ASSET MANAGEMENT USA HOLDINGS, INC. | E | Control |
| BNP PARIBAS US WHOLESALE HOLDINGS, CORP. | DE | BNP PARIBAS ASSET MANAGEMENT USA HOLDINGS, INC. | E | Control |
| BNP PARIBAS US WHOLESALE HOLDINGS, CORP. | DE | BNP PARIBAS ASSET MANAGEMENT USA HOLDINGS, INC. | E | Control |
| BNP PARIBAS US WHOLESALE HOLDINGS, CORP. | DE | BNP PARIBAS ASSET MANAGEMENT USA HOLDINGS, INC. | E | Control |
| BNP PARIBAS US WHOLESALE HOLDINGS, CORP. | DE | BNP PARIBAS ASSET MANAGEMENT USA HOLDINGS, INC. | E | Control |
| BNP PARIBAS US WHOLESALE HOLDINGS, CORP. | DE | BNP PARIBAS ASSET MANAGEMENT USA HOLDINGS, INC. | E | Control |
| BNP PARIBAS US WHOLESALE HOLDINGS, CORP. | DE | BNP PARIBAS ASSET MANAGEMENT USA HOLDINGS, INC. | E | Control |
| BNP PARIBAS US WHOLESALE HOLDINGS, CORP. | DE | BNP PARIBAS ASSET MANAGEMENT USA HOLDINGS, INC. | E | Control |
| BNP PARIBAS US WHOLESALE HOLDINGS, CORP. | DE | BNP PARIBAS ASSET MANAGEMENT USA HOLDINGS, INC. | E | Control |
| BNP PARIBAS US WHOLESALE HOLDINGS, CORP. | DE | BNP PARIBAS ASSET MANAGEMENT USA HOLDINGS, INC. | E | Control |
| BNP PARIBAS US WHOLESALE HOLDINGS, CORP. | DE | BNP PARIBAS ASSET MANAGEMENT USA HOLDINGS, INC. | E | Control |
| BNP PARIBAS US WHOLESALE HOLDINGS, CORP. | DE | BNP PARIBAS ASSET MANAGEMENT USA HOLDINGS, INC. | E | Control |
| BNP PARIBAS USA INC. | DE | BNP PARIBAS INVESTMENT PARTNERS USA HOLDINGS INC. | E | Control |
| BNP PARIBAS USA INC. | DE | BNP PARIBAS INVESTMENT PARTNERS USA HOLDINGS INC. | E | Control |
| BNP PARIBAS USA INC. | DE | BNP PARIBAS INVESTMENT PARTNERS USA HOLDINGS INC. | E | Control |
| BNP PARIBAS USA INC. | DE | BNP PARIBAS US WHOLESALE HOLDINGS, CORP. | E | Control |
| BNP PARIBAS USA INC. | DE | BNP PARIBAS US WHOLESALE HOLDINGS, CORP. | E | Control |
| BNP PARIBAS USA INC. | DE | BNP PARIBAS US WHOLESALE HOLDINGS, CORP. | E | Control |
| BNP PARIBAS USA INC. | DE | BNP PARIBAS US WHOLESALE HOLDINGS, CORP. | E | Control |
| BNP PARIBAS USA INC. | DE | BNP PARIBAS US WHOLESALE HOLDINGS, CORP. | E | Control |
| BNP PARIBAS USA INC. | DE | BNP PARIBAS US WHOLESALE HOLDINGS, CORP. | E | Control |
| BNP PARIBAS USA INC. | DE | BNP PARIBAS US WHOLESALE HOLDINGS, CORP. | E | Control |
| BNP PARIBAS USA INC. | DE | BNP PARIBAS US WHOLESALE HOLDINGS, CORP. | E | Control |
| BNP PARIBAS USA INC. | DE | BNP PARIBAS US WHOLESALE HOLDINGS, CORP. | E | Control |
| BNP PARIBAS USA INC. | DE | BNP PARIBAS US WHOLESALE HOLDINGS, CORP. | E | Control |
| BNP PARIBAS USA INC. | DE | BNP PARIBAS US WHOLESALE HOLDINGS, CORP. | E | Control |
| BNP PARIBAS USA INC. | DE | BNP PARIBAS US WHOLESALE HOLDINGS, CORP. | E | Control |
| BNP PARIBAS USA INC. | DE | BNP PARIBAS US WHOLESALE HOLDINGS, CORP. | E | Control |
| BNP PARIBAS USA INC. | DE | BNP PARIBAS US WHOLESALE HOLDINGS, CORP. | E | Control |
| BNP PARIBAS USA INC. | DE | BNP PARIBAS US WHOLESALE HOLDINGS, CORP. | E | Control |
| BNP PARIBAS USA INC. | DE | BNP PARIBAS US WHOLESALE HOLDINGS, CORP. | E | Control |
| BNP PARIBAS USA INC. | DE | BNP PARIBAS US WHOLESALE HOLDINGS, CORP. | E | Control |
| BNP PARIBAS USA INC. | DE | BNP PARIBAS US WHOLESALE HOLDINGS, CORP. | E | Control |
| BNP PARIBAS USA INC. | DE | BNP PARIBAS US WHOLESALE HOLDINGS, CORP. | E | Control |
| BNP PARIBAS USA INC. | DE | BNP PARIBAS US WHOLESALE HOLDINGS, CORP. | E | Control |
| BNP PARIBAS USA INC. | DE | BNP PARIBAS US WHOLESALE HOLDINGS, CORP. | E | Control |
| BNP PARIBAS USA INC. | DE | BNP PARIBAS US WHOLESALE HOLDINGS, CORP. | E | Control |
| BNP PARIBAS USA INC. | DE | BNP PARIBAS US WHOLESALE HOLDINGS, CORP. | E | Control |
| BNP PARIBAS USA INC. | DE | BNP PARIBAS US WHOLESALE HOLDINGS, CORP. | E | Control |
| BNP PARIBAS USA INC. | DE | BNP PARIBAS US WHOLESALE HOLDINGS, CORP. | E | Control |
| BNP PARIBAS USA INC. | DE | BNP PARIBAS US WHOLESALE HOLDINGS, CORP. | E | Control |
| BNP PARIBAS USA INC. | DE | BNP PARIBAS US WHOLESALE HOLDINGS, CORP. | E | Control |
| BNP PARIBAS USA INC. | DE | BNP PARIBAS US WHOLESALE HOLDINGS, CORP. | E | Control |
| BNP PARIBAS USA INC. | DE | BNP PARIBAS US WHOLESALE HOLDINGS, CORP. | E | Control |
| BNP PARIBAS USA INC. | DE | BNP PARIBAS US WHOLESALE HOLDINGS, CORP. | E | Control |
| PARIBAS NORTH AMERICA INC. | DE | 100% OWNER OF CHARTER ATLANTIC CORPORATION | E | Control |
| PARIBAS NORTH AMERICA INC. | DE | 100% OWNER OF CHARTER ATLANTIC CORPORATION | E | Control |
| PARIBAS NORTH AMERICA INC. | DE | 100% OWNER OF CHARTER ATLANTIC CORPORATION | E | Control |
| PARIBAS NORTH AMERICA INC. | DE | BNP PARIBAS INVESTMENT PARTNERS USA HOLDINGS INC. | E | Control |
| PARIBAS NORTH AMERICA INC. | DE | 100% OWNER OF CHARTER ATLANTIC CORPORATION | E | Control |
| PARIBAS NORTH AMERICA INC. | DE | 100% OWNER OF CHARTER ATLANTIC CORPORATION | E | Control |
| PARIBAS NORTH AMERICA INC. | DE | 100% OWNER OF CHARTER ATLANTIC CORPORATION | E | Control |
| PARIBAS NORTH AMERICA INC. | DE | 100% OWNER OF CHARTER ATLANTIC CORPORATION | E | Control |
| PARIBAS NORTH AMERICA INC. | DE | 100% OWNER OF CHARTER ATLANTIC CORPORATION | E | Control |
| PARIBAS NORTH AMERICA INC. | DE | BNP PARIBAS INVESTMENT PARTNERS USA HOLDINGS INC. | E | Control |
| PARIBAS NORTH AMERICA INC. | DE | 100% OWNER OF CHARTER ATLANTIC CORPORATION | E | Control |
| PARIBAS NORTH AMERICA INC. | DE | 100% OWNER OF CHARTER ATLANTIC CORPORATION | E | Control |
| PARIBAS NORTH AMERICA INC. | DE | 100% OWNER OF CHARTER ATLANTIC CORPORATION | E | Control |
| PARIBAS NORTH AMERICA INC. | DE | 100% OWNER OF CHARTER ATLANTIC CORPORATION | E | Control |
| PARIBAS NORTH AMERICA INC. | DE | 100% OWNER OF CHARTER ATLANTIC CORPORATION | E | Control |
| PARIBAS NORTH AMERICA INC. | DE | BNP PARIBAS INVESTMENT PARTNERS USA HOLDINGS INC. | E | Control |
| PARIBAS NORTH AMERICA INC. | DE | BNP PARIBAS INVESTMENT PARTNERS USA HOLDINGS INC. | E | Control |
| PARIBAS NORTH AMERICA INC. | DE | BNP PARIBAS INVESTMENT PARTNERS USA HOLDINGS INC. | E | Control |
| PARIBAS NORTH AMERICA INC. | DE | BNP PARIBAS INVESTMENT PARTNERS USA HOLDINGS INC. | E | Control |
| PARIBAS NORTH AMERICA INC. | DE | BNP PARIBAS INVESTMENT PARTNERS USA HOLDINGS INC. | E | Control |
| PARIBAS NORTH AMERICA INC. | DE | BNP PARIBAS INVESTMENT PARTNERS USA HOLDINGS INC. | E | Control |
| PARIBAS NORTH AMERICA INC. | DE | BNP PARIBAS INVESTMENT PARTNERS USA HOLDINGS INC. | E | Control |
| PARIBAS NORTH AMERICA INC. | DE | BNP PARIBAS INVESTMENT PARTNERS USA HOLDINGS INC. | E | Control |
| PARIBAS NORTH AMERICA INC. | DE | BNP PARIBAS INVESTMENT PARTNERS USA HOLDINGS INC. | E | Control |
| PARIBAS NORTH AMERICA INC. | DE | BNP PARIBAS INVESTMENT PARTNERS USA HOLDINGS INC. | E | Control |
| PARIBAS NORTH AMERICA INC. | DE | BNP PARIBAS INVESTMENT PARTNERS USA HOLDINGS INC. | E | Control |
| PARIBAS NORTH AMERICA INC. | DE | BNP PARIBAS INVESTMENT PARTNERS USA HOLDINGS INC. | E | Control |
| PARIBAS NORTH AMERICA INC. | DE | BNP PARIBAS INVESTMENT PARTNERS USA HOLDINGS INC. | E | Control |
| BNP PARIBAS | FE | BNP OWNS 100% OF CLASS B CMN STK OF CHARTER ATLANTIC CORP. WHICH IS A 24.9% VTING EQITY INTEREST& A 70.77 PROFIT PART INT IN CAC | D | |
| BNP PARIBAS | FE | BNP OWNS 100% OF CLASS B CMN STK OF CHARTER ATLANTIC CORP. WHICH IS A 24.9% VTING EQITY INTEREST& A 70.77 PROFIT PART INT IN CAC | D | |
| BNP PARIBAS | FE | BNP OWNS 100% OF CLASS B CMN STK OF CHARTER ATLANTIC CORP. WHICH IS A 24.9% VTING EQITY INTEREST& A 70.77 PROFIT PART INT IN CAC | D | |
| BNP PARIBAS | FE | BNP OWNS 100% OF CLASS B CMN STK OF CHARTER ATLANTIC CORP. WHICH IS A 30.2% VTING EQITY INTEREST& A 69.7 PROFIT INTEREST IN CAC | D | |
| BNP PARIBAS | FE | BNP OWNS 100% OF THE CLASS B STOCK OF CAC - A 24.9% VOTING INTEREST & 71.4% ECONOMIC EQUITY INTEREST | D | |
| BNP PARIBAS | FE | BNP OWNS 100% OF CLASS B CMN STK OF CHARTER ATLANTIC CORP. WHICH IS A 24.9% VTING EQITY INTEREST& A 70.77 PROFIT INTEREST IN CAC | D | |
| BNP PARIBAS | FE | BNP OWNS 100% OF CLASS B CMN STK OF CHARTER ATLANTIC CORP. WHICH IS A 24.9% VTING EQITY INTEREST& A 70.77 PROFIT PART INT IN CAC | D | |
| BNP PARIBAS | FE | BNP OWNS 100% OF CLASS B CMN STK OF CHARTER ATLANTIC CORP. WHICH IS A 29.2% VTING EQITY INTEREST& A 70.77 PROFIT INTEREST IN CAC | D | |
| BNP PARIBAS | FE | BNP OWNS 100% OF CLASS B CMN STK OF CHARTER ATLANTIC CORP. WHICH IS A 24.9% VTING EQITY INTEREST& A 65.3 PROFIT INTEREST IN CAC | C | |
| BNP PARIBAS | FE | BNP OWNS 100% OF CLASS B CMN STK OF CHARTER ATLANTIC CORP. WHICH IS A 24.9% VTING EQITY INTEREST& A 68% PROFIT INTEREST IN CAC | C |
Registrations
Federal
IA
Jul 29, 2025 REGISTERED
Notice Filings (1)
NY
Address
787 SEVENTH AVENUE5TH FLOOR ANNEX
NEW YORK, NY 10019
United States
Phone: 212-681-3181