APPROPRIATE BALANCE FINANCIAL SERVICES INC
CRD #105458 SEC #801-22418 BELLEVUE, WA 425-451-0499
SEC Registered
Total AUM
$310.8M
Discretionary
$292.6M
Employees
13
Clients
51
Accounts
878
Firm Details
- Organization Type
- Corporation
- State of Formation
- Washington
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 16, 2017
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DUSENBURY, MARCUS, DELVIN | I | DIRECTOR | NA | Control |
| JAEGER, MARK, DEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JAEGER, MARK, DEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JAEGER, MARK, DEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JAEGER, MARK, DEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JAEGER, MARK, DEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JAEGER, MARK, DEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JAEGER, MARK, DEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JAEGER, MARK, DEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JAEGER, MARK, DEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JAEGER, MARK, DEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JAEGER, MARK, DEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JAEGER, MARK, DEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JAEGER, MARK, DEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JAEGER, MARK, DEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JAEGER, MARK, DEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JAEGER, MARK, DEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JAEGER, MARK, DEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JAEGER, MARK, DEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JAEGER, MARK, DEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PENNELL, ROBERT, MAYNARD | I | DIRECTOR | NA | Control |
| PLATT, PHILIP, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PLATT, PHILIP, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PLATT, PHILIP, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PLATT, PHILIP, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAM, ADRIEL | I | PRESIDENT | NA | Control |
| YATES, BRUCE, MARTIN | I | DIRECTOR | NA | Control |
| APPROPRIATE BALANCE HOLDINGS, INC. | DE | HOLDING COMPANY | E | |
| YATES, BRUCE, MARTIN | I | PRESIDENT/CO-OWNER | D | Control |
| YATES, BRUCE, MARTIN | I | PRESIDENT/CO-OWNER | D | Control |
| YATES, BRUCE, MARTIN | I | PRESIDENT | D | Control |
| YATES, BRUCE, MARTIN | I | PRESIDENT/CO-OWNER | D | Control |
| YATES, BRUCE, MARTIN | I | PRESIDENT | D | Control |
| YATES, BRUCE, MARTIN | I | PRESIDENT | D | Control |
| YATES, BRUCE, MARTIN | I | PRESIDENT | D | Control |
| YATES, BRUCE, MARTIN | I | PRESIDENT | D | Control |
| YATES, BRUCE, MARTIN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| YATES, BRUCE, MARTIN | I | PRESIDENT | D | Control |
| YATES, BRUCE, MARTIN | I | PRESIDENT | D | Control |
| YATES, BRUCE, MARTIN | I | PRESIDENT | D | Control |
| YATES, BRUCE, MARTIN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| YATES, BRUCE, MARTIN | I | PRESIDENT/CO-OWNER | D | Control |
| YATES, BRUCE, MARTIN | I | PRESIDENT/CO-OWNER | D | Control |
| YATES, BRUCE, MARTIN | I | PRESIDENT/CO-OWNER | D | Control |
| YATES, BRUCE, MARTIN | I | PRESIDENT/CO-OWNER | D | Control |
| YATES, BRUCE, MARTIN | I | PRESIDENT/CO-OWNER | D | Control |
| YATES, BRUCE, MARTIN | I | PRESIDENT/CO-OWNER | D | Control |
| YATES, BRUCE, MARTIN | I | PRESIDENT/CO-OWNER | D | Control |
| YATES, BRUCE, MARTIN | I | PRESIDENT/CO-OWNER | D | Control |
| YATES, BRUCE, MARTIN | I | PRESIDENT/CO-OWNER | D | Control |
| YATES, BRUCE, MARTIN | I | PRESIDENT/CO-OWNER | D | Control |
| YATES, BRUCE, MARTIN | I | PRESIDENT/CO-OWNER | D | Control |
| YATES, BRUCE, MARTIN | I | PRESIDENT/CO-OWNER | D | Control |
| YATES, BRUCE, MARTIN | I | PRESIDENT/CO-OWNER | D | Control |
| YATES, BRUCE, MARTIN | I | PRESIDENT/CO-OWNER | D | Control |
| YATES, BRUCE, MARTIN | I | PRESIDENT/CO-OWNER | D | Control |
| PENNELL, ROBERT, MAYNARD | I | VICE PRESIDENT/CO-OWNER | C | Control |
| PENNELL, ROBERT, MAYNARD | I | VICE PRESIDENT/CO-OWNER | C | Control |
| PENNELL, ROBERT, MAYNARD | I | VICE PRESIDENT/CO-OWNER | C | Control |
| PENNELL, ROBERT, MAYNARD | I | VICE PRESIDENT/CO-OWNER | C | Control |
| PENNELL, ROBERT, MAYNARD | I | VICE PRESIDENT/CO-OWNER | C | Control |
| PENNELL, ROBERT, MAYNARD | I | VICE PRESIDENT/CO-OWNER | C | Control |
| PENNELL, ROBERT, MAYNARD | I | VICE PRESIDENT/CO-OWNER | C | Control |
| PENNELL, ROBERT, MAYNARD | I | VICE PRESIDENT/CO-OWNER | C | Control |
| PENNELL, ROBERT, MAYNARD | I | VICE PRESIDENT/CO-OWNER | C | Control |
| PENNELL, ROBERT, MAYNARD | I | VICE PRESIDENT/CO-OWNER | C | Control |
| PENNELL, ROBERT, MAYNARD | I | VICE PRESIDENT/CO-OWNER | C | Control |
| PENNELL, ROBERT, MAYNARD | I | VICE PRESIDENT/CO-OWNER | C | Control |
| PENNELL, ROBERT, MAYNARD | I | VICE PRESIDENT/CO-OWNER | C | Control |
| PENNELL, ROBERT, MAYNARD | I | VICE PRESIDENT/CO-OWNER | C | Control |
| PENNELL, ROBERT, MAYNARD | I | VICE PRESIDENT/CO-OWNER | C | Control |
| PENNELL, ROBERT, MAYNARD | I | VICE PRESIDENT/CO-OWNER | C | Control |
| PENNELL, ROBERT, MAYNARD | I | VICE PRESIDENT/CO-OWNER | C | Control |
| PENNELL, ROBERT, MAYNARD | I | VICE PRESIDENT/CO-OWNER | C | Control |
| PENNELL, ROBERT, MAYNARD | I | VICE PRESIDENT/CO-OWNER | C | Control |
| PENNELL, ROBERT, MAYNARD | I | VICE PRESIDENT/CO-OWNER | C | Control |
| PENNELL, ROBERT, MAYNARD | I | VICE PRESIDENT/CO-OWNER | C | Control |
| PENNELL, ROBERT, MAYNARD | I | VICE PRESIDENT/CO-OWNER | C | Control |
| PENNELL, ROBERT, MAYNARD | I | VICE PRESIDENT/CO-OWNER | C | Control |
| PENNELL, ROBERT, MAYNARD | I | VICE PRESIDENT/CO-OWNER | C | Control |
| PENNELL, ROBERT, MAYNARD | I | VICE PRESIDENT/CO-OWNER | C | Control |
| PENNELL, ROBERT, MAYNARD | I | VICE PRESIDENT/CO-OWNER | C | Control |
| PENNELL, ROBERT, MAYNARD | I | VICE PRESIDENT/CO-OWNER | C | Control |
| PENNELL, ROBERT, MAYNARD | I | VICE PRESIDENT/CO-OWNER | C | Control |
Registrations
Federal
IA
Mar 16, 2017 REGISTERED
Notice Filings (21)
AK AL AZ CA CO DC FL HI ID IL MA MD NC NJ NM OK OR PA TX UT WA
Address
11245 SE 6TH STREET, SUITE 210BELLEVUE, WA 98004
United States
Phone: 425-451-0499