PIM FINANCIAL SERVICES, INC.
Legal name: PIM FINANCIAL SERVICES INC
CRD #10547 SEC #801-72856 ESCONDIDO, CA 760-471-8536
SEC Registered
Total AUM
$2.2M
Discretionary
$2.2M
Employees
3
Clients
0
Accounts
8
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 17, 2013
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BASEHORE, WALTER EUGENE | I | DIRECTOR | NA | |
| FOSS, STEVEN TIMOTHY | I | COMPLIANCE MANAGER | NA | |
| FOSS, STEVEN TIMOTHY | I | COMPLIANCE MANAGER | NA | |
| FOSS, STEVEN TIMOTHY | I | COMPLIANCE MANAGER | NA | |
| JOHNSON, HILARY | I | SR. REGISTERED OPTIONS PRINCIPAL | NA | |
| LIMOGES, MARY ROSE | I | PRESIDENT, DIRECTOR/CEO | NA | Control |
| LIMOGES, MARY ROSE | I | PRESIDENT, DIRECTOR/CEO | NA | Control |
| LIMOGES, MARY ROSE | I | PRESIDENT, DIRECTOR/CEO | NA | Control |
| LIMOGES, MARY, ROSE | I | PRESIDENT, DIRECTOR/CEO/CCO | NA | Control |
| LIMOGES, MARY, ROSE | I | PRESIDENT, DIRECTOR/CEO/CHIEF COMPLIANCE OFFICER | NA | Control |
| LIMOGES, MARY, ROSE | I | PRESIDENT, DIRECTOR/CEO/CCO | NA | Control |
| LIMOGES, MARY, ROSE | I | PRESIDENT, DIRECTOR/CEO/CHIEF COMPLIANCE OFFICER | NA | Control |
| LIMOGES, MARY, ROSE | I | PRESIDENT, DIRECTOR/CEO/CHIEF COMPLIANCE OFFICER | NA | Control |
| LIMOGES, MARY, ROSE | I | PRESIDENT, DIRECTOR/CEO/CHIEF COMPLIANCE OFFICER | NA | Control |
| LIMOGES, MARY, ROSE | I | PRESIDENT, DIRECTOR/CEO/CHIEF COMPLIANCE OFFICER | NA | Control |
| LIMOGES, MARY, ROSE | I | PRESIDENT, DIRECTOR/CEO/CHIEF COMPLIANCE OFFICER | NA | Control |
| LIMOGES, MARY, ROSE | I | PRESIDENT, DIRECTOR/CEO/CHIEF COMPLIANCE OFFICER | NA | Control |
| LIMOGES, MARY, ROSE | I | PRESIDENT, DIRECTOR/CEO/CHIEF COMPLIANCE OFFICER | NA | Control |
| LIMOGES, MARY, ROSE | I | PRESIDENT, DIRECTOR/CEO/CHIEF COMPLIANCE OFFICER | NA | Control |
| LIMOGES, MARY, ROSE | I | PRESIDENT, DIRECTOR/CEO/CHIEF COMPLIANCE OFFICER | NA | Control |
| LIMOGES, MARY, ROSE | I | PRESIDENT, DIRECTOR/CEO/CHIEF COMPLIANCE OFFICER | NA | Control |
| LIMOGES, MARY, ROSE | I | PRESIDENT, DIRECTOR/CEO/CHIEF COMPLIANCE OFFICER | NA | Control |
| MCDANIEL, DAWN KIM | I | CHEIF FINANCIAL OFFICER | NA | Control |
| SEINTURIER, DONALD HARVEY | I | DIRECTOR | NA | |
| SEINTURIER, DONALD HARVEY | I | DIRECTOR | NA | |
| SEINTURIER, DONALD HARVEY | I | DIRECTOR | NA | |
| SEINTURIER, DONALD HARVEY | I | DIRECTOR | NA | |
| SEINTURIER, DONALD HARVEY | I | DIRECTOR | NA | |
| CI HOLDING GROUP, INC. | DE | HOLDING COMPANY | E | Control |
| CI HOLDING GROUP, INC. | DE | HOLDING COMPANY | E | Control |
| CI HOLDING GROUP, INC. | DE | HOLDING COMPANY | E | Control |
| CI HOLDING GROUP, INC. | DE | HOLDING COMPANY | E | Control |
| CI HOLDING GROUP, INC. | DE | HOLDING COMPANY | E | Control |
| CI HOLDING GROUP, INC. | DE | HOLDING COMPANY | E | Control |
| CI HOLDING GROUP, INC. | DE | HOLDING COMPANY | E | Control |
| CI HOLDING GROUP, INC. | DE | HOLDING COMPANY | E | Control |
| CI HOLDING GROUP, INC. | DE | HOLDING COMPANY | E | Control |
| CI HOLDING GROUP, INC. | DE | HOLDING COMPANY | E | Control |
| CI HOLDING GROUP, INC. | DE | HOLDING COMPANY | E | Control |
| PUPPY TOES, INC | DE | CORPORATION | E | Control |
| PUPPY TOES, INC | DE | CORPORATION | E | Control |
| PUPPY TOES, INC | DE | CORPORATION | E | Control |
| PUPPY TOES, INC | DE | CORPORATION | E | Control |
| PUPPY TOES, INC | DE | CORPORATION | E | Control |
| PUPPY TOES, INC | DE | CORPORATION | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| HEILBRON, JACK, KENDRICK | I | PUPPY TOES, INC | E | Control |
| HEILBRON, JACK, KENDRICK | I | PUPPY TOES, INC | E | Control |
| HEILBRON, JACK, KENDRICK | I | PUPPY TOES, INC | E | Control |
| HEILBRON, JACK, KENDRICK | I | PUPPY TOES, INC | E | Control |
| HEILBRON, JACK, KENDRICK | I | PUPPY TOES, INC | E | Control |
| HEILBRON, JACK KENDRICK | I | CI HOLDING GROUP, INC. | C | Control |
| HEILBRON, JACK, KENDRICK | I | CI HOLDING GROUP, INC. | C | Control |
| HEILBRON, JACK, KENDRICK | I | CI HOLDING GROUP, INC. | C | Control |
| HEILBRON, JACK, KENDRICK | I | CI HOLDING GROUP, INC. | C | Control |
| HEILBRON, JACK, KENDRICK | I | CI HOLDING GROUP, INC. | C | Control |
Registrations
Federal
IA
Jan 17, 2013 REGISTERED
Notice Filings (5)
CA FL IL MN TN
Address
1282 PACIFIC OAKS PLACEESCONDIDO, CA 92029
United States
Phone: 760-471-8536