WESTLAKE CAPITAL INC
CRD #105473 SEC #801-15011 WESTLAKE VILLAGE, CA 818-991-0278
SEC Registered
Total AUM
$44.1M
Discretionary
$22.8M
Employees
5
Clients
--
Accounts
26
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- NOVEMBER
- Registration Date
- --
- Latest Filing
- Jan 26, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| VARING, JAMES, HENRY | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| VARING, JAMES, HENRY | I | PRESIDENT, CCO | E | Control |
| VARING, JAMES, HENRY | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| VARING, JAMES, HENRY | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| VARING, JAMES, HENRY | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| VARING, JAMES, HENRY | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| VARING, JAMES, HENRY | I | PRESIDENT, CCO | E | Control |
Registrations
Federal
IA
Jan 26, 2007 REGISTERED
Notice Filings (1)
CA
Address
1800 BRIDGEGATE STREETSTE 106
WESTLAKE VILLAGE, CA 91361
USA
Phone: 818-991-0278