RIA Intelligence

BARCLAY GROUP INC

Legal name: THE BARCLAY GROUP, INC.

CRD #105474 SEC #801-34674 CHICAGO, IL 312 464-8100
SEC Registered
Total AUM
$52M
Discretionary
$52M
Employees
5
Clients
10
Accounts
320

Firm Details

Organization Type
Corporation
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Feb 8, 2007
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
FISCHETTI, GEORGEANNAICHIEF COMPLIANCE OFFICERE Control
FISCHETTI, GEORGEANNAIPRESIDENTE Control
FISCHETTI, GEORGEANNAIPRESIDENTE Control
FISCHETTI, GEORGEANNAIPRESIDENTE Control
FISCHETTI, GEORGEANNAIPRESIDENTE Control
FISCHETTI, GEORGEANNAIPRESIDENTE Control
FISCHETTI, GEORGEANNAIPRESIDENTE Control
GEORGEANNA FISCHETTIDECHIEF COMPLIANCE OFFICERE Control
GEORGEANNA FISCHETTIDECHIEF COMPLIANCE OFFICERE Control
GEORGEANNA FISCHETTIDECHIEF COMPLIANCE OFFICERE Control

Registrations

Federal

IA
Feb 8, 2007 REGISTERED

Notice Filings (2)

IL TX

Address

330 N WABASH AVE
#2620
CHICAGO, IL 60611
USA
Phone: 312 464-8100