JMI FINANCIAL SERVICES, INC
CRD #105476 SEC #801-32440 ROCKY RIVER, OH 440-333-5300
SEC Registered
Total AUM
$30M
Discretionary
$17M
Employees
5
Clients
101
Accounts
250
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 30, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| IZQUIERDO, JOHN, M | I | CHIEF COMPLIANCE OFFICER | E | Control |
| IZQUIERDO, JOHN, M | I | CHIEF COMPLIANCE OFFICER | E | Control |
| IZQUIERDO, JOHN, M | I | OFFICER | D | Control |
| IZQUIERDO, JOHN, M | I | OFFICER | D | Control |
| IZQUIERDO, JOHN, M | I | OFFICER | D | Control |
| DOWNING, MICHAEL, J | I | OWNER | C | |
| DOWNING, MICHAEL, J | I | OWNER | C | |
| DOWNING, MICHAEL, J | I | OWNER | C | |
| JANOS, CATHY, A | I | PRESIDENT | B | |
| JANOS, CATHY, A | I | PRESIDENT | B | |
| JANOS, CATHY, A | I | PRESIDENT | B |
Registrations
Federal
IA
Nov 30, 2005 REGISTERED
Notice Filings (1)
OH
Address
20545 CENTER RIDGE ROAD#42
ROCKY RIVER, OH 44116
USA
Phone: 440-333-5300