SECURITY INVESTORS, LLC
Legal name: GUGGENHEIM INVESTMENTS
CRD #105477 SEC #801-8008 NEW YORK, NY 212-739-0700
SEC Registered
Total AUM
$7.4B
Discretionary
$7.4B
Employees
20
Clients
--
Accounts
113
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| May 2025 | $7.4B | $7.4B | $0 | 20 | 0 |
| Mar 2025 | $7.4B | $7.4B | $0 | 20 | 0 |
| Jan 2025 | $11.3B | $11.3B | $0 | 40 | 1 |
| Jan 2025 | $11.3B | $11.3B | $0 | 40 | 1 |
| Apr 2024 | $11.3B | $11.3B | $0 | 40 | 1 |
| Mar 2024 | $11.3B | $11.3B | $0 | 40 | 1 |
| Jan 2024 | $8.7B | $8.7B | $0 | 39 | 1 |
| Mar 2023 | $8.7B | $8.7B | $0 | 39 | 1 |
| Jan 2023 | $13B | $13B | $0 | 41 | 1 |
| Nov 2022 | $13B | $13B | $0 | 41 | 1 |
| Apr 2022 | $13B | $13B | $0 | 41 | 1 |
| Oct 2021 | $11.4B | $11.4B | $0 | 43 | 1 |
| Apr 2021 | $11.4B | $11.4B | $0 | 43 | 1 |
| Apr 2021 | $11.4B | $11.4B | $0 | 43 | 1 |
| Oct 2020 | $9.8B | $9.8B | $0 | 45 | 1 |
| Aug 2020 | $9.8B | $9.8B | $0 | 45 | 1 |
| Apr 2020 | $9.8B | $9.8B | $0 | 45 | 1 |
| Mar 2020 | $9.8B | $9.8B | $0 | 45 | 1 |
| Mar 2019 | $9.3B | $9.3B | $0 | 46 | 1 |
| Dec 2018 | $38B | $38B | $0 | 50 | 2 |
| Nov 2018 | $38B | $38B | $0 | 50 | 2 |
| May 2018 | $38B | $38B | $0 | 50 | 2 |
| Mar 2018 | $38B | $38B | $0 | 50 | 2 |
| Jan 2018 | $31B | $31B | $0 | 50 | 162 |
| Nov 2017 | $31B | $31B | $0 | 50 | 162 |
| Mar 2017 | $31B | $31B | $0 | 43 | 200 |
| Jan 2017 | $30B | $30B | $0 | 43 | 200 |
| Oct 2016 | $30B | $30B | $0 | 43 | 200 |
| Mar 2016 | $30B | $30B | $0 | 43 | 200 |
| Sep 2015 | $31.7B | $31.7B | $0 | 47 | 200 |
| Jul 2015 | $31.7B | $31.7B | $0 | 47 | 200 |
| Mar 2015 | $31.7B | $31.7B | $0 | 47 | 200 |
| Jan 2015 | $25.6B | $25.6B | $0 | 32 | 200 |
| Mar 2014 | $25.6B | $25.6B | $0 | 32 | 200 |
| Aug 2013 | $18.2B | $18.2B | $0 | 73 | 300 |
| Aug 2013 | $18.2B | $18.2B | $0 | 73 | 300 |
| Apr 2013 | $18.2B | $18.2B | $0 | 73 | 300 |
| Apr 2013 | $18.2B | $18.2B | $0 | 73 | 300 |
| May 2012 | $19.8B | $19.8B | $0 | 51 | 300 |
| Mar 2012 | $19.8B | $19.8B | $0 | 51 | 300 |
| Jan 2011 | $21.7B | $21.7B | $0 | 51 | -- |
| Aug 2010 | $4.8B | $4.8B | $0 | 51 | -- |
| Oct 2009 | $7.8B | $7.8B | $0 | 51 | -- |
| Nov 2007 | $12.5B | $12.5B | $0 | -- | -- |
| Oct 2007 | $12.5B | $12.5B | $0 | -- | -- |
| Aug 2007 | $12.5B | $12.5B | $0 | -- | -- |
| Apr 2007 | $12.5B | $12.5B | $0 | -- | -- |
| Mar 2007 | $12.5B | $12.5B | $0 | -- | -- |
| Dec 2006 | $12.1B | $12.1B | $0 | 51 | -- |
| Mar 2006 | $12.1B | $12.1B | $0 | 51 | -- |
| Jan 2005 | $987.9M | $987.9M | $0 | 51 | -- |
| Aug 2004 | $987.9M | $987.9M | $0 | 51 | -- |
| Mar 2004 | $987.9M | $987.9M | $0 | 51 | -- |
| Mar 2002 | $5.4B | $5.4B | $0 | 51 | -- |
DateMay 2025
Total AUM$7.4B
Discretionary$7.4B
Non-Disc.$0
Employees20
Clients0
DateMar 2025
Total AUM$7.4B
Discretionary$7.4B
Non-Disc.$0
Employees20
Clients0
DateJan 2025
Total AUM$11.3B
Discretionary$11.3B
Non-Disc.$0
Employees40
Clients1
DateJan 2025
Total AUM$11.3B
Discretionary$11.3B
Non-Disc.$0
Employees40
Clients1
DateApr 2024
Total AUM$11.3B
Discretionary$11.3B
Non-Disc.$0
Employees40
Clients1
DateMar 2024
Total AUM$11.3B
Discretionary$11.3B
Non-Disc.$0
Employees40
Clients1
DateJan 2024
Total AUM$8.7B
Discretionary$8.7B
Non-Disc.$0
Employees39
Clients1
DateMar 2023
Total AUM$8.7B
Discretionary$8.7B
Non-Disc.$0
Employees39
Clients1
DateJan 2023
Total AUM$13B
Discretionary$13B
Non-Disc.$0
Employees41
Clients1
DateNov 2022
Total AUM$13B
Discretionary$13B
Non-Disc.$0
Employees41
Clients1
DateApr 2022
Total AUM$13B
Discretionary$13B
Non-Disc.$0
Employees41
Clients1
DateOct 2021
Total AUM$11.4B
Discretionary$11.4B
Non-Disc.$0
Employees43
Clients1
DateApr 2021
Total AUM$11.4B
Discretionary$11.4B
Non-Disc.$0
Employees43
Clients1
DateApr 2021
Total AUM$11.4B
Discretionary$11.4B
Non-Disc.$0
Employees43
Clients1
DateOct 2020
Total AUM$9.8B
Discretionary$9.8B
Non-Disc.$0
Employees45
Clients1
DateAug 2020
Total AUM$9.8B
Discretionary$9.8B
Non-Disc.$0
Employees45
Clients1
DateApr 2020
Total AUM$9.8B
Discretionary$9.8B
Non-Disc.$0
Employees45
Clients1
DateMar 2020
Total AUM$9.8B
Discretionary$9.8B
Non-Disc.$0
Employees45
Clients1
DateMar 2019
Total AUM$9.3B
Discretionary$9.3B
Non-Disc.$0
Employees46
Clients1
DateDec 2018
Total AUM$38B
Discretionary$38B
Non-Disc.$0
Employees50
Clients2
DateNov 2018
Total AUM$38B
Discretionary$38B
Non-Disc.$0
Employees50
Clients2
DateMay 2018
Total AUM$38B
Discretionary$38B
Non-Disc.$0
Employees50
Clients2
DateMar 2018
Total AUM$38B
Discretionary$38B
Non-Disc.$0
Employees50
Clients2
DateJan 2018
Total AUM$31B
Discretionary$31B
Non-Disc.$0
Employees50
Clients162
DateNov 2017
Total AUM$31B
Discretionary$31B
Non-Disc.$0
Employees50
Clients162
DateMar 2017
Total AUM$31B
Discretionary$31B
Non-Disc.$0
Employees43
Clients200
DateJan 2017
Total AUM$30B
Discretionary$30B
Non-Disc.$0
Employees43
Clients200
DateOct 2016
Total AUM$30B
Discretionary$30B
Non-Disc.$0
Employees43
Clients200
DateMar 2016
Total AUM$30B
Discretionary$30B
Non-Disc.$0
Employees43
Clients200
DateSep 2015
Total AUM$31.7B
Discretionary$31.7B
Non-Disc.$0
Employees47
Clients200
DateJul 2015
Total AUM$31.7B
Discretionary$31.7B
Non-Disc.$0
Employees47
Clients200
DateMar 2015
Total AUM$31.7B
Discretionary$31.7B
Non-Disc.$0
Employees47
Clients200
DateJan 2015
Total AUM$25.6B
Discretionary$25.6B
Non-Disc.$0
Employees32
Clients200
DateMar 2014
Total AUM$25.6B
Discretionary$25.6B
Non-Disc.$0
Employees32
Clients200
DateAug 2013
Total AUM$18.2B
Discretionary$18.2B
Non-Disc.$0
Employees73
Clients300
DateAug 2013
Total AUM$18.2B
Discretionary$18.2B
Non-Disc.$0
Employees73
Clients300
DateApr 2013
Total AUM$18.2B
Discretionary$18.2B
Non-Disc.$0
Employees73
Clients300
DateApr 2013
Total AUM$18.2B
Discretionary$18.2B
Non-Disc.$0
Employees73
Clients300
DateMay 2012
Total AUM$19.8B
Discretionary$19.8B
Non-Disc.$0
Employees51
Clients300
DateMar 2012
Total AUM$19.8B
Discretionary$19.8B
Non-Disc.$0
Employees51
Clients300
DateJan 2011
Total AUM$21.7B
Discretionary$21.7B
Non-Disc.$0
Employees51
Clients--
DateAug 2010
Total AUM$4.8B
Discretionary$4.8B
Non-Disc.$0
Employees51
Clients--
DateOct 2009
Total AUM$7.8B
Discretionary$7.8B
Non-Disc.$0
Employees51
Clients--
DateNov 2007
Total AUM$12.5B
Discretionary$12.5B
Non-Disc.$0
Employees--
Clients--
DateOct 2007
Total AUM$12.5B
Discretionary$12.5B
Non-Disc.$0
Employees--
Clients--
DateAug 2007
Total AUM$12.5B
Discretionary$12.5B
Non-Disc.$0
Employees--
Clients--
DateApr 2007
Total AUM$12.5B
Discretionary$12.5B
Non-Disc.$0
Employees--
Clients--
DateMar 2007
Total AUM$12.5B
Discretionary$12.5B
Non-Disc.$0
Employees--
Clients--
DateDec 2006
Total AUM$12.1B
Discretionary$12.1B
Non-Disc.$0
Employees51
Clients--
DateMar 2006
Total AUM$12.1B
Discretionary$12.1B
Non-Disc.$0
Employees51
Clients--
DateJan 2005
Total AUM$987.9M
Discretionary$987.9M
Non-Disc.$0
Employees51
Clients--
DateAug 2004
Total AUM$987.9M
Discretionary$987.9M
Non-Disc.$0
Employees51
Clients--
DateMar 2004
Total AUM$987.9M
Discretionary$987.9M
Non-Disc.$0
Employees51
Clients--
DateMar 2002
Total AUM$5.4B
Discretionary$5.4B
Non-Disc.$0
Employees51
Clients--