FLAHERTY & CRUMRINE INCORPORATED
CRD #105499 SEC #801-19384 PASADENA, CA 626-795-7300
SEC Registered
Total AUM
$4.1B
Discretionary
$4.1B
Employees
13
Clients
0
Accounts
17
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Jul 2025 | $4.1B | $4.1B | $0 | 13 | 0 |
| Mar 2025 | $4.1B | $4.1B | $0 | 13 | 0 |
| Mar 2024 | $3.9B | $3.9B | $0 | 13 | 0 |
| Mar 2023 | $3.9B | $3.9B | $0 | 15 | 0 |
| Mar 2022 | $4.9B | $4.9B | $1.1M | 15 | 0 |
| Mar 2021 | $4.6B | $4.6B | $0 | 17 | 0 |
| Nov 2020 | $4.6B | $4.6B | $0 | 16 | 0 |
| Mar 2020 | $4.6B | $4.6B | $0 | 16 | 0 |
| Mar 2019 | $4B | $4B | $0 | 15 | 0 |
| Mar 2018 | $4.4B | $4.4B | $0 | 15 | 0 |
| Mar 2017 | $4.8B | $4.8B | $0 | 15 | 11 |
| Mar 2016 | $5B | $5B | $0 | 15 | 11 |
| Mar 2015 | $5B | $5B | $0 | 17 | 11 |
| Oct 2014 | $5.5B | $5.5B | $0 | 17 | 11 |
| Mar 2014 | $5.5B | $5.5B | $0 | 17 | 11 |
| Mar 2013 | $5.1B | $5.1B | $0 | 16 | 11 |
| Mar 2012 | $4.4B | $4.4B | $0 | 11 | 11 |
| Apr 2011 | $4.3B | $4.3B | $0 | -- | -- |
| Mar 2007 | $3.9B | $3.9B | $4.1M | -- | -- |
| Sep 2005 | $3.7B | $3.7B | $3.6M | -- | -- |
| Mar 2004 | $3B | $3B | $3.4M | -- | -- |
| Mar 2002 | $809M | $805.4M | $3.6M | 10 | -- |
DateJul 2025
Total AUM$4.1B
Discretionary$4.1B
Non-Disc.$0
Employees13
Clients0
DateMar 2025
Total AUM$4.1B
Discretionary$4.1B
Non-Disc.$0
Employees13
Clients0
DateMar 2024
Total AUM$3.9B
Discretionary$3.9B
Non-Disc.$0
Employees13
Clients0
DateMar 2023
Total AUM$3.9B
Discretionary$3.9B
Non-Disc.$0
Employees15
Clients0
DateMar 2022
Total AUM$4.9B
Discretionary$4.9B
Non-Disc.$1.1M
Employees15
Clients0
DateMar 2021
Total AUM$4.6B
Discretionary$4.6B
Non-Disc.$0
Employees17
Clients0
DateNov 2020
Total AUM$4.6B
Discretionary$4.6B
Non-Disc.$0
Employees16
Clients0
DateMar 2020
Total AUM$4.6B
Discretionary$4.6B
Non-Disc.$0
Employees16
Clients0
DateMar 2019
Total AUM$4B
Discretionary$4B
Non-Disc.$0
Employees15
Clients0
DateMar 2018
Total AUM$4.4B
Discretionary$4.4B
Non-Disc.$0
Employees15
Clients0
DateMar 2017
Total AUM$4.8B
Discretionary$4.8B
Non-Disc.$0
Employees15
Clients11
DateMar 2016
Total AUM$5B
Discretionary$5B
Non-Disc.$0
Employees15
Clients11
DateMar 2015
Total AUM$5B
Discretionary$5B
Non-Disc.$0
Employees17
Clients11
DateOct 2014
Total AUM$5.5B
Discretionary$5.5B
Non-Disc.$0
Employees17
Clients11
DateMar 2014
Total AUM$5.5B
Discretionary$5.5B
Non-Disc.$0
Employees17
Clients11
DateMar 2013
Total AUM$5.1B
Discretionary$5.1B
Non-Disc.$0
Employees16
Clients11
DateMar 2012
Total AUM$4.4B
Discretionary$4.4B
Non-Disc.$0
Employees11
Clients11
DateApr 2011
Total AUM$4.3B
Discretionary$4.3B
Non-Disc.$0
Employees--
Clients--
DateMar 2007
Total AUM$3.9B
Discretionary$3.9B
Non-Disc.$4.1M
Employees--
Clients--
DateSep 2005
Total AUM$3.7B
Discretionary$3.7B
Non-Disc.$3.6M
Employees--
Clients--
DateMar 2004
Total AUM$3B
Discretionary$3B
Non-Disc.$3.4M
Employees--
Clients--
DateMar 2002
Total AUM$809M
Discretionary$805.4M
Non-Disc.$3.6M
Employees10
Clients--