VAN LIEW CAPITAL INC
CRD #105502 SEC #801-21498 PROVIDENCE, RI 401-272-2510
SEC Registered
Total AUM
$42.9M
Discretionary
$38.4M
Employees
--
Clients
--
Accounts
32
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 27, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BENNETT, EDMUND, COOKE | I | DIRECTOR/SECRETARY | NA | |
| BENNETT, EDMUND, COOKE | I | DIRECTOR/SECRETARY | NA | |
| BENNETT, EDMUND, COOKE | I | DIRECTOR/SECRETARY | NA | |
| BRODSKY, DAVID, LOEB | I | DIRECTOR | NA | |
| BRODSKY, DAVID, LOEB | I | DIRECTOR | NA | |
| BRODSKY, DAVID, LOEB | I | DIRECTOR | NA | |
| CALVERLEY, CHARLES | I | PARTNER | NA | |
| CALVERLEY, CHARLES | I | PARTNER | NA | |
| CALVERLEY, CHARLES, ARTHUR | I | PARTNER | NA | Control |
| FISCHER, ANGELA, BROWN | I | DIRECTOR | NA | |
| FISCHER, ANGELA, BROWN | I | DIRECTOR | NA | |
| FISCHER, ANGELA, BROWN | I | DIRECTOR | NA | |
| FORSBERG, ROBERT, RUSSELL | I | DIRECTOR | NA | |
| FORSBERG, ROBERT, RUSSELL | I | DIRECTOR | NA | |
| FORSBERG, ROBERT, RUSSELL | I | DIRECTOR | NA | |
| GODDARD, THOMAS, POYNTON IVES | I | DIRECTOR | NA | |
| GODDARD, THOMAS, POYNTON IVES | I | DIRECTOR | NA | |
| GODDARD, THOMAS, POYNTON IVES | I | DIRECTOR | NA | |
| OATES, KEVIN, MICHAEL | I | PARTNER/CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| OATES, KEVIN, MICHAEL | I | PARTNER | NA | |
| OATES, KEVIN, MICHAEL | I | PARTNER | NA | |
| ST. SAUVEUR, JOHN, HAROLD | I | DIRECTOR | NA | |
| ST. SAUVEUR, JOHN, HAROLD | I | DIRECTOR | NA | |
| VAN LIEW TRUST COMPANY | DE | TRUSTEE OF J. RIPLEY ALLEN TRUST DTD 5/9/1995 | NA | |
| WHITE, JOHN, HAZEN | I | DIRECTOR | NA | |
| WHITE, JOHN, HAZEN | I | DIRECTOR | NA | |
| WHITE, JOHN, HAZEN | I | DIRECTOR | NA | |
| VANLIEW, ALFRED, BUTTLER | I | MANAGING PARTNER | C | Control |
| VANLIEW, ALFRED, BUTTLER | I | MANAGING PARTNER | C | Control |
| VANLIEW, ALFRED, BUTTLER | I | MANAGING PARTNER | C | Control |
| B&F ASSOCIATES | DE | SHAREHOLDER | A | |
| B&F ASSOCIATES | DE | SHAREHOLDER | A | |
| CURREN, FRANCIS, HENRY | I | SHAREHOLDER | A | |
| CURREN, FRANCIS, HENRY | I | SHAREHOLDER | A | |
| HALLOWELL, SAMUEL, HAYDOCK | I | PARTNER | A | Control |
| HALLOWELL, SAMUEL, HAYDOCK | I | PARTNER | A | |
| HALLOWELL, SAMUEL, HAYDOCK | I | PARTNER | A | |
| J. RIPLEY ALLEN TRUST DTD 5/9/95 | DE | SHAREHOLDER | A | |
| J. RIPLEY ALLEN TRUST DTD 5/9/95 | DE | SHAREHOLDER | A | |
| J. RIPLEY ALLEN TRUST DTD 5/9/95 | DE | SHAREHOLDER | A |
Registrations
Federal
IA
Mar 27, 2007 REGISTERED
Notice Filings (3)
FL MA RI
Address
ONE REGENCY PLAZA STE ONEPROVIDENCE, RI 2903
USA
Phone: 401-272-2510