SETON SMOKE CAPITAL MANAGEMENT
Legal name: SETON SMOKE CAPTAL MANAGEMENT
CRD #105531 SEC #801-10227 GREENBRAE, CA 415-925-1130
SEC Registered
Total AUM
$294.8M
Discretionary
$285M
Employees
10
Clients
10
Accounts
395
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 3, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ATKINSON, ANNE | I | VICE PRESIDENT | NA | Control |
| ATKINSON, ANNE | I | VICE PRESIDENT | NA | Control |
| SMOKE, ROBERT, DONALD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| SMOKE, ROBERT, DONALD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| SMOKE, ROBERT, DONALD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| SMOKE, ROBERT, DONALD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| SMOKE, ROBERT, DONALD | I | PRESIDENT | E | Control |
| SMOKE, ROBERT, DONALD | I | PRESIDENT | E | Control |
Registrations
Federal
IA
Nov 3, 2005 REGISTERED
Notice Filings (1)
CA
Address
100 DRAKE'S LANDING ROADSUITE 260
GREENBRAE, CA 94904-3121
USA
Phone: 415-925-1130