ALPHA ADVISORS, INC
CRD #105534 SEC #801-35331 CHICAGO, IL 312-263-7673
SEC Registered
Total AUM
$93.6M
Discretionary
$93.6M
Employees
2
Clients
0
Accounts
5
Firm Details
- Organization Type
- Corporation
- State of Formation
- Illinois
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 4, 2013
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| LUCEY, LAWRENCE, HAYDEN | I | PRESIDENT | NA | Control |
| LUCEY, LAWRENCE, HAYDEN | I | PRESIDENT | NA | Control |
| LUCEY, LAWRENCE, HAYDEN | I | PRESIDENT | NA | Control |
| LUCEY, LAWRENCE, HAYDEN | I | PRESIDENT | NA | Control |
| LUCEY, LAWRENCE, HAYDEN | I | PRESIDENT | NA | Control |
| LUCEY, LAWRENCE, HAYDEN | I | PRESIDENT | NA | Control |
| LUCEY, LAWRENCE, HAYDEN | I | PRESIDENT | NA | Control |
| LUCEY, LAWRENCE, HAYDEN | I | PRESIDENT | NA | Control |
| LUCEY, LAWRENCE, HAYDEN | I | PRESIDENT | NA | Control |
| LUCEY, LAWRENCE, HAYDEN | I | PRESIDENT | NA | Control |
| LUCEY, LAWRENCE, HAYDEN | I | PRESIDENT | NA | Control |
| LUCEY, LAWRENCE, HAYDEN | I | PRESIDENT | NA | Control |
| LUCEY, LAWRENCE, HAYDEN | I | PRESIDENT | NA | Control |
| LUCEY, LAWRENCE, HAYDEN | I | PRESIDENT | NA | Control |
| RAUSCH, SCOTT | I | CHIEF COMPLIANCE OFFICER/VP | NA | Control |
| RAUSCH, SCOTT | I | CHIEF COMPLIANCE OFFICER/VP | NA | Control |
| RAUSCH, SCOTT | I | CHIEF COMPLIANCE OFFICER/VP | NA | Control |
| RAUSCH, SCOTT | I | CHIEF COMPLIANCE OFFICER/VP | NA | Control |
| RAUSCH, SCOTT | I | CHIEF COMPLIANCE OFFICER/VP | NA | Control |
| RAUSCH, SCOTT | I | CHIEF COMPLIANCE OFFICER/VP | NA | Control |
| RAUSCH, SCOTT | I | CHIEF COMPLIANCE OFFICER/VP | NA | Control |
| RAUSCH, SCOTT | I | CHIEF COMPLIANCE OFFICER/VP | NA | Control |
| RAUSCH, SCOTT | I | CHIEF COMPLIANCE OFFICER/VP | NA | Control |
| RAUSCH, SCOTT | I | CHIEF COMPLIANCE OFFICER/VP | NA | Control |
| RAUSCH, SCOTT | I | CHIEF COMPLIANCE OFFICER/VP | NA | Control |
| RAUSCH, SCOTT | I | CHIEF COMPLIANCE OFFICER/VP | NA | Control |
| RAUSCH, SCOTT | I | CHIEF COMPLIANCE OFFICER/VP | NA | Control |
| RAUSCH, SCOTT | I | CHIEF COMPLIANCE OFFICER/VP | NA | Control |
| APCAPITAL, INC. | DE | PARENT COMPANY | E | Control |
| APCAPITAL, INC. | DE | PARENT COMPANY | E | Control |
| APCAPITAL, INC. | DE | PARENT COMPANY | E | Control |
| APCAPITAL, INC. | DE | PARENT COMPANY | E | Control |
| APCAPITAL, INC. | DE | PARENT COMPANY | E | Control |
| APCAPITAL, INC. | DE | PARENT COMPANY | E | Control |
| APCAPITAL, INC. | DE | PARENT COMPANY | E | Control |
| LUCEY, LAWRENCE, HAYDN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| THE DOCTORS COMPANY | DE | PARENT | E | Control |
| THE DOCTORS COMPANY | DE | PARENT | E | Control |
| THE DOCTORS COMPANY | DE | PARENT | E | Control |
| THE DOCTORS COMPANY | DE | PARENT COMPANY | E | Control |
| THE DOCTORS COMPANY | DE | PARENT | E | Control |
| THE DOCTORS COMPANY | DE | PARENT | E | Control |
| THE DOCTORS COMPANY | DE | PARENT | E | Control |
Registrations
Federal
IA
Mar 4, 2013 REGISTERED
Address
70 WEST MADISONSUITE 5300
CHICAGO, IL 60602-4379
United States
Phone: 312-263-7673