ALPHA & OMEGA FINANCIAL MANAGEMENT CONSULTANTS, INC.
Legal name: ALPHA & OMEGA
CRD #105548 SEC #801-45517 LA MESA, CA 619-462-7812
SEC Registered
Total AUM
$29.5M
Discretionary
$0
Employees
10
Clients
0
Accounts
246
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- OCTOBER
- Registration Date
- --
- Latest Filing
- Jun 16, 2023
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| PREOVOLOS, ATHANASIOS, K | I | CHIEF COMPLIANCE OFFICER & CLO | NA | |
| PREOVOLOS, ATHANASIOS, K | I | CHIEF COMPLIANCE OFFICER & CLO | NA | |
| PREOVOLOS, ATHANASIOS, K | I | CHIEF COMPLIANCE OFFICER & CLO | NA | |
| PREOVOLOS, ATHANASIOS, K | I | CHIEF COMPLIANCE OFFICER & CLO | NA | |
| PREOVOLOS, LITSA, STELLA | I | CO-FOUNDER AND EXECUTIVE VICE PRESIDENT | NA | Control |
| PREOVOLOS, SPIRO, GEORGE | I | CHIEF OPERATING OFFICER | NA | |
| PREOVOLOS, SPIRO, GEORGE | I | CHIEF OPERATING OFFICER | NA | |
| PREOVOLOS, SPIRO, GEORGE | I | CHIEF OPERATING OFFICER | NA | |
| PREOVOLOS, SPIRO, GEORGE | I | CHIEF OPERATING OFFICER | NA | |
| PREOVOLOS, SPIRO, GEORGE | I | CHIEF OPERATING OFFICER | NA | |
| PREOVOLOS, SPIRO, GEORGE | I | CHIEF OPERATING OFFICER | NA | |
| PREOVOLOS, SPIRO, GEORGE | I | CHIEF OPERATING OFFICER | NA | |
| PREOVOLOS, SPIRO, GEORGE | I | CHIEF OPERATING OFFICER | NA | |
| PREOVOLOS, SPIRO, GEORGE | I | CHIEF OPERATING OFFICER | NA | |
| PREOVOLOS, SPIRO, GEORGE | I | CHIEF OPERATING OFFICER | NA | |
| PREOVOLOS, SPIRO, GEORGE | I | CHIEF OPERATING OFFICER | NA | |
| PREOVOLOS, SPIRO, GEORGE | I | CHIEF OPERATING OFFICER | NA | |
| PREOVOLOS, SPIRO, GEORGE | I | CHIEF OPERATING OFFICER | NA | |
| PREOVOLOS, SPIRO, GEORGE | I | CHIEF OPERATING OFFICER | NA | |
| PREOVOLOS, SPIRO, GEORGE | I | CHIEF OPERATING OFFICER | NA | |
| PREOVOLOS, SPIRO, GEORGE | I | CHIEF OPERATING OFFICER | NA | |
| PREOVOLOS, SPIRO, GEORGE | I | CHIEF OPERATING OFFICER | NA | |
| PREOVOLOS, SPIRO, GEORGE | I | CHIEF OPERATING OFFICER | NA | |
| PREOVOLOS, SPIRO, GEORGE | I | CHIEF OPERATING OFFICER | NA | |
| PREOVOLOS, SPIRO, GEORGE | I | CHIEF OPERATING OFFICER | NA | |
| PREOVOLOS, SPIRO, GEORGE | I | CHIEF OPERATING OFFICER | NA | |
| PREOVOLOS, SPIRO, GEORGE | I | CHIEF OPERATING OFFICER | NA | |
| PREOVOLOS, SPIRO, GEORGE | I | CHIEF OPERATING OFFICER | NA | |
| PREOVOLOS, SPIRO, GEORGE | I | CHIEF OPERATING OFFICER | NA | |
| PREOVOLOS, SPIRO, GEORGE | I | CHIEF OPERATING OFFICER | NA | |
| PREOVOLOS, SPIRO, GEORGE | I | CHIEF OPERATING OFFICER | NA | |
| PREOVOLOS, SPIRO, GEORGE | I | CHIEF OPERATING OFFICER | NA | |
| PREOVOLOS, SPIRO, GEORGE | I | CHIEF OPERATING OFFICER | NA | |
| PREOVOLOS, THANASI, K | I | CHIEF COMPLIANCE OFFICER & CLO | NA | |
| PREOVOLOS, THANASI, K | I | CHIEF COMPLIANCE OFFICER & CLO | NA | |
| PREOVOLOS, THANASI, K | I | CHIEF COMPLIANCE OFFICER & CLO | NA | |
| PREOVOLOS, THANASI, K | I | CHIEF COMPLIANCE OFFICER & CLO | NA | |
| PREOVOLOS, THANASI, K | I | CHIEF COMPLIANCE OFFICER & CLO | NA | |
| PREOVOLOS, THANASI, K | I | CHIEF COMPLIANCE OFFICER & CLO | NA | |
| PREOVOLOS, THANASI, K | I | CHIEF COMPLIANCE OFFICER & CLO | NA | |
| PREOVOLOS, THANASI, K | I | CHIEF COMPLIANCE OFFICER & CLO | NA | |
| PREOVOLOS, THANASI, K | I | CHIEF COMPLIANCE OFFICER & CLO | NA | |
| PREOVOLOS, THANASI, K | I | CHIEF COMPLIANCE OFFICER & CLO | NA | |
| PREOVOLOS, THANASI, K | I | CHIEF COMPLIANCE OFFICER & CLO | NA | |
| PREOVOLOS, THANASI, K | I | CHIEF COMPLIANCE OFFICER & CLO | NA | |
| PREOVOLOS, THANASI, K | I | CHIEF COMPLIANCE OFFICER & CLO | NA | |
| PREOVOLOS, THANASI, K | I | CHIEF COMPLIANCE OFFICER & CLO | NA | |
| PREOVOLOS, THANASI, K | I | CHIEF COMPLIANCE OFFICER & CLO | NA | |
| PREOVOLOS, THANASI, K | I | CHIEF COMPLIANCE OFFICER & CLO | NA | |
| PREOVOLOS, THANASI, K | I | CHIEF COMPLIANCE OFFICER & CLO | NA | |
| PREOVOLOS, THANASI, K | I | CHIEF COMPLIANCE OFFICER & CLO | NA | |
| PREOVOLOS, THANASI, K | I | CHIEF COMPLIANCE OFFICER & CLO | NA | |
| PREOVOLOS, THANASI, K | I | CHIEF COMPLIANCE OFFICER & CLO | NA | |
| PREOVOLOS, THANASI, K | I | CHIEF COMPLIANCE OFFICER & CLO | NA | |
| PREOVOLOS, THANASI, K | I | CHIEF COMPLIANCE OFFICER & CLO | NA | |
| PREOVOLOS, THANASI, K | I | CHIEF COMPLIANCE OFFICER & CLO | NA | |
| PREOVOLOS, ATHANASIOS, K | I | CHIEF COMPLIANCE OFFICER & CLO | C | |
| PREOVOLOS, ATHANASIOS, K | I | CHIEF COMPLIANCE OFFICER & CLO | C | |
| PREOVOLOS, ATHANASIOS, K | I | CHIEF COMPLIANCE OFFICER & CLO | C | |
| PREOVOLOS, ATHANASIOS, K | I | CHIEF COMPLIANCE OFFICER & CLO | C | |
| PREOVOLOS, LITSA, STELLA | I | CFO & COO | C | Control |
| PREOVOLOS, LITSA, STELLA | I | CFO & COO | C | Control |
| PREOVOLOS, LITSA, STELLA | I | CFO & COO | C | Control |
| PREOVOLOS, LITSA, STELLA | I | CFO & COO | C | Control |
| PREOVOLOS, LITSA, STELLA | I | CFO | C | Control |
| PREOVOLOS, LITSA, STELLA | I | CFO & COO | C | Control |
| PREOVOLOS, LITSA, STELLA | I | CFO | C | Control |
| PREOVOLOS, LITSA, STELLA | I | CFO | C | Control |
| PREOVOLOS, LITSA, STELLA | I | CFO | C | Control |
| PREOVOLOS, LITSA, STELLA | I | CFO | C | Control |
| PREOVOLOS, LITSA, STELLA | I | CFO | C | Control |
| PREOVOLOS, LITSA, STELLA | I | CFO | C | Control |
| PREOVOLOS, LITSA, STELLA | I | CFO | C | Control |
| PREOVOLOS, LITSA, STELLA | I | CFO | C | Control |
| PREOVOLOS, LITSA, STELLA | I | CFO | C | Control |
| PREOVOLOS, LITSA, STELLA | I | CFO | C | Control |
| PREOVOLOS, LITSA, STELLA | I | CFO | C | Control |
| PREOVOLOS, LITSA, STELLA | I | CFO | C | Control |
| PREOVOLOS, LITSA, STELLA | I | STOCKHOLDER | C | Control |
| PREOVOLOS, LITSA, STELLA | I | STOCKHOLDER | C | Control |
| PREOVOLOS, LITSA, STELLA | I | CFO | C | Control |
| PREOVOLOS, LITSA, STELLA | I | STOCKHOLDER | C | Control |
| PREOVOLOS, LITSA, STELLA | I | STOCKHOLDER | C | Control |
| PREOVOLOS, LITSA, STELLA | I | STOCKHOLDER | C | Control |
| PREOVOLOS, LITSA, STELLA | I | STOCKHOLDER | C | Control |
| PREOVOLOS, LITSA, STELLA | I | STOCKHOLDER | C | Control |
| PREOVOLOS, LITSA, STELLA | I | STOCKHOLDER | C | Control |
| PREOVOLOS, LITSA, STELLA | I | STOCKHOLDER | C | Control |
| PREOVOLOS, LITSA, STELLA | I | STOCKHOLDER | C | Control |
| PREOVOLOS, PETER, EMANUEL | I | PRESIDENT & CEO | C | Control |
| PREOVOLOS, PETER, EMANUEL | I | PRESIDENT | C | Control |
| PREOVOLOS, PETER, EMANUEL | I | PRESIDENT & CEO | C | Control |
| PREOVOLOS, PETER, EMANUEL | I | PRESIDENT & CEO | C | Control |
| PREOVOLOS, PETER, EMANUEL | I | PRESIDENT & CEO | C | Control |
| PREOVOLOS, PETER, EMANUEL | I | PRESIDENT | C | Control |
| PREOVOLOS, PETER, EMANUEL | I | PRESIDENT & CEO | C | Control |
| PREOVOLOS, PETER, EMANUEL | I | PRESIDENT & CEO | C | Control |
| PREOVOLOS, PETER, EMANUEL | I | PRESIDENT & CEO | C | Control |
| PREOVOLOS, PETER, EMANUEL | I | PRESIDENT & CEO | C | Control |
| PREOVOLOS, PETER, EMANUEL | I | PRESIDENT & CEO | C | Control |
| PREOVOLOS, PETER, EMANUEL | I | PRESIDENT & CEO | C | Control |
| PREOVOLOS, PETER, EMANUEL | I | PRESIDENT & CEO | C | Control |
| PREOVOLOS, PETER, EMANUEL | I | PRESIDENT & CEO | C | Control |
| PREOVOLOS, PETER, EMANUEL | I | PRESIDENT & CEO | C | Control |
| PREOVOLOS, PETER, EMANUEL | I | PRESIDENT & CEO | C | Control |
| PREOVOLOS, PETER, EMANUEL | I | PRESIDENT & CEO | C | Control |
| PREOVOLOS, PETER, EMANUEL | I | PRESIDENT & CEO | C | Control |
| PREOVOLOS, PETER, EMANUEL | I | STOCKHOLDER | C | Control |
| PREOVOLOS, PETER, EMANUEL | I | STOCKHOLDER | C | Control |
| PREOVOLOS, PETER, EMANUEL | I | PRESIDENT & CEO | C | Control |
| PREOVOLOS, PETER, EMANUEL | I | STOCKHOLDER | C | Control |
| PREOVOLOS, PETER, EMANUEL | I | STOCKHOLDER | C | Control |
| PREOVOLOS, PETER, EMANUEL | I | STOCKHOLDER | C | Control |
| PREOVOLOS, PETER, EMANUEL | I | STOCKHOLDER | C | Control |
| PREOVOLOS, PETER, EMANUEL | I | STOCKHOLDER | C | Control |
| PREOVOLOS, PETER, EMANUEL | I | STOCKHOLDER | C | Control |
| PREOVOLOS, PETER, EMANUEL | I | STOCKHOLDER | C | Control |
| PREOVOLOS, PETER, EMANUEL | I | STOCKHOLDER | C | Control |
| PREOVOLOS, PETER, EMANUEL | I | STOCKHOLDER | C | Control |
| PREOVOLOS, PETER, EMANUEL | I | STOCKHOLDER | C | Control |
| PREOVOLOS, PETER, EMANUEL | I | STOCKHOLDER | C | Control |
| PREOVOLOS, PETER, EMANUEL | I | STOCKHOLDER | C | Control |
| PREOVOLOS FAMILY TRUST 1979 | DE | STOCKHOLDER | B | |
| PREOVOLOS FAMILY TRUST 1979 | DE | STOCKHOLDER | B | |
| PREOVOLOS FAMILY TRUST 1979 | DE | STOCKHOLDER | B | |
| PREOVOLOS FAMILY TRUST 1979 | DE | STOCKHOLDER | B | |
| PREOVOLOS FAMILY TRUST 1979 | DE | STOCKHOLDER | B | |
| PREOVOLOS FAMILY TRUST 1979 | DE | STOCKHOLDER | B | |
| PREOVOLOS FAMILY TRUST 1979 | DE | STOCKHOLDER | B | |
| PREOVOLOS FAMILY TRUST 1979 | DE | STOCKHOLDER | B | |
| PREOVOLOS FAMILY TRUST 1979 | DE | STOCKHOLDER | B | |
| PREOVOLOS FAMILY TRUST 1979 | DE | STOCKHOLDER | B | |
| PREOVOLOS FAMILY TRUST 1979 | DE | STOCKHOLDER | B | |
| PREOVOLOS FAMILY TRUST 1979 | DE | STOCKHOLDER | B | |
| PREOVOLOS FAMILY TRUST 1979 | DE | STOCKHOLDER | B | |
| PREOVOLOS FAMILY TRUST 1979 | DE | STOCKHOLDER | B | |
| PREOVOLOS FAMILY TRUST 1979 | DE | STOCKHOLDER | B | |
| PREOVOLOS FAMILY TRUST 1979 | DE | STOCKHOLDER | B | |
| PREOVOLOS FAMILY TRUST 1979 | DE | STOCKHOLDER | B | |
| PREOVOLOS FAMILY TRUST 1979 | DE | STOCKHOLDER | B | |
| PREOVOLOS FAMILY TRUST 1979 | DE | STOCKHOLDER | B | |
| PREOVOLOS FAMILY TRUST 1979 | DE | STOCKHOLDER | B | |
| PREOVOLOS FAMILY TRUST 1979 | DE | STOCKHOLDER | B | |
| PREOVOLOS FAMILY TRUST 1979 | DE | STOCKHOLDER | B | |
| PREOVOLOS FAMILY TRUST 1979 | DE | STOCKHOLDER | B | |
| PREOVOLOS FAMILY TRUST 1979 | DE | STOCKHOLDER | B | |
| PREOVOLOS FAMILY TRUST 1979 | DE | STOCKHOLDER | B | |
| PREOVOLOS FAMILY TRUST 1979 | DE | STOCKHOLDER | B | |
| PREOVOLOS FAMILY TRUST 1979 | DE | STOCKHOLDER | B | |
| PREOVOLOS FAMILY TRUST 1979 | DE | STOCKHOLDER | B | |
| PREOVOLOS FAMILY TRUST 1979 | DE | STOCKHOLDER | B | |
| PREOVOLOS FAMILY TRUST 1979 | DE | STOCKHOLDER | B | |
| PREOVOLOS FAMILY TRUST 1979 | DE | STOCKHOLDER | B | |
| PREOVOLOS FAMILY TRUST 1979 | DE | STOCKHOLDER | B | |
| PREOVOLOS FAMILY TRUST 1979 | DE | STOCKHOLDER | B |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| PREOVOLOS, ATHANASIOS, K | I | PREOVOLOS FAMILY TRUST 1979 | C | Control |
| PREOVOLOS, SPIRO, GEORGE | I | PREOVOLOS FAMILY TRUST 1979 | C | Control |
| Preovolos, Nicholas, John | I | PREOVOLOS FAMILY TRUST 1979 | C | Control |
Registrations
Federal
IA
Jun 16, 2023 REGISTERED
Notice Filings (1)
CA
Address
8580 LA MESA BLVD STE 100LA MESA, CA 91942
United States
Phone: 619-462-7812