PIN OAK INVESTMENT ADVISORS INC
CRD #105550 SEC #801-35858 HOUSTON, TX 713-871-8300
SEC Registered Private Funds
Total AUM
$671.9M
Discretionary
$671.9M
Employees
12
Clients
251
Accounts
336
Firm Details
- Organization Type
- Corporation
- State of Formation
- Texas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 2, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ESTES, DANIEL, CHARLES | I | CCO | NA | |
| ESTES, DANIEL, CHARLES | I | CCO | NA | |
| ESTES, DANIEL, CHARLES | I | CCO | NA | |
| ESTES, DANIEL, CHARLES | I | CCO | NA | |
| ESTES, DANIEL, CHARLES | I | CCO | NA | |
| ESTES, DANIEL, CHARLES | I | CCO | NA | |
| ESTES, DANIEL, CHARLES | I | CCO | NA | |
| ESTES, DANIEL, CHARLES | I | CCO | NA | |
| ESTES, DANIEL, CHARLES | I | CCO | NA | |
| ESTES, DANIEL, CHARLES | I | CCO | NA | |
| ESTES, DANIEL, CHARLES | I | CCO | NA | |
| ESTES, DANIEL, CHARLES | I | CCO | NA | |
| ROUSE, JAMES, BARRETT | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| ROUSE, JAMES, BARRETT | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| ROUSE, JAMES, BARRETT | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| ROUSE, JAMES, BARRETT | I | PRESIDENT CCO | E | Control |
| ROUSE, JAMES, BARRETT | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| ROUSE, JAMES, BARRETT | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| ROUSE, JAMES, BARRETT | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| ROUSE, JAMES, BARRETT | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| ROUSE, JAMES, BARRETT | I | PRESIDENT CCO | E | Control |
| ROUSE, JAMES, BARRETT | I | PRESIDENT CCO | E | Control |
| ROUSE, JAMES, BARRETT | I | PRESIDENT CCO | E | Control |
| ROUSE, JAMES, BARRETT | I | PRESIDENT CCO | E | Control |
| ROUSE, JAMES, BARRETT | I | PRESIDENT CCO | E | Control |
| ROUSE, JAMES, BARRETT | I | PRESIDENT CCO | E | Control |
| ROUSE, JAMES, BARRETT | I | PRESIDENT CCO | E | Control |
| ROUSE, JAMES, BARRETT | I | PRESIDENT CCO | E | Control |
| ROUSE, JAMES, BARRETT | I | PRESIDENT CCO | E | Control |
| ROUSE, JAMES, BARRETT | I | PRESIDENT | E | Control |
| ROUSE, JAMES, BARRETT | I | PRESIDENT | E | Control |
| ROUSE, JAMES, BARRETT | I | PRESIDENT | E | Control |
| ROUSE, JAMES, BARRETT | I | PRESIDENT | E | Control |
| ROUSE, JAMES, BARRETT | I | PRESIDENT | E | Control |
| ROUSE, JAMES, BARRETT | I | PRESIDENT | E | Control |
| ROUSE, JAMES, BARRETT | I | PRESIDENT | E | Control |
| ROUSE, JAMES, BARRETT | I | PRESIDENT | E | Control |
| ROUSE, JAMES, BARRETT | I | PRESIDENT | E | Control |
| ROUSE, JAMES, BARRETT | I | PRESIDENT | E | Control |
| ROUSE, JAMES, BARRETT | I | PRESIDENT | E | Control |
| ROUSE, JAMES, BARRETT | I | PRESIDENT | E | Control |
| DUNN, DOUGLAS, BRADLEY | I | VICE PRESIDENT, SECRETARY, TREASURER | D | Control |
| DUNN, DOUGLAS, BRADLEY | I | VICE PRESIDENT, SECRETARY, TREASURER | D | Control |
| DUNN, DOUGLAS, BRADLEY | I | VICE PRESIDENT, SECRETARY, TREASURER | D | Control |
| PLATT, JOHN | I | PRESIDENT | D | Control |
| ROUSE, JAMES | I | VICE PRESIDENT, SECRETARY | D | Control |
| ROUSE, JAMES, BARRETT | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | D | Control |
| ROUSE, JAMES, BARRETT | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | D | Control |
| ROUSE, JAMES, BARRETT | I | PRESIDENT | D | Control |
| ROUSE, JAMES, BARRETT | I | PRESIDENT | D | Control |
| DUNN, DOUGLAS, BRADLEY | I | VICE PRESIDENT, SECRETARY, TREASURER | C | Control |
| PLATT, JOHN, F. | I | VICE PRESIDENT | B | Control |
Registrations
Federal
IA
Apr 2, 2025 REGISTERED
Notice Filings (4)
CA LA NJ TX
Address
510 BERING DRIVESTE 100
HOUSTON, TX 77057
United States
Phone: 713-871-8300