RAINIER INVESTMENT MANAGEMENT LLC
CRD #105556 SEC #801-35638 SEATTLE, WA 206-518-6600
SEC Registered
Total AUM
$617M
Discretionary
$617M
Employees
4
Clients
0
Accounts
5
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Washington
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 20, 2025
- Branch Offices
- 3
- LEI
- 549300UY0FJ5WIWGHN70
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BADER, BRIAN, MITCHELL | I | SHAREHOLDER/BOARD MEMBER | NA | Control |
| BADER, BRIAN, MITCHELL | I | SHAREHOLDER/BOARD MEMBER | NA | Control |
| BADER, BRIAN, MITCHELL | I | SHAREHOLDER/BOARD MEMBER | NA | Control |
| BRENNAN, LEONARD, PATRICK | I | PRINCIPAL, CHIEF OPERATING OFFICER | NA | Control |
| BRENNAN, LEONARD, PATRICK | I | CHIEF OPERATING OFFICER | NA | Control |
| BRENNAN, LEONARD, PATRICK | I | CHIEF OPERATING OFFICER | NA | Control |
| BRENNAN, LEONARD, PATRICK | I | CHIEF OPERATING OFFICER | NA | Control |
| BRENNAN, LEONARD, PATRICK | I | CHIEF OPERATING OFFICER | NA | Control |
| BRENNAN, LEONARD, PATRICK | I | CHIEF OPERATING OFFICER | NA | Control |
| COONS, JEFFREY, SCOTT | I | PRESIDENT | NA | Control |
| COONS, JEFFREY, SCOTT | I | PRESIDENT | NA | Control |
| COONS, JEFFREY, SCOTT | I | PRESIDENT | NA | Control |
| COONS, JEFFREY, SCOTT | I | PRESIDENT | NA | Control |
| DAWSON, MARK, HAMILTON | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DAWSON, MARK, HAMILTON | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DAWSON, MARK, HAMILTON | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DAWSON, MARK, HAMILTON | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DAWSON, MARK, HAMILTON | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DAWSON, MARK, HAMILTON | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DAWSON, MARK, HAMILTON | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DAWSON, MARK, HAMILTON | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DAWSON, MARK, HAMILTON | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DAWSON, MARK, HAMILTON | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DAWSON, MARK, HAMILTON | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DAWSON, MARK, HAMILTON | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HOWELL, KRISTEN, LEIGH | I | GENERAL COUNSEL/SECRETARY | NA | |
| HOWELL, KRISTEN, LEIGH | I | GENERAL COUNSEL/SECRETARY | NA | |
| HOWELL, KRISTEN, LEIGH | I | GENERAL COUNSEL/SECRETARY | NA | |
| HOWELL, KRISTEN, LEIGH | I | GENERAL COUNSEL/SECRETARY | NA | |
| John, Emmons, Melampy | I | CORPORATE SECRETARY | NA | |
| John, Emmons, Melampy | I | CORPORATE SECRETARY | NA | |
| KUSHNER, JESSICA, MICHELE | I | CHIEF COMPLIANCE OFFICER | NA | |
| KUSHNER, JESSICA, MICHELE | I | CHIEF COMPLIANCE OFFICER | NA | |
| KUSHNER, JESSICA, MICHELE | I | CHIEF COMPLIANCE OFFICER | NA | |
| KUSHNER, JESSICA, MICHELE | I | CHIEF COMPLIANCE OFFICER | NA | |
| KUSHNER, JESSICA, MICHELE | I | CHIEF COMPLIANCE OFFICER | NA | |
| KUSHNER, JESSICA, MICHELE | I | CHIEF COMPLIANCE OFFICER | NA | |
| KUSHNER, JESSICA, MICHELE | I | CHIEF COMPLIANCE OFFICER | NA | |
| KUSHNER, JESSICA, MICHELE | I | CHIEF COMPLIANCE OFFICER | NA | |
| KUSHNER, JESSICA, MICHELE | I | CHIEF COMPLIANCE OFFICER | NA | |
| KUSHNER, JESSICA, MICHELE | I | CHIEF COMPLIANCE OFFICER | NA | |
| KUSHNER, JESSICA, MICHELE | I | CHIEF COMPLIANCE OFFICER | NA | |
| KUSHNER, JESSICA, MICHELE | I | CHIEF COMPLIANCE OFFICER | NA | |
| KUSHNER, JESSICA, MICHELE | I | CHIEF COMPLIANCE OFFICER | NA | |
| KUSHNER, JESSICA, MICHELE | I | CHIEF COMPLIANCE OFFICER | NA | |
| KUSHNER, JESSICA, MICHELE | I | CHIEF COMPLIANCE OFFICER | NA | |
| KUSHNER, JESSICA, MICHELE | I | CHIEF COMPLIANCE OFFICER | NA | |
| KUSHNER, JESSICA, MICHELE | I | CHIEF COMPLIANCE OFFICER | NA | |
| KUSHNER, JESSICA, MICHELE | I | CHIEF COMPLIANCE OFFICER | NA | |
| KUSHNER, JESSICA, MICHELE | I | CHIEF COMPLIANCE OFFICER | NA | |
| KUSHNER, JESSICA, MICHELE | I | CHIEF COMPLIANCE OFFICER | NA | |
| KUSHNER, JESSICA, MICHELE | I | CHIEF COMPLIANCE OFFICER | NA | |
| KUSHNER, JESSICA, MICHELE | I | CHIEF COMPLIANCE OFFICER | NA | |
| KUSHNER, JESSICA, MICHELE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MAYER, MARC, ORLANS | I | CEO | NA | Control |
| MAYER, MARC, ORLANS | I | CEO | NA | Control |
| MAYER, MARC, ORLANS | I | CEO | NA | Control |
| MAYER, MARC, ORLANS | I | CEO | NA | Control |
| MAYER, MARC, ORLANS | I | CEO | NA | Control |
| MAYER, MARC, ORLANS | I | CEO | NA | Control |
| MAYER, MARC, ORLANS | I | CEO | NA | Control |
| MAYER, MARC, ORLANS | I | CEO | NA | Control |
| MAYER, MARC, ORLANS | I | CEO | NA | Control |
| MAYER, MARC, ORLANS | I | CEO | NA | Control |
| MAYER, MARC, ORLANS | I | CEO | NA | Control |
| MAYER, MARC, ORLANS | I | CEO | NA | Control |
| MAYER, MARC, ORLANS | I | CEO | NA | Control |
| MAYER, MARC, ORLANS | I | CEO | NA | Control |
| MAYER, MARC, ORLANS | I | CEO | NA | Control |
| MAYER, MARC, ORLANS | I | CEO | NA | Control |
| RIDGEWAY, JAMES, MICHAEL | I | PRESIDENT | NA | Control |
| RIDGEWAY, JAMES, MICHAEL | I | PRESIDENT | NA | Control |
| RIDGEWAY, JAMES, MICHAEL | I | PRESIDENT | NA | Control |
| RIDGEWAY, JAMES, MICHAEL | I | PRESIDENT | NA | Control |
| RIDGEWAY, JAMES, MICHAEL | I | PRESIDENT | NA | Control |
| RIDGEWAY, JAMES, MICHAEL | I | PRESIDENT | NA | Control |
| RIDGEWAY, JAMES, MICHAEL | I | PRESIDENT | NA | Control |
| RIDGEWAY, JAMES, MICHAEL | I | PRESIDENT | NA | Control |
| RIDGEWAY, JAMES, MICHAEL | I | PRESIDENT | NA | Control |
| SHERLEY, FREDERICK, HARRISON | I | GENERAL COUNSEL | NA | Control |
| SHERLEY, FREDERICK, HARRISON | I | GENERAL COUNSEL | NA | Control |
| SHERLEY, FREDERICK, HARRISON | I | GENERAL COUNSEL | NA | |
| SHERLEY, FREDERICK, HARRISON | I | GENERAL COUNSEL | NA | Control |
| SHERLEY, FREDERICK, HARRISON | I | GENERAL COUNSEL | NA | |
| SHERLEY, FREDERICK, HARRISON | I | GENERAL COUNSEL | NA | |
| SHERLEY, FREDERICK, HARRISON | I | GENERAL COUNSEL | NA | |
| SHERLEY, FREDERICK, HARRISON | I | GENERAL COUNSEL | NA | Control |
| THENELL, LISA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| THENELL, LISA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| THENELL, LISA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| THENELL, LISA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THENELL, LISA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THENELL, LISA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THENELL, LISA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| THENELL, LISA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THENELL, LISA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| THENELL, LISA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THENELL, LISA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THENELL, LISA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THENELL, LISA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THENELL, LISA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THENELL, LISA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| THENELL, LISA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| THENELL, LISA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THENELL, LISA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| THENELL, LISA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| THENELL, LISA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| THENELL, LISA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| THENELL, LISA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| THENELL, LISA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| Turner, Sarah, Christine | I | CORPORATE SECRETARY | NA | |
| Turner, Sarah, Christine | I | CORPORATE SECRETARY | NA | |
| Turner, Sarah, Christine | I | CORPORATE SECRETARY | NA | |
| Turner, Sarah, Christine | I | CORPORATE SECRETARY | NA | |
| Turner, Sarah, Christine | I | CORPORATE SECRETARY | NA | |
| Turner, Sarah, Christine | I | CORPORATE SECRETARY | NA | |
| Turner, Sarah, Christine | I | CORPORATE SECRETARY | NA | |
| Turner, Sarah, Christine | I | CORPORATE SECRETARY | NA | |
| Turner, Sarah, Christine | I | CORPORATE SECRETARY | NA | |
| Turner, Sarah, Christine | I | CORPORATE SECRETARY | NA | |
| Turner, Sarah, Christine | I | CORPORATE SECRETARY | NA | |
| Turner, Sarah, Christine | I | CORPORATE SECRETARY | NA | |
| Turner, Sarah, Christine | I | CORPORATE SECRETARY | NA | |
| Turner, Sarah, Christine | I | CORPORATE SECRETARY | NA | |
| Turner, Sarah, Christine | I | CORPORATE SECRETARY | NA | |
| Turner, Sarah, Christine | I | CORPORATE SECRETARY | NA | |
| ZAKALUK, MELODIE, BRASHER | I | CHIEF OPERATING OFFICER | NA | |
| ZAKALUK, MELODIE, BRASHER | I | CHIEF OPERATING OFFICER | NA | |
| ZAKALUK, MELODIE, BRASHER | I | CHIEF OPERATING OFFICER/SHAREHOLDER | NA | Control |
| ZAKALUK, MELODIE, BRASHER | I | CHIEF OPERATING OFFICER | NA | Control |
| ZAKALUK, MELODIE, BRASHER | I | CHIEF OPERATING OFFICER | NA | Control |
| ZAKALUK, MELODIE, BRASHER | I | CHIEF OPERATING OFFICER/SHAREHOLDER | NA | Control |
| ZAKALUK, MELODIE, BRASHER | I | CHIEF OPERATING OFFICER | NA | Control |
| ZAKALUK, MELODIE, BRASHER | I | CHIEF OPERATING OFFICER | NA | Control |
| ZAKALUK, MELODIE, BRASHER | I | CHIEF OPERATING OFFICER | NA | Control |
| ZAKALUK, MELODIE, BRASHER | I | CHIEF OPERATING OFFICER/SHAREHOLDER | NA | Control |
| ZAKALUK, MELODIE, BRASHER | I | CHIEF OPERATING OFFICER/SHAREHOLDER | NA | Control |
| ZAKALUK, MELODIE, BRASHER | I | CHIEF OPERATING OFFICER/SHAREHOLDER | NA | Control |
| ZAKALUK, MELODIE, BRASHER | I | CHIEF OPERATING OFFICER/SHAREHOLDER | NA | Control |
| ZAKALUK, MELODIE, BRASHER | I | CHIEF OPERATING OFFICER/SHAREHOLDER | NA | Control |
| ZAKALUK, MELODIE, BRASHER | I | CHIEF OPERATING OFFICER | NA | Control |
| ZAKALUK, MELODIE, BRASHER | I | CHIEF OPERATING OFFICER | NA | Control |
| ZAKALUK, MELODIE, BRASHER | I | CHIEF OPERATING OFFICER | NA | Control |
| ZAKALUK, MELODIE, BRASHER | I | CHIEF OPERATING OFFICER | NA | Control |
| MANNING & NAPIER GROUP | DE | MEMBER | E | Control |
| MANNING & NAPIER GROUP | DE | MEMBER | E | Control |
| MANNING & NAPIER GROUP | DE | MEMBER | E | Control |
| MANNING & NAPIER GROUP | DE | MEMBER | E | Control |
| MANNING & NAPIER GROUP | DE | MEMBER | E | Control |
| MANNING & NAPIER GROUP | DE | MEMBER | E | Control |
| MANNING & NAPIER GROUP | DE | MEMBER | E | Control |
| MANNING & NAPIER GROUP | DE | MEMBER | E | Control |
| MANNING & NAPIER GROUP, LLC | DE | SOLE OWNER | E | Control |
| MANNING & NAPIER GROUP, LLC | DE | SOLE OWNER | E | Control |
| MANNING & NAPIER GROUP, LLC | DE | SOLE OWNER | E | Control |
| MANNING & NAPIER GROUP, LLC | DE | SOLE OWNER | E | Control |
| MANNING & NAPIER GROUP, LLC | DE | SOLE OWNER | E | Control |
| MANNING & NAPIER GROUP, LLC | DE | SOLE OWNER | E | Control |
| MANNING & NAPIER GROUP, LLC | DE | SOLE OWNER | E | Control |
| MANNING & NAPIER GROUP, LLC | DE | SOLE OWNER | E | Control |
| MANNING & NAPIER GROUP, LLC | DE | SOLE OWNER | E | Control |
| MANNING & NAPIER GROUP, LLC | DE | SOLE OWNER | E | Control |
| MANNING & NAPIER GROUP, LLC | DE | SOLE OWNER | E | Control |
| MANNING & NAPIER GROUP, LLC | DE | SOLE OWNER | E | Control |
| MANNING & NAPIER GROUP, LLC | DE | SOLE OWNER | E | Control |
| MANNING & NAPIER GROUP, LLC | DE | SOLE OWNER | E | Control |
| MANNING & NAPIER GROUP, LLC | DE | SOLE OWNER | E | Control |
| MANNING & NAPIER GROUP, LLC | DE | SOLE OWNER | E | Control |
| MANNING & NAPIER GROUP, LLC | DE | SOLE OWNER | E | Control |
| MANNING & NAPIER GROUP, LLC | DE | SOLE OWNER | E | Control |
| MANNING & NAPIER GROUP, LLC | DE | SOLE OWNER | E | Control |
| MANNING & NAPIER GROUP, LLC | DE | SOLE OWNER | E | Control |
| RAINIER IM, INC. | DE | HOLDER OF CLASS A UNITS (NON-VOTING) OF RAINIER INVESTMENT MANAGEMENT, LLC | E | Control |
| RAINIER IM, INC. | DE | HOLDER OF CLASS A UNITS (NON-VOTING) OF RAINIER INVESTMENT MANAGEMENT, LLC | E | Control |
| RAINIER IM, INC. | DE | HOLDER OF CLASS A UNITS (NON-VOTING) OF RAINIER INVESTMENT MANAGEMENT, LLC | E | Control |
| RAINIER IM, INC. | DE | HOLDER OF CLASS A UNITS (NON-VOTING) OF RAINIER INVESTMENT MANAGEMENT, LLC | E | Control |
| RAINIER IM, INC. | DE | HOLDER OF CLASS A UNITS (NON-VOTING) OF RAINIER INVESTMENT MANAGEMENT, LLC | E | Control |
| RAINIER IM, INC. | DE | HOLDER OF CLASS A UNITS (NON-VOTING) OF RAINIER INVESTMENT MANAGEMENT, LLC | E | Control |
| RAINIER IM, INC. | DE | HOLDER OF CLASS A UNITS (NON-VOTING) OF RAINIER INVESTMENT MANAGEMENT, LLC | E | Control |
| RAINIER IM, INC. | DE | HOLDER OF CLASS A UNITS (NON-VOTING) OF RAINIER INVESTMENT MANAGEMENT, LLC | E | Control |
| RAINIER IM, INC. | DE | HOLDER OF CLASS A UNITS (NON-VOTING) OF RAINIER INVESTMENT MANAGEMENT, LLC | E | Control |
| BREWER, DANIEL, MELANCHTHON | I | SHAREHOLDER | B | |
| BREWER, DANIEL, MELANCHTHON | I | SHAREHOLDER | B | |
| BREWER, DANIEL, MELANCHTHON | I | SHAREHOLDER | B | |
| BROUGHTON, MARK, WILLIAM | I | SHAREHOLDER | B | |
| BROUGHTON, MARK, WILLIAM | I | SHAREHOLDER / BOARD MEMBER | B | Control |
| BROUGHTON, MARK, WILLIAM | I | SHAREHOLDER / BOARD MEMBER | B | Control |
| BROUGHTON, MARK, WILLIAM | I | SHAREHOLDER | B | |
| BROUGHTON, MARK, WILLIAM | I | SHAREHOLDER | B | |
| DAWSON, MARK, HAMILTON | I | PRINCIPAL | B | |
| DAWSON, MARK, HAMILTON | I | BOARD MEMBER | B | Control |
| DAWSON, MARK, HAMILTON | I | PRINCIPAL | B | |
| DAWSON, MARK, HAMILTON | I | PRINCIPAL | B | |
| DAWSON, MARK, HAMILTON | I | PRINCIPAL | B | |
| DAWSON, MARK, HAMILTON | I | PRINCIPAL | B | |
| DAWSON, MARK, HAMILTON | I | BOARD MEMBER | B | Control |
| DAWSON, MARK, HAMILTON | I | PRINCIPAL | B | |
| DAWSON, MARK, HAMILTON | I | PRINCIPAL | B | |
| DAWSON, MARK, HAMILTON | I | BOARD MEMBER/SHAREHOLDER | B | Control |
| DAWSON, MARK, HAMILTON | I | PRINCIPAL | B | |
| DAWSON, MARK, HAMILTON | I | BOARD MEMBER/SHAREHOLDER | B | Control |
| DAWSON, MARK, HAMILTON | I | BOARD MEMBER/SHAREHOLDER | B | Control |
| DAWSON, MARK, HAMILTON | I | BOARD MEMBER/SHAREHOLDER | B | Control |
| DAWSON, MARK, HAMILTON | I | BOARD MEMBER/SHAREHOLDER | B | Control |
| DAWSON, MARK, HAMILTON | I | BOARD MEMBER/SHAREHOLDER | B | Control |
| DAWSON, MARK, HAMILTON | I | BOARD MEMBER/SHAREHOLDER | B | Control |
| FROST, PATRICIA, LOUISE | I | CEO & PRINCIPAL | B | Control |
| FROST, PATRICIA, LOUISE | I | CEO & PRINCIPAL | B | Control |
| HABER, JOHN, GLENN | I | PRINCIPAL, PRESIDENT & CCO | B | Control |
| HABER, JOHN, GLENN | I | PRINCIPAL & CCO | B | Control |
| HABER, JOHN, GLENN | I | PRINCIPAL & CCO | B | Control |
| HABER, JOHN, GLENN | I | PRINCIPAL & CCO | B | Control |
| HABER, JOHN, GLENN | I | PRINCIPAL | B | Control |
| HABER, JOHN, GLENN | I | PRINCIPAL & CCO | B | Control |
| HABER, JOHN, GLENN | I | PRINCIPAL & CCO | B | Control |
| HABER, JOHN, GLENN | I | PRINCIPAL | B | Control |
| HABER, JOHN, GLENN | I | PRINCIPAL & COO | B | Control |
| MARGARD, JAMES, RICHARD | I | PRINCIPAL | B | Control |
| MARGARD, JAMES, RICHARD | I | PRINCIPAL | B | Control |
| MARGARD, JAMES, RICHARD | I | BOARD MEMBER | B | Control |
| MARGARD, JAMES, RICHARD | I | PRINCIPAL | B | Control |
| MARGARD, JAMES, RICHARD | I | PRINCIPAL | B | Control |
| MARGARD, JAMES, RICHARD | I | PRINCIPAL | B | Control |
| MARGARD, JAMES, RICHARD | I | PRINCIPAL | B | Control |
| MARGARD, JAMES, RICHARD | I | BOARD MEMBER | B | Control |
| MARGARD, JAMES, RICHARD | I | PRINCIPAL | B | Control |
| MARGARD, JAMES, RICHARD | I | PRINCIPAL | B | Control |
| MARGARD, JAMES, RICHARD | I | BOARD MEMBER/SHAREHOLDER | B | Control |
| MARGARD, JAMES, RICHARD | I | PRINCIPAL | B | Control |
| MARGARD, JAMES, RICHARD | I | PRINCIPAL | B | Control |
| MARGARD, JAMES, RICHARD | I | PRINCIPAL | B | Control |
| MARGARD, JAMES, RICHARD | I | BOARD MEMBER/SHAREHOLDER | B | Control |
| MARGARD, JAMES, RICHARD | I | BOARD MEMBER/SHAREHOLDER | B | Control |
| MARGARD, JAMES, RICHARD | I | BOARD MEMBER/SHAREHOLDER | B | Control |
| MARGARD, JAMES, RICHARD | I | BOARD MEMBER/SHAREHOLDER | B | Control |
| MARGARD, JAMES, RICHARD | I | BOARD MEMBER/SHAREHOLDER | B | Control |
| MARGARD, JAMES, RICHARD | I | BOARD MEMBER/SHAREHOLDER | B | Control |
| MUSSER, PETER, MORGAN | I | PRINCIPAL | B | |
| MUSSER, PETER, MORGAN | I | BOARD MEMBER | B | Control |
| MUSSER, PETER, MORGAN | I | PRINCIPAL | B | |
| MUSSER, PETER, MORGAN | I | PRINCIPAL | B | |
| MUSSER, PETER, MORGAN | I | PRINCIPAL | B | |
| MUSSER, PETER, MORGAN | I | PRINCIPAL | B | |
| MUSSER, PETER, MORGAN | I | BOARD MEMBER | B | Control |
| MUSSER, PETER, MORGAN | I | PRINCIPAL | B | |
| MUSSER, PETER, MORGAN | I | PRINCIPAL | B | |
| MUSSER, PETER, MORGAN | I | BOARD MEMBER/SHAREHOLDER | B | Control |
| MUSSER, PETER, MORGAN | I | PRINCIPAL | B | |
| MUSSER, PETER, MORGAN | I | BOARD MEMBER/SHAREHOLDER | B | Control |
| MUSSER, PETER, MORGAN | I | BOARD MEMBER/SHAREHOLDER | B | Control |
| MUSSER, PETER, MORGAN | I | BOARD MEMBER/SHAREHOLDER | B | Control |
| MUSSER, PETER, MORGAN | I | BOARD MEMBER/SHAREHOLDER | B | Control |
| MUSSER, PETER, MORGAN | I | BOARD MEMBER/SHAREHOLDER | B | Control |
| MUSSER, PETER, MORGAN | I | BOARD MEMBER/SHAREHOLDER | B | Control |
| POLK, KURT, ANDREW | I | CEO/SHAREHOLDER/BOARD MEMBER | B | Control |
| POLK, KURT, ANDREW | I | CEO/SHAREHOLDER/BOARD MEMBER | B | Control |
| POLK, KURT, ANDREW | I | CEO/SHAREHOLDER/BOARD MEMBER | B | Control |
| POLK, KURT, ANDREW | I | CEO/SHAREHOLDER/BOARD MEMBER | B | Control |
| POLK, KURT, ANDREW | I | CEO/SHAREHOLDER/BOARD MEMBER | B | Control |
| RAINIER INVESTMENT MANAGEMENT, LP | DE | MEMBER | B | |
| RAINIER INVESTMENT MANAGEMENT, LP | DE | MEMBER | B | |
| RAINIER INVESTMENT MANAGEMENT, LP | DE | MEMBER | B | |
| RAINIER INVESTMENT MANAGEMENT, LP | DE | MEMBER | B | |
| RAINIER INVESTMENT MANAGEMENT, LP | DE | MEMBER | B | |
| RAINIER INVESTMENT MANAGEMENT, LP | DE | MEMBER | B | |
| RAINIER INVESTMENT MANAGEMENT, LP | DE | MEMBER | B | |
| RANEY, MICHAEL, E | I | PRINCIPAL | B | Control |
| RANEY, MICHAEL, E | I | PRINCIPAL | B | Control |
| RANEY, MICHAEL, E | I | PRINCIPAL | B | Control |
| RANEY, MICHAEL, E | I | PRINCIPAL | B | Control |
| RANEY, MICHAEL, E | I | PRINCIPAL | B | Control |
| RANEY, MICHAEL, E | I | PRINCIPAL | B | Control |
| RANEY, MICHAEL, E | I | PRINCIPAL | B | Control |
| RANEY, MICHAEL, E | I | PRINCIPAL | B | Control |
| RANEY, MICHAEL, E | I | PRINCIPAL | B | Control |
| RANEY, MICHAEL, E | I | PRINCIPAL | B | Control |
| RANEY, MICHAEL, E | I | PRINCIPAL | B | Control |
| RIDGEWAY, JAMES, MICHAEL | I | PRESIDENT/BOARD MEMBER/SHAREHOLDER | B | Control |
| RIDGEWAY, JAMES, MICHAEL | I | PRESIDENT/BOARD MEMBER/SHAREHOLDER | B | Control |
| RIDGEWAY, JAMES, MICHAEL | I | PRESIDENT/BOARD MEMBER/SHAREHOLDER | B | Control |
| RIDGEWAY, JAMES, MICHAEL | I | PRESIDENT/BOARD MEMBER/SHAREHOLDER | B | Control |
| RIDGEWAY, JAMES, MICHAEL | I | PRESIDENT/BOARD MEMBER/SHAREHOLDER | B | Control |
| VETERANE, DAVID, ALAN | I | PRINCIPAL | B | Control |
| BADER, BRIAN, MITCHELL | I | SHAREHOLDER/BOARD MEMBER | A | Control |
| BADER, BRIAN, MITCHELL | I | SHAREHOLDER/BOARD MEMBER | A | Control |
| BADER, BRIAN, MITCHELL | I | SHAREHOLDER/BOARD MEMBER | A | Control |
| BRENNAN, LEONARD, PATRICK | I | PRINCIPAL, PRESIDENT & CEO | A | Control |
| BRENNAN, LEONARD, PATRICK | I | BOARD MEMBER/CEO | A | Control |
| BRENNAN, LEONARD, PATRICK | I | BOARD MEMBER/CEO | A | Control |
| BRENNAN, LEONARD, PATRICK | I | PRINCIPAL, PRESIDENT & CEO | A | Control |
| BREWER, DANIEL, MELANCHTHON | I | BOARD MEMBER | A | Control |
| BREWER, DANIEL, MELANCHTHON | I | BOARD MEMBER | A | Control |
| BREWER, DANIEL, MELANCHTHON | I | SHAREHOLDER | A | Control |
| BREWER, DANIEL, MELANCHTHON | I | SHAREHOLDER | A | |
| BROUGHTON, MARK, WILLIAM | I | BOARD MEMBER | A | Control |
| BROUGHTON, MARK, WILLIAM | I | BOARD MEMBER | A | Control |
| BROUGHTON, MARK, WILLIAM | I | SHAREHOLDER/BOARDMEMBER | A | Control |
| BROUGHTON, MARK, WILLIAM | I | SHAREHOLDER / BOARD MEMBER | A | Control |
| DAWSON, MARK, HAMILTON | I | PRINCIPAL | A | |
| DAWSON, MARK, HAMILTON | I | PRINCIPAL | A | Control |
| DURBIN, ANDREA, LYNN | I | SHAREHOLDER | A | |
| DURBIN, ANDREA, LYNN | I | SHAREHOLDER | A | |
| DURBIN, ANDREA, LYNN | I | BOARD MEMBER/SHAREHOLDER | A | Control |
| DURBIN, ANDREA, LYNN | I | BOARD MEMBER/SHAREHOLDER | A | Control |
| DURBIN, ANDREA, LYNN | I | BOARD MEMBER/SHAREHOLDER | A | Control |
| DURBIN, ANDREA, LYNN | I | BOARD MEMBER/SHAREHOLDER | A | Control |
| DURBIN, ANDREA, LYNN | I | BOARD MEMBER/SHAREHOLDER | A | Control |
| DURBIN, ANDREA, LYNN | I | BOARD MEMBER/SHAREHOLDER | A | Control |
| DURBIN, ANDREA, LYNN | I | BOARD MEMBER/SHAREHOLDER | A | Control |
| HABER, JOHN, GLENN | I | PRINCIPAL & CHIEF COMPLIANCE OFFICER | A | Control |
| HABER, JOHN, GLENN | I | PRINCIPAL & CHIEF COMPLIANCE OFFICER | A | Control |
| MUSSER, PETER, MORGAN | I | PRINCIPAL | A | |
| MUSSER, PETER, MORGAN | I | PRINCIPAL | A | Control |
| POLK, KURT, ANDREW | I | BOARD MEMBER | A | Control |
| POLK, KURT, ANDREW | I | BOARD MEMBER | A | Control |
| POLK, KURT, ANDREW | I | SHAREHOLDER/BOARD MEMBER | A | Control |
| POLK, KURT, ANDREW | I | CEO/SHAREHOLDER/BOARD MEMBER | A | Control |
| RIDGEWAY, JAMES, MICHAEL | I | SHAREHOLDER | A | |
| RIDGEWAY, JAMES, MICHAEL | I | SHAREHOLDER | A | |
| RIDGEWAY, JAMES, MICHAEL | I | BOARD MEMBER/SHAREHOLDER | A | Control |
| RIDGEWAY, JAMES, MICHAEL | I | PRESIDENT/BOARD MEMBER/SHAREHOLDER | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| MANNING & NAPIER INC. | DE | MANNING & NAPIER GROUP LLC | F | Control |
| MANNING & NAPIER INC. | DE | MANNING & NAPIER GROUP LLC | F | Control |
| MANNING & NAPIER INC. | DE | MANNING & NAPIER GROUP LLC | F | Control |
| MANNING & NAPIER INC. | DE | MANNING & NAPIER GROUP LLC | F | Control |
| MANNING & NAPIER INC. | DE | MANNING & NAPIER GROUP LLC | F | Control |
| MANNING & NAPIER INC. | DE | MANNING & NAPIER GROUP LLC | F | Control |
| MANNING & NAPIER INC. | DE | MANNING & NAPIER GROUP LLC | F | Control |
| MANNING & NAPIER INC. | DE | MANNING & NAPIER GROUP LLC | F | Control |
| MANNING & NAPIER INC. | DE | MANNING & NAPIER GROUP LLC | F | Control |
| MANNING & NAPIER INC. | DE | MANNING & NAPIER GROUP LLC | F | Control |
| MANNING & NAPIER INC. | DE | MANNING & NAPIER GROUP LLC | F | Control |
| MANNING & NAPIER INC. | DE | MANNING & NAPIER GROUP LLC | F | Control |
| MANNING & NAPIER INC. | DE | MANNING & NAPIER GROUP LLC | F | Control |
| MANNING & NAPIER INC. | DE | MANNING & NAPIER GROUP LLC | F | Control |
| MANNING & NAPIER INC. | DE | MANNING & NAPIER GROUP LLC | F | Control |
| RAINIER INVESTMENT MANAGEMENT, INC. | DE | RAINIER INVESTMENT MANAGEMENT, LP | F | Control |
| RAINIER INVESTMENT MANAGEMENT, INC. | DE | RAINIER INVESTMENT MANAGEMENT, LP | F | Control |
| RAINIER INVESTMENT MANAGEMENT, INC. | DE | RAINIER INVESTMENT MANAGEMENT, LP | F | Control |
| RAINIER INVESTMENT MANAGEMENT, INC. | DE | RAINIER INVESTMENT MANAGEMENT, LP | F | Control |
| RAINIER INVESTMENT MANAGEMENT, INC. | DE | RAINIER INVESTMENT MANAGEMENT, LP | F | Control |
| RAINIER INVESTMENT MANAGEMENT, INC. | DE | RAINIER INVESTMENT MANAGEMENT, LP | F | Control |
| RAINIER INVESTMENT MANAGEMENT, INC. | DE | RAINIER INVESTMENT MANAGEMENT, LP | F | Control |
| RAINIER INVESTMENT MANAGEMENT, INC. | DE | RAINIER INVESTMENT MANAGEMENT, LP | F | Control |
| RAINIER INVESTMENT MANAGEMENT, INC. | DE | RAINIER INVESTMENT MANAGEMENT, LP | F | Control |
| RAINIER INVESTMENT MANAGEMENT, INC. | DE | RAINIER INVESTMENT MANAGEMENT, LP | F | Control |
| CALLODINE AGGREGATOR, LLC | DE | CALLODINE MN HOLDINGS, INC. | E | Control |
| CALLODINE AGGREGATOR, LLC | DE | CALLODINE MN HOLDINGS, INC. | E | Control |
| CALLODINE AGGREGATOR, LLC | DE | CALLODINE MN HOLDINGS, INC. | E | Control |
| CALLODINE AGGREGATOR, LLC | DE | CALLODINE MN HOLDINGS, INC. | E | Control |
| CALLODINE MIDCO, INC | DE | MANNING & NAPIER INC. | E | Control |
| CALLODINE MIDCO, INC | DE | MANNING & NAPIER INC. | E | Control |
| CALLODINE MIDCO, INC | DE | MANNING & NAPIER INC. | E | Control |
| CALLODINE MIDCO, INC | DE | MANNING & NAPIER INC. | E | Control |
| CALLODINE MN HOLDINGS, INC. | DE | CALLODINE MIDCO, INC | E | Control |
| CALLODINE MN HOLDINGS, INC. | DE | CALLODINE MIDCO, INC | E | Control |
| CALLODINE MN HOLDINGS, INC. | DE | CALLODINE MIDCO, INC | E | Control |
| CALLODINE MN HOLDINGS, INC. | DE | CALLODINE MIDCO, INC | E | Control |
| M&N GROUP HOLDINGS LLC | DE | MANNING & NAPIER GROUP LLC | E | Control |
| M&N GROUP HOLDINGS LLC | DE | MANNING & NAPIER GROUP LLC | E | Control |
| M&N GROUP HOLDINGS LLC | DE | MANNING & NAPIER GROUP LLC | E | Control |
| M&N GROUP HOLDINGS LLC | DE | MANNING & NAPIER GROUP LLC | E | Control |
| M&N GROUP HOLDINGS LLC | DE | MANNING & NAPIER GROUP LLC | E | Control |
| M&N GROUP HOLDINGS LLC | DE | MANNING & NAPIER GROUP LLC | E | Control |
| M&N GROUP HOLDINGS LLC | DE | MANNING & NAPIER GROUP LLC | E | Control |
| M&N GROUP HOLDINGS LLC | DE | MANNING & NAPIER GROUP LLC | E | Control |
| M&N GROUP HOLDINGS LLC | DE | MANNING & NAPIER GROUP LLC | E | Control |
| M&N GROUP HOLDINGS LLC | DE | MANNING & NAPIER GROUP LLC | E | Control |
| M&N GROUP HOLDINGS LLC | DE | MANNING & NAPIER GROUP LLC | E | Control |
| M&N GROUP HOLDINGS LLC | DE | MANNING & NAPIER GROUP LLC | E | Control |
| M&N GROUP HOLDINGS LLC | DE | MANNING & NAPIER GROUP LLC | E | Control |
| M&N GROUP HOLDINGS LLC | DE | MANNING & NAPIER GROUP LLC | E | Control |
| M&N GROUP HOLDINGS LLC | DE | MANNING & NAPIER GROUP LLC | E | Control |
| MANNING & NAPIER INC. | DE | MANNING & NAPIER GROUP, LLC | E | Control |
| MANNING & NAPIER INC. | DE | MANNING & NAPIER GROUP, LLC | E | Control |
| MANNING & NAPIER INC. | DE | MANNING & NAPIER GROUP, LLC | E | Control |
| MANNING & NAPIER INC. | DE | MANNING & NAPIER GROUP, LLC | E | Control |
| MANNING & NAPIER INC. | DE | MANNING & NAPIER GROUP, LLC | E | Control |
| MANNING & NAPIER INC. | DE | MANNING & NAPIER GROUP, LLC | E | Control |
| MANNING & NAPIER INC. | DE | MANNING & NAPIER GROUP, LLC | E | Control |
| MANNING & NAPIER INC. | DE | MANNING & NAPIER GROUP, LLC | E | Control |
| MANNING & NAPIER INC. | DE | MANNING & NAPIER GROUP, LLC | E | Control |
| MANNING & NAPIER INC. | DE | MANNING & NAPIER GROUP, LLC | E | Control |
| MANNING, WILLIAM | I | M&N GROUP HOLDINGS, LLC | E | Control |
| MANNING, WILLIAM | I | M&N GROUP HOLDINGS, LLC | E | Control |
| MANNING, WILLIAM | I | M&N GROUP HOLDINGS, LLC | E | Control |
| MANNING, WILLIAM | I | M&N GROUP HOLDINGS, LLC | E | Control |
| MANNING, WILLIAM | I | M&N GROUP HOLDINGS, LLC | E | Control |
| MANNING, WILLIAM | I | M&N GROUP HOLDINGS, LLC | E | Control |
| MANNING, WILLIAM | I | M&N GROUP HOLDINGS, LLC | E | Control |
| MANNING, WILLIAM | I | M&N GROUP HOLDINGS, LLC | E | Control |
| MANNING, WILLIAM | I | M&N GROUP HOLDINGS, LLC | E | Control |
| MANNING, WILLIAM | I | M&N GROUP HOLDINGS, LLC | E | Control |
| MANNING, WILLIAM | I | M&N GROUP HOLDINGS, LLC | E | Control |
| MANNING, WILLIAM | I | M&N GROUP HOLDINGS, LLC | E | Control |
| Morrow, James, Stuart | I | CALLODINE GROUP, LLC | E | Control |
| Morrow, James, Stuart | I | CALLODINE GROUP, LLC | E | Control |
| Morrow, James, Stuart | I | CALLODINE GROUP, LLC | E | Control |
| Morrow, James, Stuart | I | CALLODINE GROUP, LLC | E | Control |
| CALLODINE GROUP, LLC | DE | CALLODINE AGGREGATOR, LLC | D | Control |
| CALLODINE GROUP, LLC | DE | CALLODINE AGGREGATOR, LLC | D | Control |
| CALLODINE GROUP, LLC | DE | CALLODINE AGGREGATOR, LLC | D | Control |
| CALLODINE GROUP, LLC | DE | CALLODINE AGGREGATOR, LLC | D | Control |
| MANNING, WILLIAM | I | M&N GROUP HOLDINGS, LLC | D | Control |
| MANNING, WILLIAM | I | M&N GROUP HOLDINGS, LLC | D | Control |
| MANNING, WILLIAM | I | M&N GROUP HOLDINGS, LLC | D | Control |
| MANNING, WILLIAM | I | M&N GROUP HOLDINGS, LLC | D | Control |
| PEGULA, KIM, S | I | EAST ASSET MANAGEMENT, LLC | D | Control |
| PEGULA, KIM, SUANNE | I | EAST ASSET MANAGEMENT, LLC | D | Control |
| PEGULA, KIM, SUANNE | I | EAST ASSET MANAGEMENT, LLC | D | Control |
| PEGULA, KIM, SUANNE | I | EAST ASSET MANAGEMENT, LLC | D | Control |
| PEGULA, TERRENCE, M | I | EAST ASSET MANAGEMENT, LLC | D | Control |
| PEGULA, TERRENCE, MICHAEL | I | EAST ASSET MANAGEMENT, LLC | D | Control |
| PEGULA, TERRENCE, MICHAEL | I | EAST ASSET MANAGEMENT, LLC | D | Control |
| PEGULA, TERRENCE, MICHAEL | I | EAST ASSET MANAGEMENT, LLC | D | Control |
| DAWSON, MARK, HAMILTON | I | RAINIER IM, INC. | C | Control |
| DAWSON, MARK, HAMILTON | I | RAINIER IM, INC. | C | Control |
| DAWSON, MARK, HAMILTON | I | RAINIER IM, INC. | C | Control |
| DAWSON, MARK, HAMILTON | I | RAINIER IM, INC. | C | Control |
| DAWSON, MARK, HAMILTON | I | RAINIER IM, INC. | C | Control |
| DAWSON, MARK, HAMILTON | I | RAINIER IM, INC. | C | Control |
| DAWSON, MARK, HAMILTON | I | RAINIER IM, INC. | C | Control |
| DAWSON, MARK, HAMILTON | I | RAINIER IM, INC. | C | Control |
| DAWSON, MARK, HAMILTON | I | RAINIER IM, INC. | C | Control |
| EAST ASSET MANAGEMENT, LLC | DE | CALLODINE AGGREGATOR, LLC | C | Control |
| EAST ASSET MANAGEMENT, LLC | DE | CALLODINE AGGREGATOR, LLC | C | Control |
| EAST ASSET MANAGEMENT, LLC | DE | CALLODINE AGGREGATOR, LLC | C | Control |
| EAST ASSET MANAGEMENT, LLC | DE | CALLODINE AGGREGATOR, LLC | C | Control |
| MARGARD, JAMES, RICHARD | I | RAINIER IM, INC. | C | Control |
| MARGARD, JAMES, RICHARD | I | RAINIER IM, INC. | C | Control |
| MARGARD, JAMES, RICHARD | I | RAINIER IM, INC. | C | Control |
| MARGARD, JAMES, RICHARD | I | RAINIER IM, INC. | C | Control |
| MARGARD, JAMES, RICHARD | I | RAINIER IM, INC. | C | Control |
| MARGARD, JAMES, RICHARD | I | RAINIER IM, INC. | C | Control |
| MARGARD, JAMES, RICHARD | I | RAINIER IM, INC. | C | Control |
| MARGARD, JAMES, RICHARD | I | RAINIER IM, INC. | C | Control |
| MARGARD, JAMES, RICHARD | I | RAINIER IM, INC. | C | Control |
Registrations
Federal
IA
Oct 20, 2025 REGISTERED
Notice Filings (10)
CA DC IL LA MI NE NY OR TX WA
Address
600 UNIVERSITY STREETSUITE 2412
SEATTLE, WA 98101
United States
Phone: 206-518-6600