RIA Intelligence

WESTON CAPITAL MANAGEMENT INC

CRD #105569 SEC #801-11545 LOS ANGELES, CA 310-826-0811
SEC Registered
Total AUM
$190.1M
Discretionary
$190.1M
Employees
6
Clients
--
Accounts
270

Firm Details

Organization Type
Corporation
State of Formation
California
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 20, 2013
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
KONELL, DAVID, JONIVICE PRESIDENTNA Control
KONELL, DAVID, JONIVICE PRESIDENTNA Control
KONELL, DAVID, JONIVICE PRESIDENTNA Control
KONELL, DAVID, JONIVICE PRESIDENTNA Control
KONELL, DAVID, JONIVICE PRESIDENTNA Control
KONELL, DAVID, JONIVICE PRESIDENTNA Control
KONELL, DAVID, JONIVICE PRESIDENTNA Control
KONELL, DAVID, JONIVICE PRESIDENTNA Control
KONELL, DAVID, JONIVICE PRESIDENTNA Control
KONELL, DAVID, JONIVICE PRESIDENTNA Control
KONELL, DAVID, JONIVICE PRESIDENTNA Control
KONELL, DAVID, JONIVICE PRESIDENTNA Control
KONELL, DAVID, JONIVICE PRESIDENTNA Control
KONELL, DAVID, JONIVICE PRESIDENTNA Control
TYSON, BRUCE, LAWRENCEIPRESIDENTNA Control
TYSON, BRUCE, LAWRENCEIPRESIDENTNA Control
TYSON, BRUCE, LAWRENCEIPRESIDENTNA Control
TYSON, BRUCE, LAWRENCEIPRESIDENTNA Control
TYSON, BRUCE, LAWRENCEIPRESIDENTNA Control
TYSON, BRUCE, LAWRENCEIPRESIDENTNA Control
TYSON, BRUCE, LAWRENCEIPRESIDENTNA Control
TYSON, BRUCE, LAWRENCEIPRESIDENTNA Control
TYSON, BRUCE, LAWRENCEIPRESIDENTNA Control
TYSON, BRUCE, LAWRENCEIPRESIDENTNA Control
TYSON, BRUCE, LAWRENCEIPRESIDENTNA Control
TYSON, BRUCE, LAWRENCEIPRESIDENTNA Control
WESTON, CRAIGICHIEF COMPLIANCE OFFICER & SENIOR VICE PRESIDENTNA Control
WESTON, CRAIGICHIEF COMPLIANCE OFFICER & SENIOR VICE PRESIDENTNA Control
WESTON, CRAIGISENIOR VICE PRESIDENTNA Control
WESTON, CRAIGICHIEF COMPLIANCE OFFICER & EXECUTIVE VICE PRESIDENTNA Control
WESTON, CRAIGICHIEF COMPLIANCE OFFICER & EXECUTIVE VICE PRESIDENTNA Control
WESTON, CRAIGICHIEF COMPLIANCE OFFICER & SENIOR VICE PRESIDENTNA Control
WESTON, CRAIGICHIEF COMPLIANCE OFFICER & EXECUTIVE VICE PRESIDENTNA Control
WESTON, CRAIGISENIOR VICE PRESIDENTNA Control
WESTON, CRAIGIPRESIDENT & CHIEF COMPLIANCE OFFICERNA Control
WESTON, CRAIGIPRESIDENT & CHIEF COMPLIANCE OFFICERNA Control
WESTON, CRAIGICHIEF COMPLIANCE OFFICER & EXECUTIVE VICE PRESIDENTNA Control
WESTON, CRAIGICHIEF COMPLIANCE OFFICER & EXECUTIVE VICE PRESIDENTNA Control
WESTON, CRAIGICHIEF COMPLIANCE OFFICER & EXECUTIVE VICE PRESIDENTNA Control
WESTON, CRAIGICHIEF COMPLIANCE OFFICER & EXECUTIVE VICE PRESIDENTNA Control
WESTON, ALAN, E.ICEOE Control
WESTON, ALAN, E.ICEOE Control
WESTON, ALAN, E.ICEOE Control
WESTON, ALAN, E.ICEOE Control
WESTON, ALAN, E.ICEOE Control
WESTON, ALAN, E.ICEOE Control
WESTON, ALAN, E.ICEOE Control
WESTON, ALAN, E.ICEOE Control
WESTON, ALAN, E.ICEOE Control
WESTON, ALAN, E.ICEOE Control
WESTON, ALAN, E.ICEOE Control
WESTON, ALAN, E.ICEOE Control
WESTON, ALAN, E.ICEOE Control
WESTON, ALAN, E.ICEOE Control

Registrations

Federal

IA
Mar 20, 2013 REGISTERED

Notice Filings (1)

CA

Address

12424 WILSHIRE BLVD
SUITE 1115
LOS ANGELES, CA 90025
United States
Phone: 310-826-0811