BERGQUIST MICHAEL JOHN
Legal name: MICHAEL J. BERGQUIST FINANCIAL & ESTATE PLANNING
CRD #105585 SEC #801-28362 SANTA BARBARA, CA 805-568-5313
SEC Registered
Total AUM
$122.7M
Discretionary
$41.2M
Employees
1
Clients
11
Accounts
96
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 29, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BERGQUIST, MICHAEL, JOHN | I | OWNER | E | Control |
| BERGQUIST, MICHAEL, JOHN | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| BERGQUIST, MICHAEL, JOHN | I | OWNER | E | Control |
| BERGQUIST, MICHAEL, JOHN | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| BERGQUIST, MICHAEL, JOHN | I | OWNER | E | Control |
| BERGQUIST, MICHAEL, JOHN | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| BERGQUIST, MICHAEL, JOHN | I | OWNER | E | Control |
| BERGQUIST, MICHAEL, JOHN | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| BERGQUIST, MICHAEL, JOHN | I | OWNER | E | Control |
| BERGQUIST, MICHAEL, JOHN | I | OWNER | E | Control |
| BERGQUIST, MICHAEL, JOHN | I | OWNER | E | Control |
| BERGQUIST, MICHAEL, JOHN | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| BERGQUIST, MICHAEL, JOHN | I | OWNER | E | Control |
| BERGQUIST, MICHAEL, JOHN | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| BERGQUIST, MICHAEL, JOHN | I | CHIEF COMPLIANCE OFFICER | D | Control |
| BERGQUIST, MICHAEL, JOHN | I | MEMBER | D | Control |
| WANG, JONATHAN, K | I | MEMBER | C | Control |
Registrations
Federal
IA
Mar 29, 2012 REGISTERED
Notice Filings (1)
CA
Address
1114 STATE STREET, SUITE 300SANTA BARBARA, CA 93101
United States
Phone: 805-568-5313