PRINCIPAL FINANCIAL ADVISORS, INC.
CRD #105594 SEC #801-30958 DES MOINES, IA 1-800-322-5547
SEC Registered
Total AUM
$9B
Discretionary
$9B
Employees
31
Clients
--
Accounts
299
Firm Details
- Organization Type
- Corporation
- State of Formation
- Iowa
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 30, 2020
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BASSETT, CRAIG, L | I | TREASURER | NA | Control |
| BASSETT, CRAIG, L | I | TREASURER | NA | Control |
| BASSETT, CRAIG, L | I | TREASURER | NA | Control |
| BASSETT, CRAIG, L | I | TREASURER | NA | Control |
| BASSETT, CRAIG, L | I | TREASURER | NA | Control |
| BASSETT, CRAIG, L | I | TREASURER | NA | Control |
| BASSETT, CRAIG, L | I | TREASURER | NA | Control |
| BASSETT, CRAIG, L | I | TREASURER | NA | Control |
| BASSETT, CRAIG, L | I | TREASURER | NA | Control |
| BASSETT, CRAIG, L | I | TREASURER | NA | Control |
| BOLLIN, TRACY, WAYNE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BOLLIN, TRACY, WAYNE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BOLLIN, TRACY, WAYNE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BOLLIN, TRACY, WAYNE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BOLLIN, TRACY, WAYNE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BOLLIN, TRACY, WAYNE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BOLLIN, TRACY, WAYNE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BOLLIN, TRACY, WAYNE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BOLLIN, TRACY, WAYNE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BOWMAN, CHRISTOPHER, JOSEPH | I | DIRECTOR | NA | Control |
| BOWMAN, CHRISTOPHER, JOSEPH | I | DIRECTOR | NA | Control |
| BOWMAN, CHRISTOPHER, JOSEPH | I | DIRECTOR | NA | Control |
| BOWMAN, CHRISTOPHER, JOSEPH | I | DIRECTOR | NA | Control |
| BOWMAN, CHRISTOPHER, JOSEPH | I | DIRECTOR | NA | Control |
| BOWMAN, CHRISTOPHER, JOSEPH | I | DIRECTOR | NA | Control |
| BOWMAN, CHRISTOPHER, JOSEPH | I | DIRECTOR | NA | Control |
| BOWMAN, CHRISTOPHER, JOSEPH | I | DIRECTOR | NA | Control |
| BOWMAN, CHRISTOPHER, JOSEPH | I | DIRECTOR | NA | Control |
| BOWMAN, CHRISTOPHER, JOSEPH | I | DIRECTOR | NA | Control |
| BROWN, DAVID, JAMES | I | DIRECTOR OF COMPLIANCE | NA | Control |
| BROWN, DAVID, JAMES | I | DIRECTOR OF COMPLIANCE | NA | Control |
| BROWN, PAUL, ALVIN | I | DIRECTOR | NA | Control |
| BROWN, PAUL, ALVIN | I | DIRECTOR | NA | Control |
| BROWN, PAUL, ALVIN | I | DIRECTOR | NA | Control |
| BROWN, PAUL, ALVIN | I | DIRECTOR | NA | Control |
| BROWN, PAUL, ALVIN | I | DIRECTOR | NA | Control |
| BROWN, PAUL, ALVIN | I | DIRECTOR | NA | Control |
| BROWN, PAUL, ALVIN | I | DIRECTOR | NA | Control |
| BROWN, PAUL, ALVIN | I | DIRECTOR | NA | Control |
| BROWN, PAUL, ALVIN | I | DIRECTOR | NA | Control |
| BROWN, PAUL, ALVIN | I | DIRECTOR | NA | Control |
| BROWN, PAUL, ALVIN | I | DIRECTOR | NA | Control |
| BROWN, PAUL, ALVIN | I | DIRECTOR | NA | Control |
| BROWN, PAUL, ALVIN | I | DIRECTOR | NA | Control |
| BROWN, PAUL, ALVIN | I | DIRECTOR | NA | Control |
| BROWN, PAUL, ALVIN | I | DIRECTOR | NA | Control |
| BROWN, PAUL, ALVIN | I | DIRECTOR | NA | Control |
| BUTTON, TERESA, MARIE | I | CONTROLLER | NA | Control |
| BUTTON, TERESA, MARIE | I | CONTROLLER | NA | Control |
| BUTTON, TERESA, MARIE | I | CONTROLLER | NA | Control |
| BUTTON, TERESA, MARIE | I | CONTROLLER | NA | Control |
| BUTTON, TERESA, MARIE | I | CONTROLLER | NA | Control |
| BUTTON, TERESA, MARIE | I | CONTROLLER | NA | Control |
| BUTTON, TERESA, MARIE | I | CONTROLLER | NA | Control |
| BUTTON, TERESA, MARIE | I | CONTROLLER | NA | Control |
| DONOHUE, ANDREW, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DONOHUE, ANDREW, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DONOHUE, ANDREW, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DONOHUE, ANDREW, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DONOHUE, ANDREW, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DONOHUE, ANDREW, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DONOHUE, ANDREW, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ELMING, GREGORY, BERNARD | I | CONTROLLER | NA | Control |
| ELMING, GREGORY, BERNARD | I | CONTROLLER | NA | Control |
| EUCHER, RALPH, CRAIG | I | DIRECTOR | NA | Control |
| EUCHER, RALPH, CRAIG | I | DIRECTOR | NA | Control |
| EUCHER, RALPH, CRAIG | I | DIRECTOR | NA | Control |
| EUCHER, RALPH, CRAIG | I | DIRECTOR | NA | Control |
| EUCHER, RALPH, CRAIG | I | DIRECTOR | NA | Control |
| EUCHER, RALPH, CRAIG | I | DIRECTOR | NA | Control |
| EVERETT, NORA, MARY | I | CHAIRMAN AND DIRECTOR | NA | Control |
| EVERETT, NORA, MARY | I | CHAIRMAN AND DIRECTOR | NA | Control |
| EVERETT, NORA, MARY | I | CHAIRMAN | NA | Control |
| EVERETT, NORA, MARY | I | CHAIRMAN AND DIRECTOR | NA | Control |
| EVERETT, NORA, MARY | I | CHAIRMAN | NA | Control |
| EVERETT, NORA, MARY | I | CHAIRMAN AND DIRECTOR | NA | Control |
| EVERETT, NORA, MARY | I | CHAIRMAN AND DIRECTOR | NA | Control |
| EVERETT, NORA, MARY | I | CHAIRMAN AND DIRECTOR | NA | Control |
| EVERETT, NORA, MARY | I | CHAIRMAN AND DIRECTOR | NA | Control |
| EVERETT, NORA, MARY | I | CHAIRMAN | NA | Control |
| FINNEGAN, MICHAEL, PATRICK | I | PRESIDENT | NA | Control |
| FINNEGAN, MICHAEL, PATRICK | I | PRESIDENT | NA | Control |
| FINNEGAN, MICHAEL, PATRICK | I | PRESIDENT | NA | Control |
| FINNEGAN, MICHAEL, PATRICK | I | PRESIDENT | NA | Control |
| FINNEGAN, MICHAEL, PATRICK | I | PRESIDENT | NA | Control |
| FINNEGAN, MICHAEL, PATRICK | I | PRESIDENT | NA | Control |
| FINNEGAN, MICHAEL, PATRICK | I | PRESIDENT | NA | Control |
| FINNEGAN, MICHAEL, PATRICK | I | PRESIDENT | NA | Control |
| FINNEGAN, MICHAEL, PATRICK | I | VICE PRESIDENT | NA | Control |
| FINNEGAN, MICHAEL, PATRICK | I | PRESIDENT | NA | Control |
| FINNEGAN, MICHAEL, PATRICK | I | PRESIDENT | NA | Control |
| FINNEGAN, MICHAEL, PATRICK | I | PRESIDENT | NA | Control |
| FINNEGAN, MICHAEL, PATRICK | I | PRESIDENT | NA | Control |
| FINNEGAN, MICHAEL, PATRICK | I | PRESIDENT | NA | Control |
| HOFFMAN, JOYCE, NIXSON | I | SENIOR VICE PRESIDENT & CORPORATE SECRETARY | NA | Control |
| HOFFMAN, JOYCE, NIXSON | I | SENIOR VICE PRESIDENT & CORPORATE SECRETARY | NA | Control |
| HOFFMAN, JOYCE, NIXSON | I | SENIOR VICE PRESIDENT & CORPORATE SECRETARY | NA | Control |
| HOFFMAN, JOYCE, NIXSON | I | SENIOR VICE PRESIDENT & CORPORATE SECRETARY | NA | Control |
| HOFFMAN, JOYCE, NIXSON | I | SENIOR VICE PRESIDENT & CORPORATE SECRETARY | NA | Control |
| HOFFMAN, JOYCE, NIXSON | I | SENIOR VICE PRESIDENT & CORPORATE SECRETARY | NA | Control |
| HOFFMAN, JOYCE, NIXSON | I | SENIOR VICE PRESIDENT & CORPORATE SECRETARY | NA | Control |
| HOFFMAN, JOYCE, NIXSON | I | CORPORATE SECRETARY | NA | Control |
| HOFFMAN, JOYCE, NIXSON | I | SENIOR VICE PRESIDENT & CORPORATE SECRETARY | NA | Control |
| HOFFMAN, JOYCE, NIXSON | I | CORPORATE SECRETARY | NA | Control |
| HOFFMAN, JOYCE, NIXSON | I | SENIOR VICE PRESIDENT & CORPORATE SECRETARY | NA | Control |
| HOFFMAN, JOYCE, NIXSON | I | SENIOR VICE PRESIDENT & CORPORATE SECRETARY | NA | Control |
| HOFFMAN, JOYCE, NIXSON | I | SENIOR VICE PRESIDENT & CORPORATE SECRETARY | NA | Control |
| HOFFMAN, JOYCE, NIXSON | I | SENIOR VICE PRESIDENT & CORPORATE SECRETARY | NA | Control |
| HOOGENSEN, KARA, MARIE | I | DIRECTOR | NA | Control |
| HOOGENSEN, KARA, MARIE | I | DIRECTOR | NA | Control |
| HOOGENSEN, KARA, MARIE | I | DIRECTOR | NA | Control |
| HOOGENSEN, KARA, MARIE | I | DIRECTOR | NA | Control |
| HOOGENSEN, KARA, MARIE | I | DIRECTOR | NA | Control |
| HOOGENSEN, KARA, MARIE | I | DIRECTOR | NA | Control |
| HOOGENSEN, KARA, MARIE | I | DIRECTOR | NA | Control |
| HOOGENSEN, KARA, MARIE | I | DIRECTOR | NA | Control |
| HOUSTON, DANIEL, JOSEPH | I | DIRECTOR | NA | Control |
| HOUSTON, DANIEL, JOSEPH | I | DIRECTOR | NA | Control |
| HOUSTON, DANIEL, JOSEPH | I | DIRECTOR | NA | Control |
| HOUSTON, DANIEL, JOSEPH | I | DIRECTOR | NA | Control |
| HOUSTON, DANIEL, JOSEPH | I | DIRECTOR | NA | Control |
| HOUSTON, DANIEL, JOSEPH | I | DIRECTOR | NA | Control |
| JABLONSKI, TODD, A | I | DIRECTOR | NA | Control |
| JABLONSKI, TODD, A | I | DIRECTOR | NA | Control |
| KIRCHNER, PATRICK | I | COUNSEL | NA | Control |
| KIRCHNER, PATRICK | I | COUNSEL | NA | Control |
| KIRCHNER, PATRICK | I | COUNSEL | NA | Control |
| KIRCHNER, PATRICK | I | COUNSEL | NA | Control |
| LAWLER, JULIA, MARIE | I | DIRECTOR | NA | Control |
| LAWLER, JULIA, MARIE | I | DIRECTOR | NA | Control |
| LAWLER, JULIA, MARIE | I | DIRECTOR | NA | Control |
| LAWLER, JULIA, MARIE | I | DIRECTOR | NA | Control |
| LAWLER, JULIA, MARIE | I | DIRECTOR | NA | Control |
| LAWLER, JULIA, MARIE | I | DIRECTOR | NA | Control |
| LAWLER, JULIA, MARIE | I | DIRECTOR | NA | Control |
| LAWLER, JULIA, MARIE | I | DIRECTOR | NA | Control |
| LAWLER, JULIA, MARIE | I | DIRECTOR | NA | Control |
| LAWLER, JULIA, MARIE | I | DIRECTOR | NA | Control |
| LAWLER, JULIA, MARIE | I | DIRECTOR | NA | Control |
| LAWLER, JULIA, MARIE | I | DIRECTOR | NA | Control |
| LAWLER, JULIA, MARIE | I | DIRECTOR | NA | Control |
| LAWLER, JULIA, MARIE | I | DIRECTOR | NA | Control |
| LAWLER, JULIA, MARIE | I | DIRECTOR | NA | Control |
| LAWLER, JULIA, MARIE | I | DIRECTOR | NA | Control |
| LAWLER, JULIA, MARIE | I | DIRECTOR | NA | Control |
| LAWLER, JULIA, MARIE | I | DIRECTOR | NA | Control |
| LAWLER, JULIA, MARIE | I | DIRECTOR | NA | Control |
| LAWLER, JULIA, MARIE | I | DIRECTOR | NA | Control |
| LAWLER, JULIA, MARIE | I | DIRECTOR | NA | Control |
| LAWLER, JULIA, MARIE | I | DIRECTOR | NA | Control |
| MORRIS, KEVIN, JAMES | I | DIRECTOR | NA | Control |
| MORRIS, KEVIN, JAMES | I | DIRECTOR | NA | Control |
| MORRIS, KEVIN, JAMES | I | DIRECTOR | NA | Control |
| MORRIS, KEVIN, JAMES | I | DIRECTOR | NA | Control |
| MORRIS, KEVIN, JAMES | I | DIRECTOR | NA | Control |
| MORRIS, KEVIN, JAMES | I | DIRECTOR | NA | Control |
| MORRIS, KEVIN, JAMES | I | DIRECTOR | NA | Control |
| MORRIS, KEVIN, JAMES | I | DIRECTOR | NA | Control |
| ROUGHTON, MICHAEL, DENNIS | I | VICE PRESIDENT & COUNSEL | NA | Control |
| ROUGHTON, MICHAEL, DENNIS | I | VICE PRESIDENT & COUNSEL | NA | Control |
| ROUGHTON, MICHAEL, DENNIS | I | VICE PRESIDENT & COUNSEL | NA | Control |
| ROUGHTON, MICHAEL, DENNIS | I | COUNSEL | NA | Control |
| ROUGHTON, MICHAEL, DENNIS | I | VICE PRESIDENT & COUNSEL | NA | Control |
| ROUGHTON, MICHAEL, DENNIS | I | COUNSEL | NA | Control |
| SCHOLTEN, MICHAEL, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SCHOLTEN, MICHAEL, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SCHOLTEN, MICHAEL, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SCHOLTEN, MICHAEL, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SCHOLTEN, MICHAEL, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SCHOLTEN, MICHAEL, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SCHOLTEN, MICHAEL, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SHAFF, KAREN, ELIZABETH | I | EXECUTIVE VICE PRESIDENT & GENERAL COUNSEL | NA | Control |
| SHAFF, KAREN, ELIZABETH | I | EXECUTIVE VICE PRESIDENT & GENERAL COUNSEL | NA | Control |
| SHAFF, KAREN, ELIZABETH | I | EXECUTIVE VICE PRESIDENT & GENERAL COUNSEL | NA | Control |
| SHAFF, KAREN, ELIZABETH | I | EXECUTIVE VICE PRESIDENT & GENERAL COUNSEL | NA | Control |
| SHAFF, KAREN, ELIZABETH | I | EXECUTIVE VICE PRESIDENT & GENERAL COUNSEL | NA | Control |
| SHAFF, KAREN, ELIZABETH | I | EXECUTIVE VICE PRESIDENT & GENERAL COUNSEL | NA | Control |
| SHAFF, KAREN, ELIZABETH | I | EXECUTIVE VICE PRESIDENT & GENERAL COUNSEL | NA | Control |
| SHAFF, KAREN, ELIZABETH | I | EXECUTIVE VICE PRESIDENT & GENERAL COUNSEL | NA | Control |
| SHAFF, KAREN, ELIZABETH | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | Control |
| SHAFF, KAREN, ELIZABETH | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL & CORPORATE SECRETARY | NA | Control |
| SHAFF, KAREN, ELIZABETH | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | Control |
| SHAFF, KAREN, ELIZABETH | I | EXECUTIVE VICE PRESIDENT & GENERAL COUNSEL | NA | Control |
| SHAFF, KAREN, ELIZABETH | I | EXECUTIVE VICE PRESIDENT & GENERAL COUNSEL | NA | Control |
| SHAFF, KAREN, ELIZABETH | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | Control |
| SHAFF, KAREN, ELIZABETH | I | EXECUTIVE VICE PRESIDENT & GENERAL COUNSEL | NA | Control |
| SHAFF, KAREN, ELIZABETH | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | Control |
| SHAFF, KAREN, ELIZABETH | I | EXECUTIVE VICE PRESIDENT & GENERAL COUNSEL | NA | Control |
| SHAFF, KAREN, ELIZABETH | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | Control |
| SHAFF, KAREN, ELIZABETH | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | Control |
| SHAFF, KAREN, ELIZABETH | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | Control |
| SHAFF, KAREN, ELIZABETH | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | Control |
| SHAFF, KAREN, ELIZABETH | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | Control |
| SHAFF, KAREN, ELIZABETH | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | Control |
| STARK, MARK, ALAN | I | VICE PRESIDENT | NA | Control |
| STARK, MARK, ALAN | I | VICE PRESIDENT | NA | Control |
| STARK, MARK, ALAN | I | VICE PRESIDENT | NA | Control |
| STARK, MARK, ALAN | I | VICE PRESIDENT | NA | Control |
| STARK, MARK, ALAN | I | ASSISTANT DIRECTOR | NA | Control |
| TIBBETTS, JONI, LYNN | I | DIRECTOR | NA | Control |
| TIBBETTS, JONI, LYNN | I | DIRECTOR | NA | Control |
| TIBBETTS, JONI, LYNN | I | DIRECTOR | NA | Control |
| TIBBETTS, JONI, LYNN | I | DIRECTOR | NA | Control |
| TIBBETTS, JONI, LYNN | I | DIRECTOR | NA | Control |
| TIBBETTS, JONI, LYNN | I | DIRECTOR | NA | Control |
| TIBBETTS, JONI, LYNN | I | DIRECTOR | NA | Control |
| TIBBETTS, JONI, LYNN | I | DIRECTOR | NA | Control |
| TIBBETTS, JONI, LYNN | I | DIRECTOR | NA | Control |
| TIBBETTS, JONI, LYNN | I | DIRECTOR | NA | Control |
| TIBBETTS, JONI, LYNN | I | DIRECTOR | NA | Control |
| TIBBETTS, JONI, LYNN | I | DIRECTOR | NA | Control |
| WELCH, RANDY, LYNN | I | VICE PRESIDENT | NA | Control |
| WELCH, RANDY, LYNN | I | VICE PRESIDENT | NA | Control |
| WELCH, RANDY, LYNN | I | VICE PRESIDENT | NA | Control |
| WELCH, RANDY, LYNN | I | VICE PRESIDENT | NA | Control |
| WELCH, RANDY, LYNN | I | VICE PRESIDENT | NA | Control |
| WELCH, RANDY, LYNN | I | VICE PRESIDENT | NA | Control |
| WELCH, RANDY, LYNN | I | PRESIDENT | NA | Control |
| WELCH, RANDY, LYNN | I | PRESIDENT | NA | Control |
| WELCH, RANDY, LYNN | I | PRESIDENT & CHAIRMAN | NA | Control |
| WELCH, RANDY, LYNN | I | PRESIDENT & CHAIRMAN | NA | Control |
| WELCH, RANDY, LYNN | I | PRESIDENT | NA | Control |
| WELCH, RANDY, LYNN | I | PRESIDENT & CHAIRMAN | NA | Control |
| WELCH, RANDY, LYNN | I | PRESIDENT & CHAIRMAN | NA | Control |
| WELCH, RANDY, LYNN | I | PRESIDENT & CHAIRMAN | NA | Control |
| WELCH, RANDY, LYNN | I | PRESIDENT & CHAIRMAN | NA | Control |
| WELCH, RANDY, LYNN | I | PRESIDENT & CHAIRMAN | NA | Control |
| WELCH, RANDY, LYNN | I | PRESIDENT & CHAIRMAN | NA | Control |
| WELDON, TRACI, LEA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WELDON, TRACI, LEA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WELDON, TRACI, LEA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WELDON, TRACI, LEA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WELDON, TRACI, LEA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WELDON, TRACI, LEA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WELDON, TRACI, LEA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WELDON, TRACI, LEA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WELDON, TRACI, LEA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WELDON, TRACI, LEA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WELDON, TRACI, LEA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WELDON, TRACI, LEA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WELDON, TRACI, LEA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WELDON, TRACI, LEA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WELDON, TRACI, LEA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WELDON, TRACI, LEA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WELDON, TRACI, LEA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ZIMPLEMAN, LARRY, DONALD | I | CHAIRMAN | NA | Control |
| ZIMPLEMAN, LARRY, DONALD | I | CHAIRMAN | NA | Control |
| ZIMPLEMAN, LARRY, DONALD | I | CHAIRMAN | NA | Control |
| ZIMPLEMAN, LARRY, DONALD | I | DIRECTOR & PRESIDENT | NA | Control |
| ZIMPLEMAN, LARRY, DONALD | I | CHAIRMAN | NA | Control |
| ZIMPLEMAN, LARRY, DONALD | I | DIRECTOR & PRESIDENT | NA | Control |
| PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US), LLC | DE | 100% OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US), LLC | DE | 100% OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US), LLC | DE | 100% OWNER | E | Control |
| PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US), LLC | DE | 100% OWNER | E | Control |
| PRINCIPAL HOLDING COMPANY | DE | 100% SOLE SHAREHOLDER | E | Control |
| PRINCIPAL HOLDING COMPANY | DE | 100% SOLE SHAREHOLDER | E | Control |
| PRINCIPAL HOLDING COMPANY | DE | 100% SOLE SHAREHOLDER | E | Control |
| PRINCIPAL MANAGEMENT CORP | DE | 100% OWNER | E | Control |
| PRINCIPAL MANAGEMENT CORP | DE | 100% OWNER | E | Control |
| PRINCIPAL MANAGEMENT CORP | DE | 100% OWNER | E | Control |
| PRINCIPAL MANAGEMENT CORP | DE | 100% OWNER | E | Control |
| PRINCIPAL MANAGEMENT CORP | DE | 100% OWNER | E | Control |
| PRINCIPAL MANAGEMENT CORP | DE | 100% OWNER | E | Control |
| PRINCIPAL MANAGEMENT CORP | DE | 100% OWNER | E | Control |
| PRINCIPAL MANAGEMENT CORP | DE | 100% OWNER | E | Control |
| PRINCIPAL MANAGEMENT CORP | DE | 100% OWNER | E | Control |
| PRINCIPAL MANAGEMENT CORP | DE | 100% OWNER | E | Control |
| PRINCIPAL MANAGEMENT CORP | DE | 100% OWNER | E | Control |
| PRINCIPAL MANAGEMENT CORP | DE | 100% OWNER | E | Control |
| PRINCIPAL MANAGEMENT CORP | DE | 100% OWNER | E | Control |
| PRINCIPAL MANAGEMENT CORP | DE | 100% OWNER | E | Control |
| PRINCIPAL MANAGEMENT CORP | DE | 100% OWNER | E | Control |
| PRINCIPAL MANAGEMENT CORP | DE | 100% OWNER | E | Control |
| PRINCIPAL MANAGEMENT CORP | DE | 100% OWNER | E | Control |
| PRINCIPAL MANAGEMENT CORP | DE | 100% OWNER | E | Control |
| PRINCIPAL MANAGEMENT CORP | DE | 100% OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL GROUP, INC. | DE | PRINCIPAL FINANCIAL SERVICES, INC. | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL MANAGEMENT CORPORATION | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL MANAGEMENT CORPORATION | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL LIFE INSURANCE COMPANY | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL MANAGEMENT CORPORATION | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL MANAGEMENT CORPORATION | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL MANAGEMENT CORPORATION | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL MANAGEMENT CORPORATION | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL LIFE INSURANCE COMPANY | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL MANAGEMENT CORPORATION | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL LIFE INSURANCE COMPANY | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL MANAGEMENT CORPORATION | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL MANAGEMENT CORPORATION | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL MANAGEMENT CORPORATION | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL MANAGEMENT CORPORATION | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL MANAGEMENT CORPORATION | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL MANAGEMENT CORPORATION | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL MANAGEMENT CORPORATION | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL MANAGEMENT CORPORATION | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL MANAGEMENT CORPORATION | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL MANAGEMENT CORPORATION | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL MANAGEMENT CORPORATION | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US), LLC | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL MANAGEMENT CORPORATION | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US), LLC | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US), LLC | E | Control |
| PRINCIPAL FINANCIAL SERVICES, INC. | DE | PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US), LLC | E | Control |
| PRINCIPAL LIFE INSURANCE COMPANY | DE | PRINCIPAL HOLDING COMPANY | E | Control |
| PRINCIPAL LIFE INSURANCE COMPANY | DE | PRINCIPAL HOLDING COMPANY | E | Control |
| PRINCIPAL LIFE INSURANCE COMPANY | DE | PRINCIPAL HOLDING COMPANY | E | Control |
Registrations
Federal
IA
Mar 30, 2020 REGISTERED
Notice Filings (45)
AL AR AZ CA CO CT DC DE FL GA IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC NE NH NJ NM NV NY OH OK OR PA RI SC SD TN TX VA VT WA WI
Address
801 GRAND AVENUEDES MOINES, IA 50309-0001
United States
Phone: 1-800-322-5547