CAPITAL ALLOCATION & MANAGEMENT INC
CRD #105602 SEC #801-25405 GREENWOOD VILLAGE, CO 303.796.8400
SEC Registered
Total AUM
$444.2M
Discretionary
$444.2M
Employees
--
Clients
0
Accounts
2,356
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 26, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| KENNEDY, ROBERT, TREDWELL | I | CHIEF INVESTMENT OFFICER | NA | |
| KENNEDY, ROBERT, TREDWELL | I | CHIEF INVESTMENT OFFICER | NA | |
| KENNEDY, ROBERT, TREDWELL | I | CHIEF INVESTMENT OFFICER | NA | |
| KENNEDY, ROBERT, TREDWELL | I | CHIEF INVESTMENT OFFICER | NA | |
| KENNEDY, ROBERT, TREDWELL | I | CHIEF INVESTMENT OFFICER | NA | |
| KENNEDY, ROBERT, TREDWELL | I | CHIEF INVESTMENT OFFICER | NA | |
| ROBERTS, LLOYD, (NONE) | I | DIRECTOR | NA | |
| BOYKIN, HERMAN, NELSON | I | PRESIDENT, CEO & CHIEF COMPLIANCE OFFICER | D | Control |
| BOYKIN, HERMAN, NELSON | I | PRESIDENT, CEO & CHIEF COMPLIANCE OFFICER | D | Control |
| BOYKIN, HERMAN, NELSON | I | PRESIDENT/CEO | D | Control |
| BOYKIN, HERMAN, NELSON | I | PRESIDENT | D | Control |
| BOYKIN, HERMAN, NELSON | I | PRESIDENT, CEO & CHIEF COMPLIANCE OFFICER | D | Control |
| BOYKIN, HERMAN, NELSON | I | PRESIDENT/CEO | D | Control |
| BOATRIGHT, RONALD, LEE | I | CEO | B | |
| NEWCOMER, JOHN, A. | I | SHAREHOLDER | A | |
| NEWCOMER, JOHN, A. | I | SHAREHOLDER | A | |
| NEWCOMER, JOHN, A. | I | SHAREHOLDER | A | |
| NEWCOMER, JOHN, A. | I | SHAREHOLDER | A | |
| NEWCOMER, JOHN, A. | I | SHAREHOLDER | A | |
| NEWCOMER, JOHN, A. | I | SHAREHOLDER | A |
Registrations
Federal
IA
Mar 26, 2007 REGISTERED
Notice Filings (11)
CA CO FL IL KS NC OH OR TX VT WA
Address
5445 DTC PARKWAYSTE 1000
GREENWOOD VILLAGE, CO 80111
USA
Phone: 303.796.8400