LAU ASSOCIATES LLC
CRD #105608 SEC #801-24354 GREENVILLE, DE 302-792-5955
SEC Registered
Total AUM
$650M
Discretionary
$650M
Employees
7
Clients
101
Accounts
161
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 29, 2019
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GEOFFREY, HALBERSTADT, L | I | SECRETARY AND MANAGER | NA | Control |
| GEOFFREY, HALBERSTADT, L | I | SECRETARY AND MANAGER | NA | Control |
| GEOFFREY, HALBERSTADT, L | I | SECRETARY AND MANAGER | NA | Control |
| GEOFFREY, HALBERSTADT, L | I | SECRETARY AND MANAGER | NA | Control |
| GEOFFREY, HALBERSTADT, L | I | SECRETARY AND MANAGER | NA | Control |
| GEOFFREY, HALBERSTADT, L | I | SECRETARY AND MANAGER | NA | Control |
| GEOFFREY, HALBERSTADT, L | I | SECRETARY AND MANAGER | NA | Control |
| GEOFFREY, HALBERSTADT, L | I | SECRETARY AND MANAGER | NA | Control |
| GEOFFREY, HALBERSTADT, L | I | SECRETARY AND MANAGER | NA | Control |
| GEOFFREY, HALBERSTADT, L | I | SECRETARY AND MANAGER | NA | Control |
| GEOFFREY, HALBERSTADT, L | I | SECRETARY AND MANAGER | NA | Control |
| GEOFFREY, HALBERSTADT, L | I | SECRETARY AND MANAGER | NA | Control |
| GEOFFREY, HALBERSTADT, L | I | SECRETARY AND MANAGER | NA | Control |
| GEOFFREY, HALBERSTADT, L | I | SECRETARY AND MANAGER | NA | Control |
| GEOFFREY, HALBERSTADT, L | I | SECRETARY AND MANAGER | NA | Control |
| GEOFFREY, HALBERSTADT, L | I | SECRETARY AND MANAGER | NA | Control |
| GEOFFREY, HALBERSTADT, L | I | SECRETARY AND MANAGER | NA | Control |
| GEOFFREY, HALBERSTADT, L | I | SECRETARY AND MANAGER | NA | Control |
| GRANGER, LAURA, DAVLIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRANGER, LAURA, DAVLIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRANGER, LAURA, DAVLIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAU, JUDITH, WISDOM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAU, JUDITH, WISDOM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAU, JUDITH, WISDOM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAU, JUDITH, WISDOM | I | PRESIDENT AND MANAGER | NA | Control |
| LAU, JUDITH, WISDOM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAU, JUDITH, WISDOM | I | PRESIDENT AND MANAGER | NA | Control |
| LAU, JUDITH, WISDOM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAU, JUDITH, WISDOM | I | PRESIDENT AND MANAGER | NA | Control |
| LAU, JUDITH, WISDOM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAU, JUDITH, WISDOM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAU, JUDITH, WISDOM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAU, JUDITH, WISDOM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAU, JUDITH, WISDOM | I | PRESIDENT AND MANAGER | NA | Control |
| LAU, JUDITH, WISDOM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAU, JUDITH, WISDOM | I | PRESIDENT AND MANAGER | NA | Control |
| LAU, JUDITH, WISDOM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAU, JUDITH, WISDOM | I | PRESIDENT AND MANAGER | NA | Control |
| LAU, JUDITH, WISDOM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAU, JUDITH, WISDOM | I | PRESIDENT AND MANAGER | NA | Control |
| LAU, JUDITH, WISDOM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAU, JUDITH, WISDOM | I | PRESIDENT AND MANAGER | NA | Control |
| LAU, JUDITH, WISDOM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAU, JUDITH, WISDOM | I | PRESIDENT AND MANAGER | NA | Control |
| LAU, JUDITH, WISDOM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAU, JUDITH, WISDOM | I | PRESIDENT AND MANAGER | NA | Control |
| LAU, JUDITH, WISDOM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAU, JUDITH, WISDOM | I | PRESIDENT AND MANAGER | NA | Control |
| LAU, JUDITH, WISDOM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAU, JUDITH, WISDOM | I | PRESIDENT AND MANAGER | NA | Control |
| LAU, JUDITH, WISDOM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAU, JUDITH, WISDOM | I | PRESIDENT AND MANAGER | NA | Control |
| LAU, JUDITH, WISDOM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAU, JUDITH, WISDOM | I | PRESIDENT AND MANAGER | NA | Control |
| LAU, JUDITH, WISDOM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAU, JUDITH, WISDOM | I | PRESIDENT AND MANAGER | NA | Control |
| LAU, JUDITH, WISDOM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAU, JUDITH, WISDOM | I | PRESIDENT AND MANAGER | NA | Control |
| LAU, JUDITH, WISDOM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAU, JUDITH, WISDOM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAU, JUDITH, WISDOM | I | PRESIDENT AND MANAGER | NA | Control |
| LAU, JUDITH, WISDOM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAU, JUDITH, WISDOM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAU, JUDITH, WISDOM | I | PRESIDENT AND MANAGER | NA | Control |
| LAU, JUDITH, WISDOM | I | FOUNDER | NA | Control |
| LAU, JUDITH, WISDOM | I | FOUNDER | NA | Control |
| LETO, FRANCIS, J | I | CHAIRMAN AND MANAGER | NA | Control |
| LETO, FRANCIS, J | I | CHAIRMAN AND MANAGER | NA | Control |
| LETO, FRANCIS, J | I | CHAIRMAN AND MANAGER | NA | Control |
| LETO, FRANCIS, J | I | CHAIRMAN AND MANAGER | NA | Control |
| LETO, FRANCIS, J | I | CHAIRMAN AND MANAGER | NA | Control |
| LETO, FRANCIS, J | I | CHAIRMAN AND MANAGER | NA | Control |
| LETO, FRANCIS, J | I | CHAIRMAN AND MANAGER | NA | Control |
| LETO, FRANCIS, J | I | CHAIRMAN AND MANAGER | NA | Control |
| LETO, FRANCIS, J | I | CHAIRMAN AND MANAGER | NA | Control |
| LETO, FRANCIS, J | I | CHAIRMAN AND MANAGER | NA | Control |
| LETO, FRANCIS, J | I | CHAIRMAN AND MANAGER | NA | Control |
| LETO, FRANCIS, J | I | CHAIRMAN AND MANAGER | NA | Control |
| LETO, FRANCIS, J | I | CHAIRMAN AND MANAGER | NA | Control |
| LETO, FRANCIS, J | I | CHAIRMAN AND MANAGER | NA | Control |
| MADEIRA, HARRY, ROSENGARTEN | I | DIRECTOR AND MANAGER | NA | Control |
| MADEIRA, HARRY, ROSENGARTEN | I | DIRECTOR AND MANAGER | NA | Control |
| MADEIRA, HARRY, ROSENGARTEN | I | DIRECTOR AND MANAGER | NA | Control |
| MADEIRA, HARRY, ROSENGARTEN | I | DIRECTOR AND MANAGER | NA | Control |
| PETERSON, LUCINDA, LEA | I | TREASURER AND MANAGER | NA | Control |
| PETERSON, LUCINDA, LEA | I | TREASURER AND MANAGER | NA | Control |
| PETERSON, LUCINDA, LEA | I | TREASURER AND MANAGER | NA | Control |
| PETERSON, LUCINDA, LEA | I | TREASURER AND MANAGER | NA | Control |
| PETERSON, LUCINDA, LEA | I | TREASURER AND MANAGER | NA | Control |
| PETERSON, LUCINDA, LEA | I | TREASURER AND MANAGER | NA | Control |
| PETERSON, LUCINDA, LEA | I | TREASURER AND MANAGER | NA | Control |
| PETERSON, LUCINDA, LEA | I | TREASURER AND MANAGER | NA | Control |
| PETERSON, LUCINDA, LEA | I | TREASURER AND MANAGER | NA | Control |
| PETERSON, LUCINDA, LEA | I | TREASURER AND MANAGER | NA | Control |
| PETERSON, LUCINDA, LEA | I | TREASURER AND MANAGER | NA | Control |
| PETERSON, LUCINDA, LEA | I | TREASURER AND MANAGER | NA | Control |
| PETERSON, LUCINDA, LEA | I | TREASURER AND MANAGER | NA | Control |
| PETERSON, LUCINDA, LEA | I | TREASURER AND MANAGER | NA | Control |
| PETERSON, LUCINDA, LEA | I | TREASURER AND MANAGER | NA | Control |
| PETERSON, LUCINDA, LEA | I | TREASURER AND MANAGER | NA | Control |
| PETERSON, LUCINDA, LEA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PETERSON, LUCINDA, LEA | I | TREASURER AND MANAGER | NA | Control |
| PETERSON, LUCINDA, LEA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PETERSON, LUCINDA, LEA | I | TREASURER AND MANAGER | NA | Control |
| PETERSON, LUCINDA, LEA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PETERSON, LUCINDA, LEA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PETERSON, LUCINDA, LEA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PETERSON, LUCINDA, LEA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PETERSON, LUCINDA, LEA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PETERSON, LUCINDA, LEA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RUEDA, JORGE, RAMON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| RUEDA, JORGE, RAMON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| RUEDA, JORGE, RAMON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| RUEDA, JORGE, RAMON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| RUEDA, JORGE, RAMON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| RUEDA, JORGE, RAMON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| RUEDA, JORGE, RAMON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| RUEDA, JORGE, RAMON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| RUEDA, JORGE, RAMON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| RUEDA, JORGE, RAMON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| RUEDA, JORGE, RAMON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| RUEDA, JORGE, RAMON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| RUEDA, JORGE, RAMON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| RUEDA, JORGE, RAMON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| RUEDA, JORGE, RAMON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| RUEDA, JORGE, RAMON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| RUEDA, JORGE, RAMON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| WEARY, THOMAS, MARTIN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| WEARY, THOMAS, MARTIN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| WEARY, THOMAS, MARTIN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| WEARY, THOMAS, MARTIN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| WEARY, THOMAS, MARTIN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| WEAVER, JACOB, DORSEY | I | PRESIDENT | NA | Control |
| WEAVER, JACOB, DORSEY | I | PRESIDENT | NA | Control |
| WEAVER, JACOB, DORSEY | I | PRESIDENT | NA | Control |
| WEAVER, JACOB, DORSEY | I | PRESIDENT | NA | Control |
| WEAVER, JACOB, DORSEY | I | PRESIDENT | NA | Control |
| WEAVER, JACOB, DORSEY | I | PRESIDENT | NA | Control |
| WEAVER, JACOB, DORSEY | I | PRESIDENT | NA | Control |
| WELLMAN, STEPHEN, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WELLMAN, STEPHEN, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WELLMAN, STEPHEN, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WELLMAN, STEPHEN, MICHAEL | I | PRESIDENT | NA | Control |
| BRYN MAWR BANK CORPORATION | DE | SOLE MEMBER | E | Control |
| BRYN MAWR BANK CORPORATION | DE | SOLE MEMBER | E | Control |
| BRYN MAWR BANK CORPORATION | DE | SOLE MEMBER | E | Control |
| BRYN MAWR BANK CORPORATION | DE | SOLE MEMBER | E | Control |
| BRYN MAWR BANK CORPORATION | DE | SOLE MEMBER | E | Control |
| BRYN MAWR BANK CORPORATION | DE | SOLE MEMBER | E | Control |
| BRYN MAWR BANK CORPORATION | DE | SOLE MEMBER | E | Control |
| BRYN MAWR BANK CORPORATION | DE | SOLE MEMBER | E | Control |
| BRYN MAWR BANK CORPORATION | DE | SOLE MEMBER | E | Control |
| BRYN MAWR BANK CORPORATION | DE | SOLE MEMBER | E | Control |
| BRYN MAWR BANK CORPORATION | DE | SOLE MEMBER | E | Control |
| BRYN MAWR BANK CORPORATION | DE | SOLE MEMBER | E | Control |
| BRYN MAWR BANK CORPORATION | DE | SOLE MEMBER | E | Control |
| BRYN MAWR BANK CORPORATION | DE | SOLE MEMBER | E | Control |
| BRYN MAWR BANK CORPORATION | DE | SOLE MEMBER | E | Control |
| BRYN MAWR BANK CORPORATION | DE | SOLE MEMBER | E | Control |
| BRYN MAWR BANK CORPORATION | DE | SOLE MEMBER | E | Control |
| BRYN MAWR BANK CORPORATION | DE | SOLE MEMBER | E | Control |
| BRYN MAWR BANK CORPORATION | DE | SOLE MEMBER | E | Control |
| BRYN MAWR BANK CORPORATION | DE | SOLE MEMBER | E | Control |
| BRYN MAWR BANK CORPORATION | DE | SOLE MEMBER | E | Control |
| BRYN MAWR BANK CORPORATION | DE | SOLE MEMBER | E | Control |
| BRYN MAWR BANK CORPORATION | DE | SOLE MEMBER | E | Control |
| BRYN MAWR BANK CORPORATION | DE | SOLE MEMBER | E | Control |
| BRYN MAWR BANK CORPORATION | DE | SOLE MEMBER | E | Control |
| BRYN MAWR BANK CORPORATION | DE | SOLE MEMBER | E | Control |
| JNJ HOLDINGS LLC | DE | SOLE SHAREHOLDER | E | Control |
| JNJ HOLDINGS LLC | DE | SOLE SHAREHOLDER | E | Control |
| JNJ HOLDINGS LLC | DE | SOLE SHAREHOLDER | E | Control |
| JNJ HOLDINGS LLC | DE | SOLE SHAREHOLDER | E | Control |
| JNJ HOLDINGS LLC | DE | SOLE SHAREHOLDER | E | Control |
| LAU, JUDITH | I | PRESIDENT | E | Control |
| LAU, JUDITH | I | PRESIDENT | E | Control |
| LAU, JUDITH | I | CHIEF COMPLIANCE OFFICER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| LAU & ASSOCIATES LTD. | DE | JNJ HOLDINGS LLC | E | Control |
| LAU & ASSOCIATES LTD. | DE | JNJ HOLDINGS LLC | E | Control |
| LAU, JUDITH, WISDOM | I | JNJ HOLDINGS, LLC | E | Control |
| LAU, JUDITH, WISDOM | I | LAU & ASSOCIATES LTD. | E | Control |
| LAU, JUDITH, WISDOM | I | JNJ HOLDINGS, LLC | E | Control |
| LAU, JUDITH, WISDOM | I | LAU & ASSOCIATES LTD. | E | Control |
| LAU, JUDITH, WISDOM | I | JNJ HOLDINGS, LLC | E | Control |
Registrations
Federal
IA
Oct 29, 2019 REGISTERED
Notice Filings (13)
CA DE FL LA MD NH NJ NY PA SC TX VA VT
Address
20 MONTCHANIN ROADSUITE 110
GREENVILLE, DE 19807
United States
Phone: 302-792-5955