FINANCIAL COUNSEL INC
Legal name: CRITICAL CAPITAL MANAGEMENT, INC.
CRD #105614 SEC #801-16425 CALABASAS, CA 818-222-4773
SEC Registered
Total AUM
$50M
Discretionary
$50M
Employees
5
Clients
26
Accounts
112
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 2, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| MORGAN, KATHLEEN, LANKFORD | I | VICE PRESIDENT | NA | |
| MORGAN, KATHLEEN, LANKFORD | I | VICE PRESIDENT | NA | |
| MORGAN, KATHLEEN, LANKFORD | I | VICE PRESIDENT | NA | |
| MORGAN, KATHLEEN, LANKFORD | I | VICE PRESIDENT | NA | |
| MORGAN, KATHLEEN, LANKFORD | I | VICE PRESIDENT | NA | |
| MORGAN, KATHLEEN, LANKFORD | I | VICE PRESIDENT | NA | |
| SAKANASHI, MARK, TAKESHI | I | VICE PRESIDENT | NA | |
| UNGAR, ALAN, BLUM | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| UNGAR, ALAN, BLUM | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| UNGAR, ALAN, BLUM | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| UNGAR, ALAN, BLUM | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| UNGAR, ALAN, BLUM | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| UNGAR, ALAN, BLUM | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| UNGAR, ALAN, BLUM | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| UNGAR, ALAN, BLUM | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| UNGAR, ALAN, BLUM | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| UNGAR, ALAN, BLUM | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| UNGAR, ALAN, BLUM | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| UNGAR, ALAN, BLUM | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| UNGAR, ALAN, BLUM | I | PRESIDENT | E | Control |
| UNGAR, ALAN, BLUM | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Nov 2, 2005 REGISTERED
Notice Filings (6)
CA NE NY OR TX WA
Address
23564 CALABASAS RD 206CALABASAS, CA 91302-1339
USA
Phone: 818-222-4773