SPECTRUM FINANCIAL INC
CRD #105618 SEC #801-33311 VIRGINIA BEACH, VA 757-463-7600
SEC Registered
Total AUM
$266.3M
Discretionary
$266.3M
Employees
9
Clients
0
Accounts
245
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Mar 2025 | $266.3M | $266.3M | $0 | 9 | 0 |
| Mar 2024 | $292.3M | $292.3M | $0 | 6 | 0 |
| Mar 2024 | $292.3M | $292.3M | $0 | 6 | 0 |
| Oct 2023 | $370.4M | $370.4M | $0 | 6 | 0 |
| Mar 2023 | $370.4M | $370.4M | $0 | 6 | 0 |
| Apr 2022 | $402.6M | $402.6M | $0 | 6 | 0 |
| Mar 2022 | $402.6M | $402.6M | $0 | 6 | 0 |
| Nov 2021 | $415.8M | $415.8M | $0 | 5 | 0 |
| Jul 2021 | $415.8M | $415.8M | $0 | 5 | 0 |
| Mar 2021 | $415.8M | $415.8M | $0 | 5 | 0 |
| May 2020 | $146M | $146M | $0 | 5 | 0 |
| Apr 2020 | $146M | $146M | $0 | 5 | 0 |
| Mar 2020 | $146M | $146M | $0 | 5 | 0 |
| Oct 2019 | $129.1M | $129.1M | $0 | 5 | 0 |
| Aug 2019 | $129.1M | $129.1M | $0 | 5 | 0 |
| Mar 2019 | $129.1M | $129.1M | $0 | 5 | 0 |
| Mar 2019 | $129.1M | $129.1M | $0 | 5 | 0 |
| Nov 2018 | $154.7M | $154.7M | $0 | 5 | 0 |
| Mar 2018 | $154.7M | $154.7M | $0 | 5 | 0 |
| Aug 2017 | $123.2M | $123.2M | $0 | 5 | 300 |
| Jun 2017 | $123.2M | $123.2M | $0 | 5 | 300 |
| Mar 2017 | $123.2M | $123.2M | $0 | 5 | 300 |
| Mar 2016 | $117.6M | $117.6M | $0 | 5 | 700 |
| Dec 2015 | $137.6M | $137.6M | $0 | 5 | 700 |
| May 2015 | $137.6M | $137.6M | $0 | 5 | 700 |
| Mar 2015 | $137.6M | $137.6M | $0 | 5 | 700 |
| Mar 2014 | $192M | $192M | $0 | 5 | 500 |
| Dec 2013 | $202M | $202M | $0 | 5 | 500 |
| Mar 2013 | $202M | $202M | $0 | 5 | 500 |
| Mar 2012 | $216.5M | $216.5M | $0 | 11 | 1,100 |
| Mar 2011 | $235.9M | $235.9M | $0 | -- | -- |
| Mar 2010 | $203.7M | $203.7M | $0 | -- | -- |
| Mar 2010 | $203.7M | $203.7M | $0 | -- | -- |
| Jun 2009 | $147.5M | $147.5M | $0 | -- | -- |
| Feb 2009 | $147.5M | $147.5M | $0 | -- | -- |
| Mar 2008 | $247.3M | $247.3M | $0 | -- | -- |
| Mar 2007 | $263.6M | $263.6M | $0 | -- | -- |
| Mar 2006 | $238.2M | $238.2M | $0 | -- | -- |
| Apr 2004 | $259.6M | $259.6M | $0 | -- | -- |
| Mar 2002 | $262M | $262M | $0 | -- | -- |
DateMar 2025
Total AUM$266.3M
Discretionary$266.3M
Non-Disc.$0
Employees9
Clients0
DateMar 2024
Total AUM$292.3M
Discretionary$292.3M
Non-Disc.$0
Employees6
Clients0
DateMar 2024
Total AUM$292.3M
Discretionary$292.3M
Non-Disc.$0
Employees6
Clients0
DateOct 2023
Total AUM$370.4M
Discretionary$370.4M
Non-Disc.$0
Employees6
Clients0
DateMar 2023
Total AUM$370.4M
Discretionary$370.4M
Non-Disc.$0
Employees6
Clients0
DateApr 2022
Total AUM$402.6M
Discretionary$402.6M
Non-Disc.$0
Employees6
Clients0
DateMar 2022
Total AUM$402.6M
Discretionary$402.6M
Non-Disc.$0
Employees6
Clients0
DateNov 2021
Total AUM$415.8M
Discretionary$415.8M
Non-Disc.$0
Employees5
Clients0
DateJul 2021
Total AUM$415.8M
Discretionary$415.8M
Non-Disc.$0
Employees5
Clients0
DateMar 2021
Total AUM$415.8M
Discretionary$415.8M
Non-Disc.$0
Employees5
Clients0
DateMay 2020
Total AUM$146M
Discretionary$146M
Non-Disc.$0
Employees5
Clients0
DateApr 2020
Total AUM$146M
Discretionary$146M
Non-Disc.$0
Employees5
Clients0
DateMar 2020
Total AUM$146M
Discretionary$146M
Non-Disc.$0
Employees5
Clients0
DateOct 2019
Total AUM$129.1M
Discretionary$129.1M
Non-Disc.$0
Employees5
Clients0
DateAug 2019
Total AUM$129.1M
Discretionary$129.1M
Non-Disc.$0
Employees5
Clients0
DateMar 2019
Total AUM$129.1M
Discretionary$129.1M
Non-Disc.$0
Employees5
Clients0
DateMar 2019
Total AUM$129.1M
Discretionary$129.1M
Non-Disc.$0
Employees5
Clients0
DateNov 2018
Total AUM$154.7M
Discretionary$154.7M
Non-Disc.$0
Employees5
Clients0
DateMar 2018
Total AUM$154.7M
Discretionary$154.7M
Non-Disc.$0
Employees5
Clients0
DateAug 2017
Total AUM$123.2M
Discretionary$123.2M
Non-Disc.$0
Employees5
Clients300
DateJun 2017
Total AUM$123.2M
Discretionary$123.2M
Non-Disc.$0
Employees5
Clients300
DateMar 2017
Total AUM$123.2M
Discretionary$123.2M
Non-Disc.$0
Employees5
Clients300
DateMar 2016
Total AUM$117.6M
Discretionary$117.6M
Non-Disc.$0
Employees5
Clients700
DateDec 2015
Total AUM$137.6M
Discretionary$137.6M
Non-Disc.$0
Employees5
Clients700
DateMay 2015
Total AUM$137.6M
Discretionary$137.6M
Non-Disc.$0
Employees5
Clients700
DateMar 2015
Total AUM$137.6M
Discretionary$137.6M
Non-Disc.$0
Employees5
Clients700
DateMar 2014
Total AUM$192M
Discretionary$192M
Non-Disc.$0
Employees5
Clients500
DateDec 2013
Total AUM$202M
Discretionary$202M
Non-Disc.$0
Employees5
Clients500
DateMar 2013
Total AUM$202M
Discretionary$202M
Non-Disc.$0
Employees5
Clients500
DateMar 2012
Total AUM$216.5M
Discretionary$216.5M
Non-Disc.$0
Employees11
Clients1,100
DateMar 2011
Total AUM$235.9M
Discretionary$235.9M
Non-Disc.$0
Employees--
Clients--
DateMar 2010
Total AUM$203.7M
Discretionary$203.7M
Non-Disc.$0
Employees--
Clients--
DateMar 2010
Total AUM$203.7M
Discretionary$203.7M
Non-Disc.$0
Employees--
Clients--
DateJun 2009
Total AUM$147.5M
Discretionary$147.5M
Non-Disc.$0
Employees--
Clients--
DateFeb 2009
Total AUM$147.5M
Discretionary$147.5M
Non-Disc.$0
Employees--
Clients--
DateMar 2008
Total AUM$247.3M
Discretionary$247.3M
Non-Disc.$0
Employees--
Clients--
DateMar 2007
Total AUM$263.6M
Discretionary$263.6M
Non-Disc.$0
Employees--
Clients--
DateMar 2006
Total AUM$238.2M
Discretionary$238.2M
Non-Disc.$0
Employees--
Clients--
DateApr 2004
Total AUM$259.6M
Discretionary$259.6M
Non-Disc.$0
Employees--
Clients--
DateMar 2002
Total AUM$262M
Discretionary$262M
Non-Disc.$0
Employees--
Clients--