EQUINOX CAPITAL MANAGEMENT, LLC
CRD #105625 SEC #801-34524 NEW YORK, NY 212-207-1100
SEC Registered
Total AUM
$6.8B
Discretionary
$6.8B
Employees
--
Clients
--
Accounts
1,169
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 28, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| PRIORE, ALICIA, MARIA | I | CHIEF COMPLIANCE OFFICER | NA | |
| PRIORE, ALICIA, MARIA | I | CHIEF COMPLIANCE OFFICER | NA | |
| ULRICH, RONALD, JOHN | I | CHAIRMAN & CIO | NA | Control |
| ULRICH, RONALD, JOHN | I | CHAIRMAN & CIO | NA | Control |
| ULRICH, RONALD, JOHN | I | CHAIRMAN & CIO | NA | Control |
| ULRICH, RONALD, JOHN | I | CHAIRMAN & CIO | NA | Control |
| ULRICH, RONALD, JOHN | I | CHAIRMAN & CIO | NA | Control |
| ULRICH, RONALD, JOHN | I | CHAIRMAN & CIO | NA | Control |
| VICARI, LAURIE, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| VICARI, LAURIE, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| EQUINOX CAPITAL MANAGEMENT, INC. | DE | SOLE MANAGING MEMBER | E | Control |
| EQUINOX CAPITAL MANAGEMENT, INC. | DE | SOLE MANAGING MEMBER | E | Control |
| EQUINOX CAPITAL MANAGEMENT, INC. | DE | SOLE MANAGING MEMBER | E | Control |
| EQUINOX CAPITAL MANAGEMENT, INC. | DE | SOLE MANAGING MEMBER | E | Control |
| EQUINOX CAPITAL MANAGEMENT, INC. | DE | SOLE MANAGING MEMBER | E | Control |
| EQUINOX CAPITAL MANAGEMENT, INC. | DE | SOLE MANAGING MEMBER | E | Control |
| LEE, WENDY, DARLENE | I | MEMBER, CEO | B | Control |
| LEE, WENDY, DARLENE | I | MEMBER, CEO | B | Control |
| LEE, WENDY, DARLENE | I | MEMBER, CEO | B | Control |
| LEE, WENDY, DARLENE | I | MEMBER, CEO | B | Control |
| LEE, WENDY, DARLENE | I | MEMBER, CEO | B | Control |
| LEE, WENDY, DARLENE | I | MEMBER, CEO | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ULRICH, RONALD, JOHN | I | EQUINOX CAPITAL MANAGEMENT, INC. | D | Control |
| ULRICH, RONALD, JOHN | I | EQUINOX CAPITAL MANAGEMENT, INC. | D | Control |
| ULRICH, RONALD, JOHN | I | EQUINOX CAPITAL MANAGEMENT, INC. | D | Control |
| ULRICH, RONALD, JOHN | I | EQUINOX CAPITAL MANAGEMENT, INC. | D | Control |
| ULRICH, RONALD, JOHN | I | EQUINOX CAPITAL MANAGEMENT, INC. | D | Control |
| ULRICH, RONALD, JOHN | I | EQUINOX CAPITAL MANAGEMENT, INC. | D | Control |
Registrations
Federal
IA
Mar 28, 2007 REGISTERED
Notice Filings (50)
AK AL AR AZ CA CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VT WA WI WV
Address
590 MADISON AVENEW YORK, NY 10022
USA
Phone: 212-207-1100