THE HEADLANDS GROUP, INC
CRD #105630 SEC #801-25385 LARKSPUR, CA 415-464-9144
SEC Registered
Total AUM
$57M
Discretionary
$56.7M
Employees
1
Clients
26
Accounts
87
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 30, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| NARGIZ, PAUL, BARKEV | I | SECRETARY | D | Control |
| NARGIZ, PAUL, BARKEV | I | SECRETARY | D | Control |
| NARGIZ, PAUL, BARKEV | I | SECRETARY | D | Control |
| NARGIZ, PAUL, BARKEV | I | SECRETARY | D | Control |
| NARGIZ, PAUL, BARKEV | I | SECRETARY | D | Control |
| NARGIZ, PAUL, BARKEV | I | SECRETARY | D | Control |
| NARGIZ, PAUL, BARKEV | I | SECRETARY | D | Control |
| NARGIZ, PAUL, BARKEV | I | SECRETARY | D | Control |
| NARGIZ, PAUL, BARKEV | I | SECRETARY | D | Control |
| ONEILL, THERESA, DALE | I | PRESIDENT/CEO/CCO | D | Control |
| ONEILL, THERESA, DALE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| ONEILL, THERESA, DALE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| ONEILL, THERESA, DALE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| ONEILL, THERESA, DALE | I | PRESIDENT/CEO/CHIEF COMPLIANCE OFFICER | D | Control |
| ONEILL, THERESA, DALE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| ONEILL, THERESA, DALE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| ONEILL, THERESA, DALE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| ONEILL, THERESA, DALE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
Registrations
Federal
IA
Mar 30, 2012 REGISTERED
Notice Filings (2)
CA TX
Address
100 LARKSPUR LANDING CIRCLESUITE 202
LARKSPUR, CA 94939
United States
Phone: 415-464-9144