RICHARDS & TIERNEY INC
CRD #105636 SEC #801-22646 CHICAGO, IL 312-461-1100
SEC Registered
Total AUM
--
Discretionary
--
Employees
--
Clients
--
Accounts
--
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 28, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GAMBLA, JOHN, W | I | MANAGING DIRECTOR | NA | |
| GAMBLA, JOHN, W | I | MANAGING DIRECTOR | NA | |
| GUTTSCHOW, ROB | I | MANAGING DIRECTOR | NA | |
| GUTTSCHOW, ROB | I | MANAGING DIRECTOR | NA | |
| HEMBRE, KEITH, BRIAN | I | CHIEF INVESTMENT OFFICER | NA | |
| HEMBRE, KEITH, BRIAN | I | CHIEF INVESTMENT OFFICER | NA | |
| HEMBRE, KEITH, BRIAN | I | CHIEF INVESTMENT OFFICER | NA | |
| HUFFMAN, WILLIAM, T | I | MANAGING DIRECTOR | NA | |
| HUFFMAN, WILLIAM, T | I | MANAGING DIRECTOR | NA | |
| HUFFMAN, WILLIAM, T | I | MANAGING DIRECTOR | NA | |
| KEEFE, MARY, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| KEEFE, MARY, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| KEEFE, MARY, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| KEEFE, MARY, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| KEEFE, MARY, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| KEEFE, MARY, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| KEEFE, MARY, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| KEEFE, MARY, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| LINDH, MICHAEL | I | DIRECTOR, INVESTMENT ANALYSIS AND EQUITY RESEARCH | NA | |
| MCPIKE, CHARLES, JOSEPH | I | MANAGING DIRECTOR | NA | |
| MCPIKE, CHARLES, JOSEPH | I | MANAGING DIRECTOR | NA | |
| MCPIKE, CHARLES, JOSEPH | I | MANAGING DIRECTOR | NA | Control |
| MCPIKE, CHARLES, JOSEPH | I | MANAGING DIRECTOR | NA | |
| MCPIKE, CHARLES, JOSEPH | I | MANAGING DIRECTOR | NA | Control |
| MCPIKE, CHARLES, JOSEPH | I | MANAGING DIRECTOR | NA | |
| MCPIKE, CHARLES, JOSEPH | I | MANAGING DIRECTOR | NA | |
| MCPIKE, CHARLES, JOSEPH | I | MANAGING DIRECTOR | NA | Control |
| POSEY, MARY, A | I | MANAGING DIRECTOR | NA | |
| POSEY, MARY, A | I | MANAGING DIRECTOR | NA | |
| POSEY, MARY, A | I | MANAGING DIRECTOR | NA | |
| POSEY, MARY, A | I | MANAGING DIRECTOR | NA | |
| POSEY, MARY, A | I | MANAGING DIRECTOR | NA | |
| POSEY, MARY, A | I | MANAGING DIRECTOR | NA | |
| POSEY, MARY, A | I | MANAGING DIRECTOR | NA | |
| POSEY, MARY, A | I | MANAGING DIRECTOR | NA | |
| RICHARDS, THOMAS, MALKIN | I | SENIOR MANAGING DIRECTOR | NA | Control |
| RICHARDS, THOMAS, MALKIN | I | SENIOR MANAGING DIRECTOR | NA | Control |
| RICHARDS, THOMAS, MALKIN | I | SENIOR MANAGING DIRECTOR | NA | Control |
| SIMMONS, JOHN | I | MANAGING DIRECTOR | NA | |
| SIMMONS, JOHN | I | MANAGING DIRECTOR | NA | |
| SIMMONS, JOHN | I | MANAGING DIRECTOR | NA | |
| SIMMONS, JOHN | I | MANAGING DIRECTOR | NA | |
| SIMMONS, JOHN | I | MANAGING DIRECTOR | NA | |
| SIMMONS, JOHN | I | MANAGING DIRECTOR | NA | |
| SIMMONS, JOHN | I | MANAGING DIRECTOR | NA | |
| SIMMONS, JOHN | I | MANAGING DIRECTOR | NA | |
| TIERNEY, DAVID, EDWIN | I | SENIOR MANAGING DIRECTOR & CHIEF INVESTMENT OFFICER | NA | Control |
| TIERNEY, DAVID, EDWIN | I | SENIOR MANAGING DIRECTOR & CHIEF INVESTMENT OFFICER | NA | Control |
| TIERNEY, DAVID, EDWIN | I | SENIOR MANAGING DIRECTOR | NA | |
| TIERNEY, DAVID, EDWIN | I | SENIOR MANAGING DIRECTOR & CHIEF INVESTMENT OFFICER | NA | Control |
| TIERNEY, JOSEPH, EMMITT | I | SECRETARY | NA | |
| TIERNEY, JOSEPH, EMMITT | I | SECRETARY | NA | |
| TIERNEY, JOSEPH, EMMITT | I | SECRETARY | NA | |
| TIERNEY, JOSEPH, EMMITT | I | SECRETARY | NA | |
| TIERNEY, JOSEPH, EMMITT | I | SECRETARY | NA | |
| TIERNEY, JOSEPH, EMMITT | I | SECRETARY | NA | |
| WINSTON, KENNETH | I | PRINCIPAL | NA | |
| NUVEEN INVESTMENTS, INC. | DE | STOCKHOLDER | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | STOCKHOLDER | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | STOCKHOLDER | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | STOCKHOLDER | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | STOCKHOLDER | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | STOCKHOLDER | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | STOCKHOLDER | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | STOCKHOLDER | E | Control |
| MCPIKE, CHARLES, JOSEPH | I | EXECUTIVE VICE PRESIDENT, DIRECTOR, PRINCIPAL | C | Control |
| MCPIKE, CHARLES, JOSEPH | I | EXECUTIVE VICE PRESIDENT, DIRECTOR, PRINCIPAL | C | Control |
| MCPIKE, CHARLES, JOSEPH | I | EXECUTIVE VICE PRESIDENT, DIRECTOR, PRINCIPAL | C | Control |
| MCPIKE, CHARLES, JOSEPH | I | DIRECTOR, PRINCIPAL | C | Control |
| MCPIKE, CHARLES, JOSEPH | I | EXECUTIVE VICE PRESIDENT, DIRECTOR, PRINCIPAL | C | Control |
| MCPIKE, CHARLES, JOSEPH | I | DIRECTOR, PRINCIPAL | C | Control |
| RICHARDS, THOMAS, MALKIN | I | EXECUTIVE VICE PRESIDENT, DIRECTOR, PRINCIPAL AND CHIEF COMPLIANCE OFFICER | C | Control |
| RICHARDS, THOMAS, MALKIN | I | EXECUTIVE VICE PRESIDENT, DIRECTOR, PRINCIPAL AND CHIEF COMPLIANCE OFFICER | C | Control |
| RICHARDS, THOMAS, MALKIN | I | EXECUTIVE VICE PRESIDENT, DIRECTOR, PRINCIPAL AND CHIEF COMPLIANCE OFFICER | C | Control |
| RICHARDS, THOMAS, MALKIN | I | DIRECTOR, PRINCIPAL | C | Control |
| RICHARDS, THOMAS, MALKIN | I | EXECUTIVE VICE PRESIDENT, DIRECTOR, PRINCIPAL AND CHIEF COMPLIANCE OFFICER | C | Control |
| RICHARDS, THOMAS, MALKIN | I | DIRECTOR, PRINCIPAL | C | Control |
| TIERNEY, DAVID, EDWIN | I | PRESIDENT, TREASURER, DIRECTOR, PRINCIPAL | C | Control |
| TIERNEY, DAVID, EDWIN | I | PRESIDENT, TREASURER, DIRECTOR, PRINCIPAL | C | Control |
| TIERNEY, DAVID, EDWIN | I | PRESIDENT, TREASURER, DIRECTOR, PRINCIPAL | C | Control |
| TIERNEY, DAVID, EDWIN | I | PRESIDENT, TREASURER, DIRECTOR, PRINCIPAL | C | Control |
| TIERNEY, DAVID, EDWIN | I | PRESIDENT, TREASURER, DIRECTOR, PRINCIPAL | C | Control |
| TIERNEY, DAVID, EDWIN | I | PRESIDENT, TREASURER, DIRECTOR, PRINCIPAL | C | Control |
| HUIE, TOMMY, ON | I | PRINCIPAL | B | |
| POSEY, MARY, A | I | EXECUTIVE VICE PRESIDENT, DIRECTOR, PRINCIPAL | B | |
| POSEY, MARY, A | I | EXECUTIVE VICE PRESIDENT, DIRECTOR, PRINCIPAL | B | |
| POSEY, MARY, A | I | EXECUTIVE VICE PRESIDENT, DIRECTOR, PRINCIPAL | B | |
| POSEY, MARY, A | I | PRINCIPAL | B | |
| POSEY, MARY, A | I | EXECUTIVE VICE PRESIDENT, DIRECTOR, PRINCIPAL | B | |
| POSEY, MARY, A | I | PRINCIPAL | B | |
| SIMMONS, JOHN | I | PRINCIPAL | A | |
| SIMMONS, JOHN | I | PRINCIPAL | A | |
| SIMMONS, JOHN | I | PRINCIPAL | A | |
| SIMMONS, JOHN | I | PRINCIPAL | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| MADISON DEARBORN PARTNERS V-A&C, L.P. | DE | MDCP HOLDCO (WINDY), LLC | F | Control |
| MADISON DEARBORN PARTNERS V-A&C, L.P. | DE | MDCP HOLDCO (WINDY), LLC | F | Control |
| MADISON DEARBORN PARTNERS V-A&C, L.P. | DE | MADISON DEARBORN CAPITAL PARTNERS V-A, L.P. | F | Control |
| MADISON DEARBORN PARTNERS V-A&C, L.P. | DE | MADISON DEARBORN CAPITAL PARTNERS V-A, L.P. | F | Control |
| MADISON DEARBORN PARTNERS V-A&C, L.P. | DE | MADISON DEARBORN CAPITAL PARTNERS V-A, L.P. | F | Control |
| MADISON DEARBORN PARTNERS V-A&C, L.P. | DE | MADISON DEARBORN CAPITAL PARTNERS V-A, L.P. | F | Control |
| MADISON DEARBORN PARTNERS V-A&C, L.P. | DE | MADISON DEARBORN CAPITAL PARTNERS V-A, L.P. | F | Control |
| MERRILL LYNCH GP INC. | DE | MLGPE PARTNERS II, LP | F | |
| MERRILL LYNCH GP INC. | DE | MLGPE PARTNERS II, LP | F | |
| MERRILL LYNCH GP INC. | DE | MLGPE PARTNERS II, LP | F | |
| MERRILL LYNCH GP INC. | DE | MLGPE PARTNERS II, LP | F | |
| MLGPE PARTNERS II, LP | FE | MLGPE FUND US II, LP | F | |
| MLGPE PARTNERS II, LP | FE | MLGPE FUND US II, LP | F | |
| MLGPE PARTNERS II, LP | FE | MLGPE FUND US II, LP | F | |
| MLGPE PARTNERS II, LP | FE | MLGPE FUND US II, LP | F | |
| MLGPE PARTNERS II, LP | FE | MLGPE FUND US II, LP | F | |
| BANK OF AMERICA CORPORATION | DE | MERRILL LYNCH & CO. INC. | E | |
| BANK OF AMERICA CORPORATION | DE | MERRILL LYNCH & CO. INC. | E | |
| BANK OF AMERICA CORPORATION | DE | MERRILL LYNCH & CO. INC. | E | |
| MADISON DEARBORN CAPITAL PARTNERS V-A, L.P. | DE | MDCP HOLDCO (WINDY), LLC | E | Control |
| MADISON DEARBORN CAPITAL PARTNERS V-A, L.P. | DE | MDCP HOLDCO (WINDY), LLC | E | Control |
| MADISON DEARBORN CAPITAL PARTNERS V-A, L.P. | DE | MDCP HOLDCO (WINDY), LLC | E | Control |
| MADISON DEARBORN CAPITAL PARTNERS V-A, L.P. | DE | MDCP HOLDCO (WINDY), LLC | E | Control |
| MADISON DEARBORN CAPITAL PARTNERS V-A, L.P. | DE | MDCP HOLDCO (WINDY), LLC | E | Control |
| MERRILL LYNCH & CO., INC. | DE | MERRILL LYNCH GROUP, INC. | E | |
| MERRILL LYNCH & CO., INC. | DE | MERRILL LYNCH GROUP, INC. | E | |
| MERRILL LYNCH & CO., INC. | DE | MERRILL LYNCH GROUP, INC. | E | |
| MERRILL LYNCH & CO., INC. | DE | MERRILL LYNCH GROUP, INC. | E | |
| MERRILL LYNCH & CO., INC. | DE | MERRILL LYNCH GROUP, INC. | E | |
| MERRILL LYNCH GROUP, INC. | DE | MERRILL LYNCH GP INC. & ML IBK POSITIONS, INC. | E | |
| MERRILL LYNCH GROUP, INC. | DE | ML IBK POSITIONS, INC. | E | |
| MERRILL LYNCH GROUP, INC. | DE | MERRILL LYNCH GP INC. & ML IBK POSITIONS, INC. | E | |
| MERRILL LYNCH GROUP, INC. | DE | MERRILL LYNCH GP INC. & ML IBK POSITIONS, INC. | E | |
| MERRILL LYNCH GROUP, INC. | DE | MERRILL LYNCH GP INC. & ML IBK POSITIONS, INC. | E | |
| ML IBK POSITIONS, INC | DE | MLGPE FUND US II, LP | E | |
| ML IBK POSITIONS, INC | DE | MLGPE FUND US II, LP | E | |
| ML IBK POSITIONS, INC | DE | MLGPE FUND US II, LP | E | |
| ML IBK POSITIONS, INC | DE | MLGPE FUND US II, LP | E | |
| ML IBK POSITIONS, INC | DE | MLGPE FUND US II, LP | E | |
| ML WINDY CITY INVESTMENTS HOLDINGS LLC | DE | WINDY CITY INVESTMENTS HOLDINGS LLC | E | |
| MLGPE FUND US II, LP | DE | MLGPE U.S. STRATEGIES LLC | E | |
| MLGPE FUND US II, LP | DE | MLGPE U.S. STRATEGIES LLC | E | |
| MLGPE FUND US II, LP | DE | MLGPE U.S. STRATEGIES LLC | E | |
| MLGPE FUND US II, LP | DE | MLGPE U.S. STRATEGIES LLC | E | |
| MLGPE FUND US II, LP | DE | MLGPE U.S. STRATEGIES LLC | E | |
| WINDY CITY INVESTMENTS HOLDINGS, LLC | DE | WINDY CITY INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS HOLDINGS, LLC | DE | WINDY CITY INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS HOLDINGS, LLC | DE | WINDY CITY INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS HOLDINGS, LLC | DE | WINDY CITY INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS HOLDINGS, LLC | DE | WINDY CITY INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS HOLDINGS, LLC | DE | WINDY CITY INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS HOLDINGS, LLC | DE | WINDY CITY INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| MDCP HOLDCO (WINDY), LLC | DE | WINDY CITY INVESTMENTS HOLDINGS, LLC | C | Control |
| MDCP HOLDCO (WINDY), LLC | DE | WINDY CITY INVESTMENTS HOLDINGS, LLC | C | Control |
| MDCP HOLDCO (WINDY), LLC | DE | WINDY CITY INVESTMENTS HOLDINGS, LLC | C | Control |
| MDCP HOLDCO (WINDY), LLC | DE | WINDY CITY INVESTMENTS HOLDINGS, LLC | C | Control |
| MDCP HOLDCO (WINDY), LLC | DE | WINDY CITY INVESTMENTS HOLDINGS, LLC | C | Control |
| MDCP HOLDCO (WINDY), LLC | DE | WINDY CITY INVESTMENTS HOLDINGS, LLC | C | Control |
| MDCP HOLDCO (WINDY), LLC | DE | WINDY CITY INVESTMENTS HOLDINGS, LLC | C | Control |
| ML WINDY CITY INVESTMENTS HOLDINGS LLC | DE | WINDY CITY INVESTMENTS HOLDINGS LLC | C | |
| ML WINDY CITY INVESTMENTS HOLDINGS LLC | DE | WINDY CITY INVESTMENTS HOLDINGS LLC | C | |
| ML WINDY CITY INVESTMENTS HOLDINGS LLC | DE | WINDY CITY INVESTMENTS HOLDINGS LLC | C | |
| MLGPE U.S. STRATEGIES LLC | DE | ML WINDY CITY INVESTMENTS HOLDINGS, LLC | C | |
| MLGPE U.S. STRATEGIES LLC | DE | WINDY CITY INVESTMENTS HOLDINGS, LLC | C | |
| MLGPE U.S. STRATEGIES LLC | DE | ML WINDY CITY INVESTMENTS HOLDINGS, LLC | C | |
| MLGPE U.S. STRATEGIES LLC | DE | ML WINDY CITY INVESTMENTS HOLDINGS, LLC | C | |
| MLGPE U.S. STRATEGIES LLC | DE | ML WINDY CITY INVESTMENTS HOLDINGS, LLC | C |
Registrations
Federal
IA
Feb 28, 2007 REGISTERED
Notice Filings (52)
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Address
111 WEST JACKSON BLVD SUITE 1411CHICAGO, IL 60604
USA
Phone: 312-461-1100