FINANCIAL DESIGN & MANAGEMENT INC
CRD #105640 SEC #801-22845 EASTON, CT 203-338-0120
SEC Registered
Total AUM
$58.3M
Discretionary
$58.3M
Employees
1
Clients
1
Accounts
61
Firm Details
- Organization Type
- Corporation
- State of Formation
- Connecticut
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 8, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GOLDBECKER, ALAN, PAUL | I | PRESIDENT, DIRECTOR | E | Control |
| GOLDBECKER, ALAN, PAUL | I | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER, CHIEF LEGAL OFFICER | E | Control |
| GOLDBECKER, ALAN, PAUL | I | PRESIDENT, DIRECTOR | E | Control |
| GOLDBECKER, ALAN, PAUL | I | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER, CHIEF LEGAL OFFICER | E | Control |
| GOLDBECKER, ALAN, PAUL | I | PRESIDENT, DIRECTOR | E | Control |
| GOLDBECKER, ALAN, PAUL | I | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER, CHIEF LEGAL OFFICER | E | Control |
| GOLDBECKER, ALAN, PAUL | I | PRESIDENT, DIRECTOR | E | Control |
| GOLDBECKER, ALAN, PAUL | I | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER, CHIEF LEGAL OFFICER | E | Control |
| GOLDBECKER, ALAN, PAUL | I | PRESIDENT, DIRECTOR | E | Control |
| GOLDBECKER, ALAN, PAUL | I | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER, CHIEF LEGAL OFFICER | E | Control |
| GOLDBECKER, ALAN, PAUL | I | PRESIDENT, DIRECTOR | E | Control |
| GOLDBECKER, ALAN, PAUL | I | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER, CHIEF LEGAL OFFICER | E | Control |
| GOLDBECKER, ALAN, PAUL | I | PRESIDENT, DIRECTOR | E | Control |
| GOLDBECKER, ALAN, PAUL | I | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER, CHIEF LEGAL OFFICER | E | Control |
| GOLDBECKER, ALAN, PAUL | I | PRESIDENT, DIRECTOR | E | Control |
| GOLDBECKER, ALAN, PAUL | I | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER, CHIEF LEGAL OFFICER | E | Control |
| GOLDBECKER, ALAN, PAUL | I | PRESIDENT, DIRECTOR, CEO, CCO, CFO, COO, CLO | E | Control |
| GOLDBECKER, ALAN, PAUL | I | PRESIDENT, DIRECTOR | E | Control |
| GOLDBECKER, ALAN, PAUL | I | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER, CHIEF LEGAL OFFICER | E | Control |
Registrations
Federal
IA
May 8, 2012 REGISTERED
Notice Filings (1)
CT
Address
32 SPORT HILL PARKWAYEASTON, CT 06112
United States
Phone: 203-338-0120