RIA Intelligence

PRUDENTIAL EQUITY INVESTORS, INC.

CRD #105652 SEC #801-21246 NEWARK, NJ 973-802-4140
SEC Registered
Total AUM
$100.3M
Discretionary
$100.3M
Employees
5
Clients
0
Accounts
2

Firm Details

Organization Type
Corporation
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 26, 2002
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
AUGSBURGER, LEE, DIVICE PRESIDENTNA Control
AUGSBURGER, LEE, DIVICE PRESIDENTNA Control
AUGSBURGER, LEE, DIVICE PRESIDENT(FUNCTIONS AS CHIEF COMPLIANCE OFFICER)NA Control
AUGSBURGER, LEE, DIVICE PRESIDENTNA Control
BAUM, JILL, BARRIIVICE PRESIDENTNA Control
BAUM, JILL, BARRIIVICE PRESIDENTNA Control
BRONSON, JOHN, LINDLEYISECRETARY (FUNCTIONS AS CHIEF LEGAL OFFICER)NA Control
CHANIN, MATTHEW, JERROLDIPRESIDENT/DIRECTORNA Control
CHANIN, MATTHEW, JERROLDIPRESIDENT/DIRECTORNA Control
ECKERT, PETER, RIVICE PRESIDENT/DIRECTORNA Control
ECKERT, PETER, RIVICE PRESIDENT/DIRECTORNA Control
ECKERT, PETER, RIVICE PRESIDENT/DIRECTORNA Control
LOCKE, DAVID, J.IPRESIDENT/DIRECTORNA Control
LOCKE, DAVID, J.IPRESIDENT/DIRECTORNA Control
MARX, WALTER, J.IVICE PRESIDENT/DIRECTORNA Control
MARX, WALTER, J.IVICE PRESIDENT/DIRECTORNA Control
MEIRING, PAUL, L.IVICE PRESIDENTNA Control
MEIRING, PAUL, L.IVICE PRESIDENTNA Control
THARP, MICHAEL, ALANIVICE PRESIDENTNA Control
THARP, MICHAEL, ALANIVICE PRESIDENTNA Control
WARMAN, KENNETHIDIRECTOR, VICE PRESIDENT & TREASURERNA Control
PRUDENTIAL INVESTMENT MANAGEMENT, INC.DEPARENT COMPANYE Control
PRUDENTIAL TRUST COMPANYDEPARENT COMPANYE Control
PRUDENTIAL TRUST COMPANYDEPARENT COMPANYE Control
PRUDENTIAL TRUST COMPANYDEPARENT COMPANYE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
PRUDENTIAL ASSET MANAGEMENT HOLDING COMPANYDETHE PRUDENTIAL INVESTMENT CORPORATIONE Control
PRUDENTIAL ASSET MANAGEMENT HOLDING COMPANYDEPRUDENTIAL INVESTMENT MANAGEMENT, INC.E Control
PRUDENTIAL ASSET MANAGEMENT HOLDING COMPANYDEPRUDENTIAL INVESTMENT MANAGEMENT, INC.E Control
PRUDENTIAL ASSET MANAGEMENT HOLDING COMPANYDEPRUDENTIAL INVESTMENT MANAGEMENT, INC.E Control
PRUDENTIAL FINANCIAL, INC.DEPRUDENTIAL ASSET MANAGEMENT HOLDING COMPANYE Control
PRUDENTIAL FINANCIAL, INC.DEPRUDENTIAL ASSET MANAGEMENT HOLDING COMPANYE Control
PRUDENTIAL INVESTMENT MANAGEMENT, INC.DEPRUDENTIAL TRUST COMPANYE Control
PRUDENTIAL INVESTMENT MANAGEMENT, INC.DEPRUDENTIAL TRUST COMPANYE Control
THE PRUDENTIAL INSURANCE COMPANY OF AMERICADEPRUDENTIAL ASSET MANAGEMENT HOLDING COMPANYE Control
THE PRUDENTIAL INSURANCE COMPANY OF AMERICADEPRUDENTIAL ASSET MANAGEMENT HOLDING COMPANYE Control
THE PRUDENTIAL INVESTMENT CORPORATIONDEPRUDENTIAL TRUST COMPANYE Control

Registrations

Federal

IA
Mar 26, 2002 REGISTERED

Notice Filings (1)

NJ

Address

100 MULBERRY STREET
GATEWAY CENTER 4
NEWARK, NJ 7102
USA
Phone: 973-802-4140