W.P. STEWART & CO., LLC
CRD #105655 SEC #801-13895 NEW YORK, NY 212-969-1000
SEC Registered
Total AUM
--
Discretionary
--
Employees
0
Clients
0
Accounts
--
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 29, 2019
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ALLISON, JOHN, ANTHONY | I | DEPUTY MANAGING DIRECTOR | NA | |
| ALLISON, JOHN, ANTHONY | I | DEPUTY MANAGING DIRECTOR | NA | |
| ALLISON, JOHN, ANTHONY | I | DEPUTY MANAGING DIRECTOR | NA | |
| ALLISON, JOHN, ANTHONY | I | DEPUTY MANAGING DIRECTOR | NA | |
| ALLISON, JOHN, ANTHONY | I | DEPUTY MANAGING DIRECTOR | NA | |
| ALLISON, JOHN, ANTHONY | I | DEPUTY MANAGING DIRECTOR | NA | |
| ANZALONE, PAUL, A | I | VP AND ASSISTANT TREASURER | NA | Control |
| ANZALONE, PAUL, A | I | VP AND ASSISTANT TREASURER | NA | Control |
| ANZALONE, PAUL, A | I | VP AND ASSISTANT TREASURER | NA | Control |
| ANZALONE, PAUL, A | I | VP AND ASSISTANT TREASURER | NA | Control |
| ANZALONE, PAUL, A | I | VP AND ASSISTANT TREASURER | NA | Control |
| ANZALONE, PAUL, A | I | VP AND ASSISTANT TREASURER | NA | Control |
| ANZALONE, PAUL, A | I | VP AND ASSISTANT TREASURER | NA | Control |
| ANZALONE, PAUL, A | I | VP AND ASSISTANT TREASURER | NA | Control |
| ANZALONE, PAUL, A | I | VP AND ASSISTANT TREASURER | NA | Control |
| ANZALONE, PAUL, A | I | VP AND ASSISTANT TREASURER | NA | Control |
| ANZALONE, PAUL, A | I | VP AND ASSISTANT TREASURER | NA | Control |
| ANZALONE, PAUL, A | I | VP AND ASSISTANT TREASURER | NA | Control |
| ANZALONE, PAUL, ANTHONY | I | VP AND ASSISTANT TREASURER | NA | Control |
| ANZALONE, PAUL, ANTHONY | I | VP AND ASSISTANT TREASURER | NA | Control |
| ANZALONE, PAUL, ANTHONY | I | VP AND ASSISTANT TREASURER | NA | Control |
| ANZALONE, PAUL, ANTHONY | I | VP AND ASSISTANT TREASURER | NA | Control |
| ANZALONE, PAUL, ANTHONY | I | VP AND ASSISTANT TREASURER | NA | Control |
| BERGEN, MARK | I | MANAGING DIRECTOR - CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER & TREASURER | NA | Control |
| BERGEN, MARK | I | MANAGING DIRECTOR - CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER & TREASURER | NA | Control |
| BERGEN, MARK | I | MANAGING DIRECTOR - CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER & TREASURER | NA | Control |
| BERGEN, MARK | I | MANAGING DIRECTOR - CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER & TREASURER | NA | Control |
| BHALLA, MONA | I | SVP AND CORPORATE SECRETARY | NA | Control |
| BHALLA, MONA | I | SVP AND CORPORATE SECRETARY | NA | Control |
| BHALLA, MONA | I | SVP AND CORPORATE SECRETARY | NA | Control |
| BHALLA, MONA | I | SVP AND CORPORATE SECRETARY | NA | Control |
| BHALLA, MONA | I | SVP AND CORPORATE SECRETARY | NA | Control |
| BHALLA, MONA | I | SVP AND CORPORATE SECRETARY | NA | Control |
| BHALLA, MONA | I | SVP AND CORPORATE SECRETARY | NA | Control |
| BREEDEN, RICHARD | I | DIRECTOR | NA | |
| BREEDEN, RICHARD | I | DIRECTOR | NA | |
| BREEDEN, RICHARD | I | DIRECTOR | NA | |
| BREEDEN, RICHARD | I | DIRECTOR | NA | |
| BREEDEN, RICHARD | I | DIRECTOR | NA | |
| BRICKER, CHRISTOPHER, JOHN | I | DIRECTOR AND SENIOR MANAGING DIRECTOR | NA | Control |
| BRICKER, CHRISTOPHER, JOHN | I | DIRECTOR AND SENIOR MANAGING DIRECTOR | NA | Control |
| BRICKER, CHRISTOPHER, JOHN | I | DIRECTOR AND SENIOR MANAGING DIRECTOR | NA | Control |
| BRICKER, CHRISTOPHER, JOHN | I | DIRECTOR AND SENIOR MANAGING DIRECTOR | NA | Control |
| BRICKER, CHRISTOPHER, JOHN | I | DIRECTOR AND SENIOR MANAGING DIRECTOR | NA | Control |
| BRICKER, CHRISTOPHER, JOHN | I | DIRECTOR AND SENIOR MANAGING DIRECTOR | NA | Control |
| BRICKER, CHRISTOPHER, JOHN | I | DIRECTOR AND SENIOR MANAGING DIRECTOR | NA | Control |
| BRICKER, CHRISTOPHER, JOHN | I | DIRECTOR AND SENIOR MANAGING DIRECTOR | NA | Control |
| BRICKER, CHRISTOPHER, JOHN | I | DIRECTOR AND SENIOR MANAGING DIRECTOR | NA | Control |
| BRICKER, CHRISTOPHER, JOHN | I | DIRECTOR AND SENIOR MANAGING DIRECTOR | NA | Control |
| BRUNNER, DOMINIK, MARC FRANCOIS | I | DIRECTOR | NA | Control |
| BRUNNER, DOMINIK, MARC FRANCOIS | I | DIRECTOR | NA | |
| BRUNNER, EDGAR, HANS | I | DIRECTOR | NA | |
| BRUNNER, EDGAR, HANS | I | DIRECTOR | NA | |
| BRUNNER, EDGAR, HANS | I | DIRECTOR | NA | |
| BRUNNER, EDGAR, HANS | I | DIRECTOR | NA | |
| BRUNNER, EDGAR, HANS | I | DIRECTOR | NA | |
| CARLI, RAYMOND | I | SVP AND TREASURER | NA | Control |
| CARLI, RAYMOND | I | SVP AND TREASURER | NA | Control |
| CARLI, RAYMOND | I | SVP AND TREASURER | NA | Control |
| CARLI, RAYMOND | I | SVP AND TREASURER | NA | Control |
| CARLI, RAYMOND | I | SVP AND TREASURER | NA | Control |
| CARLI, RAYMOND | I | SVP AND TREASURER | NA | Control |
| CARLI, RAYMOND | I | SVP AND TREASURER | NA | Control |
| CARLI, RAYMOND | I | SVP AND TREASURER | NA | Control |
| CARLI, RAYMOND | I | SVP AND TREASURER | NA | Control |
| CARLI, RAYMOND | I | SVP AND TREASURER | NA | Control |
| CARLI, RAYMOND | I | SVP AND TREASURER | NA | Control |
| CARLI, RAYMOND | I | SVP AND TREASURER | NA | Control |
| CARLI, RAYMOND | I | SVP AND TREASURER | NA | Control |
| CARLI, RAYMOND | I | SVP AND TREASURER | NA | Control |
| CARLI, RAYMOND, NMN | I | SVP AND TREASURER | NA | Control |
| CARLI, RAYMOND, NMN | I | SVP AND TREASURER | NA | Control |
| CARLI, RAYMOND, NMN | I | SVP AND TREASURER | NA | Control |
| CART, SYLVIA, ANNE | I | DEPUTY MANAGING DIRECTOR-BROKER-DEALER & ASSISTANT SECRETARY | NA | Control |
| CART, SYLVIA, ANNE | I | DEPUTY MANAGING DIRECTOR-BROKER-DEALER & ASSISTANT SECRETARY | NA | Control |
| CART, SYLVIA, ANNE | I | DEPUTY MANAGING DIRECTOR-BROKER-DEALER & ASSISTANT SECRETARY | NA | |
| CART, SYLVIA, ANNE | I | DEPUTY MANAGING DIRECTOR-BROKER-DEALER & ASSISTANT SECRETARY | NA | Control |
| CHAAR, SALIM | I | DEPUTY MANAGING DIRECTOR | NA | |
| CHAAR, SALIM | I | DEPUTY MANAGING DIRECTOR | NA | |
| CHAAR, SALIM | I | DEPUTY MANAGING DIRECTOR | NA | |
| CHAAR, SALIM | I | DEPUTY MANAGING DIRECTOR-ADMINISTRATION | NA | |
| CHAAR, SALIM | I | DEPUTY MANAGING DIRECTOR | NA | |
| CHAAR, SALIM | I | DEPUTY MANAGING DIRECTOR-ADMINISTRATION | NA | |
| CRANCH, LAURENCE, EDWARD | I | SVP AND GENERAL COUNSEL | NA | Control |
| CRANCH, LAURENCE, EDWARD | I | SVP AND GENERAL COUNSEL | NA | Control |
| CRANCH, LAURENCE, EDWARD | I | SVP AND GENERAL COUNSEL | NA | Control |
| CRANCH, LAURENCE, EDWARD | I | SVP AND GENERAL COUNSEL | NA | Control |
| CRANCH, LAURENCE, EDWARD | I | SVP AND GENERAL COUNSEL | NA | Control |
| CRANCH, LAURENCE, EDWARD | I | SVP AND GENERAL COUNSEL | NA | Control |
| CRANCH, LAURENCE, EDWARD | I | SVP AND GENERAL COUNSEL | NA | Control |
| CRANCH, LAURENCE, EDWARD | I | SVP AND GENERAL COUNSEL | NA | Control |
| CRANCH, LAURENCE, EDWARD | I | SVP AND GENERAL COUNSEL | NA | Control |
| CRANCH, LAURENCE, EDWARD | I | SVP AND GENERAL COUNSEL | NA | Control |
| CRANCH, LAURENCE, EDWARD | I | SVP AND GENERAL COUNSEL | NA | Control |
| CRANCH, LAURENCE, EDWARD | I | SVP AND GENERAL COUNSEL | NA | Control |
| CRANCH, LAURENCE, EDWARD | I | SVP AND GENERAL COUNSEL | NA | Control |
| CRANCH, LAURENCE, EDWARD | I | SVP AND GENERAL COUNSEL | NA | Control |
| CRANCH, LAURENCE, EDWARD | I | SVP AND GENERAL COUNSEL | NA | Control |
| CRANCH, LAURENCE, EDWARD | I | SVP AND GENERAL COUNSEL | NA | Control |
| CRANCH, LAURENCE, EDWARD | I | SVP AND GENERAL COUNSEL | NA | Control |
| FARRELL, EDWARD, JOSEPH | I | DIRECTOR, SVP AND CONTROLLER | NA | Control |
| FARRELL, EDWARD, JOSEPH | I | DIRECTOR, SVP AND CONTROLLER | NA | Control |
| FARRELL, EDWARD, JOSEPH | I | DIRECTOR, SVP AND CONTROLLER | NA | Control |
| FARRELL, EDWARD, JOSEPH | I | DIRECTOR, SVP AND CONTROLLER | NA | Control |
| FARRELL, EDWARD, JOSEPH | I | DIRECTOR, SVP AND CONTROLLER | NA | Control |
| FARRELL, EDWARD, JOSEPH | I | DIRECTOR, SVP AND CONTROLLER | NA | Control |
| FARRELL, EDWARD, JOSEPH | I | DIRECTOR, SVP AND CONTROLLER | NA | Control |
| FARRELL, EDWARD, JOSEPH | I | DIRECTOR, SVP AND CONTROLLER | NA | Control |
| FARRELL, EDWARD, JOSEPH | I | DIRECTOR, SVP AND CONTROLLER | NA | Control |
| FARRELL, EDWARD, JOSEPH | I | DIRECTOR, SVP AND CONTROLLER | NA | Control |
| FARRELL, EDWARD, JOSEPH | I | DIRECTOR, SVP AND CONTROLLER | NA | Control |
| FARRELL, EDWARD, JOSEPH | I | DIRECTOR, SVP AND CONTROLLER | NA | Control |
| FARRELL, EDWARD, JOSEPH | I | DIRECTOR, SVP AND CONTROLLER | NA | Control |
| FARRELL, EDWARD, JOSEPH | I | DIRECTOR, SVP AND CONTROLLER | NA | Control |
| FARRELL, EDWARD, JOSEPH | I | DIRECTOR, SVP AND CONTROLLER | NA | Control |
| FARRELL, EDWARD, JOSEPH | I | DIRECTOR, SVP AND CONTROLLER | NA | Control |
| HALL, WILLIAM, OLEY | I | MANAGING DIRECTOR - GLOBAL MARKETING | NA | Control |
| HALL, WILLIAM, OLEY | I | MANAGING DIRECTOR - GLOBAL MARKETING | NA | Control |
| HALL, WILLIAM, OLEY | I | MANAGING DIRECTOR - GLOBAL MARKETING | NA | Control |
| HENDERSON, MARK, ALASTAIR | I | DEPUTY MANAGING DIRECTOR | NA | Control |
| HENDERSON, MARK, ALASTAIR | I | DEPUTY MANAGING DIRECTOR | NA | |
| HENDERSON, MARK, ALASTAIR | I | DEPUTY MANAGING DIRECTOR | NA | |
| HENDERSON, MARK, ALASTAIR | I | DEPUTY MANAGING DIRECTOR | NA | |
| HENDERSON, MARK, ALASTAIR | I | DEPUTY MANAGING DIRECTOR | NA | Control |
| HENDERSON, MARK, ALASTAIR | I | DEPUTY MANAGING DIRECTOR | NA | |
| HENDERSON, MARK, ALASTAIR | I | DEPUTY MANAGING DIRECTOR | NA | |
| HENDERSON, MARK, ALASTAIR | I | DEPUTY MANAGING DIRECTOR | NA | |
| KEITH, ROBERT, MARSHALL | I | DIRECTOR AND SENIOR MANAGING DIRECTOR | NA | Control |
| KEITH, ROBERT, MARSHALL | I | DIRECTOR AND SENIOR MANAGING DIRECTOR | NA | Control |
| KEITH, ROBERT, MARSHALL | I | DIRECTOR AND SENIOR MANAGING DIRECTOR | NA | Control |
| KEITH, ROBERT, MARSHALL | I | DIRECTOR AND SENIOR MANAGING DIRECTOR | NA | Control |
| KEITH, ROBERT, MARSHALL | I | DIRECTOR AND SENIOR MANAGING DIRECTOR | NA | Control |
| KEITH, ROBERT, MARSHALL | I | DIRECTOR AND SENIOR MANAGING DIRECTOR | NA | Control |
| KEITH, ROBERT, MARSHALL | I | DIRECTOR AND SENIOR MANAGING DIRECTOR | NA | Control |
| KEITH, ROBERT, MARSHALL | I | DIRECTOR AND SENIOR MANAGING DIRECTOR | NA | Control |
| KEITH, ROBERT, MARSHALL | I | DIRECTOR AND SENIOR MANAGING DIRECTOR | NA | Control |
| KEITH, ROBERT, MARSHALL | I | DIRECTOR AND SENIOR MANAGING DIRECTOR | NA | Control |
| KEITH, ROBERT, MARSHALL | I | DIRECTOR AND SENIOR MANAGING DIRECTOR | NA | Control |
| KEITH, ROBERT, MARSHALL | I | DIRECTOR AND SENIOR MANAGING DIRECTOR | NA | Control |
| KEITH, ROBERT, MARSHALL | I | DIRECTOR AND SENIOR MANAGING DIRECTOR | NA | Control |
| KEITH, ROBERT, MARSHALL | I | DIRECTOR AND SENIOR MANAGING DIRECTOR | NA | Control |
| KEITH, ROBERT, MARSHALL | I | DIRECTOR AND SENIOR MANAGING DIRECTOR | NA | Control |
| KEITH, ROBERT, MARSHALL | I | DIRECTOR AND SENIOR MANAGING DIRECTOR | NA | Control |
| KEITH, ROBERT, MARSHALL | I | DIRECTOR AND SENIOR MANAGING DIRECTOR | NA | Control |
| KING, ANGUS, STANLEY | I | DIRECTOR | NA | Control |
| KING, ANGUS, STANLEY | I | DIRECTOR | NA | |
| KING, ANGUS, STANLEY | I | DIRECTOR | NA | |
| KING, ANGUS, STANLEY | I | DIRECTOR | NA | Control |
| KING, ANGUS, STANLEY | I | DIRECTOR | NA | |
| KING, ANGUS, STANLEY | I | DIRECTOR | NA | Control |
| LEBER, SUSAN, GAYLE | I | MANAGING DIRECTOR - CHIEF FINANCIAL OFFICER | NA | Control |
| LEBER, SUSAN, GAYLE | I | DEPUTY MANAGING DIRECTOR - FINANCIAL OPERATIONS | NA | |
| LEBER, SUSAN, GAYLE | I | DEPUTY MANAGING DIRECTOR - FINANCIAL OPERATIONS | NA | |
| LEBER, SUSAN, GAYLE | I | DEPUTY MANAGING DIRECTOR - FINANCIAL OPERATIONS | NA | |
| LEBER, SUSAN, GAYLE | I | MANAGING DIRECTOR - CHIEF FINANCIAL OFFICER | NA | Control |
| LEBER, SUSAN, GAYLE | I | MANAGING DIRECTOR - CHIEF FINANCIAL OFFICER | NA | Control |
| LEBER, SUSAN, GAYLE | I | DIRECTOR OF FINANCIAL OPERATIONS | NA | |
| LEBER, SUSAN, GAYLE | I | DEPUTY MANAGING DIRECTOR - CHIEF FINANCIAL OFFICER | NA | |
| LEBER, SUSAN, GAYLE | I | MANAGING DIRECTOR - CHIEF FINANCIAL OFFICER | NA | Control |
| LEBER, SUSAN, GAYLE | I | DIRECTOR OF FINANCIAL OPERATIONS | NA | |
| LESSER, DAVID, MICHAEL | I | VP AND ASSISTANT SECRETARY | NA | Control |
| LESSER, DAVID, MICHAEL | I | VP AND ASSISTANT SECRETARY | NA | Control |
| LESSER, DAVID, MICHAEL | I | VP AND ASSISTANT SECRETARY | NA | Control |
| LESSER, DAVID, MICHAEL | I | VP AND ASSISTANT SECRETARY | NA | Control |
| LESSER, DAVID, MICHAEL | I | VP AND ASSISTANT SECRETARY | NA | Control |
| LESSER, DAVID, MICHAEL | I | VP AND ASSISTANT SECRETARY | NA | Control |
| LESSER, DAVID, MICHAEL | I | VP AND ASSISTANT SECRETARY | NA | Control |
| LESSER, DAVID, MICHAEL | I | VP AND ASSISTANT SECRETARY | NA | Control |
| LESSER, DAVID, MICHAEL | I | VP AND ASSISTANT SECRETARY | NA | Control |
| LESSER, DAVID, MICHAEL | I | VP AND ASSISTANT SECRETARY | NA | Control |
| LESSER, DAVID, MICHAEL | I | CORPORATE SECRETARY | NA | Control |
| LESSER, DAVID, MICHAEL | I | CORPORATE SECRETARY | NA | Control |
| LESSER, DAVID, MICHAEL | I | CORPORATE SECRETARY | NA | Control |
| LESSER, DAVID, MICHAEL | I | CORPORATE SECRETARY | NA | Control |
| LESSER, DAVID, MICHAEL | I | CORPORATE SECRETARY | NA | Control |
| LESSER, DAVID, MICHAEL | I | CORPORATE SECRETARY | NA | Control |
| LESSER, DAVID, MICHAEL | I | CORPORATE SECRETARY | NA | Control |
| LEVEY, LISA, DREW | I | DEPUTY MANAGING DIRECTOR-GENERAL COUNSEL AND ASSISTANT SECRETARY | NA | |
| LEVEY, LISA, DREW | I | DEPUTY MANAGING DIRECTOR-GENERAL COUNSEL AND ASSISTANT SECRETARY | NA | |
| LIPTROT, JAMES, M | I | SVP AND ASSISTANT CONTROLLER | NA | Control |
| LIPTROT, JAMES, M | I | SVP AND ASSISTANT CONTROLLER | NA | Control |
| LIPTROT, JAMES, M | I | SVP AND ASSISTANT CONTROLLER | NA | Control |
| LIPTROT, JAMES, M | I | SVP AND ASSISTANT CONTROLLER | NA | Control |
| LIPTROT, JAMES, M | I | SVP AND ASSISTANT CONTROLLER | NA | Control |
| LIPTROT, JAMES, M | I | SVP AND ASSISTANT CONTROLLER | NA | Control |
| LIPTROT, JAMES, M | I | SVP AND ASSISTANT CONTROLLER | NA | Control |
| LIPTROT, JAMES, M | I | SVP AND ASSISTANT CONTROLLER | NA | Control |
| LIPTROT, JAMES, M | I | SVP AND ASSISTANT CONTROLLER | NA | Control |
| LIPTROT, JAMES, M | I | SVP AND ASSISTANT CONTROLLER | NA | Control |
| LIPTROT, JAMES, M | I | SVP AND ASSISTANT CONTROLLER | NA | Control |
| LIPTROT, JAMES, M | I | SVP AND ASSISTANT CONTROLLER | NA | Control |
| LIPTROT, JAMES, MICHAEL | I | SVP AND ASSISTANT CONTROLLER | NA | Control |
| LIPTROT, JAMES, MICHAEL | I | SVP AND ASSISTANT CONTROLLER | NA | Control |
| LIPTROT, JAMES, MICHAEL | I | SVP AND ASSISTANT CONTROLLER | NA | Control |
| LIPTROT, JAMES, MICHAEL | I | SVP AND ASSISTANT CONTROLLER | NA | Control |
| LIPTROT, JAMES, MICHAEL | I | SVP AND ASSISTANT CONTROLLER | NA | Control |
| MACRI, ROCCO | I | MANAGING DIRECTOR - CHIEF OPERATING OFFICER | NA | Control |
| MACRI, ROCCO | I | DEPUTY MANAGING DIRECTOR-CHIEF FINANCIAL OFFICER | NA | |
| MACRI, ROCCO | I | DEPUTY MANAGING DIRECTOR-CHIEF FINANCIAL OFFICER | NA | |
| MACRI, ROCCO | I | DEPUTY MANAGING DIRECTOR-CHIEF FINANCIAL OFFICER | NA | |
| MACRI, ROCCO | I | MANAGING DIRECTOR - CHIEF OPERATING OFFICER | NA | Control |
| MACRI, ROCCO | I | MANAGING DIRECTOR - CHIEF OPERATING OFFICER | NA | Control |
| MACRI, ROCCO | I | DEPUTY MANAGING DIRECTOR-CHIEF FINANCIAL OFFICER | NA | |
| MACRI, ROCCO | I | MANAGING DIRECTOR AND CHIEF OPERATING OFFICER | NA | |
| MACRI, ROCCO | I | MANAGING DIRECTOR - CHIEF OPERATING OFFICER | NA | Control |
| MACRI, ROCCO | I | DEPUTY MANAGING DIRECTOR-CHIEF FINANCIAL OFFICER | NA | |
| MANLEY, MARK, RANDALL | I | DIRECTOR, SVP AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MANLEY, MARK, RANDALL | I | DIRECTOR, SVP AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MANLEY, MARK, RANDALL | I | DIRECTOR, SVP AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MANLEY, MARK, RANDALL | I | DIRECTOR, SVP AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MANLEY, MARK, RANDALL | I | DIRECTOR, SVP AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MANLEY, MARK, RANDALL | I | DIRECTOR, SVP AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MANLEY, MARK, RANDALL | I | DIRECTOR, SVP AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MANLEY, MARK, RANDALL | I | DIRECTOR, SVP AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MANLEY, MARK, RANDALL | I | DIRECTOR, SVP AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MANLEY, MARK, RANDALL | I | DIRECTOR, SVP AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MANLEY, MARK, RANDALL | I | DIRECTOR, SVP AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MANLEY, MARK, RANDALL | I | DIRECTOR, SVP AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MANLEY, MARK, RANDALL | I | DIRECTOR, SVP AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MANLEY, MARK, RANDALL | I | DIRECTOR, SVP AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MANLEY, MARK, RANDALL | I | DIRECTOR, SVP AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MANLEY, MARK, RANDALL | I | DIRECTOR, SVP AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MANLEY, MARK, RANDALL | I | DIRECTOR, SVP AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MULDER, ALFRED, JOHANNES | I | DIRECTOR | NA | Control |
| MULDER, ALFRED, JOHANNES | I | DIRECTOR | NA | Control |
| MULDER, ALFRED, JOHANNES | I | DIRECTOR | NA | Control |
| MULDER, ALFRED, JOHANNES | I | DIRECTOR | NA | Control |
| MULDER, ALFRED, JOHANNES | I | DIRECTOR | NA | Control |
| MULDER, ALFRED, JOHANNES | I | DIRECTOR | NA | Control |
| MULDER, ALFRED, JOHANNES | I | DIRECTOR | NA | Control |
| NOTZ, BEAT | I | DIRECTOR | NA | |
| NOTZ, BEAT | I | DIRECTOR | NA | |
| PEARLSTEIN, SETH, LOUIS | I | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER & SECRETARY | NA | Control |
| PEARLSTEIN, SETH, LOUIS | I | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER & SECRETARY | NA | Control |
| PEARLSTEIN, SETH, LOUIS | I | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER & ASSISTANT SECRETARY | NA | Control |
| PEARLSTEIN, SETH, LOUIS | I | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER & SECRETARY | NA | Control |
| PEARLSTEIN, SETH, LOUIS | I | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER & ASSISTANT SECRETARY | NA | Control |
| PEARLSTEIN, SETH, LOUIS | I | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER & SECRETARY | NA | Control |
| PEARLSTEIN, SETH, LOUIS | I | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER & SECRETARY | NA | Control |
| PHELPS, MARK, IVOR | I | MANAGING DIRECTOR - GLOBAL INVESTMENTS | NA | Control |
| PHELPS, MARK, IVOR | I | PRESIDENT, CEO AND MANAGING DIRECTOR - GLOBAL INVESTMENTS | NA | Control |
| PHELPS, MARK, IVOR | I | DIRECTOR AND PRESIDENT, CEO AND MANAGING DIRECTOR - GLOBAL INVESTMENTS | NA | Control |
| PHELPS, MARK, IVOR | I | MANAGING DIRECTOR - GLOBAL INVESTMENTS | NA | Control |
| PHELPS, MARK, IVOR | I | PRESIDENT, CEO AND MANAGING DIRECTOR - GLOBAL INVESTMENTS | NA | Control |
| PHELPS, MARK, IVOR | I | MANAGING DIRECTOR - GLOBAL INVESTMENTS | NA | Control |
| PHELPS, MARK, IVOR | I | DIRECTOR AND PRESIDENT, CEO AND MANAGING DIRECTOR - GLOBAL INVESTMENTS | NA | Control |
| PHELPS, MARK, IVOR | I | DIRECTOR AND PRESIDENT, CEO AND MANAGING DIRECTOR - GLOBAL INVESTMENTS | NA | Control |
| PRICE, CHARLES, HENRY | I | DIRECTOR | NA | Control |
| PRICE, CHARLES, HENRY | I | DIRECTOR | NA | Control |
| PRICE, CHARLES, HENRY | I | DIRECTOR | NA | Control |
| PRICE, CHARLES, HENRY | I | DIRECTOR | NA | Control |
| PRICE, CHARLES, HENRY | I | DIRECTOR | NA | Control |
| RAWLINSON, RICHARD | I | DEPUTY MANAGING DIRECTOR | NA | |
| ROSENTHAL, ROBERT, DANIEL | I | DEPUTY MANAGING DIRECTOR | NA | |
| ROSENTHAL, ROBERT, DANIEL | I | DEPUTY MANAGING DIRECTOR | NA | |
| RUBINGH, PETER, J.P. | I | DEPUTY MANAGING DIRECTOR | NA | |
| RUBINGH, PETER, J.P. | I | DEPUTY MANAGING DIRECTOR | NA | |
| RUBINGH, PETER, JAN PAUL | I | MANAGING DIRECTOR - GLOBAL MARKETING | NA | Control |
| RUBINGH, PETER, JAN PAUL | I | DEPUTY MANAGING DIRECTOR | NA | |
| RUBINGH, PETER, JAN PAUL | I | DEPUTY MANAGING DIRECTOR | NA | |
| RUBINGH, PETER, JAN PAUL | I | DEPUTY MANAGING DIRECTOR | NA | |
| RUBINGH, PETER, JAN PAUL | I | MANAGING DIRECTOR - GLOBAL MARKETING | NA | Control |
| RUBINGH, PETER, JAN PAUL | I | DEPUTY MANAGING DIRECTOR | NA | |
| RUBINGH, PETER, JAN PAUL | I | MANAGING DIRECTOR - GLOBAL MARKETING | NA | Control |
| RUSSELL, JOHN, CARL | I | DIRECTOR | NA | Control |
| RUSSELL, JOHN, CARL | I | DEPUTY CHAIRMAN AND MANAGING DIRECTOR | NA | |
| RUSSELL, JOHN, CARL | I | DEPUTY CHAIRMAN AND MANAGING DIRECTOR | NA | |
| RUSSELL, JOHN, CARL | I | DEPUTY CHAIRMAN AND MANAGING DIRECTOR | NA | |
| RUSSELL, JOHN, CARL | I | DIRECTOR | NA | Control |
| RUSSELL, JOHN, CARL | I | DEPUTY CHAIRMAN AND MANAGING DIRECTOR | NA | |
| RUSSELL, JOHN, CARL | I | DIRECTOR, DEPUTY CHAIRMAN | NA | |
| RUSSELL, JOHN, CARL | I | DIRECTOR | NA | Control |
| RUSSELL, JOHN, CARL | I | DEPUTY CHAIRMAN AND MANAGING DIRECTOR | NA | |
| RYAN, FREDERICK, MICHAEL | I | DEPUTY MANAGING DIRECTOR-INVESTOR RELATIONS | NA | Control |
| RYAN, FREDERICK, MICHAEL | I | DEPUTY MANAGING DIRECTOR-INVESTOR RELATIONS | NA | |
| RYAN, FREDERICK, MICHAEL | I | DEPUTY MANAGING DIRECTOR-INVESTOR RELATIONS | NA | |
| RYAN, FREDERICK, MICHAEL | I | DEPUTY MANAGING DIRECTOR-INVESTOR RELATIONS | NA | |
| RYAN, FREDERICK, MICHAEL | I | DEPUTY MANAGING DIRECTOR-INVESTOR RELATIONS | NA | Control |
| RYAN, FREDERICK, MICHAEL | I | DEPUTY MANAGING DIRECTOR-INVESTOR RELATIONS | NA | |
| RYAN, FREDERICK, MICHAEL | I | DEPUTY MANAGING DIRECTOR-INVESTOR RELATIONS | NA | |
| RYAN, FREDERICK, MICHAEL | I | DEPUTY MANAGING DIRECTOR-INVESTOR RELATIONS | NA | Control |
| RYAN, FREDERICK, MICHAEL | I | DEPUTY MANAGING DIRECTOR-INVESTOR RELATIONS | NA | |
| SERURE, MAL, THEODORE | I | DIRECTOR | NA | Control |
| SERURE, MAL, THEODORE | I | DIRECTOR | NA | Control |
| SERURE, MAL, THEODORE | I | DIRECTOR | NA | Control |
| SERURE, MAL, THEODORE | I | DIRECTOR | NA | Control |
| SERURE, MAL, THEODORE | I | DIRECTOR | NA | Control |
| SILLEM, JEREMY, WILLIAM | I | DIRECTOR | NA | Control |
| SILLEM, JEREMY, WILLIAM | I | DIRECTOR | NA | |
| SMITH, HENRY, BLACKBURN | I | DIRECTOR | NA | Control |
| SMITH, HENRY, BLACKBURN | I | DIRECTOR | NA | |
| SMITH, HENRY, BLACKBURN | I | DIRECTOR | NA | |
| SMITH, HENRY, BLACKBURN | I | DIRECTOR | NA | |
| SMITH, HENRY, BLACKBURN | I | DIRECTOR | NA | Control |
| SMITH, HENRY, BLACKBURN | I | DIRECTOR | NA | |
| SMITH, HENRY, BLACKBURN | I | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | |
| SMITH, HENRY, BLACKBURN | I | DIRECTOR | NA | Control |
| SMITH, HENRY, BLACKBURN | I | DIRECTOR | NA | |
| SPANGLER, HEINRICH | I | DIRECTOR | NA | |
| SPANGLER, HEINRICH | I | DIRECTOR | NA | |
| SPANGLER, HEINRICH | I | DIRECTOR | NA | |
| SPANGLER, HEINRICH | I | DIRECTOR | NA | |
| SPANGLER, HEINRICH, CHRISTOPH | I | DIRECTOR | NA | Control |
| SPANGLER, HEINRICH, CHRISTOPH | I | DIRECTOR | NA | |
| SPANGLER, HEINRICH, CHRISTOPH | I | DIRECTOR | NA | Control |
| SPANGLER, HEINRICH, CHRISTOPH | I | DIRECTOR | NA | |
| SPANGLER, HEINRICH, CHRISTOPH | I | DIRECTOR | NA | Control |
| SPIERING, JAN, J. | I | DIRECTOR | NA | |
| SPIERING, JAN, JAAP | I | DIRECTOR | NA | Control |
| SPIERING, JAN, JAAP | I | DIRECTOR | NA | Control |
| SPIERING, JAN, JAAP | I | DIRECTOR | NA | Control |
| SPURLING, RICHARD, DUDLEY | I | DIRECTOR | NA | Control |
| SPURLING, RICHARD, DUDLEY | I | DIRECTOR | NA | |
| SPURLING, RICHARD, DUDLEY | I | DIRECTOR | NA | |
| SPURLING, RICHARD, DUDLEY | I | DIRECTOR | NA | |
| SPURLING, RICHARD, DUDLEY | I | DIRECTOR | NA | Control |
| SPURLING, RICHARD, DUDLEY | I | DIRECTOR | NA | |
| SPURLING, RICHARD, DUDLEY | I | DIRECTOR | NA | Control |
| STAMM, MICHAEL, W. | I | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER AND ASSISTANT SECRETARY | NA | |
| STAMM, MICHAEL, WILLIAM | I | DEPUTY MANAGING DIRECTOR - GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER AND ASSISTANT SECRETARY | NA | Control |
| TARGET, CHARLES, G.R. | I | DEPUTY MANAGING DIRECTOR | NA | |
| TARGET, CHARLES, G.R. | I | DEPUTY MANAGING DIRECTOR | NA | |
| TARGET, CHARLES, GERARD ROY | I | MANAGING DIRECTOR - COMMUNICATIONS AND CORPORATE DEVELOPMENT | NA | Control |
| TARGET, CHARLES, GERARD ROY | I | DEPUTY MANAGING DIRECTOR - INTERNATIONAL DEVELOPMENT | NA | |
| TARGET, CHARLES, GERARD ROY | I | DEPUTY MANAGING DIRECTOR - INTERNATIONAL DEVELOPMENT | NA | |
| TARGET, CHARLES, GERARD ROY | I | DEPUTY MANAGING DIRECTOR - INTERNATIONAL DEVELOPMENT | NA | |
| TARGET, CHARLES, GERARD ROY | I | MANAGING DIRECTOR - COMMUNICATIONS AND CORPORATE DEVELOPMENT | NA | Control |
| TARGET, CHARLES, GERARD ROY | I | DEPUTY MANAGING DIRECTOR - INTERNATIONAL DEVELOPMENT | NA | |
| TARGET, CHARLES, GERARD ROY | I | MANAGING DIRECTOR - COMMUNICATIONS AND CORPORATE DEVELOPMENT | NA | Control |
| TIERNEY, JAMES, THOMAS | I | MANAGING DIRECTOR - CHIEF INVESTMENT OFFICER | NA | Control |
| TIERNEY, JAMES, THOMAS | I | MANAGING DIRECTOR - CHIEF INVESTMENT OFFICER | NA | Control |
| TIERNEY, JAMES, THOMAS | I | MANAGING DIRECTOR - CHIEF INVESTMENT OFFICER | NA | Control |
| TIERNEY, JAMES, THOMAS | I | MANAGING DIRECTOR - CHIEF INVESTMENT OFFICER | NA | Control |
| VON FURSTENBERG, ALEXANDER, EGON | I | DIRECTOR | NA | Control |
| VON FURSTENBERG, ALEXANDER, EGON | I | DIRECTOR | NA | Control |
| VON FURSTENBERG, ALEXANDER, EGON | I | DIRECTOR | NA | Control |
| VON FURSTENBERG, ALEXANDER, EGON | I | DIRECTOR | NA | Control |
| VON FURSTENBERG, ALEXANDER, EGON | I | DIRECTOR | NA | Control |
| WEISENSEEL, JOHN, CHARLES | I | SVP AND CHIEF FINANCIAL OFFICER | NA | Control |
| WEISENSEEL, JOHN, CHARLES | I | SVP AND CHIEF FINANCIAL OFFICER | NA | Control |
| WEISENSEEL, JOHN, CHARLES | I | SVP AND CHIEF FINANCIAL OFFICER | NA | Control |
| WEISENSEEL, JOHN, CHARLES | I | SVP AND CHIEF FINANCIAL OFFICER | NA | Control |
| WEISENSEEL, JOHN, CHARLES | I | SVP AND CHIEF FINANCIAL OFFICER | NA | Control |
| WEISENSEEL, JOHN, CHARLES | I | SVP AND CHIEF FINANCIAL OFFICER | NA | Control |
| WEISENSEEL, JOHN, CHARLES | I | SVP AND CHIEF FINANCIAL OFFICER | NA | Control |
| WEISENSEEL, JOHN, CHARLES | I | SVP AND CHIEF FINANCIAL OFFICER | NA | Control |
| WEISENSEEL, JOHN, CHARLES | I | SVP AND CHIEF FINANCIAL OFFICER | NA | Control |
| WEISENSEEL, JOHN, CHARLES | I | SVP AND CHIEF FINANCIAL OFFICER | NA | Control |
| WEISENSEEL, JOHN, CHARLES | I | SVP AND CHIEF FINANCIAL OFFICER | NA | Control |
| WEISENSEEL, JOHN, CHARLES | I | SVP AND CHIEF FINANCIAL OFFICER | NA | Control |
| WEISENSEEL, JOHN, CHARLES | I | SVP AND CHIEF FINANCIAL OFFICER | NA | Control |
| WEISENSEEL, JOHN, CHARLES | I | SVP AND CHIEF FINANCIAL OFFICER | NA | Control |
| WEISENSEEL, JOHN, CHARLES | I | SVP AND CHIEF FINANCIAL OFFICER | NA | Control |
| WEISENSEEL, JOHN, CHARLES | I | SVP AND CHIEF FINANCIAL OFFICER | NA | Control |
| WEISENSEEL, JOHN, CHARLES | I | SVP AND CHIEF FINANCIAL OFFICER | NA | Control |
| ALLIANCEBERNSTEIN CORPORATION OF DELAWARE | DE | 100% SHAREHOLDER | E | Control |
| ALLIANCEBERNSTEIN CORPORATION OF DELAWARE | DE | 100% SHAREHOLDER OF REGISTRANT | E | Control |
| ALLIANCEBERNSTEIN CORPORATION OF DELAWARE | DE | 100% SHAREHOLDER OF REGISTRANT | E | Control |
| ALLIANCEBERNSTEIN CORPORATION OF DELAWARE | DE | 100% SHAREHOLDER OF REGISTRANT | E | Control |
| ALLIANCEBERNSTEIN CORPORATION OF DELAWARE | DE | 100% SHAREHOLDER OF REGISTRANT | E | Control |
| ALLIANCEBERNSTEIN CORPORATION OF DELAWARE | DE | 100% SHAREHOLDER OF REGISTRANT | E | Control |
| ALLIANCEBERNSTEIN CORPORATION OF DELAWARE | DE | 100% SHAREHOLDER OF REGISTRANT | E | Control |
| ALLIANCEBERNSTEIN CORPORATION OF DELAWARE | DE | 100% SHAREHOLDER OF REGISTRANT | E | Control |
| ARROW ADVISORS LLC | DE | SHAREHOLDER | C | |
| ARROW ADVISORS LLC | DE | SHAREHOLDER | C | |
| ARROW ADVISORS LLC | DE | SHAREHOLDER | C | |
| ARROW CAPITAL MANAGEMENT LLC | DE | SHAREHOLDER | C | |
| ARROW CAPITAL MANAGEMENT LLC | DE | SHAREHOLDER | C | |
| ARROW CAPITAL MANAGEMENT LLC | DE | SHAREHOLDER | C | |
| STEWART, WILLIAM, PEIRCE | I | DIRECTOR/CHAIRMAN/CEO | C | Control |
| STEWART, WILLIAM, PEIRCE | I | DIRECTOR/CHAIRMAN/CEO | C | Control |
| STEWART, WILLIAM, PEIRCE | I | DIRECTOR/CHAIRMAN/CEO | C | Control |
| STEWART, WILLIAM, PEIRCE | I | DIRECTOR AND CHAIRMAN | C | Control |
| STEWART, WILLIAM, PIERCE | I | DIRECTOR/CHAIRMAN/CEO | C | Control |
| STEWART, WILLIAM, PIERCE | I | DIRECTOR/CHAIRMAN/CEO | C | Control |
| WPS II, INC. | DE | CORPORATION | C | Control |
| WPS II, INC. | DE | CORPORATION | C | Control |
| WPS II, INC. | DE | CORPORATION | C | Control |
| WPS II, INC. | DE | CORPORATION | C | Control |
| WPS II, INC. | DE | CORPORATION | C | Control |
| WPS II, INC. | DE | CORPORATION | C | Control |
| WPS II, INC. | DE | CORPORATION | C | Control |
| WPS II, INC. | DE | CORPORATION | C | Control |
| WPS II, INC. | DE | CORPORATION | C | Control |
| ARROW ADVISORS LLC | DE | SHAREHOLDER | B | |
| ARROW ADVISORS LLC | DE | SHAREHOLDER | B | |
| ARROW CAPITAL MANAGEMENT LLC | DE | SHAREHOLDER | B | |
| ARROW CAPITAL MANAGEMENT LLC | DE | SHAREHOLDER | B | |
| ARROW OFFSHORE ADVISORS LLC | DE | SHAREHOLDER | B | |
| ARROW OFFSHORE ADVISORS LLC | DE | SHAREHOLDER | B | |
| ARROW OFFSHORE ADVISORS LLC | DE | SHAREHOLDER | B | |
| ARROW OFFSHORE, LTD. | FE | SHAREHOLDER | B | |
| ARROW OFFSHORE, LTD. | FE | SHAREHOLDER | B | |
| ARROW OFFSHORE, LTD. | FE | SHAREHOLDER | B | |
| ARROW OPPORTUNITIES I, LLC | DE | SHAREHOLDER | B | |
| ARROW OPPORTUNITIES I, LLC | DE | SHAREHOLDER | B | |
| ARROW OPPORTUNITIES I, LLC | DE | SHAREHOLDER | B | |
| ARROW OPPORTUNITIES I, LLC | DE | SHAREHOLDER | B | |
| ARROW OPPORTUNITIES I, LLC | DE | SHAREHOLDER | B | |
| ARROW PARTNERS LP | DE | SHAREHOLDER | B | |
| ARROW PARTNERS LP | DE | SHAREHOLDER | B | |
| ARROW PARTNERS LP | DE | SHAREHOLDER | B | |
| FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | DE | SHAREHOLDER | B | |
| RANGER GLOBAL LP | DE | SHAREHOLDER | B | |
| RANGER GLOBAL LP | DE | SHAREHOLDER | B | |
| STEWART, WILLIAM, PEIRCE | I | DIRECTOR AND EXECUTIVE CHAIRMAN | B | Control |
| STEWART, WILLIAM, PEIRCE | I | DIRECTOR AND EXECUTIVE CHAIRMAN | B | Control |
| STEWART, WILLIAM, PEIRCE | I | DIRECTOR AND EXECUTIVE CHAIRMAN | B | Control |
| STEWART, WILLIAM, PEIRCE | I | DIRECTOR AND EXECUTIVE CHAIRMAN | B | Control |
| STEWART, WILLIAM, PEIRCE | I | DIRECTOR AND EXECUTIVE CHAIRMAN | B | Control |
| ARROW PARTNERS LP | DE | SHAREHOLDER | A | |
| ARROW PARTNERS LP | DE | SHAREHOLDER | A | |
| STEWART, WILLIAM, PEIRCE | I | DIRECTOR AND CHAIRMAN AND CHIEF EXECUTIVE OFFICER | A | Control |
| STEWART, WILLIAM, PEIRCE | I | DIRECTOR AND CHAIRMAN AND CHIEF EXECUTIVE OFFICER | A | Control |
| STEWART, WILLIAM, PEIRCE | I | DIRECTOR AND CHAIRMAN AND CHIEF EXECUTIVE OFFICER | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ALLIANCEBERNSTEIN INTERNATIONAL LLC | DE | ALLIANCEBERNSTEIN CORPORATION OF DELAWARE | E | Control |
| ALLIANCEBERNSTEIN INTERNATIONAL LLC | DE | ALLIANCEBERNSTEIN CORPORATION OF DELAWARE | E | Control |
| ALLIANCEBERNSTEIN INTERNATIONAL LLC | DE | ALLIANCEBERNSTEIN CORPORATION OF DELAWARE | E | Control |
| ALLIANCEBERNSTEIN INTERNATIONAL LLC | DE | ALLIANCEBERNSTEIN CORPORATION OF DELAWARE | E | Control |
| ALLIANCEBERNSTEIN INTERNATIONAL LLC | DE | ALLIANCEBERNSTEIN CORPORATION OF DELAWARE | E | Control |
| ALLIANCEBERNSTEIN INTERNATIONAL LLC | DE | ALLIANCEBERNSTEIN CORPORATION OF DELAWARE | E | Control |
| ALLIANCEBERNSTEIN INTERNATIONAL LLC | DE | ALLIANCEBERNSTEIN CORPORATION OF DELAWARE | E | Control |
| ALLIANCEBERNSTEIN INTERNATIONAL LLC | DE | ALLIANCEBERNSTEIN CORPORATION OF DELAWARE | E | Control |
| ALLIANCEBERNSTEIN INTERNATIONAL LLC | DE | ALLIANCEBERNSTEIN CORPORATION OF DELAWARE | E | Control |
| ALLIANCEBERNSTEIN INTERNATIONAL LLC | DE | ALLIANCEBERNSTEIN CORPORATION OF DELAWARE | E | Control |
| ALLIANCEBERNSTEIN L.P. | DE | ALLIANCEBERNSTEIN CORPORATION OF DELWARE | E | Control |
| ALLIANCEBERNSTEIN L.P. | DE | ALLIANCEBERNSTEIN CORPORATION OF DELWARE | E | Control |
| ALLIANCEBERNSTEIN L.P. | DE | ALLIANCEBERNSTEIN CORPORATION OF DELWARE | E | Control |
| ALLIANCEBERNSTEIN L.P. | DE | ALLIANCEBERNSTEIN CORPORATION OF DELWARE | E | Control |
| ALLIANCEBERNSTEIN L.P. | DE | ALLIANCEBERNSTEIN CORPORATION OF DELWARE | E | Control |
| ALLIANCEBERNSTEIN L.P. | DE | ALLIANCEBERNSTEIN CORPORATION OF DELWARE | E | Control |
| ALLIANCEBERNSTEIN L.P. | DE | ALLIANCEBERNSTEIN CORPORATION OF DELWARE | E | Control |
| ALLIANCEBERNSTEIN L.P. | DE | ALLIANCEBERNSTEIN INTERNATIONAL LLC | E | Control |
| ALLIANCEBERNSTEIN L.P. | DE | ALLIANCEBERNSTEIN INTERNATIONAL LLC | E | Control |
| ALLIANCEBERNSTEIN L.P. | DE | ALLIANCEBERNSTEIN INTERNATIONAL LLC | E | Control |
| ALLIANCEBERNSTEIN L.P. | DE | ALLIANCEBERNSTEIN INTERNATIONAL LLC | E | Control |
| ALLIANCEBERNSTEIN L.P. | DE | ALLIANCEBERNSTEIN INTERNATIONAL LLC | E | Control |
| ALLIANCEBERNSTEIN L.P. | DE | ALLIANCEBERNSTEIN INTERNATIONAL LLC | E | Control |
| ALLIANCEBERNSTEIN L.P. | DE | ALLIANCEBERNSTEIN INTERNATIONAL LLC | E | Control |
| ALLIANCEBERNSTEIN L.P. | DE | ALLIANCEBERNSTEIN INTERNATIONAL LLC | E | Control |
| ALLIANCEBERNSTEIN L.P. | DE | ALLIANCEBERNSTEIN INTERNATIONAL LLC | E | Control |
| ALLIANCEBERNSTEIN L.P. | DE | ALLIANCEBERNSTEIN INTERNATIONAL LLC | E | Control |
| SERURE, MAL, THEODORE | I | ARROW CAPITAL MANAGEMENT LLC & ARROW ADVISORS LLC | C | Control |
| SERURE, MAL, THEODORE | I | ARROW CAPITAL MANAGEMENT LLC & ARROW ADVISORS LLC | C | Control |
| SERURE, MAL, THEODORE | I | ARROW CAPITAL MANAGEMENT LLC & ARROW ADVISORS LLC | C | Control |
| STEWART, WILLIAM, PEIRCE | I | WPS II, INC. | C | Control |
| STEWART, WILLIAM, PEIRCE | I | WPS II, INC. | C | Control |
| STEWART, WILLIAM, PEIRCE | I | WPS II, INC. | C | Control |
| STEWART, WILLIAM, PEIRCE | I | WPS II, INC. | C | Control |
| STEWART, WILLIAM, PEIRCE | I | WPS II, INC. | C | Control |
| STEWART, WILLIAM, PEIRCE | I | WPS II, INC. | C | Control |
| STEWART, WILLIAM, PEIRCE | I | WPS II, INC. | C | Control |
| STEWART, WILLIAM, PIERCE | I | WPS II, INC. | C | Control |
| STEWART, WILLIAM, PIERCE | I | WPS II, INC. | C | Control |
| VON FURSTENBERG, ALEXANDER, EGON | I | ARROW CAPITAL MANAGEMENT LLC & ARROW ADVISORS LLC | C | Control |
| VON FURSTENBERG, ALEXANDER, EGON | I | ARROW CAPITAL MANAGEMENT LLC & ARROW ADVISORS LLC | C | Control |
| VON FURSTENBERG, ALEXANDER, EGON | I | ARROW CAPITAL MANAGEMENT LLC & ARROW ADVISORS LLC | C | Control |
Registrations
Federal
IA
Mar 29, 2019 REGISTERED
Notice Filings (51)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VT WA WI WV
Address
1345 AVE OF THE AMERICASNEW YORK, NY 10105
United States
Phone: 212-969-1000