FINANCIAL PARTNERS CAPITAL MANAGEMENT, LLC

CRD #105667 SEC #801-19567 NEW YORK, NY 646.277.7310

SEC Registered

Total AUM

$741.8M

Discretionary

$649.2M

Employees

Clients

Accounts

688

Firm Details

Organization Type: Limited Liability Company
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Mar 30, 2022
Branch Offices: 0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
COHEN, AARON	I	MANAGING DIRECTOR AND DIRECTOR	NA	Control
COHEN, AARON	I	PRESIDENT	NA	Control
COHEN, AARON	I	PRESIDENT	NA	Control
COHEN, AARON	I	PRESIDENT	NA	Control
COHEN, AARON	I	MANAGING DIRECTOR AND DIRECTOR	NA	Control
COHEN, AARON	I	PRESIDENT	NA	Control
GIARDINA, SALVATORE	I	CHIEF FINANCIAL OFFICER	NA	Control
GIARDINA, SALVATORE	I	CHIEF FINANCIAL OFFICER	NA	Control
GIARDINA, SALVATORE	I	CHIEF FINANCIAL OFFICER	NA	Control
GIARDINA, SALVATORE	I	CHIEF FINANCIAL OFFICER	NA	Control
GIOVANNIELLO, JOSEPH	I	GENERAL COUNSEL AND SECRETARY	NA	Control
GIOVANNIELLO, JOSEPH	I	GENERAL COUNSEL AND SECRETARY	NA	Control
GIOVANNIELLO, JOSEPH	I	GENERAL COUNSEL AND SECRETARY	NA	Control
GIOVANNIELLO, JOSEPH	I	GENERAL COUNSEL AND SECRETARY	NA	Control
LIVIAN, MICHAEL, MOSHE	I	BOARD MEMBER	NA	Control
LIVIAN, MICHAEL, MOSHE	I	BOARD MEMBER	NA	Control
LIVIAN, MICHAEL, MOSHE	I	BOARD MEMBER	NA	Control
MARSDEN, VINCENT, JOHN	I	CCO, COO	NA
MARSDEN, VINCENT, JOHN	I	CCO, COO	NA
MARSDEN, VINCENT, JOHN	I	CCO, COO	NA
RIVAS, VICTOR, MANUEL	I	CHAIRMAN OF THE BOARD AND CEO	NA	Control
RIVAS, VICTOR, MANUEL	I	CHAIRMAN OF THE BOARD AND CEO	NA	Control
RIVAS, VICTOR, MANUEL	I	CHAIRMAN OF THE BOARD AND CEO	NA	Control
RIVAS, VICTOR, MANUEL	I	CHAIRMAN OF THE BOARD AND CEO	NA	Control
RYAN, JAMES, KEALY	I	PRESIDENT AND DIRECTOR	NA	Control
RYAN, JAMES, KEALY	I	PRESIDENT AND DIRECTOR	NA	Control
COHEN, AARON	I	PRESIDENT	E	Control
COHEN, AARON	I	PRESIDENT, CHIEF OPERATING MANAGER	E	Control
COHEN, AARON	I	PRESIDENT, CHIEF OPERATING MANAGER	E	Control
COHEN, AARON	I	PRESIDENT, CHIEF OPERATING MANAGER	E	Control
COHEN, AARON	I	PRESIDENT	E	Control
COHEN, AARON	I	PRESIDENT, CHIEF OPERATING MANAGER	E	Control
COHEN, AARON	I	PRESIDENT, CHIEF OPERATING MANAGER	E	Control
COHEN, AARON	I	PRESIDENT	E	Control
COHEN, AARON	I	PRESIDENT, CHIEF OPERATING MANAGER	E	Control
COHEN, AARON	I	PRESIDENT, CHIEF OPERATING MANAGER	E	Control
COHEN, AARON	I	PRESIDENT, CHIEF OPERATING MANAGER	E	Control
COHEN, AARON	I	PRESIDENT, CHIEF OPERATING MANAGER	E	Control
COHEN, AARON	I	PRESIDENT, CHIEF OPERATING MANAGER	E	Control
COHEN, AARON	I	PRESIDENT, CHIEF OPERATING MANAGER	E	Control
COHEN, AARON	I	PRESIDENT, CHIEF OPERATING MANAGER	E	Control
COHEN, AARON	I	PRESIDENT, CHIEF OPERATING MANAGER	E	Control
COHEN, AARON	I	PRESIDENT, CHIEF OPERATING MANAGER	E	Control
COHEN, AARON	I	PRESIDENT, CHIEF OPERATING MANAGER	E	Control
COHEN, AARON	I	PRESIDENT, CHIEF OPERATING MANAGER	E	Control
COHEN, AARON	I	PRESIDENT, CHIEF OPERATING MANAGER	E	Control
COHEN, AARON	I	PRESIDENT, CHIEF OPERATING MANAGER	E	Control
COHEN, AARON	I	PRESIDENT, CHIEF OPERATING MANAGER	E	Control
COHEN, AARON	I	PRESIDENT, CHIEF OPERATING MANAGER	E	Control
COHEN, AARON	I	PRESIDENT, CHIEF OPERATING MANAGER	E	Control
LADENBURG THALMANN & CO. INC.	DE	DIRECT SHAREHOLDER	E	Control
LADENBURG THALMANN & CO. INC.	DE	DIRECT SHAREHOLDER	E	Control
LADENBURG THALMANN & CO. INC.	DE	DIRECT SHAREHOLDER	E	Control
LADENBURG THALMANN & CO. INC.	DE	DIRECT SHAREHOLDER	E	Control
LADENBURG THALMANN ASSET MANAGEMENT INC	DE	DIRECT SHAREHOLDER	E	Control
LADENBURG THALMANN ASSET MANAGEMENT INC	DE	DIRECT SHAREHOLDER	E	Control
LADENBURG THALMANN ASSET MANAGEMENT INC	DE	DIRECT SHAREHOLDER	E	Control
LADENBURG THALMANN FINANCIAL SERVICES	DE	INDIRECT SHAREHOLDER	E	Control
LADENBURG THALMANN FINANCIAL SERVICES	DE	INDIRECT SHAREHOLDER	E	Control
LADENBURG THALMANN FINANCIAL SERVICES	DE	INDIRECT SHAREHOLDER	E	Control
LADENBURG THALMANN GROUP INC.	DE	INDIRECT SHAREHOLDER	E	Control
NEW VALLEY CORPORATION	DE	OWNS LADENBURG THALMANN GROUP	E	Control
COHEN, AARON	I	PRESIDENT, CHIEF OPERATING MANAGER	D	Control
COHEN, AARON	I	PRESIDENT, CHIEF OPERATING MANAGER	D	Control
COHEN, AARON	I	PRESIDENT, CHIEF OPERATING MANAGER	D	Control
COHEN, AARON	I	PRESIDENT, CHIEF OPERATING MANAGER	D	Control
COHEN, AARON	I	PRESIDENT, CHIEF OPERATING MANAGER	D	Control
BERLINER EFFEKTENGESELLSHAT AG	FE	INDIRECT SHAREHOLDER	C
BGLS INC.	DE	OWNS NEW VALLEY HOLDINGS INC.	C	Control
LEBOW, BENNETT, S	I	OWNS 46% OF VECTOR GROUP LTD	C	Control
LEBOW, BENNETT, S	I	OWNS 46% OF VECTOR GROUP LTD	C	Control
LEBOW, BENNETT, S	I	OWNS 46% OF VECTOR GROUP LTD	C	Control
LEBOW, BENNETT, S	I	OWNS 46% OF VECTOR GROUP LTD	C	Control
NEW VALLEY HOLDINGS, INC.	DE	OWNS 42% OF NEW VALLEY CORP.	C	Control
VECTOR GROUP LTD	DE	OWNS BGLS	C	Control
GIVENTER, CRAIG, MITCHELL	I	MANAGING DIRECTOR	B	Control
GIVENTER, CRAIG, MITCHELL	I	MANAGING DIRECTOR	B	Control
GIVENTER, CRAIG, MITCHELL	I	MANAGING DIRECTOR	B	Control
GIVENTER, CRAIG, MITCHELL	I	MANAGING DIRECTOR	B	Control
GIVENTER, CRAIG, MITCHELL	I	MANAGING DIRECTOR	B	Control
GIVENTER, CRAIG, MITCHELL	I	MANAGING DIRECTOR	B	Control
GIVENTER, CRAIG, MITCHELL	I	MANAGING DIRECTOR	B	Control
GIVENTER, CRAIG, MITCHELL	I	MANAGING DIRECTOR	B	Control
GIVENTER, CRAIG, MITCHELL	I	MANAGING DIRECTOR	B	Control
GIVENTER, CRAIG, MITCHELL	I	MANAGING DIRECTOR	B	Control
GIVENTER, CRAIG, MITCHELL	I	MANAGING DIRECTOR	B	Control
GIVENTER, CRAIG, MITCHELL	I	MANAGING DIRECTOR	B	Control
GIVENTER, CRAIG, MITCHELL	I	MANAGING DIRECTOR	B	Control
GIVENTER, CRAIG, MITCHELL	I	MANAGING DIRECTOR	B	Control
GIVENTER, CRAIG, MITCHELL	I	MANAGING DIRECTOR	B	Control
GIVENTER, CRAIG, MITCHELL	I	MANAGING DIRECTOR	B	Control
GIVENTER, CRAIG, MITCHELL	I	MANAGING DIRECTOR	B	Control
GIVENTER, CRAIG, MITCHELL	I	MANAGING DIRECTOR	B	Control
GIVENTER, CRAIG, MITCHELL	I	MANAGING DIRECTOR	B	Control
GIVENTER, CRAIG, MITCHELL	I	MANAGING DIRECTOR	B	Control
GIVENTER, CRAIG, MITCHELL	I	MANAGING DIRECTOR	B	Control
SAFDIÉ INVESTMENT SERVICES CORP.	DE	MEMBER	B
SAFDIÉ INVESTMENT SERVICES CORP.	DE	MEMBER	B
SAFDIÉ INVESTMENT SERVICES CORP.	DE	MEMBER	B
SAFDIÉ INVESTMENT SERVICES CORP.	DE	MEMBER	B
SAFDIÉ INVESTMENT SERVICES CORP.	DE	MEMBER	B
CONSORS DISCOUNT BROKER AG	DE	INDIRECT SHAREHOLDER	A
GIVENTER, CRAIG, MITCHELL	I	MANAGING DIRECTOR	A	Control
GIVENTER, CRAIG, MITCHELL	I	MANAGING DIRECTOR	A	Control
GIVENTER, CRAIG, MITCHELL	I	MANAGING DIRECTOR	A	Control
GIVENTER, CRAIG, MITCHELL	I	MANAGING DIRECTOR	A	Control
GIVENTER, CRAIG, MITCHELL	I	MANAGING DIRECTOR	A	Control
MARSDEN, VINCENT, JOHN	I	CHIEF COMPLIANCE OFFICER, COO	A	Control
MARSDEN, VINCENT, JOHN	I	CHIEF COMPLIANCE OFFICER, COO	A	Control
MARSDEN, VINCENT, JOHN	I	CHIEF COMPLIANCE OFFICER, COO	A	Control
MARSDEN, VINCENT, JOHN	I	CHIEF COMPLIANCE OFFICER, COO	A	Control
MARSDEN, VINCENT, JOHN	I	CHIEF COMPLIANCE OFFICER, COO	A	Control
MARSDEN, VINCENT, JOHN	I	CHIEF COMPLIANCE OFFICER, COO	A	Control
MARSDEN, VINCENT, JOHN	I	CHIEF COMPLIANCE OFFICER, COO	A	Control
MARSDEN, VINCENT, JOHN	I	CHIEF COMPLIANCE OFFICER, COO	A	Control
MARSDEN, VINCENT, JOHN	I	CHIEF COMPLIANCE OFFICER, COO	A	Control
MARSDEN, VINCENT, JOHN	I	CHIEF COMPLIANCE OFFICER, COO	A	Control
MARSDEN, VINCENT, JOHN	I	CHIEF COMPLIANCE OFFICER, COO	A	Control
MARSDEN, VINCENT, JOHN	I	CHIEF COMPLIANCE OFFICER, COO	A	Control
MARSDEN, VINCENT, JOHN	I	CHIEF COMPLIANCE OFFICER, COO	A	Control
MARSDEN, VINCENT, JOHN	I	CHIEF COMPLIANCE OFFICER, COO	A	Control
MARSDEN, VINCENT, JOHN	I	CHIEF COMPLIANCE OFFICER, COO	A	Control
MARSDEN, VINCENT, JOHN	I	CHIEF COMPLIANCE OFFICER, COO	A	Control
MARSDEN, VINCENT, JOHN	I	CHIEF COMPLIANCE OFFICER, COO	A	Control
MARSDEN, VINCENT, JOHN	I	CHIEF COMPLIANCE OFFICER, COO	A	Control
MARSDEN, VINCENT, JOHN	I	CHIEF COMPLIANCE OFFICER, COO	A	Control
MARSDEN, VINCENT, JOHN	I	CHIEF COMPLIANCE OFFICER, COO	A	Control
MARSDEN, VINCENT, JOHN	I	CHIEF COMPLIANCE OFFICER, COO	A	Control
MARSDEN, VINCENT, JOHN	I	CHIEF COMPLIANCE OFFICER, COO	A	Control
MARSDEN, VINCENT, JOHN	I	CHIEF COMPLIANCE OFFICER, COO	A	Control
MARSDEN, VINCENT, JOHN	I	CHIEF COMPLIANCE OFFICER, COO	A	Control
MARSDEN, VINCENT, JOHN	I	CHIEF COMPLIANCE OFFICER, COO	A	Control
MARSDEN, VINCENT, JOHN	I	CHIEF COMPLIANCE OFFICER, COO	A	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership
BANQUE SAFDIE	FE	MULTI FINANCE, S.A.	E
BANQUE SAFDIE	FE	MULTI FINANCE, S.A.	E
BANQUE SAFDIE	FE	MULTI FINANCE, S.A.	E
BANQUE SAFDIE	FE	MULTI FINANCE, S.A.	E
BANQUE SAFDIE	FE	MULTI FINANCE, S.A.	E
BANQUE SAFDIE	FE	MULTI FINANCE, S.A.	E
MULTI FINANCE, S.A.	FE	SAFDIE INVESTMENT SERVICES CORP.	E
MULTI FINANCE, S.A.	FE	SAFDIE INVESTMENT SERVICES CORP.	E
MULTI FINANCE, S.A.	FE	SAFDIE INVESTMENT SERVICES CORP.	E
MULTI FINANCE, S.A.	FE	SAFDIE INVESTMENT SERVICES CORP.	E
MULTI FINANCE, S.A.	FE	SAFDIE INVESTMENT SERVICES CORP.	E
MULTI FINANCE, S.A.	FE	SAFDIE INVESTMENT SERVICES CORP.	E

Registrations

Federal

Mar 30, 2022 REGISTERED

Notice Filings (14)

CA CT FL MI NE NH NJ NY OH OR PA TX VA VT

Address

150 EAST 52ND STREET
16TH FLOOR
NEW YORK, NY 10022-6265
United States

Phone: 646.277.7310