HSBC GLOBAL ASSET MANAGEMENT (USA) INC.
CRD #105686 SEC #801-25999 NEW YORK, NY 212-525-1066
SEC Registered
Total AUM
$130.5B
Discretionary
$123.2B
Employees
101
Clients
0
Accounts
119
Firm Details
- Organization Type
- Corporation
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 16, 2025
- Branch Offices
- 1
- LEI
- 213800MB7UGCSL5S3P42
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AQUILINA, GERARD, ROBERT | I | DIRECTOR | NA | Control |
| BAINS, LESLIE, ELIZABETH | I | DIRECTOR, SENIOR EXECUTIVE VICE PRESIDENT, HSBC BANK USA | NA | Control |
| BAINS, LESLIE, ELIZABETH | I | DIRECTOR, SENIOR EXECUTIVE VICE PRESIDENT, HSBC BANK USA | NA | Control |
| BAKER, STEPHEN, JOHN | I | DIRECTOR/CHIEF EXECUTIVE OFFICER/PRESIDENT | NA | Control |
| BAKER, STEPHEN, JOHN | I | DIRECTOR/CHIEF EXECUTIVE OFFICER/PRESIDENT | NA | Control |
| BAKER, STEPHEN, JOHN | I | DIRECTOR/CHIEF EXECUTIVE OFFICER/PRESIDENT | NA | Control |
| BAKER, STEPHEN, JOHN | I | DIRECTOR/CHIEF EXECUTIVE OFFICER/PRESIDENT | NA | Control |
| BAKER, STEPHEN, JOHN | I | DIRECTOR/CHIEF EXECUTIVE OFFICER/PRESIDENT | NA | Control |
| BAKER, STEPHEN, JOHN | I | DIRECTOR/CHIEF EXECUTIVE OFFICER/PRESIDENT | NA | Control |
| BAKER, STEPHEN, JOHN | I | DIRECTOR | NA | Control |
| BAKER, STEPHEN, JOHN | I | DIRECTOR | NA | Control |
| BARATON, XAVIER, FRANCOIS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BARATON, XAVIER, FRANCOIS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BARATON, XAVIER, FRANCOIS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BARATON, XAVIER, FRANCOIS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BARATON, XAVIER, FRANCOIS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BARATON, XAVIER, FRANCOIS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BARATON, XAVIER, FRANCOIS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BARATON, XAVIER, FRANCOIS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BARATON, XAVIER, FRANCOIS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BARATON, XAVIER, FRANCOIS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BARATON, XAVIER, FRANCOIS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BARATON, XAVIER, FRANCOIS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BARATON, XAVIER, FRANCOIS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BARATON, XAVIER, FRANCOIS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BARATON, XAVIER, FRANCOIS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BARATON, XAVIER, FRANCOIS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BARATON, XAVIER, FRANCOIS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BARATON, XAVIER, FRANCOIS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BARATON, XAVIER, FRANCOIS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BARATON, XAVIER, FRANCOIS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BARATON, XAVIER, FRANCOIS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BARATON, XAVIER, FRANCOIS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BARATON, XAVIER, FRANCOIS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BARATON, XAVIER, FRANCOIS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BARATON, XAVIER, FRANCOIS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BARATON, XAVIER, FRANCOIS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BARATON, XAVIER, FRANCOIS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BARINO, BRUNO | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BARINO, BRUNO | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BARINO, BRUNO | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BARINO, BRUNO | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BARINO, BRUNO | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BARINO, BRUNO | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BARINO, BRUNO | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BARINO, BRUNO | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BEACH, STEPHEN, CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BEACH, STEPHEN, CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BEACH, STEPHEN, CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BEACH, STEPHEN, CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BEACH, STEPHEN, CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BENHAM, STEPHEN, MICHAEL | I | INTERIM CHIEF COMPLIANCE OFFICER | NA | Control |
| BENHAM, STEPHEN, MICHAEL | I | INTERIM CHIEF COMPLIANCE OFFICER | NA | Control |
| BENHAM, STEPHEN, MICHAEL | I | INTERIM CHIEF COMPLIANCE OFFICER | NA | Control |
| BHAT, TIRALEBYLU | I | CHIEF OPERATING OFFICER | NA | Control |
| BHAT, TIRALEBYLU | I | CHIEF OPERATING OFFICER | NA | Control |
| BHAT, TIRALEBYLU | I | CHIEF OPERATING OFFICER | NA | Control |
| BOOKER, NIALL, S.K. | I | DIRECTOR | NA | Control |
| BOOKER, NIALL, S.K. | I | DIRECTOR | NA | Control |
| BRAR, RANDEEP | I | CHIEF RISK OFFICER | NA | Control |
| BRAR, RANDEEP | I | CHIEF RISK OFFICER | NA | Control |
| BRAR, RANDEEP | I | CHIEF RISK OFFICER | NA | Control |
| BRAR, RANDEEP | I | CHIEF RISK OFFICER | NA | Control |
| BRAR, RANDEEP | I | CHIEF RISK OFFICER | NA | Control |
| BRAR, RANDEEP | I | CHIEF RISK OFFICER | NA | Control |
| BRAR, RANDEEP | I | CHIEF RISK OFFICER | NA | Control |
| BRAR, RANDEEP | I | CHIEF RISK OFFICER | NA | Control |
| BRAR, RANDEEP | I | CHIEF RISK OFFICER | NA | Control |
| BRAR, RANDEEP | I | CHIEF RISK OFFICER | NA | Control |
| BRAR, RANDEEP | I | CHIEF RISK OFFICER | NA | Control |
| BRAR, RANDEEP | I | CHIEF RISK OFFICER | NA | Control |
| BRAR, RANDEEP | I | CHIEF RISK OFFICER | NA | Control |
| BRAR, RANDEEP | I | CHIEF RISK OFFICER | NA | Control |
| BRAR, RANDEEP | I | CHIEF RISK OFFICER | NA | Control |
| BRAR, RANDEEP | I | CHIEF RISK OFFICER | NA | Control |
| BRAR, RANDEEP | I | CHIEF RISK OFFICER | NA | Control |
| BRAR, RANDEEP | I | CHIEF RISK OFFICER | NA | Control |
| BRAR, RANDEEP | I | CHIEF RISK OFFICER | NA | Control |
| BRAR, RANDEEP | I | CHIEF RISK OFFICER | NA | Control |
| BRAR, RANDEEP | I | CHIEF RISK OFFICER | NA | Control |
| BRAR, RANDEEP | I | CHIEF RISK OFFICER | NA | Control |
| BRAR, RANDEEP | I | CHIEF RISK OFFICER | NA | Control |
| BRAR, RANDEEP | I | CHIEF RISK OFFICER, DIRECTOR | NA | Control |
| BRAR, RANDEEP | I | CHIEF RISK OFFICER | NA | Control |
| BRAR, RANDEEP | I | CHIEF RISK OFFICER, DIRECTOR | NA | Control |
| BRAR, RANDEEP | I | CHIEF RISK OFFICER, DIRECTOR | NA | Control |
| BRAR, RANDEEP | I | CHIEF RISK OFFICER, DIRECTOR | NA | Control |
| BRAR, RANDEEP | I | CHIEF RISK OFFICER, DIRECTOR | NA | Control |
| BRAR, RANDEEP | I | CHIEF RISK OFFICER, DIRECTOR | NA | Control |
| BRAR, RANDEEP | I | CHIEF RISK OFFICER, DIRECTOR | NA | Control |
| BRAR, RANDEEP | I | CHIEF RISK OFFICER, DIRECTOR | NA | Control |
| BRAR, RANDEEP | I | CHIEF RISK OFFICER, DIRECTOR | NA | Control |
| BRAR, RANDEEP | I | CHIEF RISK OFFICER, DIRECTOR | NA | Control |
| BRAR, RANDEEP, S | I | CHIEF RISK OFFICER, DIRECTOR | NA | Control |
| BRAR, RANDEEP, S | I | CHIEF RISK OFFICER, DIRECTOR | NA | Control |
| BRAR, RANDEEP, S | I | CHIEF RISK OFFICER, DIRECTOR | NA | Control |
| BRAR, RANDEEP, S | I | CHIEF RISK OFFICER, DIRECTOR | NA | Control |
| BRAR, RANDEEP, S | I | CHIEF RISK OFFICER, DIRECTOR | NA | Control |
| BROWN, MARY, REINHOLD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BROWN, MARY, REINHOLD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BROWN, MARY, REINHOLD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BROWN, MARY, REINHOLD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BROWN, SIMEON, THOMAS | I | CHIEF OPERATING OFFICER, TREASURER | NA | Control |
| BROWN, SIMEON, THOMAS | I | CHIEF OPERATING OFFICER, TREASURER | NA | Control |
| BURKE, PATRICK, J | I | DIRECTOR AND CHAIRMAN | NA | Control |
| BURKE, PATRICK, J | I | DIRECTOR AND CHAIRMAN | NA | Control |
| BURKE, PATRICK, J | I | DIRECTOR AND CHAIRMAN | NA | Control |
| BURKE, PATRICK, J | I | DIRECTOR AND CHAIRMAN | NA | Control |
| BURKE, PATRICK, J | I | DIRECTOR AND CHAIRMAN | NA | Control |
| BURKE, PATRICK, J | I | DIRECTOR AND CHAIRMAN | NA | Control |
| BURKE, PATRICK, J | I | DIRECTOR AND CHAIRMAN | NA | Control |
| BURKE, PATRICK, J | I | DIRECTOR AND CHAIRMAN | NA | Control |
| BURKE, PATRICK, J | I | DIRECTOR AND CHAIRMAN | NA | Control |
| BURKE, PATRICK, J | I | DIRECTOR AND CHAIRMAN | NA | Control |
| BURKE, PATRICK, J | I | DIRECTOR AND CHAIRMAN | NA | Control |
| BURKE, PATRICK, J | I | DIRECTOR AND CHAIRMAN | NA | Control |
| Barden, Jeffrey, S | I | DIRECTOR | NA | Control |
| Barden, Jeffrey, S | I | DIRECTOR | NA | Control |
| Barden, Jeffrey, S | I | DIRECTOR | NA | Control |
| Barden, Jeffrey, S | I | DIRECTOR | NA | Control |
| Barden, Jeffrey, S | I | DIRECTOR | NA | Control |
| Barden, Jeffrey, S | I | DIRECTOR | NA | Control |
| Barden, Jeffrey, S | I | DIRECTOR | NA | Control |
| Barden, Jeffrey, S | I | DIRECTOR | NA | Control |
| Barden, Jeffrey, S | I | DIRECTOR | NA | Control |
| Barden, Jeffrey, S | I | CHAIRMAN, DIRECTOR | NA | Control |
| Barden, Jeffrey, S | I | DIRECTOR | NA | Control |
| Barden, Jeffrey, S | I | CHAIRMAN, DIRECTOR | NA | Control |
| Barden, Jeffrey, S | I | CHAIRMAN, DIRECTOR | NA | Control |
| Barden, Jeffrey, S | I | CHAIRMAN, DIRECTOR | NA | Control |
| Barden, Jeffrey, S | I | CHAIRMAN, DIRECTOR | NA | Control |
| CHIODI, JOHN, FRANCIS | I | INTERIM CHIEF INVESTMENT OFFICER | NA | Control |
| CHIODI, JOHN, FRANCIS | I | INTERIM CHIEF INVESTMENT OFFICER | NA | Control |
| CHURCH, CATHLEEN, DENISE | I | INTERIM CHIEF COMPLIANCE OFFICER/ASSISTANT CORPORATE SECRETARY | NA | Control |
| CHURCH, CATHLEEN, DENISE | I | INTERIM CHIEF COMPLIANCE OFFICER/ASSISTANT CORPORATE SECRETARY | NA | Control |
| CHURCH, CATHLEEN, DENISE | I | INTERIM CHIEF COMPLIANCE OFFICER/ASSISTANT CORPORATE SECRETARY | NA | Control |
| COUTINHO, SILVIA, BRASIL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| COUTINHO, SILVIA, BRASIL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| COUTINHO, SILVIA, BRASIL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| COUTINHO, SILVIA, BRASIL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| COUTINHO, SILVIA, BRASIL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| COUTINHO, SILVIA, BRASIL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| COUTINHO, SILVIA, BRASIL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CURRY, JONATHAN, IAIN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CURRY, JONATHAN, IAIN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CURRY, JONATHAN, IAIN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CURRY, JONATHAN, IAIN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CURRY, JONATHAN, IAIN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CURRY, JONATHAN, IAIN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CURRY, JONATHAN, IAIN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CURRY, JONATHAN, IAIN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CURRY, JONATHAN, IAIN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CURRY, JONATHAN, IAIN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CURRY, JONATHAN, IAIN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CURRY, JONATHAN, IAIN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CURRY, JONATHAN, IAIN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CURRY, JONATHAN, IAIN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CURRY, JONATHAN, IAIN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CURRY, JONATHAN, IAIN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CURRY, JONATHAN, IAIN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CURRY, JONATHAN, IAIN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CURRY, JONATHAN, IAIN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CURRY, JONATHAN, IAIN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CURTIS, JAMES, M | I | CORPORATE SECRETARY | NA | Control |
| CURTIS, JAMES, M | I | CORPORATE SECRETARY | NA | Control |
| CURTIS, JAMES, M | I | CORPORATE SECRETARY | NA | Control |
| CURTIS, JAMES, M | I | CORPORATE SECRETARY | NA | Control |
| CURTIS, JAMES, M | I | CORPORATE SECRETARY | NA | Control |
| CURTIS, JAMES, M | I | CORPORATE SECRETARY | NA | Control |
| CURTIS, JAMES, M | I | CORPORATE SECRETARY | NA | Control |
| CURTIS, JAMES, M | I | CORPORATE SECRETARY | NA | Control |
| CURTIS, JAMES, M | I | CORPORATE SECRETARY | NA | Control |
| CURTIS, JAMES, M | I | CORPORATE SECRETARY | NA | Control |
| CURTIS, JAMES, M | I | CORPORATE SECRETARY | NA | Control |
| CURTIS, JAMES, M | I | CORPORATE SECRETARY | NA | Control |
| CURTIS, JAMES, M | I | CORPORATE SECRETARY | NA | Control |
| CURTIS, JAMES, M | I | CORPORATE SECRETARY | NA | Control |
| CURTIS, JAMES, M | I | CORPORATE SECRETARY | NA | Control |
| CURTIS, JAMES, M | I | CORPORATE SECRETARY | NA | Control |
| CURTIS, JAMES, M | I | ASSISTANT SECRETARY, LEGAL COUNSEL | NA | Control |
| CURTIS, JAMES, M | I | CORPORATE SECRETARY | NA | Control |
| CURTIS, JAMES, M | I | ASSISTANT SECRETARY, LEGAL COUNSEL | NA | Control |
| CURTIS, JAMES, M | I | CORPORATE SECRETARY | NA | Control |
| CURTIS, JAMES, M | I | CORPORATE SECRETARY | NA | Control |
| CURTIS, JAMES, M | I | CORPORATE SECRETARY | NA | Control |
| CURTIS, JAMES, M | I | ASSISTANT SECRETARY, LEGAL COUNSEL | NA | Control |
| CURTIS, JAMES, M | I | CORPORATE SECRETARY | NA | Control |
| CURTIS, JAMES, M | I | CORPORATE SECRETARY | NA | Control |
| CURTIS, JAMES, M | I | CORPORATE SECRETARY | NA | Control |
| CURTIS, JAMES, M | I | CORPORATE SECRETARY | NA | Control |
| CURTIS, JAMES, M | I | CORPORATE SECRETARY | NA | Control |
| CURTIS, JAMES, M | I | CORPORATE SECRETARY | NA | Control |
| CURTIS, JAMES, M | I | ASSISTANT SECRETARY, LEGAL COUNSEL | NA | Control |
| CURTIS, JAMES, M | I | CORPORATE SECRETARY | NA | Control |
| CURTIS, JAMES, M | I | ASSISTANT SECRETARY, LEGAL COUNSEL | NA | Control |
| CURTIS, JAMES, M | I | CORPORATE SECRETARY | NA | Control |
| CURTIS, JAMES, M | I | CORPORATE SECRETARY | NA | Control |
| CURTIS, JAMES, M | I | CORPORATE SECRETARY | NA | Control |
| CURTIS, JAMES, M | I | CORPORATE SECRETARY | NA | Control |
| CURTIS, JAMES, M | I | CORPORATE SECRETARY | NA | Control |
| CURTIS, JAMES, M | I | CORPORATE SECRETARY | NA | Control |
| CURTIS, JAMES, M | I | ASSISTANT SECRETARY, LEGAL COUNSEL | NA | Control |
| CURTIS, JAMES, M | I | ASSISTANT SECRETARY, LEGAL COUNSEL | NA | Control |
| CURTIS, JAMES, M | I | LEGAL COUNSEL | NA | Control |
| CURTIS, JAMES, M | I | LEGAL COUNSEL | NA | Control |
| CURTIS, JAMES, M | I | LEGAL COUNSEL | NA | Control |
| CURTIS, JAMES, M | I | LEGAL COUNSEL | NA | Control |
| CURTIS, JAMES, M | I | LEGAL COUNSEL | NA | Control |
| CURTIS, JAMES, M | I | LEGAL COUNSEL | NA | Control |
| CURTIS, JAMES, M | I | LEGAL COUNSEL | NA | Control |
| CURTIS, JAMES, M | I | LEGAL COUNSEL | NA | Control |
| CURTIS, JAMES, M | I | LEGAL COUNSEL | NA | Control |
| CURTIS, JAMES, M | I | LEGAL COUNSEL | NA | Control |
| CURTIS, JAMES, M | I | LEGAL COUNSEL | NA | Control |
| CURTIS, JAMES, M | I | LEGAL COUNSEL | NA | Control |
| CURTIS, JAMES, M | I | LEGAL COUNSEL | NA | Control |
| CURTIS, JAMES, M | I | LEGAL COUNSEL | NA | Control |
| CURTIS, JAMES, M | I | LEGAL COUNSEL | NA | Control |
| CURTIS, JAMES, M | I | LEGAL COUNSEL | NA | Control |
| CURTIS, JAMES, M | I | LEGAL COUNSEL | NA | Control |
| CURTIS, JAMES, M | I | LEGAL COUNSEL | NA | Control |
| CURTIS, JAMES, M | I | LEGAL COUNSEL | NA | Control |
| CURTIS, JAMES, M | I | LEGAL COUNSEL | NA | Control |
| CURTIS, JAMES, M | I | LEGAL COUNSEL | NA | Control |
| CURTIS, JAMES, M | I | LEGAL COUNSEL | NA | Control |
| CURTIS, JAMES, M | I | LEGAL COUNSEL | NA | Control |
| CURTIS, JAMES, M | I | LEGAL COUNSEL | NA | Control |
| CURTIS, JAMES, M | I | LEGAL COUNSEL | NA | Control |
| CURTIS, JAMES, M | I | LEGAL COUNSEL | NA | Control |
| CURTIS, JAMES, M | I | LEGAL COUNSEL | NA | Control |
| CURTIS, JAMES, M | I | LEGAL COUNSEL | NA | Control |
| CURTIS, JAMES, M | I | LEGAL COUNSEL | NA | Control |
| CURTIS, JAMES, M | I | LEGAL COUNSEL | NA | Control |
| CURTIS, JAMES, M | I | LEGAL COUNSEL | NA | Control |
| CURTIS, JAMES, M | I | LEGAL COUNSEL | NA | Control |
| CURTIS, JAMES, M | I | LEGAL COUNSEL | NA | Control |
| CURTIS, JAMES, M | I | LEGAL COUNSEL | NA | Control |
| CURTIS, JAMES, M | I | LEGAL COUNSEL | NA | Control |
| CURTIS, JAMES, M | I | LEGAL COUNSEL | NA | Control |
| Campbell, Jaron, R | I | DIRECTOR | NA | Control |
| Campbell, Jaron, R | I | DIRECTOR | NA | Control |
| Campbell, Jaron, R | I | DIRECTOR | NA | Control |
| Campbell, Jaron, R | I | DIRECTOR | NA | Control |
| Campbell, Jaron, R | I | DIRECTOR | NA | Control |
| Campbell, Jaron, R | I | DIRECTOR | NA | Control |
| Campbell, Jaron, R | I | DIRECTOR | NA | Control |
| Campbell, Jaron, R | I | DIRECTOR | NA | Control |
| Campbell, Jaron, R | I | DIRECTOR | NA | Control |
| Campbell, Jaron, R | I | DIRECTOR | NA | Control |
| Campbell, Jaron, R | I | DIRECTOR | NA | Control |
| Campbell, Jaron, R | I | DIRECTOR | NA | Control |
| Campbell, Jaron, R | I | DIRECTOR | NA | Control |
| Campbell, Jaron, R | I | DIRECTOR | NA | Control |
| Campbell, Jaron, R | I | DIRECTOR | NA | Control |
| Campbell, Jaron, R | I | DIRECTOR | NA | Control |
| Campbell, Jaron, R | I | DIRECTOR | NA | Control |
| Campbell, Jaron, R | I | DIRECTOR | NA | Control |
| Campbell, Jaron, R | I | DIRECTOR | NA | Control |
| Campbell, Jaron, R | I | DIRECTOR | NA | Control |
| Campbell, Jaron, R | I | DIRECTOR | NA | Control |
| Campbell, Jaron, R | I | DIRECTOR | NA | Control |
| Campbell, Jaron, R | I | DIRECTOR | NA | Control |
| DAVIES, CHRISTOPHER, P. | I | DIRECTOR | NA | Control |
| DAVIES, CHRISTOPHER, P. | I | DIRECTOR | NA | Control |
| DAVIES, CHRISTOPHER, P. | I | DIRECTOR | NA | Control |
| DAVIES, CHRISTOPHER, P. | I | DIRECTOR | NA | Control |
| DAVIES, CHRISTOPHER, P. | I | DIRECTOR | NA | Control |
| DAWE, DAVID, PAUL | I | CHIEF OPERATING OFFICER | NA | Control |
| DAWE, DAVID, PAUL | I | CHIEF OPERATING OFFICER | NA | Control |
| DAWE, DAVID, PAUL | I | CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER, DIRECTOR | NA | Control |
| DAWE, DAVID, PAUL | I | CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER, DIRECTOR | NA | Control |
| DAWE, DAVID, PAUL | I | CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER, DIRECTOR | NA | Control |
| DAWE, DAVID, PAUL | I | CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER, DIRECTOR | NA | Control |
| DAWE, DAVID, PAUL | I | CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER, DIRECTOR | NA | Control |
| DAWE, PAUL, D | I | CHIEF OPERATING OFFICER | NA | Control |
| DAWE, PAUL, D | I | CHIEF OPERATING OFFICER | NA | Control |
| DAWE, PAUL, D | I | CHIEF OPERATING OFFICER | NA | Control |
| DAWE, PAUL, D | I | CHIEF OPERATING OFFICER | NA | Control |
| DAWE, PAUL, D | I | CHIEF OPERATING OFFICER | NA | Control |
| DAWE, PAUL, D | I | CHIEF OPERATING OFFICER | NA | Control |
| DAWE, PAUL, D | I | CHIEF OPERATING OFFICER | NA | Control |
| DAWE, PAUL, D | I | CHIEF OPERATING OFFICER | NA | Control |
| DAWE, PAUL, D | I | CHIEF OPERATING OFFICER | NA | Control |
| DAWE, PAUL, D | I | CHIEF OPERATING OFFICER | NA | Control |
| DAWE, PAUL, D | I | CHIEF OPERATING OFFICER | NA | Control |
| DAWE, PAUL, D | I | CHIEF OPERATING OFFICER | NA | Control |
| DAWE, PAUL, D | I | CHIEF OPERATING OFFICER | NA | Control |
| DAWE, PAUL, D | I | CHIEF OPERATING OFFICER | NA | Control |
| DAWE, PAUL, D | I | CHIEF OPERATING OFFICER | NA | Control |
| DAWE, PAUL, D | I | CHIEF OPERATING OFFICER | NA | Control |
| DAWE, PAUL, D | I | CHIEF OPERATING OFFICER | NA | Control |
| DAWE, PAUL, D | I | CHIEF OPERATING OFFICER | NA | Control |
| DAWE, PAUL, D | I | CHIEF OPERATING OFFICER | NA | Control |
| DAWE, PAUL, D | I | CHIEF OPERATING OFFICER | NA | Control |
| DAWE, PAUL, D | I | CHIEF OPERATING OFFICER | NA | Control |
| DAWE, PAUL, D | I | CHIEF OPERATING OFFICER | NA | Control |
| DAWE, PAUL, D | I | CHIEF OPERATING OFFICER | NA | Control |
| DAWE, PAUL, D | I | CHIEF OPERATING OFFICER | NA | Control |
| DAWE, PAUL, D | I | CHIEF OPERATING OFFICER | NA | Control |
| DAWE, PAUL, D | I | CHIEF OPERATING OFFICER | NA | Control |
| DAWE, PAUL, D | I | CHIEF OPERATING OFFICER | NA | Control |
| DAWE, PAUL, D | I | CHIEF OPERATING OFFICER | NA | Control |
| DAWE, PAUL, D | I | CHIEF OPERATING OFFICER | NA | Control |
| DAWE, PAUL, D | I | CHIEF OPERATING OFFICER | NA | Control |
| DAWE, PAUL, D | I | CHIEF OPERATING OFFICER | NA | Control |
| DAWE, PAUL, D | I | CHIEF OPERATING OFFICER | NA | Control |
| DAWE, PAUL, D | I | CHIEF OPERATING OFFICER | NA | Control |
| DAWE, PAUL, D | I | CHIEF OPERATING OFFICER | NA | Control |
| DAWE, PAUL, D | I | CHIEF OPERATING OFFICER | NA | Control |
| DAWE, PAUL, D | I | CHIEF OPERATING OFFICER | NA | Control |
| DAWE, PAUL, D | I | CHIEF OPERATING OFFICER | NA | Control |
| DAWE, PAUL, D | I | CHIEF OPERATING OFFICER | NA | Control |
| DAWE, PAUL, D | I | CHIEF OPERATING OFFICER | NA | Control |
| DAWE, PAUL, D | I | CHIEF OPERATING OFFICER | NA | Control |
| DAWE, PAUL, D | I | CHIEF OPERATING OFFICER | NA | Control |
| DAWE, PAUL, D | I | CHIEF OPERATING OFFICER | NA | Control |
| DAWE, PAUL, D | I | CHIEF OPERATING OFFICER | NA | Control |
| DELMAN, BRIAN, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELMAN, BRIAN, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELMAN, BRIAN, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELMAN, BRIAN, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELMAN, BRIAN, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELMAN, BRIAN, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELMAN, BRIAN, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELMAN, BRIAN, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELMAN, BRIAN, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELMAN, BRIAN, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELMAN, BRIAN, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELRE, ANTHONY, JOSEPH | I | CHIEF RISK OFFICER | NA | Control |
| DELRE, ANTHONY, JOSEPH | I | CHIEF RISK OFFICER | NA | Control |
| DELRE, ANTHONY, JOSEPH | I | CHIEF RISK OFFICER | NA | Control |
| DELRE, ANTHONY, JOSEPH | I | CHIEF RISK OFFICER | NA | Control |
| DELRE, ANTHONY, JOSEPH | I | CHIEF RISK OFFICER | NA | Control |
| DELRE, ANTHONY, JOSEPH | I | CHIEF RISK OFFICER | NA | Control |
| DELRE, ANTHONY, JOSEPH | I | CHIEF RISK OFFICER | NA | Control |
| DELRE, ANTHONY, JOSEPH | I | CHIEF RISK OFFICER | NA | Control |
| DELRE, ANTHONY, JOSEPH | I | CHIEF RISK OFFICER | NA | Control |
| DEMARCO, JOSEPH, ANTHONY | I | MANAGING DIRECTOR/ EQUITY TRADING | NA | Control |
| DEMARCO, JOSEPH, ANTHONY | I | MANAGING DIRECTOR/ EQUITY TRADING | NA | Control |
| DEMARCO, JOSEPH, ANTHONY | I | MANAGING DIRECTOR/ EQUITY TRADING | NA | Control |
| DIAZ, MANUEL, LUCIANO | I | DIRECTOR | NA | Control |
| DIAZ, MANUEL, LUCIANO | I | DIRECTOR | NA | Control |
| DIAZ, MANUEL, LUCIANO | I | DIRECTOR | NA | Control |
| DIAZ, MANUEL, LUCIANO | I | DIRECTOR | NA | Control |
| DIAZ, MANUEL, LUCIANO | I | DIRECTOR | NA | Control |
| DIAZ, MANUEL, LUCIANO | I | DIRECTOR | NA | Control |
| DIAZ, MANUEL, LUCIANO | I | DIRECTOR | NA | Control |
| DIAZ, MANUEL, LUCIANO | I | DIRECTOR | NA | Control |
| DIAZ, MANUEL, LUCIANO | I | DIRECTOR | NA | Control |
| DROMER, ALAIN | I | DIRECTOR | NA | Control |
| DROMER, ALAIN | I | DIRECTOR | NA | Control |
| DROMER, ALAIN | I | DIRECTOR | NA | Control |
| DROMER, ALAIN | I | DIRECTOR | NA | Control |
| DUPIER, NANCIE, ALLISON | I | DIRECTOR | NA | Control |
| DUPIER, NANCIE, ALLISON | I | DIRECTOR | NA | Control |
| DUPIER, NANCIE, ALLISON | I | DIRECTOR | NA | Control |
| DUPIER, NANCIE, ALLISON | I | DIRECTOR | NA | Control |
| DUPIER, NANCIE, ALLISON | I | DIRECTOR | NA | Control |
| Dawe, Paul | I | CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| Dawe, Paul | I | INTERIM CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| Dawe, Paul | I | CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| Dawe, Paul | I | CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| Dawe, Paul | I | CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| Dawe, Paul | I | CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| Dawe, Paul | I | CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| Dawe, Paul | I | CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| Dawe, Paul | I | CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER, DIRECTOR | NA | Control |
| Dawe, Paul | I | CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| Dawe, Paul | I | CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER, DIRECTOR | NA | Control |
| Dawe, Paul | I | CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER, DIRECTOR | NA | Control |
| Dawe, Paul | I | CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER, DIRECTOR | NA | Control |
| Dawe, Paul | I | CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER, DIRECTOR | NA | Control |
| Dawe, Paul | I | CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER, DIRECTOR | NA | Control |
| Dawe, Paul | I | CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER, DIRECTOR | NA | Control |
| Dawe, Paul | I | CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER, DIRECTOR | NA | Control |
| Dawe, Paul | I | CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER, DIRECTOR | NA | Control |
| Dawe, Paul | I | CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER, DIRECTOR | NA | Control |
| FABIETTI, RICHARD, ANTHONY | I | CHIEF OPERATING OFFICER | NA | Control |
| FLINT, JOHN, M | I | DIRECTOR | NA | Control |
| FLINT, JOHN, M | I | DIRECTOR | NA | Control |
| FLINT, JOHN, M | I | DIRECTOR | NA | Control |
| FLINT, JOHN, M | I | DIRECTOR | NA | Control |
| FLINT, JOHN, M | I | DIRECTOR | NA | Control |
| FLINT, JOHN, M | I | DIRECTOR | NA | Control |
| FLINT, JOHN, M | I | DIRECTOR | NA | Control |
| FLINT, JOHN, M | I | DIRECTOR | NA | Control |
| FLINT, JOHN, M | I | DIRECTOR | NA | Control |
| FLINT, JOHN, M | I | DIRECTOR | NA | Control |
| GARGANO, LYNN, MARIE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GARGANO, LYNN, MARIE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GARGANO, LYNN, MARIE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GARGANO, LYNN, MARIE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GARGANO, LYNN, MARIE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GARGANO, LYNN, MARIE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GARGANO, LYNN, MARIE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GARGANO, LYNN, MARIE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GARGANO, LYNN, MARIE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GARGANO, LYNN, MARIE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GARGANO, LYNN, MARIE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GARGANO, LYNN, MARIE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GRIFFITHS, PAUL, THOMAS | I | DIRECTOR | NA | Control |
| GRIFFITHS, PAUL, THOMAS | I | DIRECTOR | NA | Control |
| GRIFFITHS, PAUL, THOMAS | I | DIRECTOR | NA | Control |
| GRIFFITHS, PAUL, THOMAS | I | DIRECTOR | NA | Control |
| HAZELL, DEBORAH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HAZELL, DEBORAH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HAZELL, DEBORAH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HAZELL, DEBORAH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HAZELL, DEBORAH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HAZELL, DEBORAH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HAZELL, DEBORAH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HAZELL, DEBORAH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HAZELL, DEBORAH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HAZELL, DEBORAH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HAZELL, DEBORAH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HAZELL, DEBORAH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HAZELL, DEBORAH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HAZELL, DEBORAH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HAZELL, DEBORAH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HAZELL, DEBORAH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HAZELL, DEBORAH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HAZELL, DEBORAH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HAZELL, DEBORAH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HAZELL, DEBORAH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HAZELL, DEBORAH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HAZELL, DEBORAH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HAZELL, DEBORAH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HAZELL, DEBORAH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HAZELL, DEBORAH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HAZELL, DEBORAH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HAZELL, DEBORAH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HAZELL, DEBORAH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HAZELL, DEBORAH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HAZELL, DEBORAH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HAZELL, DEBORAH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HAZELL, DEBORAH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HAZELL, DEBORAH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HAZELL, DEBORAH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HAZELL, DEBORAH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HAZELL, DEBORAH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HAZELL, DEBORAH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HAZELL, DEBORAH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HAZELL, DEBORAH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| IOCOLANO, SALVATORE, JOSEPH | I | CHIEF COMPLIANCE OFFICER/ASSISTANT CORPORATE SECRETARY | NA | Control |
| IOCOLANO, SALVATORE, JOSEPH | I | COMPLIANCE MANAGER/CORPORATE SECRETARY | NA | Control |
| IOCOLANO, SALVATORE, JOSEPH | I | CHIEF COMPLIANCE OFFICER/ASSISTANT CORPORATE SECRETARY | NA | Control |
| IOCOLANO, SALVATORE, JOSEPH | I | COMPLIANCE MANAGER/CORPORATE SECRETARY | NA | Control |
| IOCOLANO, SALVATORE, JOSEPH | I | COMPLIANCE MANAGER/CORPORATE SECRETARY | NA | Control |
| IRELAND, ANDREW, DAVID | I | DIRECTOR | NA | Control |
| IRELAND, ANDREW, DAVID | I | DIRECTOR | NA | Control |
| IRELAND, ANDREW, DAVID | I | DIRECTOR | NA | Control |
| IRELAND, ANDREW, DAVID | I | DIRECTOR | NA | Control |
| IRELAND, ANDREW, DAVID | I | DIRECTOR | NA | Control |
| IRELAND, ANDREW, DAVID | I | DIRECTOR | NA | Control |
| IRELAND, ANDREW, DAVID | I | DIRECTOR | NA | Control |
| IRELAND, ANDREW, DAVID | I | DIRECTOR | NA | Control |
| IRELAND, ANDREW, DAVID | I | DIRECTOR | NA | Control |
| IRELAND, ANDREW, DAVID | I | DIRECTOR | NA | Control |
| IRELAND, ANDREW, DAVID | I | DIRECTOR | NA | Control |
| IRELAND, ANDREW, DAVID | I | DIRECTOR | NA | Control |
| IRELAND, ANDREW, DAVID | I | DIRECTOR | NA | Control |
| IRELAND, ANDREW, DAVID | I | DIRECTOR | NA | Control |
| IRELAND, ANDREW, DAVID | I | DIRECTOR | NA | Control |
| IRELAND, ANDREW, DAVID | I | DIRECTOR | NA | Control |
| IRELAND, ANDREW, DAVID | I | DIRECTOR | NA | Control |
| IRELAND, ANDREW, DAVID | I | DIRECTOR | NA | Control |
| IRELAND, ANDREW, DAVID | I | DIRECTOR | NA | Control |
| IRELAND, ANDREW, DAVID | I | DIRECTOR | NA | Control |
| IRELAND, ANDREW, DAVID | I | DIRECTOR | NA | Control |
| IRELAND, ANDREW, DAVID | I | DIRECTOR | NA | Control |
| IRELAND, ANDREW, DAVID | I | DIRECTOR | NA | Control |
| IRELAND, ANDREW, DAVID | I | DIRECTOR | NA | Control |
| IRELAND, ANDREW, DAVID | I | DIRECTOR | NA | Control |
| IRELAND, ANDREW, DAVID | I | DIRECTOR | NA | Control |
| IRELAND, ANDREW, DAVID | I | DIRECTOR | NA | Control |
| IRELAND, ANDREW, DAVID | I | DIRECTOR | NA | Control |
| IRELAND, ANDREW, DAVID | I | DIRECTOR | NA | Control |
| IRELAND, ANDREW, DAVID | I | DIRECTOR | NA | Control |
| IRELAND, ANDREW, DAVID | I | DIRECTOR | NA | Control |
| IRELAND, ANDREW, DAVID | I | DIRECTOR | NA | Control |
| IRELAND, ANDREW, DAVID | I | DIRECTOR | NA | Control |
| IRELAND, ANDREW, DAVID | I | DIRECTOR | NA | Control |
| IRELAND, ANDREW, DAVID | I | DIRECTOR | NA | Control |
| IRELAND, ANDREW, DAVID | I | DIRECTOR | NA | Control |
| IRELAND, ANDREW, DAVID | I | DIRECTOR | NA | Control |
| IRELAND, ANDREW, DAVID | I | DIRECTOR | NA | Control |
| KELLY, JAMES, PATRICK | I | DIRECTOR | NA | Control |
| KELLY, JAMES, PATRICK | I | DIRECTOR | NA | Control |
| KELLY, JAMES, PATRICK | I | DIRECTOR | NA | Control |
| KLUG, LAWRENCE, C | I | DIRECTOR | NA | Control |
| KLUG, LAWRENCE, C | I | DIRECTOR | NA | Control |
| KLUG, LOREN, C | I | DIRECTOR | NA | Control |
| KLUG, LOREN, C | I | DIRECTOR | NA | Control |
| KLUG, LOREN, C | I | DIRECTOR | NA | Control |
| KLUG, LOREN, C | I | DIRECTOR | NA | Control |
| KLUG, LOREN, C | I | DIRECTOR | NA | Control |
| KLUG, LOREN, C | I | DIRECTOR | NA | Control |
| KLUG, LOREN, C | I | DIRECTOR | NA | Control |
| KLUG, LOREN, C | I | DIRECTOR | NA | Control |
| KLUG, LOREN, C | I | DIRECTOR | NA | Control |
| KNAPP, DOUGLAS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| KNAPP, DOUGLAS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| KNAPP, DOUGLAS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| KNAPP, DOUGLAS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| KNAPP, DOUGLAS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| KNAPP, DOUGLAS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| KNAPP, DOUGLAS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| KNAPP, DOUGLAS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| KNAPP, DOUGLAS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| KNAPP, DOUGLAS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| KNAPP, DOUGLAS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| KNAPP, DOUGLAS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| KNAPP, DOUGLAS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| KNAPP, DOUGLAS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| KNAPP, DOUGLAS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| KNAPP, DOUGLAS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| KNAPP, DOUGLAS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| KNAPP, DOUGLAS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| KNAPP, DOUGLAS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| KNAPP, DOUGLAS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LAWRENCE, PAUL, JOSEPH | I | DIRECTOR | NA | Control |
| LAWRENCE, PAUL, JOSEPH | I | DIRECTOR | NA | Control |
| LAWRENCE, PAUL, JOSEPH | I | DIRECTOR | NA | Control |
| LAWRENCE, PAUL, JOSEPH | I | DIRECTOR | NA | Control |
| LEONARD, ERIN, P | I | DIRECTOR | NA | Control |
| LEONARD, ERIN, P | I | DIRECTOR | NA | Control |
| LEONARD, ERIN, P | I | DIRECTOR | NA | Control |
| LEONARD, erin | I | DIRECTOR | NA | Control |
| LEONARD, erin | I | DIRECTOR | NA | Control |
| LEONARD, erin | I | DIRECTOR | NA | Control |
| LEONARD, erin | I | DIRECTOR | NA | Control |
| LEONARD, erin | I | DIRECTOR | NA | Control |
| LEONARD, erin | I | DIRECTOR | NA | Control |
| LEONARD, erin | I | DIRECTOR | NA | Control |
| LEONARD, erin | I | DIRECTOR | NA | Control |
| LEONARD, erin | I | DIRECTOR | NA | Control |
| LEONARD, erin | I | DIRECTOR | NA | Control |
| LEONARD, erin | I | DIRECTOR | NA | Control |
| LEONARD, erin | I | DIRECTOR | NA | Control |
| LEONARD, erin | I | DIRECTOR | NA | Control |
| LEONARD, erin | I | DIRECTOR | NA | Control |
| LEONARD, erin | I | DIRECTOR | NA | Control |
| LEONARD, erin | I | DIRECTOR | NA | Control |
| LEONARD, erin | I | DIRECTOR | NA | Control |
| LEONARD, erin | I | DIRECTOR | NA | Control |
| LUTCHER, FREDERICK, PORTER | I | MANAGING DIRECTOR / CHIEF INVESTMENT OFFICER U.S. EQUITIES | NA | Control |
| LUTCHER, FREDERICK, PORTER | I | MANAGING DIRECTOR / CHIEF INVESTMENT OFFICER U.S. EQUITIES | NA | Control |
| Latini, Tara | I | DIRECTOR | NA | Control |
| Latini, Tara | I | DIRECTOR | NA | Control |
| Latini, Tara | I | DIRECTOR | NA | Control |
| Latini, Tara | I | DIRECTOR | NA | Control |
| Latini, Tara | I | DIRECTOR | NA | Control |
| Latini, Tara | I | DIRECTOR | NA | Control |
| MARTIN, KEVIN, R | I | DIRECTOR | NA | Control |
| MARTIN, KEVIN, R | I | DIRECTOR | NA | Control |
| MARTIN, KEVIN, R | I | DIRECTOR | NA | Control |
| MARTIN, KEVIN, R | I | DIRECTOR | NA | Control |
| MARTIN, KEVIN, R | I | DIRECTOR | NA | Control |
| MARTIN, KEVIN, R | I | DIRECTOR | NA | Control |
| MARTIN, KEVIN, R | I | DIRECTOR | NA | Control |
| MARTIN, KEVIN, R | I | DIRECTOR | NA | Control |
| MARTIN, KEVIN, R | I | DIRECTOR | NA | Control |
| MARTIN, KEVIN, R | I | DIRECTOR | NA | Control |
| MARTIN, KEVIN, R | I | DIRECTOR | NA | Control |
| MARTIN, KEVIN, R | I | DIRECTOR | NA | Control |
| MARTIN, KEVIN, R | I | DIRECTOR | NA | Control |
| MARTIN, KEVIN, R | I | DIRECTOR | NA | Control |
| MARTIN, KEVIN, R | I | DIRECTOR | NA | Control |
| MARTIN, KEVIN, R | I | DIRECTOR | NA | Control |
| MARTIN, KEVIN, R | I | DIRECTOR | NA | Control |
| MCCOMBE, MARK, SEUMAS | I | DIRECTOR | NA | Control |
| MCCOMBE, MARK, SEUMAS | I | DIRECTOR | NA | Control |
| MCCOMBE, MARK, SEUMAS | I | DIRECTOR | NA | Control |
| MCCOMBE, MARK, SEUMAS | I | DIRECTOR | NA | Control |
| MERKLE, EDWARD, JAY | I | MANAGING DIRECTOR/FIXED INCOME | NA | Control |
| MERKLE, EDWARD, JAY | I | MANAGING DIRECTOR/FIXED INCOME | NA | Control |
| MERKLE, EDWARD, JAY | I | MANAGING DIRECTOR/FIXED INCOME | NA | Control |
| MICHELAGNOLI, STEFANO, R | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MICHELAGNOLI, STEFANO, R | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MICHELAGNOLI, STEFANO, R | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MICHELAGNOLI, STEFANO, R | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MICHELAGNOLI, STEFANO, R | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MICHELAGNOLI, STEFANO, R | I | HEAD OF PRODUCT-NORTH AMERICA | NA | Control |
| MICHELAGNOLI, STEFANO, R | I | HEAD OF PRODUCT-NORTH AMERICA | NA | Control |
| MICHELAGNOLI, STEFANO, R | I | HEAD OF PRODUCT MANAGEMENT | NA | Control |
| MICHELAGNOLI, STEFANO, R | I | HEAD OF PRODUCT MANAGEMENT | NA | Control |
| MICHELAGNOLI, STEFANO, R | I | HEAD OF PRODUCT MANAGEMENT | NA | Control |
| MICHELAGNOLI, STEFANO, R | I | HEAD OF PRODUCT MANAGEMENT | NA | Control |
| MICHELAGNOLI, STEFANO, R | I | HEAD OF PRODUCT MANAGEMENT | NA | Control |
| MICHELAGNOLI, STEFANO, R | I | HEAD OF PRODUCT MANAGEMENT | NA | Control |
| MICHELAGNOLI, STEFANO, R | I | HEAD OF PRODUCT MANAGEMENT | NA | Control |
| MICHELAGNOLI, STEFANO, R | I | HEAD OF PRODUCT MANAGEMENT | NA | Control |
| MICHELAGNOLI, STEFANO, R | I | HEAD OF PRODUCT MANAGEMENT | NA | Control |
| MICHELAGNOLI, STEFANO, R | I | HEAD OF PRODUCT MANAGEMENT | NA | Control |
| MICHELAGNOLI, STEFANO, R | I | HEAD OF PRODUCT MANAGEMENT | NA | Control |
| MICHELAGNOLI, STEFANO, R | I | HEAD OF PRODUCT MANAGEMENT | NA | Control |
| MICHELAGNOLI, STEFANO, R | I | HEAD OF PRODUCT MANAGEMENT | NA | Control |
| MOORE, THOMAS, WILLIAM | I | DIRECTOR | NA | Control |
| MOORE, THOMAS, WILLIAM | I | DIRECTOR | NA | Control |
| MOORE, THOMAS, WILLIAM | I | DIRECTOR | NA | Control |
| MOORE, THOMAS, WILLIAM | I | DIRECTOR | NA | Control |
| MOORE, THOMAS, WILLIAM | I | DIRECTOR | NA | Control |
| MOORE, THOMAS, WILLIAM | I | DIRECTOR | NA | Control |
| MOORE, THOMAS, WILLIAM | I | DIRECTOR | NA | Control |
| MOORE, THOMAS, WILLIAM | I | DIRECTOR | NA | Control |
| MOORE, THOMAS, WILLIAM | I | DIRECTOR | NA | Control |
| MOORE, THOMAS, WILLIAM | I | DIRECTOR | NA | Control |
| MOORE, THOMAS, WILLIAM | I | DIRECTOR | NA | Control |
| MOORE, THOMAS, WILLIAM | I | DIRECTOR | NA | Control |
| MOORE, THOMAS, WILLIAM | I | DIRECTOR | NA | Control |
| MOORE, THOMAS, WILLIAM | I | DIRECTOR | NA | Control |
| MOORE, THOMAS, WILLIAM | I | DIRECTOR | NA | Control |
| MOORE, THOMAS, WILLIAM | I | DIRECTOR | NA | Control |
| MOORE, THOMAS, WILLIAM | I | DIRECTOR | NA | Control |
| MOORE, THOMAS, WILLIAM | I | DIRECTOR | NA | Control |
| MOORE, THOMAS, WILLIAM | I | DIRECTOR | NA | Control |
| MOORE, THOMAS, WILLIAM | I | DIRECTOR | NA | Control |
| MOORE, THOMAS, WILLIAM | I | DIRECTOR | NA | Control |
| MOORE, THOMAS, WILLIAM | I | DIRECTOR | NA | Control |
| MOORE, THOMAS, WILLIAM | I | DIRECTOR | NA | Control |
| MOORE, THOMAS, WILLIAM | I | DIRECTOR | NA | Control |
| MOORE, THOMAS, WILLIAM | I | DIRECTOR | NA | Control |
| MOORE, THOMAS, WILLIAM | I | DIRECTOR | NA | Control |
| MOORE, THOMAS, WILLIAM | I | DIRECTOR | NA | Control |
| MOORE, THOMAS, WILLIAM | I | DIRECTOR | NA | Control |
| MOORE, THOMAS, WILLIAM | I | DIRECTOR | NA | Control |
| MOORE, THOMAS, WILLIAM | I | DIRECTOR | NA | Control |
| MOORE, THOMAS, WILLIAM | I | DIRECTOR | NA | Control |
| MOORE, THOMAS, WILLIAM | I | DIRECTOR | NA | Control |
| MOORE, THOMAS, WILLIAM | I | DIRECTOR | NA | Control |
| MOORE, THOMAS, WILLIAM | I | DIRECTOR | NA | Control |
| MUMMA, JOYCE, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MUMMA, JOYCE, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MURNANE, JEREMIAH, THOMAS | I | CHIEF OPERATING OFFICER | NA | Control |
| MYERS, JOHN, ORWIG | I | HEAD OF RETAIL SALES AND DIRECTOR | NA | Control |
| MYERS, JOHN, ORWIG | I | HEAD OF RETAIL SALES AND DIRECTOR | NA | Control |
| NAPLES, ALLEN, J. | I | DIRECTOR | NA | Control |
| NAPLES, ALLEN, J. | I | DIRECTOR | NA | Control |
| NEWMAN, KEVIN | I | DIRECTOR, EXECUTIVE VICE PRESIDENT, HSBC BANK USA | NA | Control |
| NEWMAN, KEVIN | I | DIRECTOR, EXECUTIVE VICE PRESIDENT, HSBC BANK USA | NA | Control |
| NEWMAN, KEVIN | I | DIRECTOR, EXECUTIVE VICE PRESIDENT, HSBC BANK USA | NA | Control |
| NEWMAN, KEVIN | I | DIRECTOR, EXECUTIVE VICE PRESIDENT, HSBC BANK USA | NA | Control |
| NEWMAN, KEVIN | I | CHAIRMAN | NA | Control |
| NEWMAN, KEVIN | I | CHAIRMAN | NA | Control |
| NEWMAN, KEVIN | I | CHAIRMAN | NA | Control |
| NEWMAN, KEVIN | I | CHAIRMAN | NA | Control |
| NEWMAN, KEVIN | I | CHAIRMAN | NA | Control |
| NEWMAN, KEVIN | I | CHAIRMAN | NA | Control |
| NOLAN, PATRICK, MICHAEL | I | DIRECTOR | NA | Control |
| NOLAN, PATRICK, MICHAEL | I | DIRECTOR | NA | Control |
| NOLAN, PATRICK, MICHAEL | I | DIRECTOR | NA | Control |
| NOLAN, PATRICK, MICHAEL | I | DIRECTOR | NA | Control |
| NOLAN, PATRICK, MICHAEL | I | DIRECTOR | NA | Control |
| NOLAN, PATRICK, MICHAEL | I | DIRECTOR | NA | Control |
| NOLAN, PATRICK, MICHAEL | I | DIRECTOR | NA | Control |
| NOLAN, PATRICK, MICHAEL | I | DIRECTOR | NA | Control |
| NOLAN, PATRICK, MICHAEL | I | DIRECTOR | NA | Control |
| NOLAN, PATRICK, MICHAEL | I | DIRECTOR | NA | Control |
| NOLAN, PATRICK, MICHAEL | I | DIRECTOR | NA | Control |
| NOLAN, PATRICK, MICHAEL | I | DIRECTOR | NA | Control |
| NOLAN, PATRICK, MICHAEL | I | DIRECTOR | NA | Control |
| NOLAN, PATRICK, MICHAEL | I | DIRECTOR | NA | Control |
| NOLAN, PATRICK, MICHAEL | I | DIRECTOR | NA | Control |
| NOLAN, PATRICK, MICHAEL | I | DIRECTOR | NA | Control |
| OAKES, STEPHEN, VAUGHAN | I | DIRECTOR | NA | Control |
| OAKES, STEPHEN, VAUGHAN | I | DIRECTOR | NA | Control |
| ODEN, RACQUEL, N | I | CHAIRMAN, DIRECTOR | NA | Control |
| ODEN, RACQUEL, N | I | DIRECTOR | NA | Control |
| ODEN, RACQUEL, N | I | DIRECTOR | NA | Control |
| ODEN, RACQUEL, N | I | CHAIRPERSON, DIRECTOR | NA | Control |
| ODEN, RACQUEL, N | I | CHAIRPERSON, DIRECTOR | NA | Control |
| Oden, Racquel | I | DIRECTOR | NA | Control |
| PARAVANI, SIMONA | I | CHIEF INVESTMENT OFFICER | NA | Control |
| PEARCE, STUART, DUNCAN | I | DIRECTOR | NA | Control |
| PYTLIK, YVONNE, I | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PYTLIK, YVONNE, I | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PYTLIK, YVONNE, I | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PYTLIK, YVONNE, I | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PYTLIK, YVONNE, I | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| REINHOLD BROWN, MARY, I | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| REINHOLD BROWN, MARY, I | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| REINHOLD BROWN, MARY, I | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROBERTSON, BRIAN | I | CHAIRMAN OF THE BOARD/ CHIEF EXECUTIVE OFFICER & SENIOR EXECUTIVE VICE PRESIDENT, HSBC BANK USA | NA | Control |
| RUGGIERO, JOHN, HENRY | I | INTERIM CHIEF COMPLIANCE OFFICER | NA | Control |
| RUGGIERO, JOHN, HENRY | I | INTERIM CHIEF COMPLIANCE OFFICER | NA | Control |
| RUGGIERO, JOHN, HENRY | I | INTERIM CHIEF COMPLIANCE OFFICER | NA | Control |
| RUGGIERO, JOHN, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RUGGIERO, JOHN, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RUGGIERO, JOHN, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RUGGIERO, JOHN, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RUGGIERO, JOHN, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RUGGIERO, JOHN, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RUGGIERO, JOHN, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RUGGIERO, JOHN, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RUGGIERO, JOHN, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SANCHEZ, PABLO | I | DIRECTOR | NA | Control |
| SANCHEZ, PABLO | I | DIRECTOR | NA | Control |
| SANCHEZ, PABLO | I | DIRECTOR | NA | Control |
| SANCHEZ, PABLO | I | DIRECTOR | NA | Control |
| SANCHEZ, PABLO | I | DIRECTOR | NA | Control |
| SANCHEZ, PABLO | I | DIRECTOR | NA | Control |
| SANCHEZ, PABLO | I | DIRECTOR | NA | Control |
| SANCHEZ, PABLO | I | DIRECTOR | NA | Control |
| SANCHEZ, PABLO | I | DIRECTOR | NA | Control |
| SANCHEZ, PABLO | I | DIRECTOR | NA | Control |
| SANCHEZ, PABLO | I | DIRECTOR | NA | Control |
| SANCHEZ, PABLO | I | DIRECTOR | NA | Control |
| SANCHEZ, PABLO | I | DIRECTOR | NA | Control |
| SANCHEZ, PABLO | I | DIRECTOR | NA | Control |
| SANCHEZ, PABLO | I | DIRECTOR | NA | Control |
| SANCHEZ, PABLO | I | DIRECTOR | NA | Control |
| SILENO, PHILIP, JAMES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SILENO, PHILIP, JAMES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SILENO, PHILIP, JAMES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SILENO, PHILIP, JAMES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SILENO, PHILIP, JAMES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SQUITIERI, JANET | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SQUITIERI, JANET | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SQUITIERI, JANET | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SQUITIERI, JANET | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SQUITIERI, JANET | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SQUITIERI, JANET | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SQUITIERI, JANET | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SQUITIERI, JANET | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SQUITIERI, JANET | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SQUITIERI, JANET | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SQUITIERI, JANET | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SQUITIERI, JANET | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SQUITIERI, JANET | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SQUITIERI, JANET | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SQUITIERI, JANET | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SQUITIERI, JANET | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SQUITIERI, JANET | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SQUITIERI, JANET | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SQUITIERI, JANET | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SQUITIERI, JANET | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SQUITIERI, JANET | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SQUITIERI, JANET | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SQUITIERI, JANET | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Shaw, Ian, G | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Shaw, Ian, G | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Shaw, Ian, G | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Skevington, Dominic, Adam | I | DIRECTOR | NA | Control |
| VARTABEDIAN, H., RICHARD | I | CHAIRMAN OF THE BOARD AND CEO & PRESIDENT | NA | Control |
| VARTABEDIAN, H., RICHARD | I | CHAIRMAN OF THE BOARD AND CEO & PRESIDENT | NA | Control |
| VON MALTZAHN, SARAH | I | DIRECTOR | NA | Control |
| VON MALTZAHN, SARAH | I | DIRECTOR | NA | Control |
| VON MALTZAHN, SARAH | I | DIRECTOR | NA | Control |
| VON MALTZAHN, SARAH | I | DIRECTOR | NA | Control |
| VON MALTZAHN, SARAH | I | DIRECTOR | NA | Control |
| VON MALTZAHN, SARAH | I | DIRECTOR | NA | Control |
| VON MALTZAHN, SARAH | I | DIRECTOR | NA | Control |
| VON MALTZAHN, SARAH | I | DIRECTOR | NA | Control |
| VON MALTZAHN, SARAH | I | DIRECTOR | NA | Control |
| VON MALTZAHN, SARAH | I | DIRECTOR | NA | Control |
| VON MALTZAHN, SARAH | I | DIRECTOR | NA | Control |
| VON MALTZAHN, SARAH | I | DIRECTOR | NA | Control |
| VON MALTZAHN, SARAH | I | DIRECTOR | NA | Control |
| VON MALTZAHN, SARAH | I | CHAIRMAN, DIRECTOR | NA | Control |
| VON MALTZAHN, SARAH | I | CHAIRMAN, DIRECTOR | NA | Control |
| VON MALTZAHN, SARAH | I | CHAIRMAN, DIRECTOR | NA | Control |
| VON MALTZAHN, SARAH | I | CHAIRMAN, DIRECTOR | NA | Control |
| VON MALTZAHN, SARAH | I | CHAIRMAN, DIRECTOR | NA | Control |
| VON MALTZAHN, SARAH | I | CHAIRMAN, DIRECTOR | NA | Control |
| VON MALTZAHN, SARAH | I | CHAIRMAN, DIRECTOR | NA | Control |
| Vega, Erick, Daniel | I | CHIEF INVESTMENT OFFICER | NA | Control |
| Vega, Erick, Daniel | I | CHIEF INVESTMENT OFFICER | NA | Control |
| Vega, Erick, Daniel | I | CHIEF INVESTMENT OFFICER | NA | Control |
| Vega, Erick, Daniel | I | CHIEF INVESTMENT OFFICER | NA | Control |
| Vega, Erick, Daniel | I | CHIEF INVESTMENT OFFICER | NA | Control |
| Vega, Erick, Daniel | I | CHIEF INVESTMENT OFFICER | NA | Control |
| Vega, Erick, Daniel | I | CHIEF INVESTMENT OFFICER | NA | Control |
| Vega, Erick, Daniel | I | CHIEF INVESTMENT OFFICER | NA | Control |
| Vega, Erick, Daniel | I | CHIEF INVESTMENT OFFICER | NA | Control |
| Vega, Erick, Daniel | I | CHIEF INVESTMENT OFFICER | NA | Control |
| Vega, Erick, Daniel | I | CHIEF INVESTMENT OFFICER | NA | Control |
| Vega, Erick, Daniel | I | CHIEF INVESTMENT OFFICER | NA | Control |
| Vega, Erick, Daniel | I | CHIEF INVESTMENT OFFICER | NA | Control |
| WEBSTER, GREGORY, HAROLD | I | DIRECTOR | NA | Control |
| WEBSTER, GREGORY, HAROLD | I | DIRECTOR | NA | Control |
| WEBSTER, GREGORY, HAROLD | I | DIRECTOR | NA | Control |
| WONG, WILLIAM | I | DIRECTOR | NA | Control |
| WONG, WILLIAM | I | DIRECTOR | NA | Control |
| WONG, WILLIAM | I | DIRECTOR | NA | Control |
| WONG, WILLIAM | I | DIRECTOR | NA | Control |
| WONG, WILLIAM | I | DIRECTOR | NA | Control |
| WONG, WILLIAM | I | DIRECTOR | NA | Control |
| WONG, WILLIAM | I | DIRECTOR | NA | Control |
| WONG, WILLIAM | I | DIRECTOR | NA | Control |
| WONG, WILLIAM | I | DIRECTOR | NA | Control |
| WONG, WILLIAM | I | DIRECTOR | NA | Control |
| YOUNG, MARLON, PE | I | DIRECTOR | NA | Control |
| YOUNG, MARLON, PE | I | DIRECTOR | NA | Control |
| YOUNG, MARLON, PE | I | DIRECTOR | NA | Control |
| YOUNG, MARLON, PE | I | DIRECTOR | NA | Control |
| YOUNG, MARLON, PE | I | DIRECTOR | NA | Control |
| YOUNG, MARLON, PE | I | DIRECTOR | NA | Control |
| YOUNG, MARLON, PE | I | DIRECTOR | NA | Control |
| HSBC BANK USA | DE | BANK | E | Control |
| HSBC BANK USA | DE | BANK | E | Control |
| HSBC BANK USA | DE | BANK | E | Control |
| HSBC BANK USA, NATIONAL ASSOCIATION | DE | BANK | E | Control |
| HSBC BANK USA, NATIONAL ASSOCIATION | DE | BANK | E | Control |
| HSBC BANK USA, NATIONAL ASSOCIATION | DE | BANK | E | Control |
| HSBC BANK USA, NATIONAL ASSOCIATION | DE | BANK | E | Control |
| HSBC BANK USA, NATIONAL ASSOCIATION | DE | BANK | E | Control |
| HSBC BANK USA, NATIONAL ASSOCIATION | DE | BANK | E | Control |
| HSBC BANK USA, NATIONAL ASSOCIATION | DE | BANK | E | Control |
| HSBC BANK USA, NATIONAL ASSOCIATION | DE | BANK | E | Control |
| HSBC BANK USA, NATIONAL ASSOCIATION | DE | BANK | E | Control |
| HSBC BANK USA, NATIONAL ASSOCIATION | DE | BANK | E | Control |
| HSBC BANK USA, NATIONAL ASSOCIATION | DE | BANK | E | Control |
| HSBC BANK USA, NATIONAL ASSOCIATION | DE | BANK | E | Control |
| HSBC BANK USA, NATIONAL ASSOCIATION | DE | BANK | E | Control |
| HSBC BANK USA, NATIONAL ASSOCIATION | DE | BANK | E | Control |
| HSBC BANK USA, NATIONAL ASSOCIATION | DE | BANK | E | Control |
| HSBC BANK USA, NATIONAL ASSOCIATION | DE | BANK | E | Control |
| HSBC BANK USA, NATIONAL ASSOCIATION | DE | NATIONAL BANK | E | Control |
| HSBC BANK USA, NATIONAL ASSOCIATION | DE | BANK | E | Control |
| HSBC BANK USA, NATIONAL ASSOCIATION | DE | BANK | E | Control |
| HSBC BANK USA, NATIONAL ASSOCIATION | DE | BANK | E | Control |
| HSBC BANK USA, NATIONAL ASSOCIATION | DE | BANK | E | Control |
| HSBC BANK USA, NATIONAL ASSOCIATION | DE | BANK | E | Control |
| HSBC BANK USA, NATIONAL ASSOCIATION | DE | NATIONAL BANK | E | Control |
| HSBC BANK USA, NATIONAL ASSOCIATION | DE | BANK | E | Control |
| HSBC BANK USA, NATIONAL ASSOCIATION | DE | BANK | E | Control |
| HSBC BANK USA, NATIONAL ASSOCIATION | DE | BANK | E | Control |
| HSBC BANK USA, NATIONAL ASSOCIATION | DE | BANK | E | Control |
| HSBC BANK USA, NATIONAL ASSOCIATION | DE | BANK | E | Control |
| HSBC BANK USA, NATIONAL ASSOCIATION | DE | BANK | E | Control |
| HSBC BANK USA, NATIONAL ASSOCIATION | DE | NATIONAL BANK | E | Control |
| HSBC BANK USA, NATIONAL ASSOCIATION | DE | BANK | E | Control |
| HSBC BANK USA, NATIONAL ASSOCIATION | DE | NATIONAL BANK | E | Control |
| HSBC BANK USA, NATIONAL ASSOCIATION | DE | BANK | E | Control |
| HSBC BANK USA, NATIONAL ASSOCIATION | DE | BANK | E | Control |
| HSBC BANK USA, NATIONAL ASSOCIATION | DE | BANK | E | Control |
| HSBC BANK USA, NATIONAL ASSOCIATION | DE | BANK | E | Control |
| HSBC BANK USA, NATIONAL ASSOCIATION | DE | BANK | E | Control |
| HSBC BANK USA, NATIONAL ASSOCIATION | DE | BANK | E | Control |
| HSBC BANK USA, NATIONAL ASSOCIATION | DE | NATIONAL BANK | E | Control |
| HSBC BANK USA, NATIONAL ASSOCIATION | DE | NATIONAL BANK | E | Control |
| HSBC BANK USA, NATIONAL ASSOCIATION | DE | NATIONAL BANK | E | Control |
| HSBC BANK USA, NATIONAL ASSOCIATION | DE | NATIONAL BANK | E | Control |
| HSBC BANK USA, NATIONAL ASSOCIATION | DE | NATIONAL BANK | E | Control |
| HSBC BANK USA, NATIONAL ASSOCIATION | DE | NATIONAL BANK | E | Control |
| HSBC BANK USA, NATIONAL ASSOCIATION | DE | NATIONAL BANK | E | Control |
| HSBC BANK USA, NATIONAL ASSOCIATION | DE | NATIONAL BANK | E | Control |
| HSBC BANK USA, NATIONAL ASSOCIATION | DE | NATIONAL BANK | E | Control |
| HSBC BANK USA, NATIONAL ASSOCIATION | DE | NATIONAL BANK | E | Control |
| HSBC BANK USA, NATIONAL ASSOCIATION | DE | NATIONAL BANK | E | Control |
| HSBC BANK USA, NATIONAL ASSOCIATION | DE | NATIONAL BANK | E | Control |
| HSBC BANK USA, NATIONAL ASSOCIATION | DE | NATIONAL BANK | E | Control |
| HSBC BANK USA, NATIONAL ASSOCIATION | DE | NATIONAL BANK | E | Control |
| HSBC BANK USA, NATIONAL ASSOCIATION | DE | NATIONAL BANK | E | Control |
| HSBC BANK USA, NATIONAL ASSOCIATION | DE | NATIONAL BANK | E | Control |
| HSBC USA, INC. | DE | SHAREHOLDER | E | Control |
| HSBC USA, INC. | DE | SHAREHOLDER | E | Control |
| HSBC USA, INC. | DE | SHAREHOLDER | E | Control |
| HSBC USA, INC. | DE | SHAREHOLDER | E | Control |
| HSBC USA, INC. | DE | SHAREHOLDER | E | Control |
| HSBC USA, INC. | DE | SHAREHOLDER | E | Control |
| HSBC USA, INC. | DE | SHAREHOLDER | E | Control |
| HSBC USA, INC. | DE | SHAREHOLDER | E | Control |
| HSBC USA, INC. | DE | SHAREHOLDER | E | Control |
| HSBC USA, INC. | DE | SHAREHOLDER | E | Control |
| HSBC USA, INC. | DE | SHAREHOLDER | E | Control |
| HSBC USA, INC. | DE | SHAREHOLDER | E | Control |
| HSBC USA, INC. | DE | SHAREHOLDER | E | Control |
| HSBC USA, INC. | DE | SHAREHOLDER | E | Control |
| HSBC USA, INC. | DE | SHAREHOLDER | E | Control |
| HSBC USA, INC. | DE | SHAREHOLDER | E | Control |
| HSBC USA, INC. | DE | SHAREHOLDER | E | Control |
| HSBC USA, INC. | DE | SHAREHOLDER | E | Control |
| HSBC USA, INC. | DE | SHAREHOLDER | E | Control |
| HSBC USA, INC. | DE | SHAREHOLDER | E | Control |
| HSBC USA, INC. | DE | SHAREHOLDER | E | Control |
| HSBC USA, INC. | DE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| HSBC GLOBAL ASSET MANAGEMENT (NORTH AMERICA) INC. | DE | HSBC NORTH AMERICA INC. | F | Control |
| HSBC GLOBAL ASSET MANAGEMENT (NORTH AMERICA) INC. | DE | HSBC NORTH AMERICA INC. | F | Control |
| HSBC GLOBAL ASSET MANAGEMENT (NORTH AMERICA) INC. | DE | HSBC NORTH AMERICA INC. | F | Control |
| HSBC GLOBAL ASSET MANAGEMENT (NORTH AMERICA) INC. | DE | HSBC NORTH AMERICA INC. | F | Control |
| HSBC INVESTMENTS (NORTH AMERICA) INC. | DE | HSBC NORTH AMERICA INC. | F | Control |
| HSBC INVESTMENTS (NORTH AMERICA) INC. | DE | HSBC NORTH AMERICA INC. | F | Control |
| HSBC INVESTMENTS (NORTH AMERICA) INC. | DE | HSBC NORTH AMERICA INC. | F | Control |
| HSBC INVESTMENTS (NORTH AMERICA) INC. | DE | HSBC NORTH AMERICA INC. | F | Control |
| HSBC INVESTMENTS (NORTH AMERICA) INC. | DE | HSBC NORTH AMERICA INC. | F | Control |
| HSBC INVESTMENTS (NORTH AMERICA) INC. | DE | HSBC NORTH AMERICA INC. | F | Control |
| HSBC INVESTMENTS (NORTH AMERICA) INC. | DE | HSBC NORTH AMERICA INC. | F | Control |
| HSBC INVESTMENTS (NORTH AMERICA) INC. | DE | HSBC NORTH AMERICA INC. | F | Control |
| HSBC INVESTMENTS (NORTH AMERICA) INC. | DE | HSBC NORTH AMERICA INC. | F | Control |
| HSBC INVESTMENTS (NORTH AMERICA) INC. | DE | HSBC NORTH AMERICA INC. | F | Control |
| HSBC INVESTMENTS (NORTH AMERICA) INC. | DE | HSBC NORTH AMERICA INC. | F | Control |
| HSBC INVESTMENTS (NORTH AMERICA) INC. | DE | HSBC NORTH AMERICA INC. | F | Control |
| HSBC INVESTMENTS (NORTH AMERICA) INC. | DE | HSBC NORTH AMERICA INC. | F | Control |
| HSBC INVESTMENTS (NORTH AMERICA) INC. | DE | HSBC NORTH AMERICA INC. | F | Control |
| HSBC INVESTMENTS (NORTH AMERICA) INC. | DE | HSBC NORTH AMERICA INC. | F | Control |
| HSBC INVESTMENTS (NORTH AMERICA) INC. | DE | HSBC NORTH AMERICA INC. | F | Control |
| HSBC INVESTMENTS (NORTH AMERICA) INC. | DE | HSBC NORTH AMERICA INC. | F | Control |
| HSBC INVESTMENTS (NORTH AMERICA) INC. | DE | HSBC NORTH AMERICA INC. | F | Control |
| HSBC INVESTMENTS (NORTH AMERICA) INC. | DE | HSBC NORTH AMERICA INC. | F | Control |
| HSBC INVESTMENTS (NORTH AMERICA) INC. | DE | HSBC NORTH AMERICA INC. | F | Control |
| HSBC INVESTMENTS (NORTH AMERICA) INC. | DE | HSBC NORTH AMERICA INC. | F | Control |
| HSBC INVESTMENTS (NORTH AMERICA) INC. | DE | HSBC NORTH AMERICA INC. | F | Control |
| HSBC INVESTMENTS (NORTH AMERICA) INC. | DE | HSBC NORTH AMERICA INC. | F | Control |
| HSBC INVESTMENTS (NORTH AMERICA) INC. | DE | HSBC NORTH AMERICA INC. | F | Control |
| HSBC INVESTMENTS (NORTH AMERICA) INC. | DE | HSBC NORTH AMERICA INC. | F | Control |
| HSBC INVESTMENTS (NORTH AMERICA) INC. | DE | HSBC NORTH AMERICA INC. | F | Control |
| HSBC INVESTMENTS (NORTH AMERICA) INC. | DE | HSBC NORTH AMERICA INC. | F | Control |
| HSBC INVESTMENTS (NORTH AMERICA) INC. | DE | HSBC NORTH AMERICA INC. | F | Control |
| HSBC INVESTMENTS (NORTH AMERICA) INC. | DE | HSBC NORTH AMERICA INC. | F | Control |
| HSBC INVESTMENTS (NORTH AMERICA) INC. | DE | HSBC NORTH AMERICA INC. | F | Control |
| HSBC INVESTMENTS (NORTH AMERICA) INC. | DE | HSBC NORTH AMERICA INC. | F | Control |
| HSBC FINANCE (NETHERLANDS) | FE | HSBC HOLDINGS B.V. | E | Control |
| HSBC FINANCE (NETHERLANDS) | FE | HSBC HOLDINGS B.V. | E | Control |
| HSBC HOLDINGS B.V. | FE | HSBC NORTH AMERICA INC. | E | Control |
| HSBC HOLDINGS B.V. | FE | HSBC NORTH AMERICA INC. | E | Control |
| HSBC HOLDINGS PLC | FE | HSBC NORTH AMERICA HOLDINGS INC. | E | Control |
| HSBC HOLDINGS PLC | FE | HSBC NORTH AMERICA HOLDINGS INC. | E | Control |
| HSBC HOLDINGS PLC | FE | HSBC OVERSEAS HOLDINGS (UK) LTD. | E | Control |
| HSBC HOLDINGS PLC | FE | HSBC OVERSEAS HOLDINGS (UK) LTD. | E | Control |
| HSBC HOLDINGS PLC | FE | HSBC OVERSEAS HOLDINGS (UK) LTD. | E | Control |
| HSBC HOLDINGS PLC | FE | HSBC OVERSEAS HOLDINGS (UK) LTD. | E | Control |
| HSBC HOLDINGS PLC | FE | HSBC NORTH AMERICA HOLDINGS INC. | E | Control |
| HSBC HOLDINGS PLC | FE | HSBC NORTH AMERICA HOLDINGS INC. | E | Control |
| HSBC HOLDINGS PLC | FE | HSBC OVERSEAS HOLDINGS (UK) LTD. | E | Control |
| HSBC HOLDINGS PLC | FE | HSBC OVERSEAS HOLDINGS (UK) LTD. | E | Control |
| HSBC HOLDINGS PLC | FE | HSBC NORTH AMERICA HOLDINGS INC. | E | Control |
| HSBC HOLDINGS PLC | FE | HSBC OVERSEAS HOLDINGS (UK) LTD. | E | Control |
| HSBC HOLDINGS PLC | FE | HSBC OVERSEAS HOLDINGS (UK) LTD. | E | Control |
| HSBC HOLDINGS PLC | FE | HSBC NORTH AMERICA HOLDINGS INC. | E | Control |
| HSBC HOLDINGS PLC | FE | HSBC FINANCE (NETHERLANDS) | E | Control |
| HSBC HOLDINGS PLC | FE | HSBC FINANCE (NETHERLANDS) | E | Control |
| HSBC HOLDINGS PLC | FE | HSBC OVERSEAS HOLDINGS (UK) LTD. | E | Control |
| HSBC HOLDINGS PLC | FE | HSBC OVERSEAS HOLDINGS (UK) LTD. | E | Control |
| HSBC HOLDINGS PLC | FE | HSBC OVERSEAS HOLDINGS (UK) LTD. | E | Control |
| HSBC HOLDINGS PLC | FE | HSBC OVERSEAS HOLDINGS (UK) LTD. | E | Control |
| HSBC HOLDINGS PLC | FE | HSBC OVERSEAS HOLDINGS (UK) LTD. | E | Control |
| HSBC HOLDINGS PLC | FE | HSBC OVERSEAS HOLDINGS (UK) LTD. | E | Control |
| HSBC HOLDINGS PLC | FE | HSBC OVERSEAS HOLDINGS (UK) LTD. | E | Control |
| HSBC HOLDINGS PLC | FE | HSBC OVERSEAS HOLDINGS (UK) LTD. | E | Control |
| HSBC HOLDINGS PLC | FE | HSBC OVERSEAS HOLDINGS (UK) LTD. | E | Control |
| HSBC HOLDINGS PLC | FE | HSBC OVERSEAS HOLDINGS (UK) LTD. | E | Control |
| HSBC HOLDINGS PLC | FE | HSBC OVERSEAS HOLDINGS (UK) LTD. | E | Control |
| HSBC HOLDINGS PLC | FE | HSBC OVERSEAS HOLDINGS (UK) LTD. | E | Control |
| HSBC HOLDINGS PLC | FE | HSBC OVERSEAS HOLDINGS (UK) LTD. | E | Control |
| HSBC HOLDINGS PLC | FE | HSBC OVERSEAS HOLDINGS (UK) LTD. | E | Control |
| HSBC HOLDINGS PLC | FE | HSBC OVERSEAS HOLDINGS (UK) LTD. | E | Control |
| HSBC HOLDINGS PLC | FE | HSBC OVERSEAS HOLDINGS (UK) LTD. | E | Control |
| HSBC HOLDINGS PLC | FE | HSBC OVERSEAS HOLDINGS (UK) LTD. | E | Control |
| HSBC HOLDINGS PLC | FE | HSBC OVERSEAS HOLDINGS (UK) LTD. | E | Control |
| HSBC HOLDINGS PLC | FE | HSBC OVERSEAS HOLDINGS (UK) LTD. | E | Control |
| HSBC HOLDINGS PLC | FE | HSBC OVERSEAS HOLDINGS (UK) LTD. | E | Control |
| HSBC HOLDINGS PLC | FE | HSBC OVERSEAS HOLDINGS (UK) LTD. | E | Control |
| HSBC HOLDINGS PLC | FE | HSBC OVERSEAS HOLDINGS (UK) LTD. | E | Control |
| HSBC HOLDINGS PLC | FE | HSBC OVERSEAS HOLDINGS (UK) LTD. | E | Control |
| HSBC HOLDINGS PLC | FE | HSBC OVERSEAS HOLDINGS (UK) LTD. | E | Control |
| HSBC HOLDINGS PLC | FE | HSBC OVERSEAS HOLDINGS (UK) LTD. | E | Control |
| HSBC HOLDINGS PLC | FE | HSBC OVERSEAS HOLDINGS (UK) LTD. | E | Control |
| HSBC HOLDINGS PLC | FE | HSBC OVERSEAS HOLDINGS (UK) LTD. | E | Control |
| HSBC HOLDINGS PLC | FE | HSBC OVERSEAS HOLDINGS (UK) LTD. | E | Control |
| HSBC HOLDINGS PLC | FE | HSBC OVERSEAS HOLDINGS (UK) LTD. | E | Control |
| HSBC HOLDINGS PLC | FE | HSBC OVERSEAS HOLDINGS (UK) LTD. | E | Control |
| HSBC HOLDINGS PLC | FE | HSBC OVERSEAS HOLDINGS (UK) LTD. | E | Control |
| HSBC HOLDINGS PLC | FE | HSBC OVERSEAS HOLDINGS (UK) LTD. | E | Control |
| HSBC HOLDINGS PLC | FE | HSBC OVERSEAS HOLDINGS (UK) LTD. | E | Control |
| HSBC HOLDINGS PLC | FE | HSBC OVERSEAS HOLDINGS (UK) LTD. | E | Control |
| HSBC HOLDINGS PLC | FE | HSBC OVERSEAS HOLDINGS (UK) LTD. | E | Control |
| HSBC HOLDINGS PLC | FE | HSBC OVERSEAS HOLDINGS (UK) LTD. | E | Control |
| HSBC HOLDINGS PLC | FE | HSBC OVERSEAS HOLDINGS (UK) LTD | E | Control |
| HSBC HOLDINGS PLC | FE | HSBC OVERSEAS HOLDINGS (UK) LTD. | E | Control |
| HSBC HOLDINGS PLC | FE | HSBC OVERSEAS HOLDINGS (UK) LTD | E | Control |
| HSBC HOLDINGS PLC | FE | HSBC OVERSEAS HOLDINGS (UK) LTD | E | Control |
| HSBC HOLDINGS PLC | FE | HSBC OVERSEAS HOLDINGS (UK) LTD | E | Control |
| HSBC HOLDINGS PLC | FE | HSBC OVERSEAS HOLDINGS (UK) LTD | E | Control |
| HSBC HOLDINGS PLC | FE | HSBC OVERSEAS HOLDINGS (UK) LTD | E | Control |
| HSBC HOLDINGS PLC | FE | HSBC OVERSEAS HOLDINGS (UK) LTD | E | Control |
| HSBC HOLDINGS PLC | FE | HSBC OVERSEAS HOLDINGS (UK) LTD | E | Control |
| HSBC HOLDINGS PLC | FE | HSBC OVERSEAS HOLDINGS (UK) LTD | E | Control |
| HSBC HOLDINGS PLC | FE | HSBC OVERSEAS HOLDINGS (UK) LTD | E | Control |
| HSBC HOLDINGS PLC | FE | HSBC OVERSEAS HOLDINGS (UK) LTD | E | Control |
| HSBC HOLDINGS PLC | FE | HSBC OVERSEAS HOLDINGS (UK) LTD | E | Control |
| HSBC HOLDINGS PLC | FE | HSBC OVERSEAS HOLDINGS (UK) LTD | E | Control |
| HSBC HOLDINGS PLC | FE | HSBC OVERSEAS HOLDINGS (UK) LTD | E | Control |
| HSBC HOLDINGS PLC | FE | HSBC OVERSEAS HOLDINGS (UK) LTD | E | Control |
| HSBC HOLDINGS PLC | FE | HSBC OVERSEAS HOLDINGS (UK) LTD | E | Control |
| HSBC HOLDINGS PLC | FE | HSBC OVERSEAS HOLDINGS (UK) LTD | E | Control |
| HSBC HOLDINGS PLC | FE | HSBC OVERSEAS HOLDINGS (UK) LTD | E | Control |
| HSBC HOLDINGS PLC | FE | HSBC OVERSEAS HOLDINGS (UK) LTD | E | Control |
| HSBC HOLDINGS PLC | FE | HSBC OVERSEAS HOLDINGS (UK) LTD | E | Control |
| HSBC HOLDINGS PLC | FE | HSBC OVERSEAS HOLDINGS (UK) LTD | E | Control |
| HSBC HOLDINGS PLC | FE | HSBC OVERSEAS HOLDINGS (UK) LTD | E | Control |
| HSBC HOLDINGS PLC | FE | HSBC OVERSEAS HOLDINGS (UK) LTD | E | Control |
| HSBC HOLDINGS PLC | FE | HSBC OVERSEAS HOLDINGS (UK) LTD | E | Control |
| HSBC INVESTMENTS (NORTH AMERICA) INC. | DE | HSBC NORTH AMERICA INC. | E | Control |
| HSBC INVESTMENTS (NORTH AMERICA) INC. | DE | HSBC NORTH AMERICA INC. | E | Control |
| HSBC INVESTMENTS (NORTH AMERICA) INC. | DE | HSBC NORTH AMERICA INC. | E | Control |
| HSBC INVESTMENTS (NORTH AMERICA) INC. | DE | HSBC NORTH AMERICA INC. | E | Control |
| HSBC INVESTMENTS (NORTH AMERICA) INC. | DE | HSBC NORTH AMERICA INC. | E | Control |
| HSBC INVESTMENTS (NORTH AMERICA) INC. | DE | HSBC NORTH AMERICA INC. | E | Control |
| HSBC INVESTMENTS (NORTH AMERICA) INC. | DE | HSBC NORTH AMERICA INC. | E | Control |
| HSBC INVESTMENTS (NORTH AMERICA) INC. | DE | HSBC NORTH AMERICA INC. | E | Control |
| HSBC INVESTMENTS (NORTH AMERICA) INC. | DE | HSBC NORTH AMERICA INC. | E | Control |
| HSBC INVESTMENTS (NORTH AMERICA) INC. | DE | HSBC NORTH AMERICA INC. | E | Control |
| HSBC INVESTMENTS (NORTH AMERICA) INC. | DE | HSBC NORTH AMERICA INC. | E | Control |
| HSBC INVESTMENTS (NORTH AMERICA) INC. | DE | HSBC NORTH AMERICA INC. | E | Control |
| HSBC INVESTMENTS (NORTH AMERICA) INC. | DE | HSBC NORTH AMERICA INC. | E | Control |
| HSBC INVESTMENTS (NORTH AMERICA) INC. | DE | HSBC NORTH AMERICA INC. | E | Control |
| HSBC INVESTMENTS (NORTH AMERICA) INC. | DE | HSBC NORTH AMERICA INC. | E | Control |
| HSBC INVESTMENTS (NORTH AMERICA) INC. | DE | HSBC NORTH AMERICA INC. | E | Control |
| HSBC NORTH AMERICA HOLDINGS INC. | DE | HSBC GLOBAL ASSET MANAGEMENT (NORTH AMERICA) INC. | E | Control |
| HSBC NORTH AMERICA HOLDINGS INC. | DE | HSBC GLOBAL ASSET MANAGEMENT (NORTH AMERICA) INC. | E | Control |
| HSBC NORTH AMERICA HOLDINGS INC. | DE | HSBC INVESTMENTS (NORTH AMERICA) INC. | E | Control |
| HSBC NORTH AMERICA HOLDINGS INC. | DE | HSBC INVESTMENTS (NORTH AMERICA) INC. | E | Control |
| HSBC NORTH AMERICA HOLDINGS INC. | DE | HSBC INVESTMENTS (NORTH AMERICA) INC. | E | Control |
| HSBC NORTH AMERICA HOLDINGS INC. | DE | HSBC INVESTMENTS (NORTH AMERICA) INC. | E | Control |
| HSBC NORTH AMERICA HOLDINGS INC. | DE | HSBC GLOBAL ASSET MANAGEMENT (NORTH AMERICA) INC. | E | Control |
| HSBC NORTH AMERICA HOLDINGS INC. | DE | HSBC GLOBAL ASSET MANAGEMENT (NORTH AMERICA) INC. | E | Control |
| HSBC NORTH AMERICA HOLDINGS INC. | DE | HSBC INVESTMENTS (NORTH AMERICA) INC. | E | Control |
| HSBC NORTH AMERICA HOLDINGS INC. | DE | HSBC INVESTMENTS (NORTH AMERICA) INC. | E | Control |
| HSBC NORTH AMERICA HOLDINGS INC. | DE | HSBC INVESTMENTS (NORTH AMERICA) INC. | E | Control |
| HSBC NORTH AMERICA HOLDINGS INC. | DE | HSBC INVESTMENTS (NORTH AMERICA) INC. | E | Control |
| HSBC NORTH AMERICA HOLDINGS INC. | DE | HSBC INVESTMENTS (NORTH AMERICA) INC. | E | Control |
| HSBC NORTH AMERICA HOLDINGS INC. | DE | HSBC INVESTMENTS (NORTH AMERICA) INC. | E | Control |
| HSBC NORTH AMERICA HOLDINGS INC. | DE | HSBC INVESTMENTS (NORTH AMERICA) INC. | E | Control |
| HSBC NORTH AMERICA HOLDINGS INC. | DE | HSBC INVESTMENTS (NORTH AMERICA) INC. | E | Control |
| HSBC NORTH AMERICA HOLDINGS INC. | DE | HSBC INVESTMENTS (NORTH AMERICA) INC. | E | Control |
| HSBC NORTH AMERICA HOLDINGS INC. | DE | HSBC INVESTMENTS (NORTH AMERICA) INC. | E | Control |
| HSBC NORTH AMERICA HOLDINGS INC. | DE | HSBC INVESTMENTS (NORTH AMERICA) INC. | E | Control |
| HSBC NORTH AMERICA HOLDINGS INC. | DE | HSBC INVESTMENTS (NORTH AMERICA) INC. | E | Control |
| HSBC NORTH AMERICA HOLDINGS INC. | DE | HSBC INVESTMENTS (NORTH AMERICA) INC. | E | Control |
| HSBC NORTH AMERICA HOLDINGS INC. | DE | HSBC INVESTMENTS (NORTH AMERICA) INC. | E | Control |
| HSBC NORTH AMERICA HOLDINGS INC. | DE | HSBC INVESTMENTS (NORTH AMERICA) INC. | E | Control |
| HSBC NORTH AMERICA HOLDINGS INC. | DE | HSBC INVESTMENTS (NORTH AMERICA) INC. | E | Control |
| HSBC NORTH AMERICA HOLDINGS INC. | DE | HSBC INVESTMENTS (NORTH AMERICA) INC. | E | Control |
| HSBC NORTH AMERICA HOLDINGS INC. | DE | HSBC INVESTMENTS (NORTH AMERICA) INC. | E | Control |
| HSBC NORTH AMERICA HOLDINGS INC. | DE | HSBC INVESTMENTS (NORTH AMERICA) INC. | E | Control |
| HSBC NORTH AMERICA HOLDINGS INC. | DE | HSBC INVESTMENTS (NORTH AMERICA) INC. | E | Control |
| HSBC NORTH AMERICA HOLDINGS INC. | DE | HSBC INVESTMENTS (NORTH AMERICA) INC. | E | Control |
| HSBC NORTH AMERICA HOLDINGS INC. | DE | HSBC INVESTMENTS (NORTH AMERICA) INC. | E | Control |
| HSBC NORTH AMERICA HOLDINGS INC. | DE | HSBC INVESTMENTS (NORTH AMERICA) INC. | E | Control |
| HSBC NORTH AMERICA HOLDINGS INC. | DE | HSBC INVESTMENTS (NORTH AMERICA) INC. | E | Control |
| HSBC NORTH AMERICA HOLDINGS INC. | DE | HSBC INVESTMENTS (NORTH AMERICA) INC. | E | Control |
| HSBC NORTH AMERICA HOLDINGS INC. | DE | HSBC INVESTMENTS (NORTH AMERICA) INC. | E | Control |
| HSBC NORTH AMERICA HOLDINGS INC. | DE | HSBC INVESTMENTS (NORTH AMERICA) INC. | E | Control |
| HSBC NORTH AMERICA HOLDINGS INC. | DE | HSBC INVESTMENTS (NORTH AMERICA) INC. | E | Control |
| HSBC NORTH AMERICA HOLDINGS INC. | DE | HSBC INVESTMENTS (NORTH AMERICA) INC. | E | Control |
| HSBC NORTH AMERICA HOLDINGS INC. | DE | HSBC INVESTMENTS (NORTH AMERICA) INC. | E | Control |
| HSBC NORTH AMERICA HOLDINGS INC. | DE | HSBC INVESTMENTS (NORTH AMERICA) INC. | E | Control |
| HSBC NORTH AMERICA HOLDINGS INC. | DE | HSBC INVESTMENTS (NORTH AMERICA) INC. | E | Control |
| HSBC NORTH AMERICA HOLDINGS INC. | DE | HSBC INVESTMENTS (NORTH AMERICA) INC. | E | Control |
| HSBC NORTH AMERICA HOLDINGS INC. | DE | HSBC INVESTMENTS (NORTH AMERICA) INC. | E | Control |
| HSBC NORTH AMERICA HOLDINGS INC. | DE | HSBC INVESTMENTS (NORTH AMERICA) INC. | E | Control |
| HSBC NORTH AMERICA HOLDINGS INC. | DE | HSBC INVESTMENTS (NORTH AMERICA) INC. | E | Control |
| HSBC NORTH AMERICA HOLDINGS INC. | DE | HSBC INVESTMENTS (NORTH AMERICA) INC. | E | Control |
| HSBC NORTH AMERICA HOLDINGS INC. | DE | HSBC INVESTMENTS (NORTH AMERICA) INC. | E | Control |
| HSBC NORTH AMERICA HOLDINGS INC. | DE | HSBC INVESTMENTS (NORTH AMERICA) INC. | E | Control |
| HSBC NORTH AMERICA HOLDINGS INC. | DE | HSBC INVESTMENTS (NORTH AMERICA) INC. | E | Control |
| HSBC NORTH AMERICA HOLDINGS INC. | DE | HSBC INVESTMENTS (NORTH AMERICA) INC. | E | Control |
| HSBC NORTH AMERICA HOLDINGS INC. | DE | HSBC INVESTMENTS (NORTH AMERICA) INC. | E | Control |
| HSBC NORTH AMERICA HOLDINGS INC. | DE | HSBC USA INC. | E | Control |
| HSBC NORTH AMERICA HOLDINGS INC. | DE | HSBC INVESTMENTS (NORTH AMERICA) INC. | E | Control |
| HSBC NORTH AMERICA HOLDINGS INC. | DE | HSBC USA INC. | E | Control |
| HSBC NORTH AMERICA HOLDINGS INC. | DE | HSBC USA INC. | E | Control |
| HSBC NORTH AMERICA HOLDINGS INC. | DE | HSBC USA INC. | E | Control |
| HSBC NORTH AMERICA HOLDINGS INC. | DE | HSBC USA INC. | E | Control |
| HSBC NORTH AMERICA HOLDINGS INC. | DE | HSBC USA INC. | E | Control |
| HSBC NORTH AMERICA HOLDINGS INC. | DE | HSBC USA INC. | E | Control |
| HSBC NORTH AMERICA HOLDINGS INC. | DE | HSBC USA INC. | E | Control |
| HSBC NORTH AMERICA HOLDINGS INC. | DE | HSBC USA INC. | E | Control |
| HSBC NORTH AMERICA HOLDINGS INC. | DE | HSBC USA INC. | E | Control |
| HSBC NORTH AMERICA HOLDINGS INC. | DE | HSBC USA, INC. | E | Control |
| HSBC NORTH AMERICA HOLDINGS INC. | DE | HSBC USA INC. | E | Control |
| HSBC NORTH AMERICA HOLDINGS INC. | DE | HSBC USA, INC. | E | Control |
| HSBC NORTH AMERICA HOLDINGS INC. | DE | HSBC USA, INC. | E | Control |
| HSBC NORTH AMERICA HOLDINGS INC. | DE | HSBC USA, INC. | E | Control |
| HSBC NORTH AMERICA HOLDINGS INC. | DE | HSBC USA, INC. | E | Control |
| HSBC NORTH AMERICA HOLDINGS INC. | DE | HSBC USA, INC. | E | Control |
| HSBC NORTH AMERICA HOLDINGS INC. | DE | HSBC USA, INC. | E | Control |
| HSBC NORTH AMERICA HOLDINGS INC. | DE | HSBC USA, INC. | E | Control |
| HSBC NORTH AMERICA HOLDINGS INC. | DE | HSBC USA, INC. | E | Control |
| HSBC NORTH AMERICA HOLDINGS INC. | DE | HSBC USA, INC. | E | Control |
| HSBC NORTH AMERICA HOLDINGS INC. | DE | HSBC USA, INC. | E | Control |
| HSBC NORTH AMERICA HOLDINGS INC. | DE | HSBC USA, INC. | E | Control |
| HSBC NORTH AMERICA HOLDINGS INC. | DE | HSBC USA, INC. | E | Control |
| HSBC NORTH AMERICA INC. | DE | HSBC USA INC. | E | Control |
| HSBC NORTH AMERICA INC. | DE | HSBC USA INC. | E | Control |
| HSBC NORTH AMERICA INC. | DE | HSBC USA INC. | E | Control |
| HSBC NORTH AMERICA INC. | DE | HSBC USA INC. | E | Control |
| HSBC NORTH AMERICA INC. | DE | HSBC USA INC. | E | Control |
| HSBC NORTH AMERICA INC. | DE | HSBC USA INC. | E | Control |
| HSBC NORTH AMERICA INC. | DE | HSBC USA INC. | E | Control |
| HSBC NORTH AMERICA INC. | DE | HSBC USA INC. | E | Control |
| HSBC NORTH AMERICA INC. | DE | HSBC USA INC. | E | Control |
| HSBC NORTH AMERICA INC. | DE | HSBC USA INC. | E | Control |
| HSBC NORTH AMERICA INC. | DE | HSBC USA INC. | E | Control |
| HSBC NORTH AMERICA INC. | DE | HSBC USA INC. | E | Control |
| HSBC NORTH AMERICA INC. | DE | HSBC USA INC. | E | Control |
| HSBC NORTH AMERICA INC. | DE | HSBC USA INC. | E | Control |
| HSBC NORTH AMERICA INC. | DE | HSBC USA INC. | E | Control |
| HSBC NORTH AMERICA INC. | DE | HSBC USA INC. | E | Control |
| HSBC NORTH AMERICA INC. | DE | HSBC USA INC. | E | Control |
| HSBC NORTH AMERICA INC. | DE | HSBC USA INC. | E | Control |
| HSBC NORTH AMERICA INC. | DE | HSBC USA INC. | E | Control |
| HSBC NORTH AMERICA INC. | DE | HSBC USA INC. | E | Control |
| HSBC NORTH AMERICA INC. | DE | HSBC USA INC. | E | Control |
| HSBC NORTH AMERICA INC. | DE | HSBC USA INC. | E | Control |
| HSBC NORTH AMERICA INC. | DE | HSBC USA INC. | E | Control |
| HSBC NORTH AMERICA INC. | DE | HSBC USA INC. | E | Control |
| HSBC NORTH AMERICA INC. | DE | HSBC USA INC. | E | Control |
| HSBC NORTH AMERICA INC. | DE | HSBC USA INC. | E | Control |
| HSBC NORTH AMERICA INC. | DE | HSBC USA INC. | E | Control |
| HSBC NORTH AMERICA INC. | DE | HSBC USA INC. | E | Control |
| HSBC NORTH AMERICA INC. | DE | HSBC USA INC. | E | Control |
| HSBC NORTH AMERICA INC. | DE | HSBC USA INC. | E | Control |
| HSBC NORTH AMERICA INC. | DE | HSBC USA INC. | E | Control |
| HSBC NORTH AMERICA INC. | DE | HSBC USA INC. | E | Control |
| HSBC NORTH AMERICA INC. | DE | HSBC USA INC. | E | Control |
| HSBC NORTH AMERICA INC. | DE | HSBC USA INC. | E | Control |
| HSBC NORTH AMERICA INC. | DE | HSBC USA INC. | E | Control |
| HSBC NORTH AMERICA INC. | DE | HSBC USA INC. | E | Control |
| HSBC NORTH AMERICA INC. | DE | HSBC USA INC. | E | Control |
| HSBC NORTH AMERICA INC. | DE | HSBC USA INC. | E | Control |
| HSBC NORTH AMERICA INC. | DE | HSBC USA INC. | E | Control |
| HSBC NORTH AMERICA INC. | DE | HSBC USA INC. | E | Control |
| HSBC NORTH AMERICA INC. | DE | HSBC USA INC. | E | Control |
| HSBC NORTH AMERICA INC. | DE | HSBC USA INC. | E | Control |
| HSBC NORTH AMERICA INC. | DE | HSBC USA INC. | E | Control |
| HSBC NORTH AMERICA INC. | DE | HSBC USA INC. | E | Control |
| HSBC NORTH AMERICA INC. | DE | HSBC USA INC. | E | Control |
| HSBC NORTH AMERICA INC. | DE | HSBC USA INC. | E | Control |
| HSBC NORTH AMERICA INC. | DE | HSBC USA INC. | E | Control |
| HSBC NORTH AMERICA INC. | DE | HSBC USA INC. | E | Control |
| HSBC NORTH AMERICA INC. | DE | HSBC USA INC. | E | Control |
| HSBC NORTH AMERICA INC. | DE | HSBC USA INC. | E | Control |
| HSBC NORTH AMERICA INC. | DE | HSBC USA INC. | E | Control |
| HSBC NORTH AMERICA INC. | DE | HSBC USA INC. | E | Control |
| HSBC NORTH AMERICA INC. | DE | HSBC USA INC. | E | Control |
| HSBC OVERSEAS HOLDINGS (UK) LTD | FE | HSBC NORTH AMERICA HOLDINGS INC. | E | Control |
| HSBC OVERSEAS HOLDINGS (UK) LTD | FE | HSBC NORTH AMERICA HOLDINGS INC. | E | Control |
| HSBC OVERSEAS HOLDINGS (UK) LTD | FE | HSBC NORTH AMERICA HOLDINGS INC. | E | Control |
| HSBC OVERSEAS HOLDINGS (UK) LTD | FE | HSBC NORTH AMERICA HOLDINGS INC. | E | Control |
| HSBC OVERSEAS HOLDINGS (UK) LTD | FE | HSBC NORTH AMERICA HOLDINGS INC. | E | Control |
| HSBC OVERSEAS HOLDINGS (UK) LTD | FE | HSBC NORTH AMERICA HOLDINGS INC. | E | Control |
| HSBC OVERSEAS HOLDINGS (UK) LTD | FE | HSBC NORTH AMERICA HOLDINGS INC. | E | Control |
| HSBC OVERSEAS HOLDINGS (UK) LTD | FE | HSBC NORTH AMERICA HOLDINGS INC. | E | Control |
| HSBC OVERSEAS HOLDINGS (UK) LTD | FE | HSBC NORTH AMERICA HOLDINGS INC. | E | Control |
| HSBC OVERSEAS HOLDINGS (UK) LTD | FE | HSBC NORTH AMERICA HOLDINGS INC. | E | Control |
| HSBC OVERSEAS HOLDINGS (UK) LTD | FE | HSBC NORTH AMERICA HOLDINGS INC. | E | Control |
| HSBC OVERSEAS HOLDINGS (UK) LTD | FE | HSBC NORTH AMERICA HOLDINGS INC. | E | Control |
| HSBC OVERSEAS HOLDINGS (UK) LTD | FE | HSBC NORTH AMERICA HOLDINGS INC. | E | Control |
| HSBC OVERSEAS HOLDINGS (UK) LTD | FE | HSBC NORTH AMERICA HOLDINGS INC. | E | Control |
| HSBC OVERSEAS HOLDINGS (UK) LTD | FE | HSBC NORTH AMERICA HOLDINGS INC. | E | Control |
| HSBC OVERSEAS HOLDINGS (UK) LTD | FE | HSBC NORTH AMERICA HOLDINGS INC. | E | Control |
| HSBC OVERSEAS HOLDINGS (UK) LTD | FE | HSBC NORTH AMERICA HOLDINGS INC. | E | Control |
| HSBC OVERSEAS HOLDINGS (UK) LTD | FE | HSBC NORTH AMERICA HOLDINGS INC. | E | Control |
| HSBC OVERSEAS HOLDINGS (UK) LTD | FE | HSBC NORTH AMERICA HOLDINGS INC. | E | Control |
| HSBC OVERSEAS HOLDINGS (UK) LTD | FE | HSBC NORTH AMERICA HOLDINGS INC. | E | Control |
| HSBC OVERSEAS HOLDINGS (UK) LTD | FE | HSBC NORTH AMERICA HOLDINGS INC. | E | Control |
| HSBC OVERSEAS HOLDINGS (UK) LTD | FE | HSBC NORTH AMERICA HOLDINGS INC. | E | Control |
| HSBC OVERSEAS HOLDINGS (UK) LTD | FE | HSBC NORTH AMERICA HOLDINGS INC. | E | Control |
| HSBC OVERSEAS HOLDINGS (UK) LTD | FE | HSBC NORTH AMERICA HOLDINGS INC. | E | Control |
| HSBC OVERSEAS HOLDINGS (UK) LTD | FE | HSBC NORTH AMERICA HOLDINGS INC. | E | Control |
| HSBC OVERSEAS HOLDINGS (UK) LTD | FE | HSBC NORTH AMERICA HOLDINGS INC. | E | Control |
| HSBC OVERSEAS HOLDINGS (UK) LTD | FE | HSBC NORTH AMERICA HOLDINGS INC. | E | Control |
| HSBC OVERSEAS HOLDINGS (UK) LTD | FE | HSBC NORTH AMERICA HOLDINGS INC. | E | Control |
| HSBC OVERSEAS HOLDINGS (UK) LTD | FE | HSBC NORTH AMERICA HOLDINGS INC. | E | Control |
| HSBC OVERSEAS HOLDINGS (UK) LTD | FE | HSBC NORTH AMERICA HOLDINGS INC. | E | Control |
| HSBC OVERSEAS HOLDINGS (UK) LTD | FE | HSBC NORTH AMERICA HOLDINGS INC. | E | Control |
| HSBC OVERSEAS HOLDINGS (UK) LTD | FE | HSBC NORTH AMERICA HOLDINGS INC. | E | Control |
| HSBC OVERSEAS HOLDINGS (UK) LTD | FE | HSBC NORTH AMERICA HOLDINGS INC. | E | Control |
| HSBC OVERSEAS HOLDINGS (UK) LTD | FE | HSBC NORTH AMERICA HOLDINGS INC. | E | Control |
| HSBC OVERSEAS HOLDINGS (UK) LTD | FE | HSBC NORTH AMERICA HOLDINGS INC. | E | Control |
| HSBC OVERSEAS HOLDINGS (UK) LTD | FE | HSBC NORTH AMERICA HOLDINGS INC. | E | Control |
| HSBC OVERSEAS HOLDINGS (UK) LTD | FE | HSBC NORTH AMERICA HOLDINGS INC. | E | Control |
| HSBC OVERSEAS HOLDINGS (UK) LTD | FE | HSBC NORTH AMERICA HOLDINGS INC. | E | Control |
| HSBC OVERSEAS HOLDINGS (UK) LTD | FE | HSBC NORTH AMERICA HOLDINGS INC. | E | Control |
| HSBC OVERSEAS HOLDINGS (UK) LTD | FE | HSBC NORTH AMERICA HOLDINGS INC. | E | Control |
| HSBC OVERSEAS HOLDINGS (UK) LTD | FE | HSBC NORTH AMERICA HOLDINGS INC. | E | Control |
| HSBC OVERSEAS HOLDINGS (UK) LTD | FE | HSBC NORTH AMERICA HOLDINGS INC. | E | Control |
| HSBC OVERSEAS HOLDINGS (UK) LTD | FE | HSBC NORTH AMERICA HOLDINGS INC. | E | Control |
| HSBC OVERSEAS HOLDINGS (UK) LTD | FE | HSBC NORTH AMERICA HOLDINGS INC. | E | Control |
| HSBC OVERSEAS HOLDINGS (UK) LTD | FE | HSBC NORTH AMERICA HOLDINGS INC. | E | Control |
| HSBC OVERSEAS HOLDINGS (UK) LTD | FE | HSBC NORTH AMERICA HOLDINGS INC. | E | Control |
| HSBC OVERSEAS HOLDINGS (UK) LTD | FE | HSBC NORTH AMERICA HOLDINGS INC. | E | Control |
| HSBC OVERSEAS HOLDINGS (UK) LTD | FE | HSBC NORTH AMERICA HOLDINGS INC. | E | Control |
| HSBC OVERSEAS HOLDINGS (UK) LTD | FE | HSBC NORTH AMERICA HOLDINGS INC. | E | Control |
| HSBC OVERSEAS HOLDINGS (UK) LTD | FE | HSBC NORTH AMERICA HOLDINGS INC. | E | Control |
| HSBC OVERSEAS HOLDINGS (UK) LTD | FE | HSBC NORTH AMERICA HOLDINGS INC. | E | Control |
| HSBC OVERSEAS HOLDINGS (UK) LTD | FE | HSBC NORTH AMERICA HOLDINGS INC. | E | Control |
| HSBC OVERSEAS HOLDINGS (UK) LTD | FE | HSBC NORTH AMERICA HOLDINGS INC. | E | Control |
| HSBC OVERSEAS HOLDINGS (UK) LTD | FE | HSBC NORTH AMERICA HOLDINGS INC. | E | Control |
| HSBC OVERSEAS HOLDINGS (UK) LTD | FE | HSBC NORTH AMERICA HOLDINGS INC. | E | Control |
| HSBC OVERSEAS HOLDINGS (UK) LTD | FE | HSBC NORTH AMERICA HOLDINGS INC. | E | Control |
| HSBC OVERSEAS HOLDINGS (UK) LTD | FE | HSBC NORTH AMERICA HOLDINGS INC. | E | Control |
| HSBC OVERSEAS HOLDINGS (UK) LTD | FE | HSBC NORTH AMERICA HOLDINGS INC. | E | Control |
| HSBC OVERSEAS HOLDINGS (UK) LTD | FE | HSBC NORTH AMERICA HOLDINGS INC. | E | Control |
| HSBC OVERSEAS HOLDINGS (UK) LTD | FE | HSBC NORTH AMERICA HOLDINGS INC. | E | Control |
| HSBC OVERSEAS HOLDINGS (UK) LTD | FE | HSBC NORTH AMERICA HOLDINGS INC. | E | Control |
| HSBC OVERSEAS HOLDINGS (UK) LTD | FE | HSBC NORTH AMERICA HOLDINGS INC. | E | Control |
| HSBC OVERSEAS HOLDINGS (UK) LTD | FE | HSBC NORTH AMERICA HOLDINGS INC. | E | Control |
| HSBC OVERSEAS HOLDINGS (UK) LTD | FE | HSBC NORTH AMERICA HOLDINGS INC. | E | Control |
| HSBC OVERSEAS HOLDINGS (UK) LTD | FE | HSBC NORTH AMERICA HOLDINGS INC. | E | Control |
| HSBC OVERSEAS HOLDINGS (UK) LTD | FE | HSBC NORTH AMERICA HOLDINGS INC. | E | Control |
| HSBC OVERSEAS HOLDINGS (UK) LTD | FE | HSBC NORTH AMERICA HOLDINGS INC. | E | Control |
| HSBC OVERSEAS HOLDINGS (UK) LTD | FE | HSBC NORTH AMERICA HOLDINGS INC. | E | Control |
| HSBC OVERSEAS HOLDINGS (UK) LTD | FE | HSBC NORTH AMERICA HOLDINGS INC. | E | Control |
| HSBC USA INC. | DE | HSBC BANK USA | E | Control |
| HSBC USA INC. | DE | HSBC BANK USA | E | Control |
| HSBC USA INC. | DE | HSBC BANK USA, N.A. | E | Control |
| HSBC USA INC. | DE | HSBC BANK USA, N.A. | E | Control |
| HSBC USA INC. | DE | HSBC BANK USA, N.A. | E | Control |
| HSBC USA INC. | DE | HSBC BANK USA, N.A. | E | Control |
| HSBC USA INC. | DE | HSBC BANK USA | E | Control |
| HSBC USA INC. | DE | HSBC BANK USA | E | Control |
| HSBC USA INC. | DE | HSBC BANK USA, N.A. | E | Control |
| HSBC USA INC. | DE | HSBC BANK USA, N.A. | E | Control |
| HSBC USA INC. | DE | HSBC BANK USA | E | Control |
| HSBC USA INC. | DE | HSBC BANK USA, N.A. | E | Control |
| HSBC USA INC. | DE | HSBC BANK USA, N.A. | E | Control |
| HSBC USA INC. | DE | HSBC BANK USA | E | Control |
| HSBC USA INC. | DE | HSBC BANK USA | E | Control |
| HSBC USA INC. | DE | HSBC BANK USA | E | Control |
| HSBC USA INC. | DE | HSBC BANK USA, N.A. | E | Control |
| HSBC USA INC. | DE | HSBC BANK USA, N.A. | E | Control |
| HSBC USA INC. | DE | HSBC BANK USA, N.A. | E | Control |
| HSBC USA INC. | DE | HSBC BANK USA, N.A. | E | Control |
| HSBC USA INC. | DE | HSBC BANK USA, N.A. | E | Control |
| HSBC USA INC. | DE | HSBC BANK USA, N.A. | E | Control |
| HSBC USA INC. | DE | HSBC BANK USA, N.A. | E | Control |
| HSBC USA INC. | DE | HSBC BANK USA, N.A. | E | Control |
| HSBC USA INC. | DE | HSBC BANK USA, N.A. | E | Control |
| HSBC USA INC. | DE | HSBC BANK USA, N.A. | E | Control |
| HSBC USA INC. | DE | HSBC BANK USA, N.A. | E | Control |
| HSBC USA INC. | DE | HSBC BANK USA, N.A. | E | Control |
| HSBC USA INC. | DE | HSBC BANK USA, N.A. | E | Control |
| HSBC USA INC. | DE | HSBC BANK USA, N.A. | E | Control |
| HSBC USA INC. | DE | HSBC BANK USA, N.A. | E | Control |
| HSBC USA INC. | DE | HSBC BANK USA, N.A. | E | Control |
| HSBC USA INC. | DE | HSBC BANK USA, N.A. | E | Control |
| HSBC USA INC. | DE | HSBC BANK USA, N.A. | E | Control |
| HSBC USA INC. | DE | HSBC BANK USA, N.A. | E | Control |
| HSBC USA INC. | DE | HSBC BANK USA, N.A. | E | Control |
| HSBC USA INC. | DE | HSBC BANK USA, N.A. | E | Control |
| HSBC USA INC. | DE | HSBC BANK USA, N.A. | E | Control |
| HSBC USA INC. | DE | HSBC BANK USA, N.A. | E | Control |
| HSBC USA INC. | DE | HSBC BANK USA, N.A. | E | Control |
| HSBC USA INC. | DE | HSBC BANK USA, N.A. | E | Control |
| HSBC USA INC. | DE | HSBC BANK USA, N.A. | E | Control |
| HSBC USA INC. | DE | HSBC BANK USA, N.A. | E | Control |
| HSBC USA INC. | DE | HSBC BANK USA, N.A. | E | Control |
| HSBC USA INC. | DE | HSBC BANK USA, N.A. | E | Control |
| HSBC USA INC. | DE | HSBC BANK USA, N.A. | E | Control |
| HSBC USA INC. | DE | HSBC BANK USA, N.A. | E | Control |
| HSBC USA INC. | DE | HSBC BANK USA, N.A. | E | Control |
| HSBC USA INC. | DE | HSBC BANK USA, N.A. | E | Control |
| HSBC USA INC. | DE | HSBC BANK USA, N.A. | E | Control |
| HSBC USA INC. | DE | HSBC BANK USA, N.A. | E | Control |
| HSBC USA INC. | DE | HSBC BANK USA, N.A. | E | Control |
| HSBC USA INC. | DE | HSBC BANK USA, N.A. | E | Control |
| HSBC USA INC. | DE | HSBC BANK USA, N.A. | E | Control |
| HSBC USA INC. | DE | HSBC BANK USA, N.A. | E | Control |
| HSBC USA INC. | DE | HSBC BANK USA, N.A. | E | Control |
| HSBC USA INC. | DE | HSBC BANK USA, N.A. | E | Control |
| HSBC USA INC. | DE | HSBC BANK USA, N.A. | E | Control |
| HSBC USA INC. | DE | HSBC BANK USA, N.A. | E | Control |
| HSBC USA INC. | DE | HSBC BANK USA, N.A. | E | Control |
| HSBC USA INC. | DE | HSBC BANK USA, N.A. | E | Control |
| HSBC USA INC. | DE | HSBC BANK USA, N.A. | E | Control |
| HSBC USA INC. | DE | HSBC BANK USA, N.A. | E | Control |
| HSBC USA INC. | DE | HSBC BANK USA, N.A. | E | Control |
Registrations
Federal
IA
Dec 16, 2025 REGISTERED
Notice Filings (52)
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Address
66 HUDSON BOULEVARDFLOOR 4
NEW YORK, NY 10001
United States
Phone: 212-525-1066