KABAREC FINANCIAL ADVISORS LTD
CRD #105689 SEC #801-28513 PALATINE, IL 847-934-7777
SEC Registered Disclosures
Total AUM
$194.5M
Discretionary
$185.9M
Employees
5
Clients
101
Accounts
668
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- Illinois
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 23, 2018
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HACKBARTH, KIRK, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| HACKBARTH, KIRK, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| HACKBARTH, KIRK, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| HACKBARTH, KIRK, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| HACKBARTH, KIRK, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| HACKBARTH, KIRK, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| HACKBARTH, KIRK, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| HACKBARTH, KIRK, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| SMALENBERGER, MICHELLE, LYNN | I | VICE PRESIDENT | NA | Control |
| SMALENBERGER, MICHELLE, LYNN | I | VICE PRESIDENT | NA | Control |
| KABAREC, MICHAEL, PETER | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| KABAREC, MICHAEL, PETER | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| KABAREC, MICHAEL, PETER | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| KABAREC, MICHAEL, PETER | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| KABAREC, MICHAEL, PETER | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| KABAREC, MICHAEL, PETER | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| KABAREC, MICHAEL, PETER | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| KABAREC, MICHAEL, PETER | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| KABAREC, MICHAEL, PETER | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| KABAREC, MICHAEL, PETER | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| MESA FINANCIAL ADVISORS, INC. | DE | MAJORITY SHAREHOLDER | E | Control |
| KABAREC, KAREN, ANN | I | VICE PRESIDENT,COMPLIANCE OFFICER | D | Control |
| KABAREC, KAREN, ANN | I | VICE PRESIDENT | D | Control |
| KABAREC, KAREN, ANN | I | VICE PRESIDENT,COMPLIANCE OFFICER | D | Control |
| KABAREC, KAREN, ANN | I | VICE PRESIDENT | D | Control |
| KABAREC, KAREN, ANN | I | VICE PRESIDENT | D | Control |
| KABAREC, MICHAEL, PETER | I | PRESIDENT | D | Control |
| KABAREC, MICHAEL, PETER | I | PRESIDENT | D | Control |
| KABAREC, MICHAEL, PETER | I | PRESIDENT | D | Control |
| KABAREC, MICHAEL, PETER | I | PRESIDENT | D | Control |
| KABAREC, MICHAEL, PETER | I | PRESIDENT | D | Control |
| KABAREC, MICHAEL, PETER | I | PRESIDENT | D | Control |
| KABAREC, MICHAEL, PETER | I | PRESIDENT | D | Control |
| KABAREC, MICHAEL, PETER | I | PRESIDENT | D | Control |
| KABAREC, MICHAEL, PETER | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | D | Control |
| KABAREC, MICHAEL, PETER | I | PRESIDENT | D | Control |
| KABAREC, MICHAEL, PETER | I | PRESIDENT | D | Control |
| KABAREC, MICHAEL, PETER | I | PRESIDENT | D | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BAKER, L., EDWARD | I | BAKER CAPITAL LLC | E | Control |
| MESA HOLDINGS, INC. | DE | MESA FINANCIAL ADVISORS, INC. | E | Control |
| BAKER CAPITAL LLC | DE | MESA HOLDINGS, INC. | C |
Registrations
Federal
IA
Mar 23, 2018 REGISTERED
Notice Filings (5)
CA FL GA IL WI
Address
220 N. SMITH ST.SUITE 220
PALATINE, IL 60067-2488
United States
Phone: 847-934-7777