SIT/KIM INTERNATIONAL INVESTMENT ASSOCIATES, INC.
CRD #105695 SEC #801-34582 MINNEAPOLIS, MN 612-332-3223
SEC Registered
Total AUM
$24.1M
Discretionary
$24.1M
Employees
10
Clients
--
Accounts
3
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 27, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BATTEY, CHARLES, WHEATON | I | DIRECTOR | NA | |
| BATTEY, CHARLES, WHEATON | I | DIRECTOR | NA | |
| BATTEY, CHARLES, WHEATON | I | DIRECTOR | NA | |
| BATTEY, CHARLES, WHEATON | I | DIRECTOR | NA | |
| BATTEY, CHARLES, WHEATON | I | DIRECTOR | NA | |
| FRENZEL, WILLIAM, ELDRIDGE | I | DIRECTOR | NA | |
| FRENZEL, WILLIAM, ELDRIDGE | I | DIRECTOR | NA | |
| FRENZEL, WILLIAM, ELDRIDGE | I | DIRECTOR | NA | |
| FRENZEL, WILLIAM, ELDRIDGE | I | DIRECTOR | NA | |
| FRENZEL, WILLIAM, ELDRIDGE | I | DIRECTOR | NA | |
| MITCHELSON, PETER | I | EXECUTIVE VICE PRESIDENT, DIRECTOR | NA | |
| MITCHELSON, PETER | I | EXECUTIVE VICE PRESIDENT, DIRECTOR | NA | |
| MITCHELSON, PETER | I | EXECUTIVE VICE PRESIDENT, DIRECTOR | NA | |
| MITCHELSON, PETER | I | EXECUTIVE VICE PRESIDENT, DIRECTOR | NA | |
| MITCHELSON, PETER | I | EXECUTIVE VICE PRESIDENT, DIRECTOR | NA | |
| RASMUSSEN, PAUL, EDWARD | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | |
| RASMUSSEN, PAUL, EDWARD | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | |
| RASMUSSEN, PAUL, EDWARD | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | |
| RASMUSSEN, PAUL, EDWARD | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | |
| RASMUSSEN, PAUL, EDWARD | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | |
| REDO, DAVID, LUCIEN | I | DIRECTOR | NA | |
| REDO, DAVID, LUCIEN | I | DIRECTOR | NA | |
| REDO, DAVID, LUCIEN | I | DIRECTOR | NA | |
| REDO, DAVID, LUCIEN | I | DIRECTOR | NA | |
| REDO, DAVID, LUCIEN | I | DIRECTOR | NA | |
| SIT, EUGENE, C | I | CHAIRMAN, CEO, CIO | NA | Control |
| SIT, EUGENE, C | I | CHAIRMAN, CEO, CIO | NA | Control |
| SIT, EUGENE, C | I | CHAIRMAN, CEO, CIO | NA | Control |
| SIT, EUGENE, C | I | CHAIRMAN, CEO, CIO | NA | Control |
| SIT, EUGENE, C | I | CHAIRMAN, CEO, CIO | NA | Control |
| SIT, ROGER, J | I | PRESIDENT, COO, DEPUTY CIO, DIRECTOR | NA | |
| SIT, ROGER, J | I | PRESIDENT, COO, DEPUTY CIO, DIRECTOR | NA | |
| SIT, ROGER, J | I | PRESIDENT, COO, DEPUTY CIO, DIRECTOR | NA | |
| SIT, ROGER, J | I | PRESIDENT, COO, DEPUTY CIO, DIRECTOR | NA | |
| SIT, ROGER, J | I | PRESIDENT, COO, DEPUTY CIO, DIRECTOR | NA | |
| SIT INVESTMENT ASSOCIATES, INC | DE | SHAREHOLDER | E | Control |
| SIT INVESTMENT ASSOCIATES, INC | DE | SHAREHOLDER | D | Control |
| SIT INVESTMENT ASSOCIATES, INC | DE | SHAREHOLDER | D | Control |
| SIT INVESTMENT ASSOCIATES, INC | DE | SHAREHOLDER | D | Control |
| SIT INVESTMENT ASSOCIATES, INC | DE | SHAREHOLDER | D | Control |
| FREMONT INVESTORS, INC. | DE | SHAREHOLDER | B | |
| FREMONT INVESTORS, INC. | DE | SHAREHOLDER | B | |
| FREMONT INVESTORS, INC. | DE | SHAREHOLDER | B | |
| FREMONT INVESTORS, INC. | DE | SHAREHOLDER | B | |
| KIM, ANDREW, BYUNG SOO | I | SHAREHOLDER, ADVISORY DIRECTOR | B | |
| KIM, ANDREW, BYUNG SOO | I | SHAREHOLDER, ADVISORY DIRECTOR | B | |
| KIM, ANDREW, BYUNG SOO | I | SHAREHOLDER, ADVISORY DIRECTOR | B | |
| KIM, ANDREW, BYUNG SOO | I | SHAREHOLDER, ADVISORY DIRECTOR | B | |
| GILES, EDWARD, MORGAN | I | SHAREHOLDER, ADVISORY DIRECTOR | A | |
| GILES, EDWARD, MORGAN | I | SHAREHOLDER, ADVISORY DIRECTOR | A | |
| GILES, EDWARD, MORGAN | I | SHAREHOLDER, ADVISORY DIRECTOR | A | |
| GILES, EDWARD, MORGAN | I | SHAREHOLDER, ADVISORY DIRECTOR | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| SIT, EUGENE, C | I | SIT INVESTMENT ASSOCIATES, INC. | D | Control |
| SIT, EUGENE, C | I | SIT INVESTMENT ASSOCIATES, INC. | D | Control |
| SIT, EUGENE, C | I | SIT INVESTMENT ASSOCIATES, INC. | D | Control |
| SIT, EUGENE, C | I | SIT INVESTMENT ASSOCIATES, INC. | D | Control |
| SIT, EUGENE, C | I | SIT INVESTMENT ASSOCIATES, INC. | D | Control |
| BECHTEL, STEPHEN, DAVIDSON | I | FREMONT INVESTORS, INC. | C | |
| BECHTEL, STEPHEN, DAVIDSON | I | FREMONT INVESTORS, INC. | C | |
| BECHTEL, STEPHEN, DAVIDSON | I | FREMONT INVESTORS, INC. | C | |
| BECHTEL, STEPHEN, DAVIDSON | I | FREMONT INVESTORS, INC. | C |
Registrations
Federal
IA
Mar 27, 2007 REGISTERED
Address
3300 IDS CENTER80 SOUTH EIGHTH STREET
MINNEAPOLIS, MN 55402
USA
Phone: 612-332-3223