GENOVESE BURFORD & BROTHERS WEALTH AND RETIREMENT PLAN MGMT, LLC
CRD #105698 SEC #801-36720 SACRAMENTO, CA 916-924-7527
SEC Registered
Total AUM
$2.2B
Discretionary
$2.1B
Employees
40
Clients
1
Accounts
1,672
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 11, 2020
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BROTHERS, KELLY, THOMAS | I | VICE PRESIDENT | NA | Control |
| BROTHERS, KELLY, THOMAS | I | VICE PRESIDENT | NA | Control |
| BROTHERS, KELLY, THOMAS | I | VICE PRESIDENT | NA | Control |
| BROTHERS, KELLY, THOMAS | I | VICE PRESIDENT | NA | Control |
| BROTHERS, KELLY, THOMAS | I | VICE PRESIDENT | NA | Control |
| BROTHERS, KELLY, THOMAS | I | VICE PRESIDENT | NA | Control |
| BROWN, ALEXANDER, GILBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BROWN, ALEXANDER, GILBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BROWN, ALEXANDER, GILBERT | I | CHIEF FINANCIAL OFFICER, CHIEF EXECUTIVE OFFICER | NA | Control |
| BROWN, ALEXANDER, GILBERT | I | CHIEF FINANCIAL OFFICER, CHIEF EXECUTIVE OFFICER | NA | Control |
| BROWN, ALEXANDER, GILBERT | I | CHIEF FINANCIAL OFFICER, CHIEF EXECUTIVE OFFICER | NA | Control |
| BROWN, ALEXANDER, GILBERT | I | CHIEF FINANCIAL OFFICER, CHIEF EXECUTIVE OFFICER | NA | Control |
| BUTLER, ANGIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BUTLER, ANGIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BUTLER, ANGIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BUTLER, ANGIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BUTLER, ANGIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BUTLER, ANGIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BUTLER, ANGIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BUTLER, ANGIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BUTLER, ANGIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GENOVESE, MICHAEL, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GENOVESE, MICHAEL, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GENOVESE, MICHAEL, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GENOVESE, MICHAEL, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GENOVESE, MICHAEL, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GENOVESE, MICHAEL, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GENOVESE, MICHAEL, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GENOVESE, MICHAEL, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GENOVESE, MICHAEL, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GENOVESE, MICHAEL, THOMAS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GENOVESE, MICHAEL, THOMAS | I | CO-CHIEF INVESTMENT OFFICER, CHAIRMAN | NA | Control |
| GENOVESE, MICHAEL, THOMAS | I | CO-CHIEF INVESTMENT OFFICER, CHAIRMAN | NA | Control |
| GENOVESE, MICHAEL, THOMAS | I | CO-CHIEF INVESTMENT OFFICER, CHAIRMAN | NA | Control |
| GENOVESE, MICHAEL, THOMAS | I | CO-CHIEF INVESTMENT OFFICER, CHAIRMAN | NA | Control |
| THOMAS, SCOTT, CARMACK | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| THOMAS, SCOTT, CARMACK | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| THOMAS, SCOTT, CARMACK | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| THOMAS, SCOTT, CARMACK | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| THOMAS, SEAN, M | I | CHIEF OPERATIONS OFFICER | NA | Control |
| THOMAS, SEAN, M | I | CHIEF OPERATIONS OFFICER | NA | Control |
| THOMAS, SEAN, M | I | CHIEF OPERATIONS OFFICER | NA | Control |
| THOMAS, SEAN, M | I | CHIEF OPERATIONS OFFICER | NA | Control |
| TORINUS, NATHAN, ADAMS | I | CHIEF OPERATING OFFICER | NA | Control |
| TORINUS, NATHAN, ADAMS | I | CHIEF OPERATING OFFICER | NA | Control |
| TORINUS, NATHAN, ADAMS | I | CHIEF REVENUE OFFICER | NA | Control |
| TORINUS, NATHAN, ADAMS | I | CHIEF REVENUE OFFICER | NA | Control |
| TORINUS, NATHAN, ADAMS | I | CHIEF REVENUE OFFICER | NA | Control |
| TORINUS, NATHAN, ADAMS | I | CHIEF REVENUE OFFICER | NA | Control |
| GENOVESE BURFORD & BROTHERS WEALTH AND RETIREMENT PLAN MANAGEMENT, INC. | DE | MANAGING MEMBER | E | Control |
| GENOVESE BURFORD & BROTHERS WEALTH AND RETIREMENT PLAN MANAGEMENT, INC. | DE | MANAGING MEMBER | E | Control |
| GENOVESE BURFORD & BROTHERS WEALTH AND RETIREMENT PLAN MANAGEMENT, INC. | DE | MANAGING MEMBER | E | Control |
| GENOVESE BURFORD & BROTHERS WEALTH AND RETIREMENT PLAN MANAGEMENT, INC. | DE | MANAGING MEMBER | E | Control |
| GENOVESE BURFORD & BROTHERS WEALTH AND RETIREMENT PLAN MANAGEMENT, INC. | DE | MANAGING MEMBER | E | Control |
| GENOVESE BURFORD & BROTHERS WEALTH AND RETIREMENT PLAN MANAGEMENT, INC. | DE | MANAGING MEMBER | E | Control |
| GENOVESE BURFORD & BROTHERS WEALTH AND RETIREMENT PLAN MANAGEMENT, INC. | DE | MANAGING MEMBER | E | Control |
| GENOVESE BURFORD & BROTHERS WEALTH AND RETIREMENT PLAN MANAGEMENT, INC. | DE | MANAGING MEMBER | E | Control |
| GENOVESE BURFORD & BROTHERS WEALTH AND RETIREMENT PLAN MANAGEMENT, INC. | DE | MANAGING MEMBER | E | Control |
| GENOVESE BURFORD & BROTHERS WEALTH AND RETIREMENT PLAN MANAGEMENT, INC. | DE | MANAGING MEMBER | E | Control |
| GENOVESE BURFORD & BROTHERS WEALTH AND RETIREMENT PLAN MANAGEMENT, INC. | DE | MANAGING MEMBER | E | Control |
| GENOVESE BURFORD & BROTHERS WEALTH AND RETIREMENT PLAN MANAGEMENT, INC. | DE | MANAGING MEMBER | E | Control |
| GENOVESE BURFORD & BROTHERS WEALTH AND RETIREMENT PLAN MANAGEMENT, INC. | DE | MANAGING MEMBER | E | Control |
| GENOVESE BURFORD & BROTHERS WEALTH AND RETIREMENT PLAN MANAGEMENT, INC. | DE | MANAGING MEMBER | E | Control |
| GENOVESE BURFORD & BROTHERS WEALTH AND RETIREMENT PLAN MANAGEMENT, INC. | DE | MANAGING MEMBER | E | Control |
| GENOVESE BURFORD & BROTHERS WEALTH AND RETIREMENT PLAN MANAGEMENT, INC. | DE | MANAGING MEMBER | E | Control |
| GENOVESE BURFORD & BROTHERS WEALTH AND RETIREMENT PLAN MANAGEMENT, INC. | DE | MANAGING MEMBER | E | Control |
| GENOVESE BURFORD & BROTHERS WEALTH AND RETIREMENT PLAN MANAGEMENT, INC. | DE | MANAGING MEMBER | E | Control |
| BURFORD, LON, EDWARD | I | CHAIRMAN | C | Control |
| BURFORD, LON, EDWARD | I | PRESIDENT | C | Control |
| BURFORD, LON, EDWARD | I | PRESIDENT | C | Control |
| BURFORD, LON, EDWARD | I | PRESIDENT | C | Control |
| BURFORD, LON, EDWARD | I | CHAIRMAN | C | Control |
| BURFORD, LON, EDWARD | I | CHAIRMAN | C | Control |
| BURFORD, LON, EDWARD | I | CHAIRMAN | C | Control |
| BURFORD, LON, EDWARD | I | CHAIRMAN | C | Control |
| BURFORD, LON, EDWARD | I | CHAIRMAN | C | Control |
| BURFORD, LON, EDWARD | I | CHAIRMAN | C | Control |
| BURFORD, LON, EDWARD | I | PRESIDENT | C | Control |
| BURFORD, LON, EDWARD | I | PRESIDENT | C | Control |
| BURFORD, LON, EDWARD | I | CHAIRMAN | C | Control |
| BURFORD, LON, EDWARD | I | PRESIDENT | C | Control |
| FORMAN, LESLIE, DEAN | I | PRESIDENT | C | Control |
| FORMAN, LESLIE, DEAN | I | PRESIDENT | C | Control |
| FORMAN, LESLIE, DEAN | I | PRESIDENT | C | Control |
| FORMAN, LESLIE, DEAN | I | PRESIDENT | C | Control |
| FORMAN, LESLIE, DEAN | I | PRESIDENT | C | Control |
| FORMAN, LESLIE, DEAN | I | PRESIDENT | C | Control |
| FORMAN, LESLIE, DEAN | I | PRESIDENT | C | Control |
| FORMAN, LESLIE, DEAN | I | PRESIDENT | C | Control |
| GENOVESE, MICHAEL, THOMAS | I | CCO/V.P. | C | Control |
| GENOVESE, MICHAEL, THOMAS | I | CHIEF COMPLIANCE OFFICER & VICE PRESIDENT | C | Control |
| GENOVESE, MICHAEL, THOMAS | I | CHIEF COMPLIANCE OFFICER & VICE PRESIDENT | C | Control |
| GENOVESE, MICHAEL, THOMAS | I | CHIEF COMPLIANCE OFFICER & VICE PRESIDENT | C | Control |
| GENOVESE, MICHAEL, THOMAS | I | VICE PRESIDENT | C | Control |
| GENOVESE, MICHAEL, THOMAS | I | CHIEF COMPLIANCE OFFICER & VICE PRESIDENT | C | Control |
| GENOVESE, MICHAEL, THOMAS | I | CHIEF COMPLIANCE OFFICER & VICE PRESIDENT | C | Control |
| GENOVESE, MICHAEL, THOMAS | I | CHIEF COMPLIANCE OFFICER & VICE PRESIDENT | C | Control |
| GENOVESE, MICHAEL, THOMAS | I | CHIEF COMPLIANCE OFFICER & VICE PRESIDENT | C | Control |
| GENOVESE, MICHAEL, THOMAS | I | CHIEF COMPLIANCE OFFICER & VICE PRESIDENT | C | Control |
| GENOVESE, MICHAEL, THOMAS | I | CHIEF COMPLIANCE OFFICER & VICE PRESIDENT | C | Control |
| GENOVESE, MICHAEL, THOMAS | I | CHIEF COMPLIANCE OFFICER & VICE PRESIDENT | C | Control |
| GENOVESE, MICHAEL, THOMAS | I | VICE PRESIDENT | C | Control |
| GENOVESE, MICHAEL, THOMAS | I | CHIEF COMPLIANCE OFFICER & VICE PRESIDENT | C | Control |
| BROTHERS, KELLY, THOMAS | I | SECRETARY | B | Control |
| BROTHERS, KELLY, THOMAS | I | SECRETARY | B | Control |
| BROTHERS, KELLY, THOMAS | I | SECRETARY | B | Control |
| BROTHERS, KELLY, THOMAS | I | VICE PRESIDENT | B | Control |
| BROTHERS, KELLY, THOMAS | I | VICE PRESIDENT | B | Control |
| BROTHERS, KELLY, THOMAS | I | VICE PRESIDENT | B | Control |
| BROTHERS, KELLY, THOMAS | I | VICE PRESIDENT | B | Control |
| BROTHERS, KELLY, THOMAS | I | VICE PRESIDENT | B | Control |
| BROTHERS, KELLY, THOMAS | I | SECRETARY | B | Control |
| BROTHERS, KELLY, THOMAS | I | SECRETARY | B | Control |
| BROTHERS, KELLY, THOMAS | I | SECRETARY | B | Control |
| BROWN, ALEXANDER, GILBERT | I | TREASURER | A | |
| BROWN, ALEXANDER, GILBERT | I | TREASURER | A | |
| BROWN, ALEXANDER, GILBERT | I | TREASURER | A | |
| BROWN, ALEXANDER, GILBERT | I | TREASURER | A | |
| BROWN, ALEXANDER, GILBERT | I | TREASURER | A | |
| BROWN, ALEXANDER, GILBERT | I | TREASURER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BROTHERS, KELLY, THOMAS | I | GENOVESE BURFORD & BROTHERS WEALTH AND RETIREMENT PLAN MANAGEMENT, INC. | C | Control |
| BROTHERS, KELLY, THOMAS | I | GENOVESE BURFORD & BROTHERS WEALTH AND RETIREMENT PLAN MANAGEMENT, INC. | C | Control |
| BROTHERS, KELLY, THOMAS | I | GENOVESE BURFORD & BROTHERS WEALTH AND RETIREMENT PLAN MANAGEMENT, INC. | C | Control |
| BROTHERS, KELLY, THOMAS | I | GENOVESE BURFORD & BROTHERS WEALTH AND RETIREMENT PLAN MANAGEMENT, INC. | C | Control |
| BROTHERS, KELLY, THOMAS | I | GENOVESE BURFORD & BROTHERS WEALTH AND RETIREMENT PLAN MANAGEMENT, INC. | C | Control |
| BURFORD, LON, EDWARD | I | GENOVESE BURFORD & BROTHERS WEALTH AND RETIREMENT PLAN MANAGEMENT, INC. | C | Control |
| BURFORD, LON, EDWARD | I | GENOVESE BURFORD & BROTHERS WEALTH AND RETIREMENT PLAN MANAGEMENT, INC. | C | Control |
| BURFORD, LON, EDWARD | I | GENOVESE BURFORD & BROTHERS WEALTH AND RETIREMENT PLAN MANAGEMENT, INC. | C | Control |
| BURFORD, LON, EDWARD | I | GENOVESE BURFORD & BROTHERS WEALTH AND RETIREMENT PLAN MANAGEMENT, INC. | C | Control |
| BURFORD, LON, EDWARD | I | GENOVESE BURFORD & BROTHERS WEALTH AND RETIREMENT PLAN MANAGEMENT, INC. | C | Control |
| BURFORD, LON, EDWARD | I | GENOVESE BURFORD & BROTHERS WEALTH AND RETIREMENT PLAN MANAGEMENT, INC. | C | Control |
| BURFORD, LON, EDWARD | I | GENOVESE BURFORD & BROTHERS WEALTH AND RETIREMENT PLAN MANAGEMENT, INC. | C | Control |
| BURFORD, LON, EDWARD | I | GENOVESE BURFORD & BROTHERS WEALTH AND RETIREMENT PLAN MANAGEMENT, INC. | C | Control |
| BURFORD, LON, EDWARD | I | GENOVESE BURFORD & BROTHERS WEALTH AND RETIREMENT PLAN MANAGEMENT, INC. | C | Control |
| BURFORD, LON, EDWARD | I | GENOVESE BURFORD & BROTHERS WEALTH AND RETIREMENT PLAN MANAGEMENT, INC. | C | Control |
| GENOVESE, MICHAEL, THOMAS | I | GENOVESE BURFORD & BROTHERS WEALTH AND RETIREMENT PLAN MANAGEMENT, INC. | C | Control |
| GENOVESE, MICHAEL, THOMAS | I | GENOVESE BURFORD & BROTHERS WEALTH AND RETIREMENT PLAN MANAGEMENT, INC. | C | Control |
| GENOVESE, MICHAEL, THOMAS | I | GENOVESE BURFORD & BROTHERS WEALTH AND RETIREMENT PLAN MANAGEMENT, INC. | C | Control |
| GENOVESE, MICHAEL, THOMAS | I | GENOVESE BURFORD & BROTHERS WEALTH AND RETIREMENT PLAN MANAGEMENT, INC. | C | Control |
| GENOVESE, MICHAEL, THOMAS | I | GENOVESE BURFORD & BROTHERS WEALTH AND RETIREMENT PLAN MANAGEMENT, INC. | C | Control |
| GENOVESE, MICHAEL, THOMAS | I | GENOVESE BURFORD & BROTHERS WEALTH AND RETIREMENT PLAN MANAGEMENT, INC. | C | Control |
| GENOVESE, MICHAEL, THOMAS | I | GENOVESE BURFORD & BROTHERS WEALTH AND RETIREMENT PLAN MANAGEMENT, INC. | C | Control |
| GENOVESE, MICHAEL, THOMAS | I | GENOVESE BURFORD & BROTHERS WEALTH AND RETIREMENT PLAN MANAGEMENT, INC. | C | Control |
| GENOVESE, MICHAEL, THOMAS | I | GENOVESE BURFORD & BROTHERS WEALTH AND RETIREMENT PLAN MANAGEMENT, INC. | C | Control |
| GENOVESE, MICHAEL, THOMAS | I | GENOVESE BURFORD & BROTHERS WEALTH AND RETIREMENT PLAN MANAGEMENT, INC. | C | Control |
| GENOVESE, MICHAEL, THOMAS | I | GENOVESE BURFORD & BROTHERS WEALTH AND RETIREMENT PLAN MANAGEMENT, INC. | C | Control |
| GENOVESE, MICHAEL, THOMAS | I | GENOVESE BURFORD & BROTHERS WEALTH AND RETIREMENT PLAN MANAGEMENT, INC. | C | Control |
| GENOVESE, MICHAEL, THOMAS | I | GENOVESE BURFORD & BROTHERS WEALTH AND RETIREMENT PLAN MANAGEMENT, INC. | C | Control |
| GENOVESE, MICHAEL, THOMAS | I | GENOVESE BURFORD & BROTHERS WEALTH AND RETIREMENT PLAN MANAGEMENT, INC. | C | Control |
| GENOVESE, MICHAEL, THOMAS | I | GENOVESE BURFORD & BROTHERS WEALTH AND RETIREMENT PLAN MANAGEMENT, INC. | C | Control |
| GENOVESE, MICHAEL, THOMAS | I | GENOVESE BURFORD & BROTHERS WEALTH AND RETIREMENT PLAN MANAGEMENT, INC. | C | Control |
| GENOVESE, MICHAEL, THOMAS | I | GENOVESE BURFORD & BROTHERS WEALTH AND RETIREMENT PLAN MANAGEMENT, INC. | C | Control |
| GENOVESE, MICHAEL, THOMAS | I | GENOVESE BURFORD & BROTHERS WEALTH AND RETIREMENT PLAN MANAGEMENT, INC. | C | Control |
Registrations
Federal
IA
Jun 11, 2020 REGISTERED
Notice Filings (13)
AZ CA CO FL ID NE NV NY OH OR TX VA WA
Address
740 UNIVERSITY AVENUESUITE 100
SACRAMENTO, CA 95825
United States
Phone: 916-924-7527