TAG ASSOCIATES LTD
CRD #105700 SEC #801-34876 NEW YORK, NY 212-275-1500
SEC Registered
Total AUM
$2.8B
Discretionary
$99.3M
Employees
--
Clients
51
Accounts
617
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 23, 2001
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| PANTOWICH, STANLEY, H | I | PRESIDENT AND MANAGING DIRECTOR | C | Control |
| FRIEDMAN, MARK, L | I | VICE PRESIDENT/MANAGING DIRECTOR | B | |
| MALLOY, ANDREW, THOMAS | I | NONE | B | |
| TRANSPORT, ROBYN, S | I | VICE PRESIDENT/MANAGING DIRECTOR | B | |
| PANTOWICH, JOHN, STEVEN | I | SHAREHOLDER | A |
Registrations
Federal
IA
Jul 23, 2001 REGISTERED
Notice Filings (2)
FL NY
Address
75 ROCKERFELLER PLAZA, STE 900NEW YORK, NY 10019
USA
Phone: 212-275-1500